13F COMBINATION REPORT (Amended)

RiverFront Investment Group, LLC

Quarter ended Q1 2023 · Filed February 24, 2023 · Accession 0001469751-23-000003

Total Value

$440.5M

Positions

103

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (103)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR S&P 500 INDEX	464287200	618,348	$28.7M	6.52%
2	ALPS ETF TR RIVERFRNT DYMC	00162Q528	662,960	$27.8M	6.31%
3	ISHARES TR 0-5YR HI YL CP	46434V407	1,687,550	$22.4M	5.08%
4	GOLDMAN SACHS ETF TR EQUITY ET	NVGLF	2,378,390	$21.6M	4.90%
5	FIRST TR EXCH TRADED FD III RI	33739P608	387,193	$20.6M	4.67%
6	ISHARES TR LEHMAN AGG BND	464287226	263,793	$20.2M	4.58%
7	J P MORGAN EXCHANGE-TRADED FEQ	46641Q332	814,658	$19.3M	4.39%
8	VANGUARD BD INDEX FD INC TOTAL	921937835	2,286,998	$17.7M	4.02%
9	SPDR SERIES TRUST PORTFOLIO AG	78464A649	6,935,604	$13.3M	3.02%
10	ISHARES TR CORE MSCI EAFE	46432F842	2,823,829	$12.8M	2.90%
11	ALPS ETF TR RIVERFRONT DYM	00162Q536	480,874	$10.6M	2.41%
12	ISHARES TR MSCI VAL IDX	464288877	972,539	$9.6M	2.17%
13	VANGUARD SCOTTSDALE FDS SHRT-T	92206C409	1,526,493	$9.2M	2.09%
14	SSGA ACTIVE ETF TR BLKSTN GSOS	78467V608	2,280,590	$9.2M	2.08%
15	VANGUARD SCOTTSDALE FDS INT-TE	92206C870	1,411,843	$8.8M	2.01%
16	ALPS ETF TR RIVERFRNT FLEX	00162Q510	208,926	$8.4M	1.91%
17	ISHARES TR DJ US TECH SEC	464287721	674,590	$8.4M	1.91%
18	ISHARES TR DJ US FINL SVC	464287770	515,569	$7.4M	1.68%
19	ISHARES TR LEHMAN 10-20YR	464288653	618,568	$7.2M	1.64%
20	MICROSOFT CORP COM	MSFT	134,876	$6.6M	1.51%
21	SELECT SECTOR SPDR TR SBI INT-	81369Y803	603,563	$6.0M	1.35%
22	SELECT SECTOR SPDR TR SBI HEAL	81369Y209	517,687	$5.9M	1.35%
23	SELECT SECTOR SPDR TR SBI INT-	81369Y506	643,718	$5.8M	1.33%
24	J P MORGAN EXCHANGE TRADED FD	46654Q203	900,702	$5.5M	1.25%
25	FIRST TR EXCHANGE TRADED FD HI	33738R308	272,260	$5.3M	1.19%
26	SPDR SERIES TRUST BARC CAPTL E	78464A474	2,302,218	$5.2M	1.19%
27	FIRST TR EXCH TRADED FD III RI	33739P707	102,321	$5.2M	1.18%
28	ALPS ETF TR RIVERFRNT STR INC	00162Q783	212,820	$4.8M	1.09%
29	ISHARES INC CORE MSCI EMKT	46434G103	667,391	$4.8M	1.08%
30	ISHARES TR S&P SMLCAP 600	464287804	218,324	$4.5M	1.02%
31	Invesco QQQ Trust	IVZ	73,079	$4.1M	0.93%
32	APPLE COMPUTER INC	AAPL	189,787	$3.8M	0.87%
33	VANGUARD SCOTTSDALE FDS INT-TE	92206C706	866,461	$3.8M	0.86%
34	ISHARES TR MBS FIXED BDFD	464288588	593,307	$3.7M	0.85%
35	ISHARES INC MSCI EMRG CHN	46434G764	284,547	$3.5M	0.78%
36	FIRST TR EXCHANGE TRADED FD SE	33738D309	74,188	$3.3M	0.75%
37	BERKSHIRE HATHAWAY INC DEL CL	BRK-A	9,855	$3.0M	0.69%
38	SPDR SER TR CAP S/T HI YLD	78468R408	566,220	$2.9M	0.66%
39	J P MORGAN EXCHANGE-TRADED FD	46641Q225	320,520	$2.9M	0.66%
40	ISHARES TR 10 YR CR BD E	464289511	167,725	$2.7M	0.60%
41	PROLOGIS INC. COM	PLDGP	168,517	$2.5M	0.57%
42	EOG RES INC COM	EOG	84,448	$2.3M	0.53%
43	SELECT SECTOR SPDR TR SBI CONS	81369Y407	232,358	$2.3M	0.53%
44	GLOBAL X S&P 500 COVERED CALL	37954Y475	57,598	$2.3M	0.51%
45	SELECT SECTOR SPDR TR SBI CONS	81369Y308	418,845	$2.3M	0.51%
46	ISHARES INC MSCI GERMAN	464286806	89,601	$2.2M	0.50%
47	STRYKER CORP COM	SYK	8,257	$2.0M	0.46%
48	UNITEDHEALTH GROUP INC COM	UNH	17,496	$2.0M	0.45%
49	CATERPILLAR INC COM	CAT	50,161	$1.8M	0.41%
50	SELECT SECTOR SPDR TR SBI INT-	81369Y605	49,545	$1.7M	0.38%
51	ISHARES TR DJ MED DEVICES	464288810	207,250	$1.7M	0.38%
52	SELECT SECTOR SPDR TR SBI INT-	81369Y704	230,348	$1.6M	0.37%
53	ABBVIE INC COM	ABBV	49,020	$1.6M	0.37%
54	WAL MART STORES INC	WMT	56,137	$1.6M	0.37%
55	ALPHABET CLASS C	GOOG	92,983	$1.6M	0.37%
56	INVESCO EXCHNG TRADED FD TR KB	IVZ	157,383	$1.5M	0.35%
57	FRANKLIN TEMPLETON ETF TR FTSE	FGDL	290,861	$1.5M	0.35%
58	WHIRLPOOL CORP	WHR-PA	10,000	$1.4M	0.32%
59	WISDOMTREE TR EUROPE HEDGED	WT	18,996	$1.3M	0.30%
60	J P MORGAN EXCHANGE TRADED FD	46641Q647	26,516	$1.3M	0.30%
61	ISHARES CORE DIVIDEND GROWTH E	46434V621	397,147	$1.3M	0.29%
62	AMAZON COM INC COM	AMZN	89,054	$1.3M	0.29%
63	COMMUNICATION SERVICES SELECT	81369Y852	339,351	$1.2M	0.28%
64	DBX ETF TR XTRACK MSCI EAFE	233051630	55,888	$1.2M	0.28%
65	ISHARES TR US PFD STK IDX	464288687	39,906	$1.2M	0.28%
66	INVESCO NASDAQ 100 ETF	IVZ	10,862	$1.2M	0.27%
67	A T & T INC (NEW)	T-PC	239,659	$1.2M	0.26%
68	ISHARES GENOMICS IMMUNOLOGY AN	46435U192	45,602	$1.1M	0.26%
69	SELECT SECTOR SPDR TR SBI MATE	81369Y100	226,071	$1.1M	0.26%
70	KINDER MORGAN INC DEL COM	EP-PC	308,801	$1.1M	0.24%
71	HARTFORD FINL SVCS GROUP INC C	HIG-PG	63,496	$1.1M	0.24%
72	VANGUARD 500 INDEX FUND	922908710	2,954	$1.0M	0.24%
73	GLOBAL X FDS FTSE NORDIC RE	37950E101	200,253	$927,280	0.21%
74	ABBOTT LABS	ABLZF	8,232	$903,791	0.21%
75	ISHARES TR S&P NATL MUN B	464288414	7,298	$770,085	0.17%
76	PEPSICO INC COM	PEP	3,811	$688,495	0.16%
77	RIO TINTO PLC SPONSORED ADR	RTNTF	60,596	$677,833	0.15%
78	MCDONALDS CORP COM	MCD	2,482	$654,081	0.15%
79	ISHARES TR FLTG RATE NT	46429B655	12,042	$606,074	0.14%
80	ISHARES TR 20 YR TRS BD	464287432	4,997	$497,501	0.11%
81	ISHARES TR S&P LTN AM 40	464287390	202,211	$476,743	0.11%
82	INVESCO EXCHNG TRADED FD TR II	IVZ	22,743	$466,914	0.11%
83	ISHARES TR RUSSELL1000GRW	464287614	2,028	$434,479	0.10%
84	INVESCO EXCHANGE TRADED FD TR	IVZ	2,982	$421,208	0.10%
85	DISNEY WALT PRODTNS	254687106	4,800	$417,024	0.09%
86	BOEING CO COM	BA-PA	2,000	$380,980	0.09%
87	ISHARES TR HIGH YLD CORP	464288513	5,168	$380,520	0.09%
88	VANGUARD TAX-MANAGED FD EUROPE	921943858	8,438	$354,143	0.08%
89	ISHARES TR MSCI EAFE IDX	464287465	5,360	$351,830	0.08%
90	ISHARES TR IBOXX INV CPBD	464287242	3,221	$339,590	0.08%
91	VANGUARD SCOTTSDALE FDS LG-TER	92206C813	4,396	$332,821	0.08%
92	VANGUARD SCOTTSDALE FDS MORTG-	92206C771	7,210	$328,199	0.07%
93	COCA COLA CO	KO	4,994	$317,668	0.07%
94	ISHARES TR 0-3 MNTH TREASRY	46436E718	3,150	$315,441	0.07%
95	AMERICAN BALANCED FD CL F-1	024071409	10,247	$294,392	0.07%
96	VANGUARD INDEX FDS STK MRK ETF	922908769	14,983	$254,792	0.06%
97	JPMORGAN CHASE & CO COM	VYLD	1,845	$247,415	0.06%
98	ISHARES TR MSCI EMERG MKT	464287234	6,394	$242,333	0.06%
99	ISHARES TR MSCI GRW IDX	464288885	2,578	$215,933	0.05%
100	ISHARES TR CORE MSCI EURO	46434V738	4,479	$212,753	0.05%
101	GLOBAL X FDS US INFR DEV ET	37954Y673	7,952	$210,648	0.05%
102	ISHARES TR LEHMAN 1-3 YR	464288646	4,005	$200,000	0.05%
103	HUNTINGTON BANCSHARES INC COM	HBANP	13,710	$193,311	0.04%