13F HOLDINGS REPORT
Catherine Avery Investment Management LLC
Quarter ended Q4 2025 · Filed January 5, 2026 · Accession 0001420506-26-000017
Total Value
$155.2M
Positions
162
Other Managers
0
Confidential Omitted
No
Holdings (162)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SEAGATE TECHNOLOGY HLDNGS PL | SE | 25,036 | $5.9M | 3.81% |
| 2 | INTERNATIONAL BUSINESS MACHS | INTR | 19,552 | $5.5M | 3.55% |
| 3 | JPMORGAN CHASE & CO. | VYLD | 16,608 | $5.2M | 3.37% |
| 4 | BROADCOM INC | AVGO | 15,667 | $5.2M | 3.33% |
| 5 | ORACLE CORP | ORCL-PD | 18,239 | $5.1M | 3.30% |
| 6 | RTX CORPORATION | RTX | 30,269 | $5.1M | 3.26% |
| 7 | CITIGROUP INC | C-PR | 48,955 | $5.0M | 3.20% |
| 8 | L3HARRIS TECHNOLOGIES INC | LHX | 15,931 | $4.9M | 3.13% |
| 9 | CHEVRON CORP NEW | CVX | 30,014 | $4.7M | 3.00% |
| 10 | CISCO SYS INC | CSCO | 68,115 | $4.7M | 3.00% |
| 11 | BAKER HUGHES COMPANY | BKR | 91,561 | $4.5M | 2.87% |
| 12 | COCA COLA CO | KO | 66,842 | $4.4M | 2.86% |
| 13 | NEXTERA ENERGY INC | NEE-PW | 58,179 | $4.4M | 2.83% |
| 14 | VERIZON COMMUNICATIONS INC | VZ | 99,234 | $4.4M | 2.81% |
| 15 | BANK AMERICA CORP | 060505104 | 84,480 | $4.4M | 2.81% |
| 16 | MCDONALDS CORP | MCD | 14,164 | $4.3M | 2.77% |
| 17 | ONEOK INC NEW | OKE | 58,521 | $4.3M | 2.75% |
| 18 | QUALCOMM INC | QCOM | 25,440 | $4.2M | 2.73% |
| 19 | HEWLETT PACKARD ENTERPRISE C | HPE-PC | 171,108 | $4.2M | 2.71% |
| 20 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 92,656 | $4.2M | 2.69% |
| 21 | MERCK & CO INC | MRK | 49,562 | $4.2M | 2.68% |
| 22 | TARGET CORP | TGT | 45,628 | $4.1M | 2.64% |
| 23 | BEST BUY INC | BBY | 53,572 | $4.1M | 2.61% |
| 24 | AMGEN INC | AMGN | 13,600 | $3.8M | 2.47% |
| 25 | PFIZER INC | PFE | 147,234 | $3.8M | 2.42% |
| 26 | MICROSOFT CORP | MSFT | 7,147 | $3.7M | 2.38% |
| 27 | TRUIST FINL CORP | 89832Q109 | 77,943 | $3.6M | 2.30% |
| 28 | UNITED PARCEL SERVICE INC | UPS | 42,371 | $3.5M | 2.28% |
| 29 | LENNAR CORP | LEN-B | 27,843 | $3.5M | 2.26% |
| 30 | FREEPORT-MCMORAN INC | FCX | 88,088 | $3.5M | 2.23% |
| 31 | STANLEY BLACK & DECKER INC | SWK | 46,212 | $3.4M | 2.21% |
| 32 | PACKAGING CORP AMER | 695156109 | 15,577 | $3.4M | 2.19% |
| 33 | PHILLIPS 66 | PSX | 22,863 | $3.1M | 2.00% |
| 34 | COLGATE PALMOLIVE CO | CL | 17,012 | $1.4M | 0.88% |
| 35 | VALERO ENERGY CORP | VLO | 7,847 | $1.3M | 0.86% |
| 36 | EVERGY INC | EVRG | 16,258 | $1.2M | 0.80% |
| 37 | JOHNSON CTLS INTL PLC | G51502105 | 11,095 | $1.2M | 0.79% |
| 38 | CUMMINS INC | CMI | 2,540 | $1.1M | 0.69% |
| 39 | MORGAN STANLEY | MS-PQ | 4,232 | $672,719 | 0.43% |
| 40 | EXXON MOBIL CORP | XOM | 5,633 | $635,121 | 0.41% |
| 41 | AIR PRODS & CHEMS INC | AIIR | 2,193 | $598,089 | 0.39% |
| 42 | ISHARES TR | 464288802 | 2,493 | $338,175 | 0.22% |
| 43 | APPLE INC | AAPL | 1,278 | $325,417 | 0.21% |
| 44 | MEDTRONIC PLC | MDT | 3,069 | $292,292 | 0.19% |
| 45 | JOHNSON & JOHNSON | JNJ | 1,547 | $286,845 | 0.18% |
| 46 | NVIDIA CORPORATION | NVDA | 1,412 | $263,451 | 0.17% |
| 47 | FIRST TR EXCHANGE-TRADED FD | 33738D879 | 9,324 | $241,025 | 0.16% |
| 48 | WILLIAMS COS INC | 969457100 | 3,400 | $215,390 | 0.14% |
| 49 | INTUIT | INTU | 300 | $204,873 | 0.13% |
| 50 | FRANKLIN RESOURCES INC | BEN | 8,695 | $201,115 | 0.13% |
| 51 | AMERICAN EXPRESS CO | AXP | 550 | $182,688 | 0.12% |
| 52 | WASTE MGMT INC DEL | 94106L109 | 700 | $154,581 | 0.10% |
| 53 | PALANTIR TECHNOLOGIES INC | PLTR | 824 | $150,314 | 0.10% |
| 54 | ABBOTT LABS | ABLZF | 1,120 | $150,013 | 0.10% |
| 55 | CATERPILLAR INC | CAT | 283 | $135,033 | 0.09% |
| 56 | ISHARES TR | 464287598 | 592 | $120,525 | 0.08% |
| 57 | EMERSON ELEC CO | EMR | 769 | $100,877 | 0.06% |
| 58 | AMERICAN WTR WKS CO INC NEW | 030420103 | 660 | $91,865 | 0.06% |
| 59 | ALPHABET INC | GOOG | 371 | $90,190 | 0.06% |
| 60 | CINCINNATI FINL CORP | 172062101 | 500 | $79,050 | 0.05% |
| 61 | LOCKHEED MARTIN CORP | LMT | 157 | $78,376 | 0.05% |
| 62 | VISA INC | V | 204 | $69,642 | 0.04% |
| 63 | ILLINOIS TOOL WKS INC | 452308109 | 261 | $68,058 | 0.04% |
| 64 | ISHARES TR | 464288810 | 1,112 | $66,809 | 0.04% |
| 65 | ALAMOS GOLD INC NEW | AGI | 1,902 | $66,304 | 0.04% |
| 66 | PHILIP MORRIS INTL INC | 718172109 | 379 | $61,402 | 0.04% |
| 67 | ABBVIE INC | ABBV | 262 | $60,643 | 0.04% |
| 68 | SCHWAB STRATEGIC TR | 808524797 | 1,806 | $49,304 | 0.03% |
| 69 | SPDR SERIES TRUST | 78468R663 | 518 | $47,527 | 0.03% |
| 70 | MICRON TECHNOLOGY INC | MU | 282 | $47,107 | 0.03% |
| 71 | FIRST TR EXCH TRADED FD III | 33738D820 | 2,163 | $46,764 | 0.03% |
| 72 | FORD MTR CO | 345370860 | 3,393 | $40,580 | 0.03% |
| 73 | HOME DEPOT INC | HD | 90 | $36,467 | 0.02% |
| 74 | LYONDELLBASELL INDUSTRIES N | LYB | 706 | $34,622 | 0.02% |
| 75 | OMNICOM GROUP INC | OMC | 403 | $32,857 | 0.02% |
| 76 | KIMBERLY-CLARK CORP | KMB | 260 | $32,328 | 0.02% |
| 77 | META PLATFORMS INC | META | 42 | $30,844 | 0.02% |
| 78 | DISNEY WALT CO | 254687106 | 262 | $29,984 | 0.02% |
| 79 | BLACKROCK INC | BLK | 25 | $29,147 | 0.02% |
| 80 | LOWES COS INC | 548661107 | 112 | $28,147 | 0.02% |
| 81 | NETFLIX INC | NFLX | 23 | $27,575 | 0.02% |
| 82 | CONSTELLATION BRANDS INC | STZ | 200 | $26,934 | 0.02% |
| 83 | INTERCONTINENTAL EXCHANGE IN | 45866F104 | 152 | $25,609 | 0.02% |
| 84 | J P MORGAN EXCHANGE TRADED F | 46654Q203 | 405 | $23,296 | 0.02% |
| 85 | NEWMONT CORP | NEMCL | 273 | $22,990 | 0.01% |
| 86 | COSTCO WHSL CORP NEW | 22160K105 | 23 | $21,289 | 0.01% |
| 87 | ISHARES TR | 464287168 | 149 | $21,173 | 0.01% |
| 88 | AMAZON COM INC | AMZN | 89 | $19,542 | 0.01% |
| 89 | CONAGRA BRANDS INC | CAG | 949 | $17,376 | 0.01% |
| 90 | PROCTER AND GAMBLE CO | 742718109 | 109 | $16,748 | 0.01% |
| 91 | GENERAL MTRS CO | 37045V100 | 250 | $15,243 | 0.01% |
| 92 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 30 | $15,082 | 0.01% |
| 93 | AUTOMATIC DATA PROCESSING IN | ADP | 50 | $14,675 | 0.01% |
| 94 | ENTERGY CORP NEW | ENO | 154 | $14,351 | 0.01% |
| 95 | WISDOMTREE TR | WT | 256 | $12,875 | 0.01% |
| 96 | ALTRIA GROUP INC | MO | 170 | $11,230 | 0.01% |
| 97 | MONDELEZ INTL INC | 609207105 | 167 | $10,460 | 0.01% |
| 98 | ISHARES TR | 464287507 | 155 | $10,115 | 0.01% |
| 99 | SOUNDHOUND AI INC | SOUNW | 629 | $10,114 | 0.01% |
| 100 | NASDAQ INC | NDAQ | 112 | $9,906 | 0.01% |
| 101 | EATON CORP PLC | ETN | 25 | $9,356 | 0.01% |
| 102 | WALMART INC | WMT | 82 | $8,451 | 0.01% |
| 103 | RELIANCE INC | RS | 30 | $8,425 | 0.01% |
| 104 | PRUDENTIAL FINL INC | PUKPF | 80 | $8,299 | 0.01% |
| 105 | DOVER CORP | DOV | 45 | $7,507 | 0.00% |
| 106 | KINROSS GOLD CORP | KGCRF | 300 | $7,455 | 0.00% |
| 107 | SPDR S&P 500 ETF TR | SPY | 11 | $7,328 | 0.00% |
| 108 | NORTHROP GRUMMAN CORP | NOC | 12 | $7,312 | 0.00% |
| 109 | THE TRADE DESK INC | 88339J105 | 136 | $6,665 | 0.00% |
| 110 | KENVUE INC | KVUE | 398 | $6,460 | 0.00% |
| 111 | THE CIGNA GROUP | 125523100 | 22 | $6,342 | 0.00% |
| 112 | WELLS FARGO CO NEW | 949746804 | 5 | $6,171 | 0.00% |
| 113 | GE VERNOVA INC | GEV | 10 | $6,152 | 0.00% |
| 114 | HONEYWELL INTL INC | 438516106 | 29 | $6,105 | 0.00% |
| 115 | INTEL CORP | INTC | 181 | $6,073 | 0.00% |
| 116 | THERMO FISHER SCIENTIFIC INC | TMO | 12 | $5,820 | 0.00% |
| 117 | SHARPLINK GAMING INC | SBET | 333 | $5,664 | 0.00% |
| 118 | CF INDS HLDGS INC | 125269100 | 61 | $5,472 | 0.00% |
| 119 | HP INC | HPQ | 191 | $5,201 | 0.00% |
| 120 | WISDOMTREE TR | WT | 55 | $4,893 | 0.00% |
| 121 | CAL MAINE FOODS INC | CALM | 50 | $4,705 | 0.00% |
| 122 | UNITEDHEALTH GROUP INC | UNH | 13 | $4,489 | 0.00% |
| 123 | NIKE INC | NKE | 64 | $4,463 | 0.00% |
| 124 | UNIVERSAL HLTH SVCS INC | 913903100 | 21 | $4,293 | 0.00% |
| 125 | ELEVANCE HEALTH INC FORMERLY | ELV | 13 | $4,201 | 0.00% |
| 126 | BP PLC | BPPFF | 112 | $3,846 | 0.00% |
| 127 | VANGUARD SPECIALIZED FUNDS | 921908844 | 17 | $3,668 | 0.00% |
| 128 | COMCAST CORP NEW | CCZ | 115 | $3,613 | 0.00% |
| 129 | ROYAL CARIBBEAN GROUP | V7780T103 | 10 | $3,236 | 0.00% |
| 130 | WISDOMTREE TR | WT | 32 | $3,224 | 0.00% |
| 131 | CVS HEALTH CORP | CVS | 41 | $3,091 | 0.00% |
| 132 | MASTERCARD INCORPORATED | MA | 5 | $2,844 | 0.00% |
| 133 | STELLANTIS N.V | STLA | 300 | $2,802 | 0.00% |
| 134 | AT&T INC | T-PC | 85 | $2,399 | 0.00% |
| 135 | NOKIA CORP | NOKBF | 400 | $1,924 | 0.00% |
| 136 | AFLAC INC | AFL | 17 | $1,899 | 0.00% |
| 137 | ISHARES TR | 464287242 | 17 | $1,895 | 0.00% |
| 138 | SERVICENOW INC | NOW | 2 | $1,841 | 0.00% |
| 139 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 3 | $1,391 | 0.00% |
| 140 | UBER TECHNOLOGIES INC | UBER | 14 | $1,372 | 0.00% |
| 141 | GENERAL MLS INC | 370334104 | 25 | $1,261 | 0.00% |
| 142 | ALPHABET INC | GOOG | 5 | $1,218 | 0.00% |
| 143 | INVESCO QQQ TR | IVZ | 2 | $1,201 | 0.00% |
| 144 | AMYLYX PHARMACEUTICALS INC | AMLX | 87 | $1,182 | 0.00% |
| 145 | ISHARES TR | 464287432 | 12 | $1,072 | 0.00% |
| 146 | INTUITIVE MACHINES INC | LUNR | 100 | $1,052 | 0.00% |
| 147 | BITMINE IMMERSION TECNOLOGIE | 09175A206 | 20 | $1,039 | 0.00% |
| 148 | BANK NOVA SCOTIA HALIFAX | 064149107 | 15 | $970 | 0.00% |
| 149 | WPP PLC NEW | WPPGF | 35 | $877 | 0.00% |
| 150 | UPEXI INC | UPXI | 150 | $866 | 0.00% |
| 151 | STRAN & COMPANY INC | SWAGW | 500 | $830 | 0.00% |
| 152 | CARRIER GLOBAL CORPORATION | CARR | 13 | $776 | 0.00% |
| 153 | LULULEMON ATHLETICA INC | LULU | 4 | $712 | 0.00% |
| 154 | CHORD ENERGY CORPORATION | CHRD | 7 | $696 | 0.00% |
| 155 | ISHARES TR | 464287457 | 8 | $664 | 0.00% |
| 156 | TARSUS PHARMACEUTICALS INC | TARS | 10 | $594 | 0.00% |
| 157 | WESTERN UN CO | WU | 50 | $400 | 0.00% |
| 158 | DXC TECHNOLOGY CO | DXC | 16 | $218 | 0.00% |
| 159 | BIOHAVEN LTD | BHVN | 12 | $180 | 0.00% |
| 160 | MODERNA INC | MRNA | 6 | $155 | 0.00% |
| 161 | V F CORP | VFC | 2 | $32 | 0.00% |
| 162 | AURORA CANNABIS INC | ACB | 3 | $18 | 0.00% |