13F COMBINATION REPORT

RiverFront Investment Group, LLC

Quarter ended Q3 2023 · Filed August 1, 2023 · Accession 0001469751-23-000006

Total Value

$3.1M

Positions

106

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (106)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR S&P 500 INDEX	464287200	643,837	$286,964	9.35%
2	ISHARES TR CORE MSCI EAFE	46432F842	3,033,401	$204,754	6.67%
3	GOLDMAN SACHS ETF TR EQUITY ET	NVGLF	2,230,604	$194,731	6.35%
4	SPDR SERIES TRUST PORTFOLIO AG	78464A649	7,507,621	$190,467	6.21%
5	VANGUARD BD INDEX FD INC TOTAL	921937835	2,346,872	$170,594	5.56%
6	J P MORGAN EXCHANGE-TRADED FEQ	46641Q332	2,226,472	$123,191	4.01%
7	VANGUARD SCOTTSDALE FDS SHRT-T	92206C409	1,579,257	$119,486	3.89%
8	VANGUARD SCOTTSDALE FDS INT-TE	92206C870	1,456,597	$115,114	3.75%
9	SELECT SECTOR SPDR TR SBI INT-	81369Y803	591,857	$102,900	3.35%
10	J P MORGAN EXCHANGE TRADED FD	46654Q203	1,861,576	$90,044	2.93%
11	ISHARES TR LEHMAN 10-20YR	464288653	670,212	$74,239	2.42%
12	ISHARES TR DJ US FINL SVC	464287770	463,841	$73,282	2.39%
13	SPDR SERIES TRUST BARC CAPTL E	78464A474	2,361,500	$69,522	2.27%
14	ISHARES TR 0-5YR HI YL CP	46434V407	1,673,816	$69,379	2.26%
15	SELECT SECTOR SPDR TR SBI HEAL	81369Y209	507,891	$67,412	2.20%
16	INVESCO EXCHANGE TRADED FD TR	IVZ	424,176	$63,473	2.07%
17	ISHARES TR DJ US TECH SEC	464287721	523,602	$57,004	1.86%
18	MICROSOFT CORP COM	MSFT	157,739	$53,716	1.75%
19	SELECT SECTOR SPDR TR SBI INT-	81369Y506	661,022	$53,655	1.75%
20	ISHARES TR MSCI VAL IDX	464288877	1,031,919	$50,502	1.65%
21	SPDR SER TR BLOOMBERG 3-12 M	78468R523	477,789	$47,520	1.55%
22	APPLE COMPUTER INC	AAPL	213,026	$41,321	1.35%
23	SELECT SECTOR SPDR TR SBI CONS	81369Y407	233,515	$39,653	1.29%
24	ISHARES TR MSCI EURO FINL	464289180	1,896,969	$36,383	1.19%
25	Invesco QQQ Trust	IVZ	89,515	$33,068	1.08%
26	SELECT SECTOR SPDR TR SBI CONS	81369Y308	427,613	$31,716	1.03%
27	VANECK ETF TRUST MRNGSTR INT M	92189F593	948,294	$30,089	0.98%
28	VANGUARD SCOTTSDALE FDS INT-TE	92206C706	512,376	$30,056	0.98%
29	ALPS ETF TR RIVERFRNT DYMC	00162Q528	614,105	$28,329	0.92%
30	VANGUARD WORLD FD EXTENDED DUR	921910709	311,414	$27,114	0.88%
31	WISDOMTREE TRUST JP TOTAL DIVI	WT	308,018	$25,642	0.84%
32	SELECT SECTOR SPDR TR SBI INT-	81369Y704	229,758	$24,657	0.80%
33	COMMUNICATION SERVICES SELECT	81369Y852	356,056	$23,172	0.76%
34	J P MORGAN EXCHANGE-TRADED FD	46641Q225	360,942	$22,111	0.72%
35	PROLOGIS INC. COM	PLDGP	176,736	$21,673	0.71%
36	ISHARES TR 10 YR CR BD E	464289511	413,309	$21,306	0.69%
37	LATTICE STRATEGIES TR HARTFORD	518416870	475,036	$20,895	0.68%
38	FIRST TR EXCH TRADED FD III RI	33739P608	362,034	$20,690	0.67%
39	ISHARES INC CORE MSCI EMKT	46434G103	412,922	$20,353	0.66%
40	SELECT SECTOR SPDR TR SBI MATE	81369Y100	225,962	$18,725	0.61%
41	ISHARES TR LEHMAN AGG BND	464287226	176,326	$17,271	0.56%
42	ISHARES INC MSCI EMRG CHN	46434G764	307,484	$15,983	0.52%
43	AMAZON COM INC COM	AMZN	105,160	$13,708	0.45%
44	CATERPILLAR INC COM	CAT	54,683	$13,455	0.44%
45	ALPHABET CLASS C	GOOG	109,256	$13,217	0.43%
46	ISHARES TR DJ MED DEVICES	464288810	221,407	$12,500	0.41%
47	EOG RES INC COM	EOG	90,845	$10,396	0.34%
48	INVESCO EXCH TRADED FD TR II S	IVZ	99,468	$10,354	0.34%
49	ALPS ETF TR RIVERFRONT DYM	00162Q536	445,836	$9,902	0.32%
50	WAL MART STORES INC	WMT	61,771	$9,708	0.32%
51	UNITEDHEALTH GROUP INC COM	UNH	18,660	$8,969	0.29%
52	FRANKLIN TEMPLETON ETF TR FTSE	FGDL	313,027	$8,467	0.28%
53	ALPS ETF TR RIVERFRNT FLEX	00162Q510	190,218	$8,387	0.27%
54	ABBVIE INC COM	ABBV	54,279	$7,313	0.24%
55	JPMORGAN CHASE & CO COM	VYLD	45,960	$6,684	0.22%
56	ISHARES TR DJ PHARMA INDX	464288836	34,744	$6,222	0.20%
57	VANGUARD SCOTTSDALE FDS LG-TER	92206C813	79,213	$6,217	0.20%
58	KINDER MORGAN INC DEL COM	EP-PC	360,610	$6,210	0.20%
59	ISHARES TR S&P LTN AM 40	464287390	211,755	$5,753	0.19%
60	COCA COLA CO	KO	91,620	$5,517	0.18%
61	FIRST TR EXCH TRADED FD III RI	33739P707	97,185	$5,348	0.17%
62	HARTFORD FINL SVCS GROUP INC C	HIG-PG	72,684	$5,234	0.17%
63	FIRST TR EXCHANGE TRADED FD HI	33738R308	248,252	$5,218	0.17%
64	ALPS ETF TR RIVERFRNT STR INC	00162Q783	208,243	$4,729	0.15%
65	RIO TINTO PLC SPONSORED ADR	RTNTF	73,830	$4,712	0.15%
66	A T & T INC (NEW)	T-PC	275,342	$4,391	0.14%
67	VISA INC COM CL A	V	16,938	$4,022	0.13%
68	JP MORGAN EXCHANGE TRADED FD	46641Q837	70,046	$3,512	0.11%
69	FIRST TR EXCHANGE TRADED FD SE	33738D309	68,075	$3,084	0.10%
70	FIRST TR EXCHANGE-TRADED FD VI	33738R720	63,342	$2,893	0.09%
71	SSGA ACTIVE ETF TR BLKSTN GSOS	78467V608	63,129	$2,643	0.09%
72	STRYKER CORP COM	SYK	8,073	$2,463	0.08%
73	ISHARES TR LEHMAN 1-3 YR	464288646	47,971	$2,407	0.08%
74	J P MORGAN EXCHANGE TRADED FD	46641Q647	47,240	$2,373	0.08%
75	ISHARES INC MSCI GERMAN	464286806	82,442	$2,355	0.08%
76	DBX ETF TR XTRACK MSCI EAFE	233051630	93,248	$2,148	0.07%
77	INVESCO NASDAQ 100 ETF	IVZ	13,015	$1,978	0.06%
78	WHIRLPOOL CORP	WHR-PA	10,000	$1,488	0.05%
79	WISDOMTREE TR EUROPE HEDGED	WT	17,534	$1,436	0.05%
80	VANGUARD 500 INDEX FUND	922908710	2,979	$1,223	0.04%
81	ISHARES TR US PFD STK IDX	464288687	36,854	$1,140	0.04%
82	ISHARES GENOMICS IMMUNOLOGY AN	46435U192	42,454	$991	0.03%
83	ABBOTT LABS	ABLZF	8,232	$897	0.03%
84	PIMCO ETF TR INV GRD CRP BD	72201R817	9,245	$877	0.03%
85	BERKSHIRE HATHAWAY INC	BRK-A	2,537	$865	0.03%
86	ISHARES TR S&P NATL MUN B	464288414	7,298	$779	0.03%
87	HARTFORD FDS EXCHANGE TRADED T	41653L503	20,333	$773	0.03%
88	ISHARES TR 20 YR TRS BD	464287432	7,293	$750	0.02%
89	MCDONALDS CORP COM	MCD	2,486	$742	0.02%
90	GLOBAL X S&P 500 COVERED CALL	37954Y475	15,107	$620	0.02%
91	ISHARES TR RUSSELL1000GRW	464287614	1,881	$518	0.02%
92	PEPSICO INC COM	PEP	2,559	$474	0.02%
93	ISHARES TR S&P SHRT NATL	464288158	4,292	$447	0.01%
94	DISNEY WALT PRODTNS	254687106	4,800	$429	0.01%
95	BOEING CO COM	BA-PA	2,000	$422	0.01%
96	ISHARES TR MSCI EAFE IDX	464287465	5,360	$389	0.01%
97	VANGUARD CHESTER FDS TAR RETIR	92202E839	8,452	$369	0.01%
98	AMERICAN BALANCED FD CL F-1	024071409	10,247	$312	0.01%
99	BANK OF AMERICA CORPORATION CO	060505104	10,772	$309	0.01%
100	INVESCO EXCHNG TRADED FD TR II	IVZ	14,393	$303	0.01%
101	GLOBAL X FDS US INFR DEV ET	37954Y673	8,510	$267	0.01%
102	SPDR SER TR CAP S/T HI YLD	78468R408	10,573	$261	0.01%
103	EDISON INTL COM	281020107	3,336	$232	0.01%
104	DOMINION RES INC VA NEW	D	4,229	$219	0.01%
105	ISHARES TR S&P SMLCAP 600	464287804	2,053	$204	0.01%
106	HUNTINGTON BANCSHARES INC COM	HBANP	13,710	$148	0.00%