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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

K2 PRINCIPAL FUND, L.P.

Quarter ended Q3 2023 · Filed August 15, 2023 · Accession 0001461790-23-000020

Total Value
$437.2M
Positions
222
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (222)

#IssuerTicker / CUSIPSharesValue% of Filing
1ISHARES TR464287655100,000$18.7M4.28%
2ATLANTICA SUSTAINABLE INFRAALDA19,300$18.3M4.19%
3DROPBOX INCDBX15,859$15.1M3.45%
4SPLUNK INC848637AC813,339$13.2M3.02%
5ENVESTNET INC29404KAE612,500$11.5M2.62%
6ISHARES TR464288513150,000$11.3M2.58%
7NUTANIX INCNTNX13,000$11.1M2.55%
8SPOTIFY USA INC84921RAB613,000$11.1M2.54%
9DOCUSIGN INCDOCU10,230$9.9M2.26%
10SUMMIT HOTEL PPTYS866082AA811,375$9.7M2.22%
11TRIPADVISOR INCTRIP11,500$9.7M2.22%
12PEBBLEBROOK HOTEL TRPEB-PH11,300$9.6M2.19%
13ZSCALER INCZS8,000$9.4M2.15%
14ACTIVISION BLIZZARD INC00507V109105,600$8.9M2.04%
15ACTIVISION BLIZZARD INC00507V109105,600$8.9M2.04%
16SPIRIT AIRLS INC848577AB810,491$8.5M1.95%
17ARS PHARMACEUTICALS INCSPRY1,271,744$8.5M1.95%
18SPDR SER TR78464A755150,000$7.6M1.74%
19WORLD ACCEP CORPORATIONWRLD56,203$7.5M1.72%
20RINGCENTRAL INCRNG7,799$7.2M1.64%
21JOHNSON JOHNSONJNJ42,100$7.0M1.59%
22ALTERYX INC02156BAD56,815$6.4M1.48%
23REDWOOD TRUST INCRWTQ6,572$6.3M1.44%
24ALBERTSONS COS INC013091103280,699$6.1M1.40%
25ACTIVISION BLIZZARD INC00507V10970,800$6.0M1.37%
26SERITAGE GROWTH PPTYS81752R100623,644$5.6M1.27%
27ISHARES GOLD TRIAU150,000$5.5M1.25%
28SPLUNK INC848637AD65,415$5.4M1.24%
29SSR MINING INSSRGF5,000$5.4M1.24%
30FREEPORT-MCMORAN INCFCX125,000$5.0M1.14%
31REDWOOD TRUST INCRWTQ5,000$5.0M1.14%
32WAYFAIR INCW5,000$5.0M1.13%
33VMWARE INC92856340234,337$4.9M1.13%
34ARS PHARMACEUTICALS INCSPRY699,900$4.7M1.07%
35NUVASIVE INCNU106,389$4.4M1.01%
36PENNYMAC FINL SVCS INC NEW70932M10756,373$4.0M0.91%
37IROBOT CORP46272610080,000$3.6M0.83%
38APARTMENT INVT MGMT COAPA418,148$3.6M0.81%
39NABORS INDS INC62957HAB13,619$3.5M0.80%
40SPIRIT AIRLS INC848577102200,727$3.4M0.79%
41HERTZ GLOBAL HLDGS INCHTZWW184,957$3.4M0.78%
42FRESHPET INCFRPT51,500$3.4M0.78%
43AEROJET ROCKETDYNE HLDGS INC00780010560,600$3.3M0.76%
44ISHARES SILVER TRSLV150,000$3.1M0.72%
45LIFE STORAGE INC53223X10723,260$3.1M0.71%
46PENNYMAC MTG INVT TR70931T103219,215$3.0M0.68%
47ILLUMIN HLDGS INCILLMF1,684,619$2.9M0.66%
48NUVASIVE INCNU3,000$2.7M0.63%
49SERITAGE GROWTH PPTYS81752R100301,000$2.7M0.61%
50NATIONAL INSTRS CORP63651810245,364$2.6M0.60%
51TRIPLE FLAG PRECIOUS METALTFPM136,137$2.5M0.57%
52STEEL DYNAMICS INCSTLD22,500$2.5M0.56%
53DRAFTKINGS INC NEWDKNG84,899$2.3M0.52%
54BYNORDIC ACQUISITION CORPBYNOW206,562$2.2M0.50%
55U HAUL HOLDING COMPANYUHAL-B37,762$2.1M0.48%
56ATLANTICA SUSTAINABLE INFR PALDA79,100$1.9M0.42%
57D R HORTON INC23331A10915,000$1.8M0.42%
58LYFT INCLYFT2,000$1.8M0.41%
59ARS PHARMACEUTICALS INCSPRY264,400$1.8M0.41%
60EQUITY RESIDENTIALEQR26,000$1.7M0.39%
61INTEL CORPINTC50,000$1.7M0.38%
62PROSHARES TR II74347Y81330,000$1.7M0.38%
63PELOTON INTERACTIVE INCPTON212,000$1.6M0.37%
64DIGITAL RLTY TR INC25386810314,000$1.6M0.36%
65HERTZ GLOBAL HLDGS INCHTZWW86,300$1.6M0.36%
66HORIZON THERAPEUTICS PUB LG4618810114,500$1.5M0.34%
67COLISEUM ACQUISITION CORPG2263T123139,922$1.5M0.33%
68CNH INDL N VN20944109100,000$1.4M0.33%
69SYNCHRONY FINANCIALSYF-PB40,135$1.4M0.31%
70U HAUL HOLDING COMPANYUHAL-B26,848$1.4M0.31%
71WORLD ACCEP CORPORATIONWRLD10,000$1.3M0.31%
72CHEVRON CORP NEWCVX8,482$1.3M0.31%
73NEVRO CORP64157F10351,000$1.3M0.30%
74CENTERRA GOLD INCCGAU210,000$1.3M0.29%
75LENNAR CORPLEN-B10,000$1.3M0.29%
76WAYFAIR INCW19,100$1.2M0.28%
77WISDOMTREE INCWT1,276$1.2M0.28%
78HEARTLAND MEDIA ACQUISITION42237V108117,330$1.2M0.28%
79WILLIAMS ROWLAND ACQUISITION96951B102117,190$1.2M0.28%
80FREEPORT-MCMORAN INCFCX30,000$1.2M0.27%
81ENDEAVOR GROUP HLDGS INC29260Y10950,000$1.2M0.27%
82ROYAL CARIBBEAN GROUPV7780T10311,100$1.2M0.26%
83KNIGHTSWAN ACQUISITION CORP499103109100,866$1.1M0.24%
84GENERATION ASIA I ACQUISITIOG38258102100,700$1.1M0.24%
85FUTURETECH II ACQUISITION COFUTU95,403$1.0M0.23%
86ESH ACQUISITION CORPESHAR100,000$1.0M0.23%
87INFLECTION PT ACQUISITN CRPG4790U128100,000$1.0M0.23%
88BROAD CAPITAL ACQUISITION CO11125B10294,435$1.0M0.23%
89ROCKET COS INC77311W101111,401$998,1530.23%
90HUDSON ACQUISITION I CORP44364H10095,336$987,6810.23%
91OPY ACQUISITION CORP I67100510686,272$883,4250.20%
92GRAB HOLDINGS LIMITEDGRABW253,118$868,1950.20%
93HUB CYBER SECURITY LTDHUBCZ2,153,811$861,5240.20%
94SPREE ACQUISITION CORP 1 LTDG8374510279,910$848,6440.19%
95POWER DIGITAL INFRASTRUCTU73919C10078,888$820,6720.19%
96NUCOR CORPNUE5,000$819,9000.19%
97ATLANTIC COASTAL AQSTN CORP04845A10877,399$806,4980.18%
98CHATHAM LODGING TRCLDT-PA85,400$799,3440.18%
99TARGET CORPTGT6,000$791,4000.18%
100ALPHA HEALTHCARE ACQU CORP I02073F10474,728$769,6980.18%
101EVEREST CONSOLIDATOR ACQ COREVEX-WT70,260$748,2690.17%
102TOWER SEMICONDUCTOR LTDTSEM19,100$716,6320.16%
103SAN JUAN BASIN RTY TR79824110596,016$713,3990.16%
104UBS GROUP AGUBS35,000$709,4500.16%
105AMC ENTMT HLDGS INC00165C104150,000$660,0000.15%
106TESLA INCTSLA2,518$659,1370.15%
107WAYFAIR INCW10,000$650,1000.15%
108EVERBRIDGE INCEVEX-WT700$636,3840.15%
109HUB CYBER SECURITY LTDHUBCZ1,310,253$619,8810.14%
110TKB CRITICAL TECHNOLOGIES 1G8893511255,022$583,3980.13%
111AFFIRM HLDGS INCAFRM38,000$582,5400.13%
112FREEPORT-MCMORAN INCFCX14,545$581,8000.13%
113SIGMA LITHIUM CORPORATIONSGML14,200$572,2600.13%
114BLACKLINE INCBL10,000$538,2000.12%
115SEMTECH CORPSMTC21,000$534,6600.12%
116FRESHPET INCFRPT8,000$526,4800.12%
117WESTROCK COFFEE COWEST93,750$509,5310.12%
118SOLITARIO ZINC CORPXPL884,953$508,8480.12%
119REDWOOD TRUST INCRWTQ79,062$503,6250.12%
120LSB INDS INC50216010450,000$492,5000.11%
121OPENDOOR TECHNOLOGIES INCOPENZ120,000$482,4000.11%
122MONTEREY CAP ACQUISITION COR61244M10945,601$477,1230.11%
123KROGER COKR10,000$470,0000.11%
124SUNSTONE HOTEL INVS INC NEW86789210145,000$455,4000.10%
125PHARMACYTE BIOTECH INCPMCB154,232$441,1040.10%
126DA32 LIFE SCNCE TEC ACQSTN C23312M10639,505$405,3210.09%
127LYFT INCLYFT42,000$402,7800.09%
128CANOPY GROWTH CORPCGC1,000,000$387,9000.09%
129NUCOR CORPNUE2,343$384,2050.09%
130PIEDMONT LITHIUM INC72016P1056,500$375,1150.09%
131SKEENA RES LTD NEW83056P71577,200$372,8760.09%
132HHL ACQUISITION COG3971410333,948$355,4360.08%
133FORTUNA SILVER MINES INC349915108105,000$340,2000.08%
134CLEVELAND-CLIFFS INC NEWCLF20,000$335,2000.08%
135BATTERY FUTURE ACQUISITION CG0888J10829,013$307,5380.07%
136AROGO CAPITAL ACQUISITION CO04264410426,856$282,6860.06%
137NUTANIX INCNTNX10,000$280,5000.06%
138ARCELORMITTAL SA LUXEMBOURGARCXF10,000$273,4000.06%
139CARNIVAL CORPCUKPF14,106$265,6160.06%
140PIEDMONT LITHIUM INC72016P1054,500$259,6950.06%
141UNITED STATES STL CORP NEWUNTCW10,366$259,2540.06%
142LUCY SCIENTIFIC DISCOVERY IN54960E104250,000$258,7500.06%
143GENESIS UNICORN CAPITAL CORP37187C10024,047$258,5050.06%
144APARTMENT INVT MGMT COAPA28,200$240,2640.05%
145REDWOOD TRUST INCRWTQ37,500$238,8750.05%
146AP ACQUISITION CORPG0405810620,873$224,5930.05%
147ALBERTSONS COS INC01309110310,000$218,2000.05%
148TWO HBRS INVT CORP90187B80415,374$213,3910.05%
149U HAUL HOLDING COMPANYUHAL-B4,000$202,6800.05%
150GOGREEN INVESTMENTS CORPG9461B119167,743$164,3880.04%
151PYROPHYTE ACQUISITION CORPPAII-WT14,961$159,4840.04%
152BANYAN ACQUISITION CORPORATI06690B10712,620$131,1220.03%
153ALPHA STAR ACQUISITION CORPALSWF12,129$130,1810.03%
154VERDE CLEAN FUELS INCVGASW75,000$122,0620.03%
155DRILLING TOOLS INTL CORP26205E10725,950$112,8820.03%
156M3 BRIGADE ACQUISITION III55407R111251,493$103,1120.02%
157FLAME ACQUISITION CORP33850F116285,313$89,1320.02%
158GINKGO BIOWORKS HOLDINGS INCDNABW42,000$78,1200.02%
159REDWOOD TRUST INCRWTQ10,000$63,7000.01%
160GINKGO BIOWORKS HOLDINGS INCDNABW32,000$59,5200.01%
161ACCRETION ACQUISITION CORP00438Y123371,915$40,3900.01%
162ARISZ ACQUISITION CORP040450124413,564$33,3330.01%
163ENERGEM CORPG30449121527,749$31,6650.01%
164AKERNA CORP00973W30048,877$29,5750.01%
165WINVEST ACQUISITION CORPWINVW387,015$25,5430.01%
166GLOBAL SYSTEMS DYNAMICS INC37653T116596,678$23,8670.01%
167DEEP MEDICINE ACQUISITION CO243733110166,582$23,3210.01%
168ISRAEL ACQUISITIONS CORPISLWF157,009$21,8240.00%
169FOUR LEAF ACQUISITION CORP35088F115149,761$18,3760.00%
170ROTH CH ACQUISITION V CONUAIW214,257$17,1410.00%
171HUB CYBER SECURITY LTDHUBCZ404,542$16,1410.00%
172OAK WOODS ACQUISITION CORP67190B112476,800$15,4480.00%
173NOVA VISION ACQUISITION CORPG6759A13489,252$15,3330.00%
174BELLEVUE LIFE SCNCS AQSTN CO079174116199,588$15,1690.00%
175ALPHAVEST ACQUISITION CORPG0283A116124,900$15,1130.00%
176PROSOMNUS INC50535E116186,956$15,0500.00%
177WINVEST ACQUISITION CORPWINVW569,464$14,9200.00%
178ACCRETION ACQUISITION CORP00438Y115330,838$14,4250.00%
179CF ACQUISITION CORP VIII12520C117237,396$11,8700.00%
180BENEFICIENTBENFW230,012$10,9260.00%
181VIVEON HEALTH ACQUISITION CO92853V114541,341$10,8270.00%
182MONTEREY INNOVATION ACQUI CO61240F116395,000$10,6260.00%
183ABRI SPAC I INC00085X113327,492$10,4800.00%
184THE GROWTH FOR GOOD ACQU CORG41522114147,342$10,3140.00%
185BEARD ENERGY TRANSITION ACQ07402Q119141,900$9,9330.00%
186CHAVANT CAPITAL ACQUISITN COG2058L111247,910$9,9160.00%
187ARMADA ACQUISITION CORP I04208V11184,270$9,3370.00%
188BANNIX ACQUISITION CORP066644113228,497$9,1400.00%
189BLACK MOUNTAIN ACQ CORP09216A116171,870$9,0060.00%
19010X CAP VENTURE ACQSTN CORPG87076116134,569$8,8820.00%
191GARDINER HEALTHCARE ACQTS CO365506112121,759$8,7670.00%
192SEAPORT GLOBAL ACQUISITION ISE102,849$8,7420.00%
193SPORTSMAP TECH ACQUISITIN CO84921J116241,998$8,4460.00%
194FINTECH ECOSYSTEM DEVE318136116275,000$6,7920.00%
195GLOBALINK INVT INC37892F125337,150$6,7430.00%
196PRIME NO ACQUISITION I CORP74168P115138,536$6,2340.00%
197SPRING VALLEY ACQUISTN CORPG8375211648,159$5,7790.00%
198OXUS ACQUISITION CORPG6859L121100,000$5,3000.00%
199FORTUNE RISE ACQUISITION COR34969G110100,000$5,2400.00%
200TRISTAR ACQUISITION I CORPG9074V114184,138$4,9720.00%
201ESGEN ACQUISITION CORPESGH65,685$4,5980.00%
202AMERICAN ACQUISITION OPPT IN02369M110159,118$4,2960.00%
203DATA KNIGHTS ACQUISITION COR237699111234,708$4,1780.00%
204INSIGHT ACQUISITION CORP45784L118129,537$3,8990.00%
205POWER DIGITAL INFRASTRUCTU73919C11849,899$3,4830.00%
206MONTEREY CAP ACQUISITION COR61244M117153,397$3,0680.00%
207PYROPHYTE ACQUISITION CORPPAII-WT35,695$2,8560.00%
208ROSE HILL ACQUISITION CORPG7637J123100,000$2,5000.00%
209ZAPP ELEC VEHS GROUP LTDG9889X11548,403$2,4690.00%
210ENPHYS ACQUISITION CORPG3167L11753,600$2,3370.00%
211AROGO CAPITAL ACQUISITION CO04264411250,000$2,3000.00%
212NOVA VISION ACQUISITION CORPG6759A118202,000$2,0200.00%
213JUPITER ACQUISITION CORP482082112113,274$1,8800.00%
214REDWOODS ACQUISITION CORPRWTQ35,335$1,7670.00%
215INTERNATIONAL MEDIA ACQUISIT45986711598,456$1,7230.00%
216ALTITUDE ACQUISITION CORP02156Y11130,141$1,6580.00%
217ALTENERGY ACQUISITION CORPAEAEW43,845$1,5350.00%
218VISION SENSING ACQUISITION C92838J11133,875$1,0500.00%
219OMNILIT ACQUISITION CORP68218C11618,476$9700.00%
220TORTOISEECOFIN ACQUISITION CG8956E11716,625$6700.00%
221AP ACQUISITION CORPG0405811412,062$5430.00%
222PLUM ACQUISITION CORP IG7134L11816,971$5090.00%