13F HOLDINGS REPORT
AWM Investment Company, Inc.
Quarter ended Q1 2023 · Filed February 14, 2023 · Accession 0001535264-23-000041
Total Value
$693.5M
Positions
132
Other Managers
0
Confidential Omitted
No
Holdings (132)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Destination XL Group, Inc. | DXLG | 9,586,630 | $64.7M | 9.33% |
| 2 | Impinj, Inc. | PI | 373,354 | $40.8M | 5.88% |
| 3 | Aehr Test Systems | AEHR | 1,648,319 | $33.1M | 4.78% |
| 4 | TravelCenters of America LLC | 89421B109 | 655,307 | $29.3M | 4.23% |
| 5 | ADMA Biologics, Inc. | ADMA | 6,015,000 | $23.3M | 3.37% |
| 6 | Ooma, Inc. | OOMA | 1,409,948 | $19.2M | 2.77% |
| 7 | argenx SE - ADR (Netherlands) | ARGX | 50,000 | $18.9M | 2.73% |
| 8 | Infusystem Holdings, Inc. | INFU | 2,000,000 | $17.4M | 2.50% |
| 9 | Repligen Corporation | RGEN | 100,000 | $16.9M | 2.44% |
| 10 | Avid Bioservices, Inc. | 05368M106 | 1,179,826 | $16.2M | 2.34% |
| 11 | Genasys, Inc. | GNSS | 4,349,544 | $16.1M | 2.32% |
| 12 | DZS, Inc. | 268211109 | 1,243,893 | $15.8M | 2.27% |
| 13 | OrthoPediatrics Corporation | KIDS | 395,658 | $15.7M | 2.27% |
| 14 | Aspen Aerogels, Inc. | ASPN | 1,300,000 | $15.3M | 2.21% |
| 15 | Societal CDMO, Inc. (F4) | 75629F109 | 8,846,052 | $13.2M | 1.90% |
| 16 | Sequans Communications S.A. AD | SQNS | 3,849,940 | $12.8M | 1.84% |
| 17 | Pfsweb, Inc. | 717098206 | 2,054,155 | $12.6M | 1.82% |
| 18 | Century Casinos, Inc. | CNTY | 1,644,037 | $11.6M | 1.67% |
| 19 | Everspin Technology, Inc. | MRAM | 2,006,241 | $11.2M | 1.61% |
| 20 | CEVA, Inc. | CEVA | 429,192 | $11.0M | 1.58% |
| 21 | Leonardo DRS, Inc. | DRS | 856,188 | $10.9M | 1.58% |
| 22 | LeMaitre Vascular, Inc. | LMAT | 230,000 | $10.6M | 1.53% |
| 23 | Gambling.com Group Ltd. | GAMB | 1,037,064 | $9.5M | 1.37% |
| 24 | American Superconductor Corpor | AMSC | 2,536,283 | $9.3M | 1.35% |
| 25 | SeaSpine Holdings Corp. | SE | 1,102,150 | $9.2M | 1.33% |
| 26 | LivePerson, Inc. | LPSN | 885,577 | $9.0M | 1.29% |
| 27 | Natural Gas Services Group, In | 63886Q109 | 769,233 | $8.8M | 1.27% |
| 28 | Lovesac Company, The | LOVE | 392,096 | $8.6M | 1.24% |
| 29 | Apollo Endosurgery, Inc. | 03767D108 | 786,809 | $7.8M | 1.13% |
| 30 | Universal Technical Institute, | UTI | 1,115,688 | $7.5M | 1.08% |
| 31 | RADCOM, Ltd. (Israel) | RDCM | 623,535 | $6.8M | 0.98% |
| 32 | OptimizeRx Corporation | OPRX | 400,143 | $6.7M | 0.97% |
| 33 | Backblaze, Inc. | BLZE | 1,091,753 | $6.7M | 0.97% |
| 34 | Viemed Healthcare, Inc. (Canad | VMD | 854,875 | $6.5M | 0.94% |
| 35 | nLight, Inc. | LASR | 549,635 | $5.6M | 0.80% |
| 36 | Ultra Clean Holdings, Inc. | UCTT | 156,919 | $5.2M | 0.75% |
| 37 | Vicor Corporation | VICR | 92,731 | $5.0M | 0.72% |
| 38 | Turtle Beach Corporation | TBCH | 633,455 | $4.5M | 0.65% |
| 39 | Citi Trends, Inc. | CTRN | 167,028 | $4.4M | 0.64% |
| 40 | PowerFleet, Inc. | AIOT | 1,579,956 | $4.3M | 0.61% |
| 41 | PureTech Health PLC (Britain) | PTCHF | 1,300,000 | $4.2M | 0.60% |
| 42 | voxeljet AG, ADR (Germany) | 92912L106 | 1,716,903 | $3.9M | 0.57% |
| 43 | Turtle Beach Corp. @0 pre-fund | IPWR | 550,000 | $3.9M | 0.57% |
| 44 | Concert Pharmaceuticals, Inc. | 206022105 | 666,661 | $3.9M | 0.56% |
| 45 | Ideal Power @2.32 11/13/24 9.9 | IPWR | 439,180 | $3.7M | 0.54% |
| 46 | Reservior Media, Inc. | RSVRW | 609,894 | $3.6M | 0.53% |
| 47 | Shotspotter, Inc. | SSTI | 107,438 | $3.6M | 0.52% |
| 48 | Noodles & Co. | NDLS | 661,444 | $3.6M | 0.52% |
| 49 | Westport Fuel Systems, Inc. (C | WPRT | 4,582,047 | $3.6M | 0.51% |
| 50 | Aerovironment, Inc. | AVAV | 40,208 | $3.4M | 0.50% |
| 51 | Lantronix, Inc. | LTRX | 761,933 | $3.3M | 0.47% |
| 52 | Franchise Group, Inc. | 35180X105 | 131,912 | $3.1M | 0.45% |
| 53 | Bellus Health, Inc. (Canada) | 07987C204 | 380,000 | $3.1M | 0.45% |
| 54 | DHI Group, Inc. | DHX | 581,000 | $3.1M | 0.44% |
| 55 | OneWater Marine, Inc. - CL A | ONEW | 99,567 | $2.8M | 0.41% |
| 56 | NeoGames S.A. (Luxembourg) | L6673X107 | 226,500 | $2.8M | 0.40% |
| 57 | Ideal Power @.001 (pre-funded) | IPWR | 253,830 | $2.7M | 0.39% |
| 58 | The Real Good Food Company, In | 75601G109 | 360,267 | $2.4M | 0.34% |
| 59 | OncoCyte Corporation | 68235C107 | 7,254,222 | $2.3M | 0.34% |
| 60 | urban-gro, Inc. | UGRO | 837,248 | $2.3M | 0.33% |
| 61 | Spero Therapeutics, Inc. | SPRO | 1,300,400 | $2.2M | 0.32% |
| 62 | PureTech Health PLC-ADR (Brita | PTCHF | 70,000 | $2.2M | 0.32% |
| 63 | AirSculpt Technologies, Inc. | AIRS | 598,091 | $2.2M | 0.32% |
| 64 | MaxCyte, Inc. | MXCT | 400,000 | $2.2M | 0.31% |
| 65 | Profire Energy, Inc. | 74316X101 | 2,078,575 | $2.2M | 0.31% |
| 66 | QuickLogic Corporation | QUIK | 415,230 | $2.1M | 0.31% |
| 67 | Gaia, Inc. | GAIA | 879,375 | $2.1M | 0.30% |
| 68 | Karat Packaging, Inc. | KRT | 136,789 | $2.0M | 0.28% |
| 69 | Synchronoss Technologies, Inc. | 87157B103 | 3,160,270 | $2.0M | 0.28% |
| 70 | EMCORE Corporation | 290846203 | 1,999,856 | $1.9M | 0.28% |
| 71 | Usio,Inc. | USIO | 1,153,761 | $1.8M | 0.27% |
| 72 | Kopin Corporation | KOPN | 1,446,746 | $1.8M | 0.26% |
| 73 | Ideal Power, Inc. | 451622203 | 168,520 | $1.8M | 0.26% |
| 74 | Twin Vee PowerCats Co. | VEEE | 949,062 | $1.7M | 0.25% |
| 75 | Legacy Housing Corp. | LEGH | 81,846 | $1.6M | 0.22% |
| 76 | Veru, Inc. | VERU | 290,000 | $1.5M | 0.22% |
| 77 | ElectroCore, Inc. | ECOR | 5,883,822 | $1.5M | 0.22% |
| 78 | Quipt Home Medical Corp. | 74880P104 | 294,600 | $1.4M | 0.20% |
| 79 | Eton Pharmaceuticals, Inc. | ETON | 463,320 | $1.3M | 0.19% |
| 80 | Nano Dimension, Ltd. ADR (Isra | NNDM | 563,126 | $1.3M | 0.19% |
| 81 | Summit Therapeutics, Inc. | SMMT | 300,000 | $1.3M | 0.18% |
| 82 | OPKO Health, Inc. | OPK | 1,000,000 | $1.3M | 0.18% |
| 83 | Nuvation Bio, Inc. | NUVB | 625,000 | $1.2M | 0.17% |
| 84 | Applied DNA Sciences, Inc. | 03815U300 | 720,942 | $1.2M | 0.17% |
| 85 | Movano, Inc. | 62459M107 | 900,000 | $1.2M | 0.17% |
| 86 | Shapeways Holdings, Inc. | 81947T102 | 2,099,431 | $1.1M | 0.16% |
| 87 | Gee Group, Inc. | JOB | 2,285,192 | $1.1M | 0.16% |
| 88 | Atomera Incorporated | ATOM | 177,034 | $1.1M | 0.16% |
| 89 | Edgio, Inc. | 53261M104 | 930,735 | $1.1M | 0.15% |
| 90 | Sonendo, Inc. | SONX | 344,632 | $975,309 | 0.14% |
| 91 | Sunrun, Inc. | RUN | 40,000 | $960,800 | 0.14% |
| 92 | eMagin Corporation | 29076N206 | 1,119,887 | $951,904 | 0.14% |
| 93 | LiqTech International, Inc. (D | LIQT | 2,430,141 | $923,454 | 0.13% |
| 94 | BioLife Solutions, Inc. | BLFS | 50,000 | $910,000 | 0.13% |
| 95 | Viemed Healthcare, Inc. (US) | VMD | 113,230 | $856,019 | 0.12% |
| 96 | Rocket Lab USA, Inc. | RKLB | 201,000 | $757,770 | 0.11% |
| 97 | Quantum Corp. | 747906501 | 657,280 | $716,435 | 0.10% |
| 98 | FTC Solar, Inc. | FTCI | 259,700 | $695,996 | 0.10% |
| 99 | Vor BioPharma, Inc. | VOR | 100,000 | $665,000 | 0.10% |
| 100 | NeuroOne Medical Technologies | NMTC | 550,000 | $660,000 | 0.10% |
| 101 | eMagin Corp @.78 10/9/19-10/9/ | IPWR | 3,000,000 | $660,000 | 0.10% |
| 102 | ProQR Therapeutics BV (Netherl | N71542109 | 166,667 | $616,668 | 0.09% |
| 103 | American Public Education, Inc | 02913V103 | 50,070 | $615,360 | 0.09% |
| 104 | CareDx, Inc. | CDNA | 50,000 | $570,500 | 0.08% |
| 105 | Eco Wave Power Global AB (Swe | WAVE | 170,821 | $508,449 | 0.07% |
| 106 | Enthusiast Gaming Holdings, In | 29385B109 | 897,100 | $490,327 | 0.07% |
| 107 | VIQ Solutions, Inc. (Canada) | VQSSF | 1,784,067 | $468,496 | 0.07% |
| 108 | NeuroOne Medical @1.75 1/14/26 | IPWR | 3,000,000 | $450,000 | 0.06% |
| 109 | Neonode, Inc. | NEON | 78,200 | $430,100 | 0.06% |
| 110 | Mobilicom Limited (Australia) | MOBBW | 426,656 | $413,899 | 0.06% |
| 111 | Applied DNA Sciences, Inc. @4 | IPWR | 500,000 | $380,000 | 0.05% |
| 112 | Lulu's Fashion Lounge Holdings | 55003A108 | 150,232 | $377,082 | 0.05% |
| 113 | Minerva Surgical, Inc. | 60343F106 | 1,668,572 | $372,759 | 0.05% |
| 114 | Accelerate Diagnostics, Inc. | 00430H102 | 473,150 | $334,044 | 0.05% |
| 115 | Bridgeline Digital, Inc. | BLIN | 300,000 | $315,000 | 0.05% |
| 116 | Sigma Labs, Inc. | 826598500 | 697,785 | $279,184 | 0.04% |
| 117 | INVO Bioscience, Inc. | 44984F302 | 623,860 | $271,379 | 0.04% |
| 118 | DoubleDown Interactive Co Ltd( | DDI | 31,051 | $262,381 | 0.04% |
| 119 | NanoVibronix, Inc. | 63008J108 | 901,069 | $225,267 | 0.03% |
| 120 | Medicenna Therapeutics Corp. ( | MDNAF | 459,000 | $215,730 | 0.03% |
| 121 | Sera Prognostics, Inc. | SERA | 171,640 | $211,117 | 0.03% |
| 122 | Ideal Power @8.90 8/5/25 9.99 | IPWR | 39,366 | $146,048 | 0.02% |
| 123 | Greenbrook TMS, Inc. (Canada) | 393704309 | 71,768 | $144,713 | 0.02% |
| 124 | Polished.com, Inc. 5/26/22-6/2 | 28252C117 | 1,689,700 | $135,176 | 0.02% |
| 125 | Applied DNA Sciences, Inc. @4 | IPWR | 475,000 | $128,250 | 0.02% |
| 126 | Bitfarms, Ltd. of Canada | BITF | 263,089 | $115,759 | 0.02% |
| 127 | Medicenna Therapeutics, Corp. | MDNAF | 1,330,000 | $106,400 | 0.02% |
| 128 | LiveVox Holdings, Inc. | 538384009 | 25,612 | $76,068 | 0.01% |
| 129 | Mobilicom Ltd. @11.5 8/31/27 A | MOBBW | 363,100 | $39,941 | 0.01% |
| 130 | Qualtek Services, Inc.-A Wt @1 | 74760R113 | 50,000 | $2,000 | 0.00% |
| 131 | eMagin Corporation @1.55 1/29/ | IPWR | 890,000 | $89 | 0.00% |
| 132 | Ocean Power Technologies @3.85 | OPTT | 464,280 | $46 | 0.00% |