13F COMBINATION REPORT

RiverFront Investment Group, LLC

Quarter ended Q4 2023 · Filed November 7, 2023 · Accession 0001469751-23-000008

Total Value

$2.8M

Positions

110

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (110)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR S&P 500 INDEX	464287200	621,175	$266,750	9.46%
2	GOLDMAN SACHS ETF TR EQUITY ET	NVGLF	2,189,562	$184,426	6.54%
3	SPDR SERIES TRUST PORTFOLIO AG	78464A649	7,159,411	$174,259	6.18%
4	ISHARES TR CORE MSCI EAFE	46432F842	2,420,735	$155,773	5.52%
5	VANGUARD BD INDEX FD INC TOTAL	921937835	2,197,872	$153,367	5.44%
6	J P MORGAN EXCHANGE-TRADED FEQ	46641Q332	2,264,357	$121,278	4.30%
7	VANGUARD SCOTTSDALE FDS SHRT-T	92206C409	1,523,745	$114,509	4.06%
8	VANGUARD SCOTTSDALE FDS INT-TE	92206C870	1,397,204	$106,160	3.76%
9	SELECT SECTOR SPDR TR SBI INT-	81369Y803	571,687	$93,716	3.32%
10	J P MORGAN EXCHANGE TRADED FD	46654Q203	1,954,452	$91,722	3.25%
11	ISHARES TR DJ US FINL SVC	464287770	453,505	$70,129	2.49%
12	SPDR SERIES TRUST BARC CAPTL E	78464A474	2,258,710	$66,225	2.35%
13	ISHARES TR LEHMAN 10-20YR	464288653	655,058	$64,503	2.29%
14	SELECT SECTOR SPDR TR SBI HEAL	81369Y209	487,224	$62,725	2.22%
15	SELECT SECTOR SPDR TR SBI INT-	81369Y506	651,762	$58,912	2.09%
16	INVESCO EXCHANGE TRADED FD TR	IVZ	410,075	$58,103	2.06%
17	VANGUARD WORLD FD EXTENDED DUR	921910709	808,848	$56,643	2.01%
18	ISHARES TR DJ US TECH SEC	464287721	539,274	$56,580	2.01%
19	ISHARES TR MSCI VAL IDX	464288877	1,053,278	$51,536	1.83%
20	ISHARES TR 10 YR CR BD E	464289511	981,400	$46,263	1.64%
21	APPLE COMPUTER INC	AAPL	218,470	$37,404	1.33%
22	MICROSOFT CORP COM	MSFT	117,764	$37,183	1.32%
23	ISHARES INC CORE MSCI EMKT	46434G103	777,257	$36,989	1.31%
24	SELECT SECTOR SPDR TR SBI CONS	81369Y407	226,606	$36,479	1.29%
25	ISHARES TR 0-5YR HI YL CP	46434V407	843,052	$34,589	1.23%
26	Invesco QQQ Trust	IVZ	94,803	$33,965	1.20%
27	VANECK ETF TRUST MRNGSTR INT M	92189F593	980,383	$29,249	1.04%
28	SELECT SECTOR SPDR TR SBI CONS	81369Y308	413,061	$28,422	1.01%
29	VANGUARD SCOTTSDALE FDS INT-TE	92206C706	492,632	$28,153	1.00%
30	ALPS ETF TR RIVERFRNT DYMC	00162Q528	604,572	$26,461	0.94%
31	COMMUNICATION SERVICES SELECT	81369Y852	344,997	$22,621	0.80%
32	SELECT SECTOR SPDR TR SBI INT-	81369Y704	221,395	$22,445	0.80%
33	J P MORGAN EXCHANGE-TRADED FD	46641Q225	375,369	$21,827	0.77%
34	LATTICE STRATEGIES TR HARTFORD	518416870	500,225	$21,154	0.75%
35	PROLOGIS INC. COM	PLDGP	178,518	$20,031	0.71%
36	FIRST TR EXCH TRADED FD III RI	33739P608	355,676	$19,768	0.70%
37	SELECT SECTOR SPDR TR SBI MATE	81369Y100	217,655	$17,096	0.61%
38	CATERPILLAR INC COM	CAT	57,304	$15,643	0.55%
39	ALPHABET CLASS C	GOOG	114,225	$15,061	0.53%
40	ISHARES TR LEHMAN AGG BND	464287226	151,135	$14,212	0.50%
41	AMAZON COM INC COM	AMZN	110,829	$14,088	0.50%
42	ISHARES INC MSCI EMRG CHN	46434G764	246,222	$12,268	0.43%
43	EOG RES INC COM	EOG	95,216	$12,070	0.43%
44	ISHARES TR DJ MED DEVICES	464288810	230,478	$11,177	0.40%
45	INVESCO EXCH TRADED FD TR II S	IVZ	104,538	$10,397	0.37%
46	WAL MART STORES INC	WMT	63,986	$10,233	0.36%
47	UNITEDHEALTH GROUP INC COM	UNH	19,824	$9,995	0.35%
48	ALPS ETF TR RIVERFRONT DYM	00162Q536	437,373	$9,371	0.33%
49	VANECK VECTORS FALLEN ANGEL HI	92189F437	335,453	$9,077	0.32%
50	ABBVIE INC COM	ABBV	59,794	$8,912	0.32%
51	FRANKLIN TEMPLETON ETF TR FTSE	FGDL	329,428	$8,713	0.31%
52	VANGUARD SCOTTSDALE FDS LG-TER	92206C813	115,063	$8,241	0.29%
53	ALPS ETF TR RIVERFRNT FLEX	00162Q510	186,359	$7,952	0.28%
54	FIRST TR EXCHANGE TRADED FD HI	33738R308	379,236	$7,740	0.27%
55	ISHARES TR MSCI EURO FINL	464289180	389,199	$7,359	0.26%
56	JPMORGAN CHASE & CO COM	VYLD	50,648	$7,344	0.26%
57	ISHARES TR DJ PHARMA INDX	464288836	36,114	$6,391	0.23%
58	KINDER MORGAN INC DEL COM	EP-PC	383,434	$6,357	0.23%
59	HARTFORD FINL SVCS GROUP INC C	HIG-PG	77,160	$5,471	0.19%
60	COCA COLA CO	KO	92,103	$5,156	0.18%
61	FIRST TR EXCH TRADED FD III RI	33739P707	95,281	$5,074	0.18%
62	RIO TINTO PLC SPONSORED ADR	RTNTF	79,538	$5,062	0.18%
63	JP MORGAN EXCHANGE TRADED FD	46641Q837	97,906	$4,913	0.17%
64	ALPS ETF TR RIVERFRNT STR INC	00162Q783	207,220	$4,590	0.16%
65	VISA INC COM CL A	V	18,705	$4,302	0.15%
66	BERKSHIRE HATHAWAY INC	BRK-A	9,618	$3,369	0.12%
67	ISHARES TR 7-10 YR TRS BD	464287440	33,102	$3,032	0.11%
68	DBX ETF TR XTRACK MSCI EAFE	233051630	123,585	$2,792	0.10%
69	SSGA ACTIVE ETF TR BLKSTN GSOS	78467V608	63,452	$2,660	0.09%
70	FIRST TR EXCHANGE-TRADED FD VI	33738R720	61,966	$2,510	0.09%
71	INVESCO NASDAQ 100 ETF	IVZ	15,858	$2,338	0.08%
72	J P MORGAN EXCHANGE TRADED FD	46641Q647	47,240	$2,285	0.08%
73	STRYKER CORP COM	SYK	8,073	$2,206	0.08%
74	ISHARES INC MSCI GERMAN	464286806	80,788	$2,117	0.08%
75	PIMCO ETF TR 25YR ZERO U S	72201R882	25,032	$1,821	0.06%
76	ISHARES TR LEHMAN 1-3 YR	464288646	33,426	$1,666	0.06%
77	GLOBAL X S&P 500 COVERED CALL	37954Y475	42,103	$1,637	0.06%
78	LENNOX INTL INC COM	526107107	3,978	$1,490	0.05%
79	WISDOMTREE TR EUROPE HEDGED	WT	34,228	$1,352	0.05%
80	WHIRLPOOL CORP	WHR-PA	10,000	$1,337	0.05%
81	VANGUARD 500 INDEX FUND	922908710	2,979	$1,178	0.04%
82	ISHARES TR US PFD STK IDX	464288687	36,012	$1,086	0.04%
83	ISHARES TR 20 YR TRS BD	464287432	10,896	$966	0.03%
84	ISHARES GENOMICS IMMUNOLOGY AN	46435U192	41,046	$835	0.03%
85	ABBOTT LABS	ABLZF	8,386	$812	0.03%
86	ISHARES TR S&P NATL MUN B	464288414	7,298	$748	0.03%
87	HARTFORD FDS EXCHANGE TRADED T	41653L503	19,942	$734	0.03%
88	MCDONALDS CORP COM	MCD	2,589	$682	0.02%
89	PPG INDS INC COM	693506107	4,338	$563	0.02%
90	PEPSICO INC COM	PEP	3,147	$533	0.02%
91	ISHARES TR RUSSELL1000GRW	464287614	1,881	$500	0.02%
92	ISHARES TR S&P SHRT NATL	464288158	4,292	$441	0.02%
93	DISNEY WALT PRODTNS	254687106	4,853	$393	0.01%
94	BOEING CO COM	BA-PA	2,000	$383	0.01%
95	ISHARES TR MSCI EAFE IDX	464287465	5,360	$369	0.01%
96	EDISON INTL COM	281020107	5,682	$360	0.01%
97	VANGUARD CHESTER FDS TAR RETIR	92202E839	8,452	$356	0.01%
98	BANK OF AMERICA CORPORATION CO	060505104	12,572	$344	0.01%
99	DOMINION RES INC VA NEW	D	7,321	$327	0.01%
100	AMERICAN BALANCED FD CL F-1	024071409	10,247	$302	0.01%
101	GLOBAL X FDS US INFR DEV ET	37954Y673	8,909	$271	0.01%
102	ROWE T PRICE INDEX TR INC EQTY	779552405	2,354	$265	0.01%
103	CISCO SYS INC	CSCO	4,508	$242	0.01%
104	EXXON MOBIL CORP	XOM	1,975	$232	0.01%
105	ISHARES TR S&P500 GRW	464287309	3,232	$221	0.01%
106	ALPHABET CLASS A	GOOG	1,675	$219	0.01%
107	EATON VANCE TX MGD DIV EQ INCO	ETN	15,150	$175	0.01%
108	HUNTINGTON BANCSHARES INC COM	HBANP	13,710	$143	0.01%
109	EATON VANCE TXMGD GL BUYWR OCO	ETN	18,600	$142	0.01%
110	BLACKROCK INTL GRWTH & INC TCO	BLK	10,000	$50	0.00%