13F HOLDINGS REPORT
Catherine Avery Investment Management LLC
Quarter ended Q4 2025 · Filed January 5, 2026 · Accession 0001420506-26-000015
Total Value
$131.6M
Positions
166
Other Managers
0
Confidential Omitted
No
Holdings (166)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SEAGATE TECHNOLOGY HLDNGS PL | SE | 33,027 | $4.8M | 3.62% |
| 2 | INTERNATIONAL BUSINESS MACHS | INTR | 16,125 | $4.8M | 3.61% |
| 3 | BROADCOM INC | AVGO | 16,620 | $4.6M | 3.48% |
| 4 | RTX CORPORATION | RTX | 31,322 | $4.6M | 3.47% |
| 5 | CITIGROUP INC | C-PR | 52,118 | $4.4M | 3.37% |
| 6 | JPMORGAN CHASE & CO. | VYLD | 14,829 | $4.3M | 3.27% |
| 7 | ORACLE CORP | ORCL-PD | 19,577 | $4.3M | 3.25% |
| 8 | CISCO SYS INC | CSCO | 61,138 | $4.2M | 3.22% |
| 9 | FREEPORT-MCMORAN INC | FCX | 89,307 | $3.9M | 2.94% |
| 10 | COCA COLA CO | KO | 52,923 | $3.7M | 2.84% |
| 11 | L3HARRIS TECHNOLOGIES INC | LHX | 14,755 | $3.7M | 2.81% |
| 12 | MICROSOFT CORP | MSFT | 7,207 | $3.6M | 2.72% |
| 13 | BAKER HUGHES COMPANY | BKR | 93,393 | $3.6M | 2.72% |
| 14 | NEXTERA ENERGY INC | NEE-PW | 51,521 | $3.6M | 2.72% |
| 15 | CHEVRON CORP NEW | CVX | 24,913 | $3.6M | 2.71% |
| 16 | MEDTRONIC PLC | MDT | 40,196 | $3.5M | 2.66% |
| 17 | EVERGY INC | EVRG | 50,476 | $3.5M | 2.64% |
| 18 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 74,981 | $3.5M | 2.64% |
| 19 | QUALCOMM INC | QCOM | 20,993 | $3.3M | 2.54% |
| 20 | MERCK & CO INC | MRK | 42,166 | $3.3M | 2.54% |
| 21 | VERIZON COMMUNICATIONS INC | VZ | 77,064 | $3.3M | 2.53% |
| 22 | BANK AMERICA CORP | 060505104 | 69,363 | $3.3M | 2.49% |
| 23 | CONAGRA BRANDS INC | CAG | 159,224 | $3.3M | 2.48% |
| 24 | MCDONALDS CORP | MCD | 11,091 | $3.2M | 2.46% |
| 25 | HEWLETT PACKARD ENTERPRISE C | HPE-PC | 152,761 | $3.1M | 2.37% |
| 26 | TARGET CORP | TGT | 31,394 | $3.1M | 2.35% |
| 27 | LYONDELLBASELL INDUSTRIES N | LYB | 52,313 | $3.0M | 2.30% |
| 28 | FRANKLIN RESOURCES INC | BEN | 121,895 | $2.9M | 2.21% |
| 29 | PFIZER INC | PFE | 117,795 | $2.9M | 2.17% |
| 30 | TRUIST FINL CORP | 89832Q109 | 66,294 | $2.8M | 2.16% |
| 31 | AMGEN INC | AMGN | 10,050 | $2.8M | 2.13% |
| 32 | BEST BUY INC | BBY | 41,348 | $2.8M | 2.11% |
| 33 | PHILLIPS 66 | PSX | 22,171 | $2.6M | 2.01% |
| 34 | UNITED PARCEL SERVICE INC | UPS | 25,058 | $2.5M | 1.92% |
| 35 | COLGATE PALMOLIVE CO | CL | 17,012 | $1.5M | 1.17% |
| 36 | JOHNSON CTLS INTL PLC | G51502105 | 11,175 | $1.2M | 0.90% |
| 37 | VALERO ENERGY CORP | VLO | 7,889 | $1.1M | 0.81% |
| 38 | CUMMINS INC | CMI | 2,790 | $913,725 | 0.69% |
| 39 | AIR PRODS & CHEMS INC | AIIR | 2,223 | $627,033 | 0.48% |
| 40 | EXXON MOBIL CORP | XOM | 5,813 | $626,641 | 0.48% |
| 41 | MORGAN STANLEY | MS-PQ | 4,232 | $596,120 | 0.45% |
| 42 | NVIDIA CORPORATION | NVDA | 2,637 | $416,620 | 0.32% |
| 43 | ISHARES TR | 464288802 | 2,493 | $315,988 | 0.24% |
| 44 | JOHNSON & JOHNSON | JNJ | 1,770 | $270,368 | 0.21% |
| 45 | APPLE INC | AAPL | 1,278 | $262,207 | 0.20% |
| 46 | INTUIT | INTU | 300 | $236,289 | 0.18% |
| 47 | FIRST TR EXCHANGE-TRADED FD | 33738D879 | 9,324 | $230,396 | 0.18% |
| 48 | AMERICAN EXPRESS CO | AXP | 700 | $223,286 | 0.17% |
| 49 | WILLIAMS COS INC | 969457100 | 3,400 | $213,554 | 0.16% |
| 50 | WASTE MGMT INC DEL | 94106L109 | 750 | $171,615 | 0.13% |
| 51 | ABBOTT LABS | ABLZF | 1,120 | $152,331 | 0.12% |
| 52 | ISHARES TR | 464287598 | 592 | $114,984 | 0.09% |
| 53 | PALANTIR TECHNOLOGIES INC | PLTR | 824 | $112,328 | 0.09% |
| 54 | CATERPILLAR INC | CAT | 288 | $111,804 | 0.08% |
| 55 | EMERSON ELEC CO | EMR | 739 | $98,531 | 0.07% |
| 56 | AMERICAN WTR WKS CO INC NEW | 030420103 | 660 | $91,813 | 0.07% |
| 57 | CINCINNATI FINL CORP | 172062101 | 500 | $74,460 | 0.06% |
| 58 | LOCKHEED MARTIN CORP | LMT | 157 | $72,713 | 0.06% |
| 59 | VISA INC | V | 204 | $72,430 | 0.06% |
| 60 | ISHARES TR | 464288810 | 1,112 | $69,656 | 0.05% |
| 61 | PHILIP MORRIS INTL INC | 718172109 | 376 | $68,458 | 0.05% |
| 62 | ALPHABET INC | GOOG | 371 | $65,381 | 0.05% |
| 63 | ILLINOIS TOOL WKS INC | 452308109 | 261 | $64,532 | 0.05% |
| 64 | DISNEY WALT CO | 254687106 | 412 | $51,030 | 0.04% |
| 65 | ALAMOS GOLD INC NEW | AGI | 1,902 | $50,517 | 0.04% |
| 66 | ABBVIE INC | ABBV | 261 | $48,516 | 0.04% |
| 67 | SCHWAB STRATEGIC TR | 808524797 | 1,806 | $47,859 | 0.04% |
| 68 | FIRST TR EXCH TRADED FD III | 33738D820 | 2,163 | $44,363 | 0.03% |
| 69 | FORD MTR CO | 345370860 | 3,393 | $36,814 | 0.03% |
| 70 | MICRON TECHNOLOGY INC | MU | 281 | $34,663 | 0.03% |
| 71 | HOME DEPOT INC | HD | 90 | $32,998 | 0.03% |
| 72 | CONSTELLATION BRANDS INC | STZ | 200 | $32,536 | 0.02% |
| 73 | KIMBERLY-CLARK CORP | KMB | 250 | $32,230 | 0.02% |
| 74 | META PLATFORMS INC | META | 42 | $31,000 | 0.02% |
| 75 | NETFLIX INC | NFLX | 23 | $30,800 | 0.02% |
| 76 | OMNICOM GROUP INC | OMC | 403 | $28,992 | 0.02% |
| 77 | INTERCONTINENTAL EXCHANGE IN | 45866F104 | 152 | $27,887 | 0.02% |
| 78 | COSTCO WHSL CORP NEW | 22160K105 | 28 | $27,718 | 0.02% |
| 79 | BLACKROCK INC | BLK | 25 | $26,231 | 0.02% |
| 80 | LOWES COS INC | 548661107 | 112 | $24,849 | 0.02% |
| 81 | AMPLIFY ETF TR | 032108409 | 564 | $23,998 | 0.02% |
| 82 | NEOS ETF TRUST | 78433H675 | 441 | $22,936 | 0.02% |
| 83 | J P MORGAN EXCHANGE TRADED F | 46654Q203 | 405 | $22,032 | 0.02% |
| 84 | ONEOK INC NEW | OKE | 269 | $21,958 | 0.02% |
| 85 | ISHARES TR | 464287168 | 149 | $19,789 | 0.02% |
| 86 | AMAZON COM INC | AMZN | 89 | $19,526 | 0.01% |
| 87 | SPDR SERIES TRUST | 78468R663 | 204 | $18,713 | 0.01% |
| 88 | PROCTER AND GAMBLE CO | 742718109 | 109 | $17,366 | 0.01% |
| 89 | NEWMONT CORP | NEMCL | 272 | $15,841 | 0.01% |
| 90 | AUTOMATIC DATA PROCESSING IN | ADP | 50 | $15,420 | 0.01% |
| 91 | JANUS DETROIT STR TR | 47103U746 | 289 | $15,207 | 0.01% |
| 92 | BONDBLOXX ETF TRUST | 09789C671 | 295 | $14,862 | 0.01% |
| 93 | GENERAL MTRS CO | 37045V100 | 300 | $14,763 | 0.01% |
| 94 | ENTERGY CORP NEW | ENO | 154 | $12,800 | 0.01% |
| 95 | WISDOMTREE TR | WT | 253 | $12,749 | 0.01% |
| 96 | ELI LILLY & CO | LLY | 15 | $11,693 | 0.01% |
| 97 | MONDELEZ INTL INC | 609207105 | 166 | $11,214 | 0.01% |
| 98 | ALTRIA GROUP INC | MO | 190 | $11,140 | 0.01% |
| 99 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 22 | $10,687 | 0.01% |
| 100 | NASDAQ INC | NDAQ | 112 | $10,015 | 0.01% |
| 101 | ISHARES TR | 464287507 | 155 | $9,613 | 0.01% |
| 102 | RELIANCE INC | RS | 30 | $9,417 | 0.01% |
| 103 | EATON CORP PLC | ETN | 25 | $8,925 | 0.01% |
| 104 | PRUDENTIAL FINL INC | PUKPF | 80 | $8,595 | 0.01% |
| 105 | KENVUE INC | KVUE | 398 | $8,330 | 0.01% |
| 106 | DOVER CORP | DOV | 45 | $8,245 | 0.01% |
| 107 | WALMART INC | WMT | 82 | $8,018 | 0.01% |
| 108 | AMERIPRISE FINL INC | 03076C106 | 14 | $7,472 | 0.01% |
| 109 | THE CIGNA GROUP | 125523100 | 22 | $7,273 | 0.01% |
| 110 | SPDR S&P 500 ETF TR | SPY | 11 | $6,796 | 0.01% |
| 111 | HONEYWELL INTL INC | 438516106 | 29 | $6,754 | 0.01% |
| 112 | SOUNDHOUND AI INC | SOUNW | 629 | $6,749 | 0.01% |
| 113 | CF INDS HLDGS INC | 125269100 | 66 | $6,072 | 0.00% |
| 114 | NORTHROP GRUMMAN CORP | NOC | 12 | $6,000 | 0.00% |
| 115 | WELLS FARGO CO NEW | 949746804 | 5 | $5,871 | 0.00% |
| 116 | NIKE INC | NKE | 79 | $5,612 | 0.00% |
| 117 | INTEL CORP | INTC | 241 | $5,400 | 0.00% |
| 118 | GE VERNOVA INC | GEV | 10 | $5,292 | 0.00% |
| 119 | HASHDEX NASDAQ CRYPTO INDEX | 41809Y102 | 186 | $5,102 | 0.00% |
| 120 | ELEVANCE HEALTH INC | ELV | 13 | $5,056 | 0.00% |
| 121 | THERMO FISHER SCIENTIFIC INC | TMO | 12 | $4,866 | 0.00% |
| 122 | KINROSS GOLD CORP | KGCRF | 300 | $4,689 | 0.00% |
| 123 | HP INC | HPQ | 191 | $4,672 | 0.00% |
| 124 | WISDOMTREE TR | WT | 55 | $4,606 | 0.00% |
| 125 | COMCAST CORP NEW | CCZ | 115 | $4,104 | 0.00% |
| 126 | UNITEDHEALTH GROUP INC | UNH | 13 | $4,056 | 0.00% |
| 127 | UNIVERSAL HLTH SVCS INC | 913903100 | 21 | $3,804 | 0.00% |
| 128 | VANGUARD SPECIALIZED FUNDS | 921908844 | 17 | $3,479 | 0.00% |
| 129 | BP PLC | BPPFF | 110 | $3,293 | 0.00% |
| 130 | ROYAL CARIBBEAN GROUP | V7780T103 | 10 | $3,131 | 0.00% |
| 131 | WISDOMTREE TR | WT | 32 | $3,071 | 0.00% |
| 132 | CVS HEALTH CORP | CVS | 41 | $2,828 | 0.00% |
| 133 | MASTERCARD INCORPORATED | MA | 5 | $2,810 | 0.00% |
| 134 | STELLANTIS N.V | STLA | 275 | $2,758 | 0.00% |
| 135 | AT&T INC | T-PC | 74 | $2,154 | 0.00% |
| 136 | SERVICENOW INC | NOW | 2 | $2,056 | 0.00% |
| 137 | UBER TECHNOLOGIES INC | UBER | 22 | $2,053 | 0.00% |
| 138 | ISHARES TR | 464287242 | 17 | $1,863 | 0.00% |
| 139 | AFLAC INC | AFL | 17 | $1,793 | 0.00% |
| 140 | CHORD ENERGY CORPORATION | CHRD | 15 | $1,453 | 0.00% |
| 141 | ALPHABET INC | GOOG | 8 | $1,419 | 0.00% |
| 142 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 3 | $1,322 | 0.00% |
| 143 | PAYONEER GLOBAL INC | PAYO | 175 | $1,199 | 0.00% |
| 144 | STRAN & COMPANY INC | SWAGW | 800 | $1,152 | 0.00% |
| 145 | ALIBABA GROUP HLDG LTD | BBAAY | 10 | $1,134 | 0.00% |
| 146 | INVESCO QQQ TR | IVZ | 2 | $1,103 | 0.00% |
| 147 | CAPITAL ONE FINL CORP | 14040H105 | 5 | $1,064 | 0.00% |
| 148 | ISHARES TR | 464287432 | 12 | $1,059 | 0.00% |
| 149 | NOKIA CORP | NOKBF | 200 | $1,036 | 0.00% |
| 150 | AMERICAN CENTY ETF TR | 025072232 | 13 | $1,007 | 0.00% |
| 151 | CARRIER GLOBAL CORPORATION | CARR | 13 | $951 | 0.00% |
| 152 | LULULEMON ATHLETICA INC | LULU | 4 | $950 | 0.00% |
| 153 | TERADATA CORP DEL | TDC | 40 | $892 | 0.00% |
| 154 | TARSUS PHARMACEUTICALS INC | TARS | 20 | $810 | 0.00% |
| 155 | ISHARES TR | 464287457 | 8 | $663 | 0.00% |
| 156 | ACM RESH INC | 00108J109 | 25 | $648 | 0.00% |
| 157 | BAIDU INC | BAIDF | 7 | $600 | 0.00% |
| 158 | AMYLYX PHARMACEUTICALS INC | AMLX | 87 | $558 | 0.00% |
| 159 | INTUITIVE MACHINES INC | LUNR | 50 | $544 | 0.00% |
| 160 | JD.COM INC | JDCMF | 10 | $326 | 0.00% |
| 161 | OCEANEERING INTL INC | 675232102 | 15 | $311 | 0.00% |
| 162 | DXC TECHNOLOGY CO | DXC | 16 | $245 | 0.00% |
| 163 | BIOHAVEN LTD | BHVN | 12 | $169 | 0.00% |
| 164 | MODERNA INC | MRNA | 6 | $166 | 0.00% |
| 165 | V F CORP | VFC | 2 | $26 | 0.00% |
| 166 | AURORA CANNABIS INC | ACB | 3 | $13 | 0.00% |