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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F COMBINATION REPORT

ROCKY MOUNTAIN ADVISERS, LLC

Quarter ended Q4 2023 · Filed October 31, 2023 · Accession 0001512779-23-000009

Total Value
$205.1M
Positions
292
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (292)

#IssuerTicker / CUSIPSharesValue% of Filing
1ELEVATION SERIES TRUST2103221033,924,235$112.4M54.80%
2SCHWAB STRATEGIC TR808524797192,665$13.6M6.65%
3JPMORGAN CHASE & COVYLD57,240$8.3M4.05%
4COHEN & STEERS INFRASTRUCTUR19248A109408,196$8.0M3.90%
5SCHWAB STRATEGIC TR 808524102122,403$6.1M2.97%
6BERKSHIRE HATHAWAY INC DEL BRK-A8$4.3M2.07%
7VANGUARD INDEX FDS9229083638,987$3.5M1.72%
8BERKSHIRE HATHAWAY INC DEL BRK-A8,594$3.0M1.47%
9WALMART INCWMT18,328$2.9M1.43%
10NRG ENERGY INCNRG68,904$2.7M1.29%
11SRH TOTAL RETURN FUND INCSTEW188,072$2.4M1.19%
12VANGUARD GROUP92190884413,490$2.1M1.02%
13MICROSOFT CORPMSFT6,372$2.0M0.98%
14ISHARES TR4642872004,677$2.0M0.98%
15EVERCORE INCEVR11,900$1.6M0.80%
16VANGUARD WHITEHALL FDS INC92194640615,617$1.6M0.79%
17SCHWAB STRATEGIC TR80852487029,290$1.5M0.72%
18APPLE INCAAPL6,758$1.2M0.56%
19SPDR SERIES TRUST78464A7639,225$1.1M0.52%
20Bank Of Nova Scotia 06414910723,000$1.0M0.51%
21COHEN & STEERS REIT & PFD &19247X10055,000$943,8000.46%
22WILLIS TOWERS WATSON PUB LTDWTW4,486$937,3950.46%
23VANGUARD BD INDEX FD INC92193782711,908$895,1240.44%
24VANGUARD SCOTTSDALE FDS92206C40910,866$816,5800.40%
25SOUTHERN COSOMN12,585$814,5010.40%
26TESLA INCTSLA2,725$681,8500.33%
27DISNEY WALT CO2546871067,858$636,8910.31%
28PROCTER AND GAMBLE CO7427181094,181$609,9020.30%
29ETF SER SOLUTIONS26922A26317,885$560,6840.27%
30KIMBERLY CLARK CORPKMB4,390$530,5320.26%
31INTEL CORPINTC12,940$460,0170.22%
32JOHNSON & JOHNSON JNJ2,785$433,7640.21%
33CHEVRON CORP NEWCVX2,527$426,1030.21%
343M CO MMM4,487$420,0300.20%
35COCA COLA COKO7,481$418,8070.20%
36SCHWAB STRATEGIC TR 8085243005,690$413,7770.20%
37PAYCHEX INCPAYX3,068$353,8320.17%
38YUM BRANDS INCYUM2,590$323,5950.16%
39ALPHABET INCGOOG2,460$321,9160.16%
40KROGER COKR7,175$321,0810.16%
41INVESCO EXCHNG TRADED FD TRIVZ6,175$303,6250.15%
42SCHWAB STRATEGIC TR8085248625,656$270,8660.13%
43META PLATFORMS INCMETA899$269,8890.13%
44SCHWAB STRATEGIC TR8085248057,891$267,9720.13%
45UNION PAC CORPUNP1,300$264,7190.13%
46INVESCO QQQ TRIVZ720$257,9540.13%
47NVIDIA CORPNVDA587$255,3390.12%
48ARCHER DANIELS MIDLAND COADM3,294$248,4330.12%
49CINCINNATI FINL CORP1720621012,366$242,0180.12%
50MERCK & CO INC MRK2,267$233,3880.11%
51TARGET CORP TGT2,000$221,1400.11%
52ISHARES TR4642878042,266$213,7520.10%
53PFIZER INCPFE6,418$212,8850.10%
54GENERAL MLS INC3703341043,250$207,9680.10%
55STAG INDL INC85254J1025,900$203,6090.10%
56SMUCKER J M CO8326964051,655$203,4160.10%
57SCHWAB STRATEGIC TR 8085248394,553$201,3790.10%
58VICI PPTYS INC9256521096,693$194,7660.09%
59CISCO SYS INCCSCO3,400$182,7840.09%
60VANGUARD INDEX FDS922908769848$180,1240.09%
61TRAVELERS COMPANIES INCTRV1,015$165,7600.08%
62SELECT SECTOR SPDR TR81369Y8031,007$165,0780.08%
63PAYPAL HLDGS INCPYPL2,812$164,3900.08%
64INTERNATIONAL BUSINESS MACHSINTR1,100$154,3300.08%
65EXXON MOBIL CORPXOM1,293$152,0310.07%
66ISHARES TR4642878461,450$151,4960.07%
67EBAY INC.EBAY3,324$146,5550.07%
68ISHARES TR464287507582$145,1220.07%
69LILLY ELI & COLLY267$143,4140.07%
70HOME DEPOT INCHD469$141,8190.07%
71SEMPRA ENERGYSREA2,080$141,5020.07%
72SCHWAB CHARLES CORP NEWSCHW-PJ2,455$134,7800.07%
73ISHARES TR4642871681,232$132,6120.06%
74TANGER FACTORY OUTLET CTRS ISKT5,700$128,8200.06%
75VERIZON COMMUNICATIONS INCVZ3,963$128,4410.06%
76PIMCO ETF TR72201R8171,400$127,5680.06%
77REALTY INCOME CORPO2,500$124,8500.06%
78VANGUARD INDEX FDS922908595550$117,7990.06%
79AMAZON COM INCAMZN865$109,9590.05%
80UBER TECHNOLOGIES INCUBER2,293$105,4550.05%
81CHURCH & DWIGHT INCCHD1,150$105,3750.05%
82XCEL ENERGY INCXELLL1,833$104,8840.05%
83KELLANOVABEKE1,745$103,8450.05%
84OMEROS CORPOMER33,505$97,8350.05%
85ISHARES TR464287614356$94,6920.05%
86NUVEEN PFD & INCOME TERM FDNU5,500$94,4350.05%
87ALPHABET INCGOOG700$92,2950.04%
88VANGUARD SCOTTSDALE FDS92206C8701,200$91,1760.04%
89STANLEY BLACK & DECKER INCSWK1,090$91,1020.04%
90COHEN & STEERS LTD DURATION19248C1055,250$89,6180.04%
91SCHWAB STRATEGIC TR 8085244091,380$88,9550.04%
92CONOCOPHILLIPSCOP698$83,6200.04%
93SELECT SECTOR SPDR TR81369Y209634$81,6210.04%
94BOEING COBA-PA400$76,6720.04%
95AT&T INCT-PC5,044$75,7680.04%
96AMERICAN ELEC PWR CO INC0255371011,000$75,2200.04%
97BANK AMER CORP0605051042,681$73,4060.04%
98JACK IN THE BOX INCJACK1,050$72,5130.04%
99CAPITOL FED FINL INC14057J10115,200$72,5040.04%
100ISHARES TR46432F8421,026$66,0230.03%
101TEXTRON INCTXT822$64,2310.03%
102CITIGROUP INCC-PR1,550$63,7520.03%
103MORGAN STANLEYMS-PQ765$62,5140.03%
104MERITAGE HOMES CORPMTH500$61,1950.03%
105WELLS FARGO CO NEW9497461011,400$57,2040.03%
106ISHARES TR464287598370$56,1730.03%
107BK OF AMERICA CORP06050568250$55,6110.03%
108INTERCONTINENTAL EXCHANGE IN45866F104500$55,0100.03%
109D R HORTON INC23331A109500$53,7350.03%
110STEEL DYNAMICS INCSTLD500$53,6100.03%
111MCDONALDS CORPMCD200$52,6880.03%
112SPDR SERIES TRUST78464A2921,620$52,5850.03%
113MESA LABS INC59064R109500$52,5350.03%
114VANGUARD INDEX FDS922908629245$51,0190.02%
115PEPSICO INCPEP300$50,8320.02%
116BLACK HILLS CORPBKH1,000$50,5900.02%
117GENERAL ELECTRIC CO369604301437$48,3100.02%
118TRINITY INDS INC8965221091,950$47,4830.02%
119VANGUARD INDEX FDS922908751240$45,3770.02%
120EVERGY INCEVRG886$44,9200.02%
121SCHWAB STRATEGIC TR8085248472,512$44,5840.02%
122LOWES COS INC548661107207$43,0230.02%
123RIVIAN AUTOMOTIVE INCRIVN1,744$42,3440.02%
124GILEAD SCIENCES INCGILD550$41,2170.02%
125ISHARES TR464287457500$40,4850.02%
126STELLANTIS N.VSTLA2,087$39,9240.02%
127INTUITIVE SURGICAL INCISRG135$39,4590.02%
128BROADSTONE NET LEASE INCBNL2,750$39,3250.02%
129MASTERCARD INCORPORATEDMA98$38,7990.02%
130INVESCO EXCHNG TRADED FD TRIVZ3,500$38,3250.02%
131ISHARES TR464287648169$37,8810.02%
132COINBASE GLOBAL INCCOIN500$37,5400.02%
133FORD MTR CO DEL3453708603,000$37,2600.02%
134STARBUCKS CORPSBUX400$36,5080.02%
135PHILLIPS 66PSX299$35,9250.02%
136MONDELEZ INTL INC609207105500$34,7000.02%
137COMMERCE BANCSHARES INCCBSH722$34,6420.02%
138BP PLCBPPFF865$33,4930.02%
139BRISTOL MYERS SQUIBB COCELG-RI575$33,3730.02%
140ABBOTT LABSABLZF329$31,8640.02%
141MEDTRONIC PLCMDT400$31,3440.02%
142AMERICAN EXPRESS COAXP200$29,8380.01%
143ISHARES TR464287226308$28,9640.01%
144AUTOZONE INCAZO11$27,9400.01%
145ENERGY TRANSFER L PET-PI1,953$27,4010.01%
146ORACLE CORPORCL-PD252$26,6920.01%
147M & T BK CORP55261F104200$25,2900.01%
148SUN LIFE FINL INCSUNFF500$24,4000.01%
149EXPEDITORS INTL WASH INC302130109200$22,9260.01%
150HONEYWELL INTL INC438516106124$22,9080.01%
151COSTCO WHSL CORP NEW22160K10540$22,5980.01%
152INVESCO EXCHANGE TRADED FD TIVZ450$22,5180.01%
153THE TRADE DESK INC88339J105280$21,8820.01%
154FASTENAL COFAST400$21,8560.01%
155XPO LOGISTICS INCXPO290$21,6510.01%
156COPART INCCPRT496$21,3730.01%
157ENNIS INCEBF1,000$21,2200.01%
158WISDOMTREE TRWT565$20,7690.01%
159SYSCO CORPSYY300$19,8150.01%
160FIRST TR NASDAQ ABA CMNTY BK 33736Q104460$18,2800.01%
161ISHARES INC46434G103384$18,2750.01%
162FULL HSE RESORTS INC3596781094,100$17,5070.01%
163AFLAC INCAFL226$17,3460.01%
164GXO LOGISTICS INCORPORATEDGXO290$17,0090.01%
165ISHARES TR464287242160$16,3230.01%
166ANNALY CAP MGMT INCNLY-PJ827$15,5560.01%
167DUKE ENERGY CORP NEWDUKB175$15,4460.01%
168PRINCIPAL FINL GROUP INCPFG211$15,2070.01%
169METLIFE INCMET-PF241$15,1610.01%
170ISHARES TR46432F339114$15,0240.01%
171ISHARES TR464288646300$14,9490.01%
172BALL CORPBALL300$14,9340.01%
173ADVANCE AUTO PARTS INCAAP265$14,8210.01%
174CBRE GROUP INCCBRE200$14,7720.01%
175ANHEUSER BUSCH INBEV SA/NVBUDFF259$14,3230.01%
176INVESCO EXCHANGE TRADED FD TIVZ500$14,0750.01%
177ISHARES GOLD TRUSTIAU400$13,9960.01%
178FLAHERTY & CRUMRINE TOTAL REFLC1,000$13,6900.01%
179UNILEVER PLCUNLYF267$13,1900.01%
180CLOROX CO DELCLX100$13,1060.01%
181EXELON CORPEXC340$12,8490.01%
182ADOBE SYS INCADBE25$12,7480.01%
183DRIVEN BRANDS HLDGS INCDRVN1,000$12,5900.01%
184ONEOK INC NEWOKE197$12,4960.01%
185ISHARES TR46428765570$12,3720.01%
186CONSTELLATION ENERGY CORPCEG113$12,3260.01%
187ARCOSA INCACA166$11,9350.01%
188ASML HOLDING N VASMLF20$11,7730.01%
189MICRON TECHNOLOGY INCMU170$11,5650.01%
190ALLSTATE CORPALL-PJ101$11,2520.01%
191FEDEX CORPFDX40$10,5940.01%
192FIRSTENERGY CORPFE308$10,5270.01%
193BADGER METER INCBMI72$10,3590.01%
194HUBSPOT INCHUBS21$10,3430.01%
195VANGUARD INDEX FDS922908553134$10,1380.00%
196SPDR SERIES TRUST78464A490260$10,1170.00%
197ISHARES TR464287499144$9,9720.00%
198B & G FOODS INCBGS1,000$9,8900.00%
199GE HEALTHCARE TECHNOLOGIESGEHC145$9,8660.00%
200LANDSTAR SYS INCLSTR54$9,5550.00%
201BROWN & BROWN INCBRO136$9,4980.00%
202UNITED PARCEL SERVICE INCUPS60$9,3520.00%
203UNITEDHEALTH GROUP INCUNH18$9,0750.00%
204RLI CORPRLI66$8,9690.00%
205KINDER MORGAN INC DELEP-PC534$8,8540.00%
206ATLASSIAN CORP PLCTEAM43$8,6650.00%
207RIO TINTO PLCRTNTF135$8,5910.00%
208DOCUSIGN INCDOCU200$8,4000.00%
209HOST HOTELS & RESORTS INCHST511$8,2120.00%
210PINNACLE WEST CAP CORPPNW110$8,1050.00%
211ARCH CAP GROUP LTDG0450A10599$7,8910.00%
212EQUIFAX INCEFX42$7,6940.00%
213SHOPIFY INCSHOP140$7,6400.00%
214TRANSDIGM GROUP INCTDG9$7,5880.00%
215SNAIL INCSNAL6,492$7,4010.00%
216PRIMERICA INCPRI38$7,3720.00%
217MARKEL CORPMKL5$7,3620.00%
218GRACO INCGGG99$7,2150.00%
219RAYTHEON TECHNOLOGIES CORPRTX100$7,1970.00%
220GEN DIGITAL INCGENVR400$7,0720.00%
221W R BERKLEY CORPORATIONWRB-PH109$6,9200.00%
222WD-40 COWDFC34$6,9100.00%
223CDW CORPCDW34$6,8600.00%
224VANGUARD STAR FD921909768128$6,8510.00%
225CONSOLIDATED EDISON INCED80$6,8420.00%
226ONE GAS INCOGS100$6,8280.00%
227NUVEEN SELECT TAX-FREE INCOMNU510$6,7830.00%
228ACCENTURE PLC IRELANDACN22$6,7560.00%
229CYBERARK SOFTWARE LTDM2682V10840$6,5510.00%
230ROSS STORES INCROST58$6,5510.00%
231VISA INCV28$6,4400.00%
232HENRY JACK & ASSOC INC42628110139$5,8940.00%
233ZSCALER INCZS37$5,7570.00%
234RXO INCRXO290$5,7220.00%
235COLGATE PALMOLIVE COCL80$5,6890.00%
236AMPHENOL CORP NEW03209510164$5,3750.00%
237ADAMS DIVERSIFIED EQUITY FD006212104313$5,2080.00%
238AON PLCAON16$5,1880.00%
239CHECK POINT SOFTWARE TECH LT M2246510438$5,0650.00%
240TYSON FOODS INCTSN100$5,0490.00%
241LAMB WESTON HLDGS INCLW54$4,9930.00%
242BHP GROUP LTDBHPLF87$4,9490.00%
243SPIRIT AEROSYSTEMS HLDGS INC848574109300$4,8420.00%
244WARNER BROS DISCOVERY INCWBD444$4,8220.00%
245HORMEL FOODS CORPHRL125$4,7540.00%
246ANALOG DEVICES INCADI27$4,7270.00%
247CONAGRA BRANDS INCCAG164$4,4970.00%
248BORR DRILLING LTDBORR617$4,3810.00%
249EVERSOURCE ENERGYES75$4,3610.00%
250DATADOG INCDDOG47$4,2810.00%
251SPROUTS FMRS MKT INC85208M102100$4,2800.00%
252SENSATA TECHNOLOGIES HLDG PLST110$4,1600.00%
253TJX COS INC NEW87254010946$4,0880.00%
254BROOKFIELD CORP11271J107127$3,9710.00%
255ILLINOIS TOOL WKS INC45230810917$3,9150.00%
256AURINIA PHARMACEUTICALS INCAUPH500$3,8850.00%
257LIBERTY BROADBAND CORPLBRDP41$3,7440.00%
258NOVAVAX INCNVAX510$3,6920.00%
259CANADIAN NATL RY CO13637510234$3,6830.00%
260BLACKSTONE SECD LENDING FDBX133$3,6390.00%
261FIRSTCASH HOLDINGS INCFCFS36$3,6140.00%
262ORGANON & COOGN204$3,5410.00%
263BIO-TECHNE CORPTECH52$3,5400.00%
264VANGUARD TAX-MANAGED FDS92194385879$3,4540.00%
265LABORATORY CORP AMER HLDGS 50540R40917$3,4180.00%
266FIRST TR EXCHANGE TRADED FD33734X84675$3,4070.00%
267PARAMOUNT GLOBAL92556H206248$3,1990.00%
268BROWN FORMAN CORPBF-B55$3,1730.00%
269LIBERTY MEDIA CORP DELFWONB124$3,1570.00%
270NEWS CORP NEWNWSLL138$2,7680.00%
271LUMEN TECHNOLOGIES INCLUMN1,910$2,7120.00%
272ADVISORSHARES TR00768Y495750$2,5650.00%
273COGNEX CORPCGNX60$2,5460.00%
274BALCHEM CORPBCPC20$2,4810.00%
275KYNDRYL HLDGS INCKD160$2,4160.00%
276INNOVATIVE INDL PPTYS INCINHD30$2,2700.00%
277DOW INCDOW42$2,1660.00%
278VANGUARD INTL EQUITY INDEX F92204285851$2,0000.00%
279SIRIUS XM HLDGS INCSIRI425$1,9210.00%
280ISHARES TR46428828118$1,4850.00%
281ERICSSON294821608255$1,2390.00%
282VITESSE ENERGY INCVTS45$1,0300.00%
283LIBERTY MEDIA CORP DELFWONB30$9630.00%
284AMMO INCPOWWP300$6060.00%
285BLOCK INCBSQKZ8$3540.00%
286QURATE RETAIL INC74915M100229$1390.00%
287VIATRIS INCVTRS14$1380.00%
288SUNDIAL GROWERS INCSNDL40$760.00%
289BLUEBIRD BIO INC09609G10018$550.00%
2902SEVENTY BIO INC9013841076$240.00%
291BEYOND MEAT INCBYND200$190.00%
292CANOPY GROWTH CORPCGC10$80.00%