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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F COMBINATION REPORT

ROCKY MOUNTAIN ADVISERS, LLC

Quarter ended Q3 2023 · Filed July 27, 2023 · Accession 0001512779-23-000007

Total Value
$187.8M
Positions
294
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (294)

#IssuerTicker / CUSIPSharesValue% of Filing
1ELEVATION SERIES TRUST2103221033,789,518$104.4M55.60%
2COHEN & STEERS INFRASTRUCTUR19248A109408,133$10.0M5.30%
3JPMORGAN CHASE & COVYLD57,440$7.5M3.99%
4SCHWAB STRATEGIC TR 808524102101,924$4.9M2.60%
5BERKSHIRE HATHAWAY INC DEL BRK-A8$3.7M1.98%
6SCHWAB STRATEGIC TR80852479747,115$3.4M1.84%
7VANGUARD INDEX FDS9229083638,283$3.1M1.66%
8BERKSHIRE HATHAWAY INC DEL BRK-A8,794$2.7M1.45%
9WALMART INCWMT18,308$2.7M1.44%
10NRG ENERGY INCNRG68,972$2.4M1.26%
11SRH TOTAL RETURN FUND INCSTEW186,462$2.3M1.22%
12BROADSTONE NET LEASE INCBNL132,750$2.3M1.20%
13VANGUARD GROUP92190884413,539$2.1M1.11%
14ISHARES TR4642872004,677$1.9M1.02%
15MICROSOFT CORPMSFT6,224$1.8M0.96%
16SCHWAB STRATEGIC TR80852487029,290$1.6M0.84%
17WELLS FARGO CO NEW94974610141,675$1.6M0.83%
18EVERCORE INCEVR11,900$1.4M0.73%
19VANGUARD WHITEHALL FDS INC92194640612,542$1.3M0.70%
20Bank Of Nova Scotia 06414910723,000$1.2M0.62%
21SPDR SERIES TRUST78464A7639,270$1.1M0.61%
22COHEN & STEERS REIT & PFD &19247X10055,000$1.1M0.57%
23WILLIS TOWERS WATSON PUB LTDWTW4,486$1.0M0.56%
24APPLE INCAAPL6,231$1.0M0.55%
25VANGUARD BD INDEX FD INC92193782711,908$910,8430.49%
26SOUTHERN COSOMN12,525$871,4900.46%
27DISNEY WALT CO2546871067,876$788,6240.42%
28PROCTER AND GAMBLE CO7427181094,175$620,7260.33%
29KIMBERLY CLARK CORPKMB4,390$589,2260.31%
30VANGUARD SCOTTSDALE FDS92206C4097,466$569,1330.30%
31TESLA INCTSLA2,625$544,5830.29%
32ETF SER SOLUTIONS26922A26317,885$492,1900.26%
333M CO MMM4,473$470,1360.25%
34INTEL CORPINTC12,837$419,3850.22%
35COCA COLA COKO6,684$414,6200.22%
36CHEVRON CORP NEWCVX2,527$412,3050.22%
37JOHNSON & JOHNSON JNJ2,535$392,9250.21%
38SCHWAB STRATEGIC TR 8085243005,690$370,8170.20%
39KROGER COKR7,260$358,4260.19%
40PAYCHEX INCPAYX3,068$351,5620.19%
41YUM BRANDS INCYUM2,590$342,0870.18%
42TARGET CORP TGT2,000$331,2600.18%
43INVESCO EXCHNG TRADED FD TRIVZ6,175$323,5700.17%
44GENERAL MLS INC3703341043,250$277,7450.15%
45SCHWAB STRATEGIC TR8085248625,656$275,9560.15%
46SCHWAB STRATEGIC TR8085248057,868$273,7950.15%
47CINCINNATI FINL CORP1720621012,366$265,1810.14%
48SMUCKER J M CO8326964051,680$264,3820.14%
49ARCHER DANIELS MIDLAND COADM3,294$262,4000.14%
50PFIZER INCPFE6,418$261,8540.14%
51UNION PAC CORPUNP1,300$261,6380.14%
52MERCK & CO INC MRK2,267$241,1860.13%
53ALPHABET INCGOOG2,260$234,4300.12%
54INVESCO QQQ TRIVZ720$231,0700.12%
55ISHARES TR4642878042,266$219,1220.12%
56VICI PPTYS INC9256521096,693$218,3260.12%
57SCHWAB STRATEGIC TR 8085248394,553$213,5810.11%
58STAG INDL INC85254J1025,900$199,5380.11%
59NVIDIA CORPNVDA692$192,2170.10%
60CISCO SYS INCCSCO3,400$177,7350.09%
61VANGUARD INDEX FDS922908769848$173,0770.09%
62META PLATFORMS INCMETA816$172,9430.09%
63SEMPRA ENERGYSREA1,040$157,2060.08%
64INTERNATIONAL BUSINESS MACHSINTR1,199$157,1770.08%
65OMEROS CORPOMER33,505$155,7980.08%
66SELECT SECTOR SPDR TR81369Y8031,007$152,0670.08%
67EBAY INC.EBAY3,322$147,4120.08%
68ISHARES TR464287507582$145,5930.08%
69ISHARES TR4642878461,450$145,1020.08%
70ISHARES TR4642871681,232$144,3660.08%
71VERIZON COMMUNICATIONS INCVZ3,663$142,4540.08%
72EXXON MOBIL CORPXOM1,293$141,7900.08%
73HOME DEPOT INCHD469$138,3080.07%
74PIMCO ETF TR72201R8171,400$134,6800.07%
75REALTY INCOME CORPO2,000$126,6400.07%
76XCEL ENERGY INCXELLL1,833$123,6180.07%
77VANGUARD INDEX FDS922908595550$119,0260.06%
78KELLOGG COBEKE1,745$116,8450.06%
79AT&T INCT-PC6,006$115,6120.06%
80TANGER FACTORY OUTLET CTRS ISKT5,700$111,8910.06%
81CAPITOL FED FINL INC14057J10116,250$109,3630.06%
82CHURCH & DWIGHT INCCHD1,150$101,6720.05%
83NUVEEN PFD & INCOME TERM FDNU5,500$96,9650.05%
84VANGUARD SCOTTSDALE FDS92206C8701,200$96,2640.05%
85COHEN & STEERS LTD DURATION19248C1055,250$93,6600.05%
86JACK IN THE BOX INCJACK1,050$91,9700.05%
87LILLY ELI & COLLY267$91,6930.05%
88SCHWAB STRATEGIC TR 8085244091,380$90,5000.05%
89TRAVELERS COMPANIES INCTRV515$88,2760.05%
90MESA LABS INC59064R109500$87,3650.05%
91ISHARES TR464287614356$86,9810.05%
92BOEING COBA-PA400$84,9720.05%
93SELECT SECTOR SPDR TR81369Y209634$82,0780.04%
94ALPHABET INCGOOG700$72,8000.04%
95CITIGROUP INCC-PR1,550$72,6800.04%
96CONOCOPHILLIPSCOP698$69,2490.04%
97MORGAN STANLEYMS-PQ786$68,9940.04%
98ISHARES TR46432F8421,026$68,5880.04%
99STELLANTIS N.VSTLA3,587$65,2480.03%
100UBER TECHNOLOGIES INCUBER2,000$63,4000.03%
101BLACK HILLS CORPBKH1,000$63,1000.03%
102ACTIVISION BLIZZARD INC00507V109688$58,8930.03%
103BK OF AMERICA CORP06050568250$58,3880.03%
104MERITAGE HOMES CORPMTH500$58,3800.03%
105TEXTRON INCTXT822$58,0580.03%
106STEEL DYNAMICS INCSTLD500$56,5300.03%
107ISHARES TR464287598370$56,3360.03%
108MCDONALDS CORPMCD200$55,9220.03%
109SPDR SERIES TRUST78464A2921,620$55,0150.03%
110PEPSICO INCPEP300$54,6900.03%
111B & G FOODS INCBGS3,500$54,3550.03%
112EVERGY INCEVRG886$54,1520.03%
113BANK AMER CORP0605051041,815$51,9090.03%
114D R HORTON INC23331A109500$48,8450.03%
115SCHWAB STRATEGIC TR8085248472,485$48,4560.03%
116STANLEY BLACK & DECKER INCSWK600$48,3480.03%
117TRINITY INDS INC8965221091,950$47,5020.03%
118UNITED STATES STL CORP NEWUNTCW1,800$46,9800.03%
119GENERAL ELECTRIC CO369604301478$45,6970.02%
120GILEAD SCIENCES INCGILD550$45,6340.02%
121COMMERCE BANCSHARES INCCBSH722$42,1290.02%
122STARBUCKS CORPSBUX400$41,6520.02%
123LOWES COS INC548661107207$41,3940.02%
124ISHARES TR464287457500$41,0800.02%
125INVESCO EXCHNG TRADED FD TRIVZ3,500$40,1800.02%
126BRISTOL MYERS SQUIBB COCELG-RI575$39,8530.02%
127FORD MTR CO DEL3453708603,000$37,8000.02%
128MASTERCARD INCORPORATEDMA98$35,6140.02%
129INTERCONTINENTAL EXCHANGE IN45866F104335$34,9370.02%
130MONDELEZ INTL INC609207105500$34,8600.02%
131INTUITIVE SURGICAL INCISRG135$34,4880.02%
132ADVANCE AUTO PARTS INCAAP281$34,1720.02%
133COINBASE GLOBAL INCCOIN500$33,7850.02%
134ABBOTT LABSABLZF329$33,3150.02%
135AMERICAN EXPRESS COAXP200$32,9900.02%
136BP PLCBPPFF865$32,8180.02%
137MEDTRONIC PLCMDT400$32,2480.02%
138ISHARES TR464287226308$30,6890.02%
139PHILLIPS 66PSX299$30,3130.02%
140SCHWAB CHARLES CORP NEWSCHW-PJ571$29,9090.02%
141FULL HSE RESORTS INC3596781094,100$29,6430.02%
142AUTOZONE INCAZO11$27,0400.01%
143AMAZON COM INCAMZN240$24,7900.01%
144ENERGY TRANSFER L PET-PI1,953$24,3540.01%
145M & T BK CORP55261F104200$23,9140.01%
146RIVIAN AUTOMOTIVE INCRIVN1,544$23,9010.01%
147HONEYWELL INTL INC438516106124$23,6990.01%
148ORACLE CORPORCL-PD252$23,4160.01%
149SUN LIFE FINL INCSUNFF500$23,3500.01%
150PAYPAL HLDGS INCPYPL306$23,2380.01%
151PIMCO ETF TR72201R775250$23,1890.01%
152SYSCO CORPSYY300$23,1690.01%
153FASTENAL COFAST400$21,5760.01%
154INVESCO EXCHANGE TRADED FD TIVZ450$21,2940.01%
155ENNIS INCEBF1,000$21,0900.01%
156COLGATE PALMOLIVE COCL280$21,0420.01%
157COSTCO WHSL CORP NEW22160K10540$19,8750.01%
158FIRST TR NASDAQ ABA CMNTY BK 33736Q104460$19,7750.01%
159ISHARES INC46434G103384$18,7350.01%
160COPART INCCPRT248$18,6520.01%
161WISDOMTREE TRWT565$17,8200.01%
162ISHARES TR464287242160$17,5380.01%
163THE TRADE DESK INC88339J105280$17,0550.01%
164DUKE ENERGY CORP NEWDUKB175$16,8820.01%
165VANGUARD INDEX FDS92290875189$16,8710.01%
166BALL CORPBALL300$16,5330.01%
167CLOROX CO DELCLX100$15,8240.01%
168ANNALY CAP MGMT INCNLY-PJ827$15,8040.01%
169UNILEVER PLCUNLYF304$15,7870.01%
170PRINCIPAL FINL GROUP INCPFG211$15,6820.01%
171ISHARES TR464288646300$15,1620.01%
172ISHARES GOLD TRUSTIAU400$14,9480.01%
173FLAHERTY & CRUMRINE TOTAL REFLC1,000$14,7000.01%
174GXO LOGISTICS INCORPORATEDGXO290$14,6330.01%
175AFLAC INCAFL226$14,5820.01%
176CBRE GROUP INCCBRE200$14,5620.01%
177EXELON CORPEXC340$14,2430.01%
178ISHARES TR46432F339114$14,1430.01%
179ANHEUSER BUSCH INBEV SA/NVBUDFF210$14,0130.01%
180METLIFE INCMET-PF241$13,9640.01%
181INVESCO EXCHANGE TRADED FD TIVZ50$13,7990.01%
182ASML HOLDING N VASMLF20$13,6140.01%
183ALLSTATE CORPALL-PJ121$13,4080.01%
184GE HEALTHCARE TECHNOLOGIESGEHC158$12,9610.01%
185ONEOK INC NEWOKE197$12,5170.01%
186ISHARES TR46428765570$12,4880.01%
187FIRSTENERGY CORPFE308$12,3380.01%
188DOCUSIGN INCDOCU200$11,6600.01%
189UNITED PARCEL SERVICE INCUPS60$11,6390.01%
190BRAEMAR HOTELS & RESORTS INCBHR-PD3,000$11,5800.01%
191SPDR SERIES TRUST78464A490260$11,2370.01%
192VANGUARD INDEX FDS922908553134$11,1270.01%
193ARCOSA INCACA166$10,4760.01%
194SPIRIT AEROSYSTEMS HLDGS INC848574109300$10,3590.01%
195WARNER BROS DISCOVERY INCWBD685$10,3440.01%
196MICRON TECHNOLOGY INCMU170$10,2580.01%
197ISHARES TR464287499144$10,0680.01%
198RAYTHEON TECHNOLOGIES CORPRTX100$9,7930.01%
199LANDSTAR SYS INCLSTR54$9,6800.01%
200ADOBE SYS INCADBE25$9,6340.01%
201KINDER MORGAN INC DELEP-PC534$9,3500.00%
202XPO LOGISTICS INCXPO290$9,2510.00%
203FEDEX CORPFDX40$9,0890.00%
204HUBSPOT INCHUBS21$9,0040.00%
205CONSTELLATION ENERGY CORPCEG113$8,8710.00%
206RLI CORPRLI66$8,7720.00%
207BADGER METER INCBMI72$8,7710.00%
208PINNACLE WEST CAP CORPPNW110$8,7160.00%
209EQUIFAX INCEFX42$8,5190.00%
210UNITEDHEALTH GROUP INCUNH18$8,5070.00%
211HOST HOTELS & RESORTS INCHST511$8,4260.00%
212ONE GAS INCOGS100$7,9230.00%
213BROWN & BROWN INCBRO136$7,8090.00%
214DXC TECHNOLOGY CODXC300$7,6680.00%
215CONSOLIDATED EDISON INCED80$7,6540.00%
216ATLASSIAN CORP PLCTEAM43$7,3600.00%
217NUVEEN SELECT TAX-FREE INCOMNU510$7,2980.00%
218GRACO INCGGG99$7,2280.00%
219VANGUARD STAR FD921909768128$7,0670.00%
220GEN DIGITAL INCGENVR400$6,8640.00%
221W R BERKLEY CORPORATIONWRB-PH109$6,7860.00%
222ARCH CAP GROUP LTDG0450A10599$6,7190.00%
223SHOPIFY INCSHOP140$6,7120.00%
224TRANSDIGM GROUP INCTDG9$6,6330.00%
225CDW CORPCDW34$6,6260.00%
226PRIMERICA INCPRI38$6,5450.00%
227MARKEL CORPMKL5$6,3870.00%
228VISA INCV28$6,3130.00%
229ACCENTURE PLC IRELANDACN22$6,2880.00%
230CONAGRA BRANDS INCCAG164$6,1600.00%
231ROSS STORES INCROST58$6,1560.00%
232WD-40 COWDFC34$6,0540.00%
233CYBERARK SOFTWARE LTDM2682V10840$5,9190.00%
234HENRY JACK & ASSOC INC42628110139$5,8780.00%
235EVERSOURCE ENERGYES75$5,8700.00%
236RXO INCRXO290$5,6960.00%
237LAMB WESTON HLDGS INCLW54$5,6440.00%
238PARAMOUNT GLOBAL92556H206248$5,5330.00%
239SENSATA TECHNOLOGIES HLDG PLST110$5,5020.00%
240AURINIA PHARMACEUTICALS INCAUPH500$5,4800.00%
241ANALOG DEVICES INCADI27$5,3250.00%
242AMPHENOL CORP NEW03209510164$5,2300.00%
243LUMEN TECHNOLOGIES INCLUMN1,910$5,0620.00%
244AON PLCAON16$5,0450.00%
245HORMEL FOODS CORPHRL125$4,9850.00%
246CHECK POINT SOFTWARE TECH LT M2246510438$4,9400.00%
247ADAMS DIVERSIFIED EQUITY FD006212104313$4,8670.00%
248ORGANON & COOGN204$4,7980.00%
249ZSCALER INCZS37$4,3230.00%
250ILLINOIS TOOL WKS INC45230810917$4,1390.00%
251BROOKFIELD CORP11271J107127$4,1390.00%
252CANADIAN NATL RY CO13637510234$4,0110.00%
253EXPEDITORS INTL WASH INC30213010936$3,9640.00%
254LABORATORY CORP AMER HLDGS 50540R40917$3,9000.00%
255BIO-TECHNE CORPTECH52$3,8580.00%
256NIKOLA CORPNODK3,000$3,6300.00%
257TJX COS INC NEW87254010946$3,6050.00%
258VANGUARD TAX-MANAGED FDS92194385879$3,5680.00%
259BROWN FORMAN CORPBF-B55$3,5350.00%
260LIBERTY MEDIA CORP DELAWAREFWONB124$3,4710.00%
261HIGHPEAK ENERGY INCHPK150$3,4500.00%
262FIRSTCASH HOLDINGS INCFCFS36$3,4330.00%
263DATADOG INCDDOG47$3,4150.00%
264LIBERTY BROADBAND CORPLBRDP41$3,3500.00%
265BEYOND MEAT INCBYND200$3,2460.00%
266FIRST TR EXCHANGE TRADED FD33734X84675$3,2060.00%
267QUALCOMM INCQCOM25$3,1900.00%
268DOLLAR TREE INCDLTR22$3,1580.00%
269COGNEX CORPCGNX60$2,9730.00%
270BALCHEM CORPBCPC20$2,5300.00%
271KYNDRYL HLDGS INCKD166$2,4500.00%
272TOYOTA MOTOR CORPTOYOF17$2,4090.00%
273NEWS CORP NEWNWSLL138$2,3830.00%
274DOW INCDOW42$2,3020.00%
275INNOVATIVE INDL PPTYS INCINHD30$2,2800.00%
276CARMAX INCKMX34$2,1860.00%
277ADVISORSHARES TR00768Y495750$2,1750.00%
278VANGUARD INTL EQUITY INDEX F92204285851$2,0600.00%
279SAP SESAPGF15$1,8980.00%
280SIRIUS XM HLDGS INCSIRI425$1,6870.00%
281ISHARES TR46428828118$1,5530.00%
282ERICSSON294821608255$1,4920.00%
283GLACIER BANCORP INC NEWGBCI35$1,4700.00%
284PETROLEO BRASILEIRO SA PETRO71654V408100$1,0430.00%
285BROOKFIELD ASSET MGMT INC 11300410531$1,0140.00%
286AMMO INCPOWWP300$5910.00%
287SQUARE INCBSQKZ8$5490.00%
288NOVAVAX INCNVAX60$4160.00%
289QURATE RETAIL INC74915M100229$2260.00%
290VIATRIS INCVTRS14$1350.00%
291SUNDIAL GROWERS INCSNDL40$640.00%
2922SEVENTY BIO INC9013841076$610.00%
293BLUEBIRD BIO INC09609G10018$570.00%
294CANOPY GROWTH CORPCGC10$180.00%