13F HOLDINGS REPORT
Catherine Avery Investment Management LLC
Quarter ended Q4 2025 · Filed January 5, 2026 · Accession 0001420506-26-000013
Total Value
$111.6M
Positions
161
Other Managers
0
Confidential Omitted
No
Holdings (161)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR SER TR | 78468R663 | 62,078 | $5.7M | 5.10% |
| 2 | INTERNATIONAL BUSINESS MACHS | INTR | 17,815 | $4.4M | 3.97% |
| 3 | RTX CORPORATION | RTX | 30,892 | $4.1M | 3.67% |
| 4 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 66,268 | $4.0M | 3.62% |
| 5 | NEXTERA ENERGY INC | NEE-PW | 54,486 | $3.9M | 3.46% |
| 6 | JPMORGAN CHASE & CO. | VYLD | 15,517 | $3.8M | 3.41% |
| 7 | COCA COLA CO | KO | 53,079 | $3.8M | 3.41% |
| 8 | EVERGY INC | EVRG | 55,108 | $3.8M | 3.40% |
| 9 | CHEVRON CORP NEW | CVX | 22,497 | $3.8M | 3.37% |
| 10 | CISCO SYS INC | CSCO | 59,976 | $3.7M | 3.32% |
| 11 | MCDONALDS CORP | MCD | 11,561 | $3.6M | 3.24% |
| 12 | CONAGRA BRANDS INC | CAG | 134,989 | $3.6M | 3.23% |
| 13 | BAKER HUGHES COMPANY | BKR | 81,749 | $3.6M | 3.22% |
| 14 | MEDTRONIC PLC | MDT | 39,580 | $3.6M | 3.19% |
| 15 | CITIGROUP INC | C-PR | 47,411 | $3.4M | 3.02% |
| 16 | VERIZON COMMUNICATIONS INC | VZ | 73,492 | $3.3M | 2.99% |
| 17 | MERCK & CO INC | MRK | 35,847 | $3.2M | 2.88% |
| 18 | L3HARRIS TECHNOLOGIES INC | LHX | 14,476 | $3.0M | 2.71% |
| 19 | PFIZER INC | PFE | 114,920 | $2.9M | 2.61% |
| 20 | OMNICOM GROUP INC | OMC | 34,251 | $2.8M | 2.54% |
| 21 | MICROSOFT CORP | MSFT | 7,249 | $2.7M | 2.44% |
| 22 | ORACLE CORP | ORCL-PD | 18,533 | $2.6M | 2.32% |
| 23 | BROADCOM INC | AVGO | 15,406 | $2.6M | 2.31% |
| 24 | JOHNSON CTLS INTL PLC | G51502105 | 30,460 | $2.4M | 2.19% |
| 25 | UNITED PARCEL SERVICE INC | UPS | 21,681 | $2.4M | 2.14% |
| 26 | LYONDELLBASELL INDUSTRIES N | LYB | 32,644 | $2.3M | 2.06% |
| 27 | AIR PRODS & CHEMS INC | AIIR | 7,672 | $2.3M | 2.03% |
| 28 | FRANKLIN RESOURCES INC | BEN | 117,083 | $2.3M | 2.02% |
| 29 | PHILLIPS 66 | PSX | 17,869 | $2.2M | 1.98% |
| 30 | BEST BUY INC | BBY | 29,219 | $2.2M | 1.93% |
| 31 | TRUIST FINL CORP | 89832Q109 | 49,230 | $2.0M | 1.81% |
| 32 | COLGATE PALMOLIVE CO | CL | 17,012 | $1.6M | 1.43% |
| 33 | HEWLETT PACKARD ENTERPRISE C | HPE-PC | 103,303 | $1.6M | 1.43% |
| 34 | VALERO ENERGY CORP | VLO | 8,436 | $1.1M | 1.00% |
| 35 | CUMMINS INC | CMI | 3,048 | $955,365 | 0.86% |
| 36 | EXXON MOBIL CORP | XOM | 5,813 | $691,340 | 0.62% |
| 37 | MORGAN STANLEY | MS-PQ | 4,437 | $517,665 | 0.46% |
| 38 | BANK AMERICA CORP | 060505104 | 8,407 | $350,833 | 0.31% |
| 39 | FIRST TR EXCHANGE-TRADED FD | 33738D879 | 13,404 | $317,943 | 0.28% |
| 40 | JOHNSON & JOHNSON | JNJ | 1,861 | $308,628 | 0.28% |
| 41 | APPLE INC | AAPL | 1,323 | $293,878 | 0.26% |
| 42 | ISHARES TR | 464288802 | 2,493 | $286,371 | 0.26% |
| 43 | NVIDIA CORPORATION | NVDA | 2,637 | $285,798 | 0.26% |
| 44 | WILLIAMS COS INC | 969457100 | 3,400 | $203,184 | 0.18% |
| 45 | AMERICAN EXPRESS CO | AXP | 700 | $188,335 | 0.17% |
| 46 | INTUIT | INTU | 300 | $184,197 | 0.17% |
| 47 | WASTE MGMT INC DEL | 94106L109 | 750 | $173,633 | 0.16% |
| 48 | ABBOTT LABS | ABLZF | 1,120 | $148,568 | 0.13% |
| 49 | QUALCOMM INC | QCOM | 834 | $128,111 | 0.11% |
| 50 | CATERPILLAR INC | CAT | 360 | $118,728 | 0.11% |
| 51 | ISHARES TR | 464287598 | 592 | $111,391 | 0.10% |
| 52 | AMERICAN WTR WKS CO INC NEW | 030420103 | 660 | $97,363 | 0.09% |
| 53 | SCHWAB STRATEGIC TR | 808524797 | 3,447 | $96,378 | 0.09% |
| 54 | EMERSON ELEC CO | EMR | 828 | $90,782 | 0.08% |
| 55 | SEAGATE TECHNOLOGY HLDNGS PL | SE | 1,041 | $88,433 | 0.08% |
| 56 | LOCKHEED MARTIN CORP | LMT | 185 | $82,641 | 0.07% |
| 57 | FIRST TR EXCH TRADED FD III | 33738D820 | 4,124 | $82,356 | 0.07% |
| 58 | CINCINNATI FINL CORP | 172062101 | 500 | $73,860 | 0.07% |
| 59 | TEXAS INSTRS INC | 882508104 | 408 | $73,318 | 0.07% |
| 60 | VISA INC | V | 204 | $71,494 | 0.06% |
| 61 | PALANTIR TECHNOLOGIES INC | PLTR | 810 | $68,364 | 0.06% |
| 62 | DISNEY WALT CO | 254687106 | 684 | $67,461 | 0.06% |
| 63 | ISHARES TR | 464288810 | 1,112 | $66,931 | 0.06% |
| 64 | ILLINOIS TOOL WKS INC | 452308109 | 261 | $64,731 | 0.06% |
| 65 | ALAMOS GOLD INC NEW | AGI | 2,402 | $64,229 | 0.06% |
| 66 | PHILIP MORRIS INTL INC | 718172109 | 373 | $59,164 | 0.05% |
| 67 | ALPHABET INC | GOOG | 372 | $57,526 | 0.05% |
| 68 | ABBVIE INC | ABBV | 261 | $54,634 | 0.05% |
| 69 | INTERCONTINENTAL EXCHANGE IN | 45866F104 | 258 | $44,505 | 0.04% |
| 70 | FORD MTR CO | 345370860 | 4,033 | $40,451 | 0.04% |
| 71 | BLACKROCK INC | BLK | 42 | $39,752 | 0.04% |
| 72 | LOWES COS INC | 548661107 | 167 | $38,949 | 0.03% |
| 73 | CONSTELLATION BRANDS INC | STZ | 200 | $36,704 | 0.03% |
| 74 | KIMBERLY-CLARK CORP | KMB | 250 | $35,555 | 0.03% |
| 75 | HOME DEPOT INC | HD | 90 | $32,984 | 0.03% |
| 76 | COSTCO WHSL CORP NEW | 22160K105 | 28 | $26,482 | 0.02% |
| 77 | MICRON TECHNOLOGY INC | MU | 281 | $24,398 | 0.02% |
| 78 | META PLATFORMS INC | META | 42 | $24,207 | 0.02% |
| 79 | AUTOMATIC DATA PROCESSING IN | ADP | 78 | $23,831 | 0.02% |
| 80 | CF INDS HLDGS INC | 125269100 | 283 | $22,116 | 0.02% |
| 81 | NETFLIX INC | NFLX | 23 | $21,448 | 0.02% |
| 82 | ISHARES TR | 464287168 | 149 | $20,009 | 0.02% |
| 83 | PROCTER AND GAMBLE CO | 742718109 | 109 | $18,576 | 0.02% |
| 84 | AMAZON COM INC | AMZN | 89 | $16,933 | 0.02% |
| 85 | DEVON ENERGY CORP NEW | 25179M103 | 408 | $15,259 | 0.01% |
| 86 | GENERAL MTRS CO | 37045V100 | 300 | $14,109 | 0.01% |
| 87 | ENTERGY CORP NEW | ENO | 154 | $13,165 | 0.01% |
| 88 | NEWMONT CORP | NEMCL | 271 | $13,071 | 0.01% |
| 89 | WISDOMTREE TR | WT | 251 | $12,617 | 0.01% |
| 90 | ELI LILLY & CO | LLY | 15 | $12,389 | 0.01% |
| 91 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 22 | $11,717 | 0.01% |
| 92 | ALTRIA GROUP INC | MO | 190 | $11,404 | 0.01% |
| 93 | MONDELEZ INTL INC | 609207105 | 165 | $11,204 | 0.01% |
| 94 | STRAN & COMPANY INC | SWAGW | 10,500 | $10,511 | 0.01% |
| 95 | ONEOK INC NEW | OKE | 100 | $9,922 | 0.01% |
| 96 | SPDR S&P 500 ETF TR | SPY | 17 | $9,510 | 0.01% |
| 97 | INTEL CORP | INTC | 410 | $9,312 | 0.01% |
| 98 | ISHARES TR | 464287507 | 155 | $9,044 | 0.01% |
| 99 | PRUDENTIAL FINL INC | PUKPF | 80 | $8,934 | 0.01% |
| 100 | RELIANCE INC | RS | 30 | $8,663 | 0.01% |
| 101 | NASDAQ INC | NDAQ | 112 | $8,496 | 0.01% |
| 102 | DOVER CORP | DOV | 45 | $7,906 | 0.01% |
| 103 | TERAWULF INC | WULF | 2,793 | $7,625 | 0.01% |
| 104 | THE CIGNA GROUP | 125523100 | 22 | $7,238 | 0.01% |
| 105 | WALMART INC | WMT | 82 | $7,199 | 0.01% |
| 106 | UNITEDHEALTH GROUP INC | UNH | 13 | $6,809 | 0.01% |
| 107 | EATON CORP PLC | ETN | 25 | $6,796 | 0.01% |
| 108 | AMERIPRISE FINL INC | 03076C106 | 14 | $6,778 | 0.01% |
| 109 | NORTHROP GRUMMAN CORP | NOC | 12 | $6,144 | 0.01% |
| 110 | HONEYWELL INTL INC | 438516106 | 29 | $6,141 | 0.01% |
| 111 | WELLS FARGO CO NEW | 949746804 | 5 | $6,004 | 0.01% |
| 112 | THERMO FISHER SCIENTIFIC INC | TMO | 12 | $5,971 | 0.01% |
| 113 | ELEVANCE HEALTH INC | ELV | 13 | $5,654 | 0.01% |
| 114 | HP INC | HPQ | 191 | $5,289 | 0.00% |
| 115 | SOUNDHOUND AI INC | SOUNW | 629 | $5,107 | 0.00% |
| 116 | AT&T INC | T-PC | 180 | $5,097 | 0.00% |
| 117 | CVS HEALTH CORP | CVS | 73 | $4,946 | 0.00% |
| 118 | NIKE INC | NKE | 74 | $4,698 | 0.00% |
| 119 | WISDOMTREE TR | WT | 55 | $4,392 | 0.00% |
| 120 | COMCAST CORP NEW | CCZ | 115 | $4,244 | 0.00% |
| 121 | UNIVERSAL HLTH SVCS INC | 913903100 | 21 | $3,946 | 0.00% |
| 122 | NIO INC | NIOIF | 1,000 | $3,810 | 0.00% |
| 123 | KINROSS GOLD CORP | KGCRF | 300 | $3,783 | 0.00% |
| 124 | BP PLC | BPPFF | 108 | $3,659 | 0.00% |
| 125 | VANGUARD SPECIALIZED FUNDS | 921908844 | 17 | $3,298 | 0.00% |
| 126 | APPLIED DIGITAL CORP | APLD | 569 | $3,198 | 0.00% |
| 127 | WISDOMTREE TR | WT | 32 | $3,173 | 0.00% |
| 128 | TARGET CORP | TGT | 29 | $3,026 | 0.00% |
| 129 | MASTERCARD INCORPORATED | MA | 5 | $2,741 | 0.00% |
| 130 | ALIBABA GROUP HLDG LTD | BBAAY | 20 | $2,645 | 0.00% |
| 131 | FORIAN INC | FORA | 1,319 | $2,638 | 0.00% |
| 132 | ASSERTIO HOLDINGS INC | ASRT | 3,130 | $2,112 | 0.00% |
| 133 | ROYAL CARIBBEAN GROUP | V7780T103 | 10 | $2,054 | 0.00% |
| 134 | AFLAC INC | AFL | 17 | $1,890 | 0.00% |
| 135 | VIATRIS INC | VTRS | 213 | $1,855 | 0.00% |
| 136 | ISHARES TR | 464287242 | 17 | $1,848 | 0.00% |
| 137 | CHORD ENERGY CORPORATION | CHRD | 15 | $1,691 | 0.00% |
| 138 | SERVICENOW INC | NOW | 2 | $1,592 | 0.00% |
| 139 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 3 | $1,260 | 0.00% |
| 140 | ACM RESH INC | 00108J109 | 52 | $1,214 | 0.00% |
| 141 | ISHARES TR | 464287432 | 12 | $1,092 | 0.00% |
| 142 | VEREN INC | 92340V107 | 150 | $993 | 0.00% |
| 143 | AMERICAN CENTY ETF TR | 025072232 | 13 | $925 | 0.00% |
| 144 | CAPITAL ONE FINL CORP | 14040H105 | 5 | $897 | 0.00% |
| 145 | CARRIER GLOBAL CORPORATION | CARR | 13 | $824 | 0.00% |
| 146 | STELLANTIS N.V | STLA | 70 | $785 | 0.00% |
| 147 | INTUITIVE MACHINES INC | LUNR | 100 | $745 | 0.00% |
| 148 | PAYONEER GLOBAL INC | PAYO | 100 | $731 | 0.00% |
| 149 | TARSUS PHARMACEUTICALS INC | TARS | 13 | $668 | 0.00% |
| 150 | ISHARES TR | 464287457 | 8 | $662 | 0.00% |
| 151 | BAIDU INC | BAIDF | 7 | $644 | 0.00% |
| 152 | JD.COM INC | JDCMF | 15 | $617 | 0.00% |
| 153 | NOKIA CORP | NOKBF | 100 | $527 | 0.00% |
| 154 | MODERNA INC | MRNA | 14 | $397 | 0.00% |
| 155 | TERADATA CORP DEL | TDC | 15 | $337 | 0.00% |
| 156 | AMYLYX PHARMACEUTICALS INC | AMLX | 87 | $308 | 0.00% |
| 157 | UBS GROUP AG | UBS | 10 | $306 | 0.00% |
| 158 | BIOHAVEN LTD | BHVN | 12 | $288 | 0.00% |
| 159 | DXC TECHNOLOGY CO | DXC | 16 | $273 | 0.00% |
| 160 | V F CORP | VFC | 2 | $34 | 0.00% |
| 161 | AURORA CANNABIS INC | ACB | 3 | $13 | 0.00% |