13F HOLDINGS REPORT
Catherine Avery Investment Management LLC
Quarter ended Q4 2025 · Filed January 5, 2026 · Accession 0001420506-26-000019
Total Value
$167.0M
Positions
159
Other Managers
0
Confidential Omitted
No
Holdings (159)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | CITIGROUP INC | C-PR | 49,325 | $5.8M | 3.45% |
| 2 | INTERNATIONAL BUSINESS MACHS | INTR | 18,322 | $5.4M | 3.25% |
| 3 | RTX CORPORATION | RTX | 29,576 | $5.4M | 3.25% |
| 4 | FREEPORT-MCMORAN INC | FCX | 106,208 | $5.4M | 3.23% |
| 5 | BROADCOM INC | AVGO | 15,580 | $5.4M | 3.23% |
| 6 | JPMORGAN CHASE & CO. | VYLD | 16,399 | $5.3M | 3.16% |
| 7 | CISCO SYS INC | CSCO | 68,576 | $5.3M | 3.16% |
| 8 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 92,839 | $5.0M | 3.00% |
| 9 | CHEVRON CORP NEW | CVX | 30,997 | $4.7M | 2.83% |
| 10 | COCA COLA CO | KO | 67,301 | $4.7M | 2.82% |
| 11 | L3HARRIS TECHNOLOGIES INC | LHX | 15,891 | $4.7M | 2.79% |
| 12 | NEXTERA ENERGY INC | NEE-PW | 57,859 | $4.6M | 2.78% |
| 13 | TARGET CORP | TGT | 46,182 | $4.5M | 2.70% |
| 14 | BAKER HUGHES COMPANY | BKR | 98,398 | $4.5M | 2.68% |
| 15 | STANLEY BLACK & DECKER INC | SWK | 59,579 | $4.4M | 2.65% |
| 16 | VERIZON COMMUNICATIONS INC | VZ | 108,357 | $4.4M | 2.64% |
| 17 | MCDONALDS CORP | MCD | 14,314 | $4.4M | 2.62% |
| 18 | ORACLE CORP | ORCL-PD | 22,378 | $4.4M | 2.61% |
| 19 | BANK AMERICA CORP | 060505104 | 78,101 | $4.3M | 2.57% |
| 20 | QUALCOMM INC | QCOM | 25,025 | $4.3M | 2.56% |
| 21 | UNITED PARCEL SERVICE INC | UPS | 42,741 | $4.2M | 2.54% |
| 22 | ONEOK INC NEW | OKE | 57,564 | $4.2M | 2.53% |
| 23 | HEWLETT PACKARD ENTERPRISE C | HPE-PC | 172,697 | $4.1M | 2.48% |
| 24 | AMGEN INC | AMGN | 12,539 | $4.1M | 2.46% |
| 25 | TRUIST FINL CORP | 89832Q109 | 83,006 | $4.1M | 2.45% |
| 26 | KEYCORP | 493267108 | 191,059 | $3.9M | 2.36% |
| 27 | PFIZER INC | PFE | 152,477 | $3.8M | 2.27% |
| 28 | BEST BUY INC | BBY | 55,170 | $3.7M | 2.21% |
| 29 | SEAGATE TECHNOLOGY HLDNGS PL | SE | 13,144 | $3.6M | 2.17% |
| 30 | MICROSOFT CORP | MSFT | 7,132 | $3.4M | 2.07% |
| 31 | HOME DEPOT INC | HD | 9,702 | $3.3M | 2.00% |
| 32 | PACKAGING CORP AMER | 695156109 | 16,019 | $3.3M | 1.98% |
| 33 | LENNAR CORP | LEN-B | 31,545 | $3.2M | 1.94% |
| 34 | PHILLIPS 66 | PSX | 23,216 | $3.0M | 1.79% |
| 35 | MERCK & CO INC | MRK | 24,332 | $2.6M | 1.53% |
| 36 | MERCK & CO INC | MRK | 20,800 | $2.2M | 1.31% |
| 37 | COLGATE PALMOLIVE CO | CL | 17,012 | $1.3M | 0.81% |
| 38 | JOHNSON CTLS INTL PLC | G51502105 | 10,620 | $1.3M | 0.76% |
| 39 | VALERO ENERGY CORP | VLO | 7,786 | $1.3M | 0.76% |
| 40 | CUMMINS INC | CMI | 2,476 | $1.3M | 0.76% |
| 41 | EVERGY INC | EVRG | 15,283 | $1.1M | 0.66% |
| 42 | MORGAN STANLEY | MS-PQ | 4,189 | $743,673 | 0.45% |
| 43 | EXXON MOBIL CORP | XOM | 5,633 | $677,875 | 0.41% |
| 44 | APPLE INC | AAPL | 1,508 | $409,965 | 0.25% |
| 45 | ISHARES TR | 464288802 | 2,493 | $347,387 | 0.21% |
| 46 | JOHNSON & JOHNSON | JNJ | 1,547 | $320,152 | 0.19% |
| 47 | AIR PRODS & CHEMS INC | AIIR | 1,246 | $307,802 | 0.18% |
| 48 | MEDTRONIC PLC | MDT | 3,060 | $293,944 | 0.18% |
| 49 | NVIDIA CORPORATION | NVDA | 1,412 | $263,338 | 0.16% |
| 50 | FIRST TR EXCHANGE-TRADED FD | 33738D879 | 9,324 | $244,662 | 0.15% |
| 51 | WILLIAMS COS INC | 969457100 | 3,400 | $204,374 | 0.12% |
| 52 | ALPHABET INC | GOOG | 651 | $203,763 | 0.12% |
| 53 | AMERICAN EXPRESS CO | AXP | 550 | $203,473 | 0.12% |
| 54 | INTUIT | INTU | 300 | $198,726 | 0.12% |
| 55 | SPDR SERIES TRUST | 78468R663 | 1,759 | $160,737 | 0.10% |
| 56 | WASTE MGMT INC DEL | 94106L109 | 700 | $153,797 | 0.09% |
| 57 | PALANTIR TECHNOLOGIES INC | PLTR | 824 | $146,466 | 0.09% |
| 58 | ABBOTT LABS | ABLZF | 1,120 | $140,325 | 0.08% |
| 59 | ISHARES TR | 464287598 | 592 | $124,521 | 0.07% |
| 60 | FRANKLIN RESOURCES INC | BEN | 4,428 | $105,785 | 0.06% |
| 61 | EMERSON ELEC CO | EMR | 769 | $102,062 | 0.06% |
| 62 | CATERPILLAR INC | CAT | 152 | $87,076 | 0.05% |
| 63 | AMERICAN WTR WKS CO INC NEW | 030420103 | 660 | $86,130 | 0.05% |
| 64 | CINCINNATI FINL CORP | 172062101 | 500 | $81,660 | 0.05% |
| 65 | MICRON TECHNOLOGY INC | MU | 282 | $80,400 | 0.05% |
| 66 | LOCKHEED MARTIN CORP | LMT | 164 | $79,322 | 0.05% |
| 67 | ALAMOS GOLD INC NEW | AGI | 1,902 | $73,379 | 0.04% |
| 68 | VISA INC | V | 204 | $71,545 | 0.04% |
| 69 | ISHARES TR | 464288810 | 1,112 | $69,111 | 0.04% |
| 70 | PHILIP MORRIS INTL INC | 718172109 | 382 | $61,260 | 0.04% |
| 71 | SCHWAB STRATEGIC TR | 808524797 | 1,806 | $49,539 | 0.03% |
| 72 | FIRST TR EXCH TRADED FD III | 33738D820 | 2,163 | $46,418 | 0.03% |
| 73 | FORD MTR CO | 345370860 | 3,343 | $43,860 | 0.03% |
| 74 | ABBVIE INC | ABBV | 156 | $35,733 | 0.02% |
| 75 | OMNICOM GROUP INC | OMC | 403 | $32,542 | 0.02% |
| 76 | LYONDELLBASELL INDUSTRIES N | LYB | 654 | $28,318 | 0.02% |
| 77 | META PLATFORMS INC | META | 42 | $27,724 | 0.02% |
| 78 | NEWMONT CORP | NEMCL | 273 | $27,293 | 0.02% |
| 79 | LOWES COS INC | 548661107 | 112 | $27,010 | 0.02% |
| 80 | BLACKROCK INC | BLK | 25 | $26,759 | 0.02% |
| 81 | INTERCONTINENTAL EXCHANGE IN | 45866F104 | 152 | $24,618 | 0.01% |
| 82 | DISNEY WALT CO | 254687106 | 210 | $23,838 | 0.01% |
| 83 | J P MORGAN EXCHANGE TRADED F | 46654Q203 | 405 | $23,539 | 0.01% |
| 84 | NETFLIX INC | NFLX | 230 | $21,565 | 0.01% |
| 85 | ISHARES TR | 464287168 | 149 | $21,030 | 0.01% |
| 86 | AMAZON COM INC | AMZN | 89 | $20,543 | 0.01% |
| 87 | GENERAL MTRS CO | 37045V100 | 250 | $20,330 | 0.01% |
| 88 | COSTCO WHSL CORP NEW | 22160K105 | 20 | $17,247 | 0.01% |
| 89 | PROCTER AND GAMBLE CO | 742718109 | 109 | $15,621 | 0.01% |
| 90 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 31 | $15,582 | 0.01% |
| 91 | MILLROSE PPTYS INC | 601137102 | 516 | $15,413 | 0.01% |
| 92 | CONAGRA BRANDS INC | CAG | 783 | $13,554 | 0.01% |
| 93 | WISDOMTREE TR | WT | 259 | $13,013 | 0.01% |
| 94 | AUTOMATIC DATA PROCESSING IN | ADP | 50 | $12,862 | 0.01% |
| 95 | CAL MAINE FOODS INC | CALM | 157 | $12,492 | 0.01% |
| 96 | NASDAQ INC | NDAQ | 112 | $10,879 | 0.01% |
| 97 | ISHARES TR | 464287507 | 155 | $10,230 | 0.01% |
| 98 | ALTRIA GROUP INC | MO | 170 | $9,802 | 0.01% |
| 99 | WALMART INC | WMT | 82 | $9,136 | 0.01% |
| 100 | MONDELEZ INTL INC | 609207105 | 169 | $9,087 | 0.01% |
| 101 | PRUDENTIAL FINL INC | PUKPF | 80 | $9,030 | 0.01% |
| 102 | DOVER CORP | DOV | 45 | $8,786 | 0.01% |
| 103 | RELIANCE INC | RS | 30 | $8,666 | 0.01% |
| 104 | KINROSS GOLD CORP | KGCRF | 300 | $8,448 | 0.01% |
| 105 | EATON CORP PLC | ETN | 25 | $7,963 | 0.00% |
| 106 | ENTERGY CORP NEW | ENO | 84 | $7,764 | 0.00% |
| 107 | PAYPAL HLDGS INC | PYPL | 129 | $7,531 | 0.00% |
| 108 | SPDR S&P 500 ETF TR | SPY | 11 | $7,501 | 0.00% |
| 109 | THERMO FISHER SCIENTIFIC INC | TMO | 12 | $6,953 | 0.00% |
| 110 | KENVUE INC | KVUE | 398 | $6,866 | 0.00% |
| 111 | NORTHROP GRUMMAN CORP | NOC | 12 | $6,843 | 0.00% |
| 112 | INTEL CORP | INTC | 181 | $6,679 | 0.00% |
| 113 | GE VERNOVA INC | GEV | 10 | $6,541 | 0.00% |
| 114 | SOUNDHOUND AI INC | SOUNW | 629 | $6,271 | 0.00% |
| 115 | WELLS FARGO CO NEW | 949746804 | 5 | $6,060 | 0.00% |
| 116 | THE CIGNA GROUP | 125523100 | 22 | $6,055 | 0.00% |
| 117 | HONEYWELL INTL INC | 438516106 | 29 | $5,658 | 0.00% |
| 118 | THE TRADE DESK INC | 88339J105 | 136 | $5,163 | 0.00% |
| 119 | WISDOMTREE TR | WT | 55 | $4,919 | 0.00% |
| 120 | CF INDS HLDGS INC | 125269100 | 61 | $4,718 | 0.00% |
| 121 | UNIVERSAL HLTH SVCS INC | 913903100 | 21 | $4,578 | 0.00% |
| 122 | ELEVANCE HEALTH INC FORMERLY | ELV | 13 | $4,557 | 0.00% |
| 123 | UNITEDHEALTH GROUP INC | UNH | 13 | $4,291 | 0.00% |
| 124 | HP INC | HPQ | 191 | $4,255 | 0.00% |
| 125 | SHARPLINK GAMING INC | SBET | 450 | $4,023 | 0.00% |
| 126 | BP PLC | BPPFF | 113 | $3,932 | 0.00% |
| 127 | VANGUARD SPECIALIZED FUNDS | 921908844 | 17 | $3,736 | 0.00% |
| 128 | COMCAST CORP NEW | CCZ | 115 | $3,437 | 0.00% |
| 129 | WISDOMTREE TR | WT | 32 | $3,258 | 0.00% |
| 130 | CVS HEALTH CORP | CVS | 41 | $3,254 | 0.00% |
| 131 | MASTERCARD INCORPORATED | MA | 5 | $2,854 | 0.00% |
| 132 | ROYAL CARIBBEAN GROUP | V7780T103 | 10 | $2,789 | 0.00% |
| 133 | BITMINE IMMERSION TECNOLOGIE | 09175A206 | 80 | $2,172 | 0.00% |
| 134 | AT&T INC | T-PC | 86 | $2,127 | 0.00% |
| 135 | AFLAC INC | AFL | 17 | $1,875 | 0.00% |
| 136 | ISHARES TR | 464287242 | 17 | $1,873 | 0.00% |
| 137 | SERVICENOW INC | NOW | 10 | $1,532 | 0.00% |
| 138 | GENERAL MLS INC | 370334104 | 31 | $1,442 | 0.00% |
| 139 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 3 | $1,442 | 0.00% |
| 140 | NOKIA CORP | NOKBF | 200 | $1,294 | 0.00% |
| 141 | INVESCO QQQ TR | IVZ | 2 | $1,229 | 0.00% |
| 142 | KIMBERLY-CLARK CORP | KMB | 12 | $1,211 | 0.00% |
| 143 | AMYLYX PHARMACEUTICALS INC | AMLX | 87 | $1,051 | 0.00% |
| 144 | ISHARES TR | 464287432 | 12 | $1,046 | 0.00% |
| 145 | STELLANTIS N.V | STLA | 80 | $871 | 0.00% |
| 146 | STRAN & COMPANY INC | SWAGW | 500 | $830 | 0.00% |
| 147 | UBER TECHNOLOGIES INC | UBER | 10 | $817 | 0.00% |
| 148 | CARRIER GLOBAL CORPORATION | CARR | 13 | $687 | 0.00% |
| 149 | ISHARES TR | 464287457 | 8 | $663 | 0.00% |
| 150 | CHORD ENERGY CORPORATION | CHRD | 7 | $649 | 0.00% |
| 151 | NIKE INC | NKE | 10 | $637 | 0.00% |
| 152 | MARA HOLDINGS INC | MARA | 65 | $584 | 0.00% |
| 153 | UPEXI INC | UPXI | 250 | $420 | 0.00% |
| 154 | SOLSTICE ADVANCED MATLS INC | 83443Q103 | 7 | $340 | 0.00% |
| 155 | DXC TECHNOLOGY CO | DXC | 16 | $234 | 0.00% |
| 156 | MODERNA INC | MRNA | 6 | $177 | 0.00% |
| 157 | BIOHAVEN LTD | BHVN | 12 | $135 | 0.00% |
| 158 | V F CORP | VFC | 2 | $41 | 0.00% |
| 159 | AURORA CANNABIS INC | ACB | 3 | $13 | 0.00% |