13F HOLDINGS REPORT
Catherine Avery Investment Management LLC
Quarter ended Q4 2025 · Filed January 5, 2026 · Accession 0001420506-26-000007
Total Value
$113.3M
Positions
175
Other Managers
0
Confidential Omitted
No
Holdings (175)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | BROADCOM INC | AVGO | 20,966 | $4.9M | 4.29% |
| 2 | INTERNATIONAL BUSINESS MACHS | INTR | 18,936 | $4.2M | 3.67% |
| 3 | CISCO SYS INC | CSCO | 62,587 | $3.7M | 3.27% |
| 4 | CITIGROUP INC | C-PR | 49,866 | $3.5M | 3.10% |
| 5 | JPMORGAN CHASE & CO. | VYLD | 14,576 | $3.5M | 3.08% |
| 6 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 61,280 | $3.5M | 3.06% |
| 7 | RTX CORPORATION | RTX | 29,318 | $3.4M | 2.99% |
| 8 | JOHNSON CTLS INTL PLC | G51502105 | 42,815 | $3.4M | 2.98% |
| 9 | MORGAN STANLEY | MS-PQ | 26,725 | $3.4M | 2.97% |
| 10 | MICROSOFT CORP | MSFT | 7,734 | $3.3M | 2.88% |
| 11 | PFIZER INC | PFE | 122,478 | $3.2M | 2.87% |
| 12 | CUMMINS INC | CMI | 9,270 | $3.2M | 2.85% |
| 13 | ORACLE CORP | ORCL-PD | 19,095 | $3.2M | 2.81% |
| 14 | BAKER HUGHES COMPANY | BKR | 77,256 | $3.2M | 2.80% |
| 15 | EVERGY INC | EVRG | 51,324 | $3.2M | 2.79% |
| 16 | HEWLETT PACKARD ENTERPRISE C | HPE-PC | 147,793 | $3.2M | 2.79% |
| 17 | MCDONALDS CORP | MCD | 10,867 | $3.2M | 2.78% |
| 18 | LYONDELLBASELL INDUSTRIES N | LYB | 40,746 | $3.0M | 2.67% |
| 19 | CATERPILLAR INC | CAT | 8,328 | $3.0M | 2.67% |
| 20 | CHEVRON CORP NEW | CVX | 12,017 | $3.0M | 2.66% |
| 21 | VALERO ENERGY CORP | VLO | 13,855 | $3.0M | 2.65% |
| 22 | MEDTRONIC PLC | MDT | 36,902 | $2.9M | 2.60% |
| 23 | NEXTERA ENERGY INC | NEE-PW | 40,724 | $2.9M | 2.58% |
| 24 | MERCK & CO INC | MRK | 29,234 | $2.9M | 2.57% |
| 25 | AIR PRODS & CHEMS INC | AIIR | 9,947 | $2.9M | 2.55% |
| 26 | COCA COLA CO | KO | 46,267 | $2.9M | 2.54% |
| 27 | UNITED PARCEL SERVICE INC | UPS | 21,951 | $2.8M | 2.44% |
| 28 | BEST BUY INC | BBY | 32,063 | $2.8M | 2.43% |
| 29 | OMNICOM GROUP INC | OMC | 31,668 | $2.7M | 2.40% |
| 30 | L3HARRIS TECHNOLOGIES INC | LHX | 12,863 | $2.7M | 2.39% |
| 31 | VERIZON COMMUNICATIONS INC | VZ | 66,966 | $2.7M | 2.36% |
| 32 | FORD MTR CO | 345370860 | 229,385 | $2.3M | 2.00% |
| 33 | FRANKLIN RESOURCES INC | BEN | 109,069 | $2.2M | 1.95% |
| 34 | TRUIST FINL CORP | 89832Q109 | 45,091 | $2.0M | 1.73% |
| 35 | COLGATE PALMOLIVE CO | CL | 17,012 | $1.5M | 1.37% |
| 36 | EXXON MOBIL CORP | XOM | 5,829 | $627,026 | 0.55% |
| 37 | EMERSON ELEC CO | EMR | 4,646 | $575,779 | 0.51% |
| 38 | BANK AMERICA CORP | 060505104 | 9,531 | $418,891 | 0.37% |
| 39 | APPLE INC | AAPL | 1,533 | $383,894 | 0.34% |
| 40 | NVIDIA CORPORATION | NVDA | 2,770 | $371,983 | 0.33% |
| 41 | ISHARES TR | 464288802 | 2,500 | $303,975 | 0.27% |
| 42 | SEAGATE TECHNOLOGY HLDNGS PL | SE | 3,410 | $294,317 | 0.26% |
| 43 | JOHNSON & JOHNSON | JNJ | 1,954 | $282,587 | 0.25% |
| 44 | TEXAS INSTRS INC | 882508104 | 1,118 | $209,636 | 0.19% |
| 45 | AMERICAN EXPRESS CO | AXP | 700 | $207,753 | 0.18% |
| 46 | INTUIT | INTU | 300 | $188,550 | 0.17% |
| 47 | WILLIAMS COS INC | 969457100 | 3,400 | $184,008 | 0.16% |
| 48 | WASTE MGMT INC DEL | 94106L109 | 750 | $151,343 | 0.13% |
| 49 | QUALCOMM INC | QCOM | 834 | $128,119 | 0.11% |
| 50 | ABBOTT LABS | ABLZF | 1,120 | $126,683 | 0.11% |
| 51 | ISHARES TR | 464287598 | 592 | $109,597 | 0.10% |
| 52 | AMERICAN WTR WKS CO INC NEW | 030420103 | 660 | $82,163 | 0.07% |
| 53 | DISNEY WALT CO | 254687106 | 688 | $76,617 | 0.07% |
| 54 | CINCINNATI FINL CORP | 172062101 | 500 | $71,850 | 0.06% |
| 55 | ILLINOIS TOOL WKS INC | 452308109 | 277 | $70,236 | 0.06% |
| 56 | ALPHABET INC | GOOG | 371 | $70,230 | 0.06% |
| 57 | ISHARES TR | 464288810 | 1,112 | $64,885 | 0.06% |
| 58 | VISA INC | V | 204 | $64,472 | 0.06% |
| 59 | CF INDS HLDGS INC | 125269100 | 591 | $50,424 | 0.04% |
| 60 | ABBVIE INC | ABBV | 260 | $46,237 | 0.04% |
| 61 | LOCKHEED MARTIN CORP | LMT | 95 | $46,164 | 0.04% |
| 62 | PHILIP MORRIS INTL INC | 718172109 | 369 | $44,368 | 0.04% |
| 63 | ALAMOS GOLD INC NEW | AGI | 2,402 | $44,293 | 0.04% |
| 64 | CONSTELLATION BRANDS INC | STZ | 200 | $44,200 | 0.04% |
| 65 | PALANTIR TECHNOLOGIES INC | PLTR | 575 | $43,487 | 0.04% |
| 66 | SCHWAB STRATEGIC TR | 808524805 | 2,044 | $37,814 | 0.03% |
| 67 | PROCTER AND GAMBLE CO | 742718109 | 209 | $35,039 | 0.03% |
| 68 | HOME DEPOT INC | HD | 90 | $35,009 | 0.03% |
| 69 | KIMBERLY-CLARK CORP | KMB | 250 | $32,760 | 0.03% |
| 70 | GENERAL MTRS CO | 37045V100 | 527 | $28,073 | 0.02% |
| 71 | COSTCO WHSL CORP NEW | 22160K105 | 28 | $25,656 | 0.02% |
| 72 | META PLATFORMS INC | META | 42 | $24,591 | 0.02% |
| 73 | SPDR SER TR | 78468R663 | 260 | $23,772 | 0.02% |
| 74 | MICRON TECHNOLOGY INC | MU | 280 | $23,606 | 0.02% |
| 75 | EATON CORP PLC | ETN | 70 | $23,231 | 0.02% |
| 76 | AUTOMATIC DATA PROCESSING IN | ADP | 78 | $22,833 | 0.02% |
| 77 | DEVON ENERGY CORP NEW | 25179M103 | 607 | $19,867 | 0.02% |
| 78 | ISHARES TR | 464287168 | 149 | $19,562 | 0.02% |
| 79 | AMAZON COM INC | AMZN | 89 | $19,526 | 0.02% |
| 80 | REVVITY INC | RVTY | 172 | $19,197 | 0.02% |
| 81 | SPDR S&P MIDCAP 400 ETF TR | MDY | 30 | $17,087 | 0.02% |
| 82 | SOUTHERN CO | SOMN | 200 | $16,464 | 0.01% |
| 83 | TERAWULF INC | WULF | 2,793 | $15,808 | 0.01% |
| 84 | ISHARES INC | 46434G103 | 246 | $12,846 | 0.01% |
| 85 | WISDOMTREE TR | WT | 248 | $12,486 | 0.01% |
| 86 | SOUNDHOUND AI INC | SOUNW | 629 | $12,479 | 0.01% |
| 87 | SCHWAB STRATEGIC TR | 808524797 | 444 | $12,130 | 0.01% |
| 88 | ENTERGY CORP NEW | ENO | 154 | $11,676 | 0.01% |
| 89 | ELI LILLY & CO | LLY | 15 | $11,580 | 0.01% |
| 90 | ONEOK INC NEW | OKE | 100 | $10,040 | 0.01% |
| 91 | NEWMONT CORP | NEMCL | 269 | $10,025 | 0.01% |
| 92 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 22 | $9,972 | 0.01% |
| 93 | ALTRIA GROUP INC | MO | 190 | $9,935 | 0.01% |
| 94 | RIVIAN AUTOMOTIVE INC | RIVN | 745 | $9,909 | 0.01% |
| 95 | MONDELEZ INTL INC | 609207105 | 164 | $9,782 | 0.01% |
| 96 | ISHARES TR | 464287507 | 155 | $9,658 | 0.01% |
| 97 | NASDAQ INC | NDAQ | 112 | $8,659 | 0.01% |
| 98 | DOVER CORP | DOV | 45 | $8,442 | 0.01% |
| 99 | RELIANCE INC | RS | 30 | $8,078 | 0.01% |
| 100 | LOWES COS INC | 548661107 | 32 | $7,898 | 0.01% |
| 101 | INTEL CORP | INTC | 385 | $7,720 | 0.01% |
| 102 | STRAN & COMPANY INC | SWAGW | 8,500 | $7,651 | 0.01% |
| 103 | AMERIPRISE FINL INC | 03076C106 | 14 | $7,454 | 0.01% |
| 104 | WALMART INC | WMT | 82 | $7,409 | 0.01% |
| 105 | UNITEDHEALTH GROUP INC | UNH | 13 | $6,576 | 0.01% |
| 106 | HONEYWELL INTL INC | 438516106 | 29 | $6,551 | 0.01% |
| 107 | THERMO FISHER SCIENTIFIC INC | TMO | 12 | $6,243 | 0.01% |
| 108 | HP INC | HPQ | 191 | $6,232 | 0.01% |
| 109 | THE CIGNA GROUP | 125523100 | 22 | $6,075 | 0.01% |
| 110 | WELLS FARGO CO NEW | 949746804 | 5 | $5,972 | 0.01% |
| 111 | NORTHROP GRUMMAN CORP | NOC | 12 | $5,631 | 0.00% |
| 112 | NIKE INC | NKE | 74 | $5,600 | 0.00% |
| 113 | GE AEROSPACE | 369604301 | 31 | $5,170 | 0.00% |
| 114 | ELEVANCE HEALTH INC | ELV | 13 | $4,796 | 0.00% |
| 115 | SPDR S&P 500 ETF TR | SPY | 8 | $4,689 | 0.00% |
| 116 | WISDOMTREE TR | WT | 55 | $4,451 | 0.00% |
| 117 | NIO INC | NIOIF | 1,000 | $4,360 | 0.00% |
| 118 | APPLIED DIGITAL CORP | APLD | 569 | $4,347 | 0.00% |
| 119 | COMCAST CORP NEW | CCZ | 115 | $4,316 | 0.00% |
| 120 | TARGET CORP | TGT | 29 | $3,920 | 0.00% |
| 121 | UNIVERSAL HLTH SVCS INC | 913903100 | 21 | $3,768 | 0.00% |
| 122 | AT&T INC | T-PC | 153 | $3,487 | 0.00% |
| 123 | ALIBABA GROUP HLDG LTD | BBAAY | 40 | $3,392 | 0.00% |
| 124 | SALESFORCE INC | CRM | 10 | $3,343 | 0.00% |
| 125 | VANGUARD SPECIALIZED FUNDS | 921908844 | 17 | $3,329 | 0.00% |
| 126 | CVS HEALTH CORP | CVS | 73 | $3,277 | 0.00% |
| 127 | BP PLC | BPPFF | 107 | $3,156 | 0.00% |
| 128 | WISDOMTREE TR | WT | 32 | $2,988 | 0.00% |
| 129 | KINROSS GOLD CORP | KGCRF | 300 | $2,781 | 0.00% |
| 130 | ASSERTIO HOLDINGS INC | ASRT | 3,130 | $2,727 | 0.00% |
| 131 | FORIAN INC | FORA | 1,319 | $2,717 | 0.00% |
| 132 | NETFLIX INC | NFLX | 3 | $2,674 | 0.00% |
| 133 | VIATRIS INC | VTRS | 213 | $2,652 | 0.00% |
| 134 | MASTERCARD INCORPORATED | MA | 5 | $2,633 | 0.00% |
| 135 | PHILLIPS 66 | PSX | 21 | $2,393 | 0.00% |
| 136 | ROYAL CARIBBEAN GROUP | V7780T103 | 10 | $2,307 | 0.00% |
| 137 | GE VERNOVA INC | GEV | 7 | $2,303 | 0.00% |
| 138 | SERVICENOW INC | NOW | 2 | $2,120 | 0.00% |
| 139 | CADENCE DESIGN SYSTEM INC | CDNS | 7 | $2,103 | 0.00% |
| 140 | ISHARES TR | 464287242 | 17 | $1,816 | 0.00% |
| 141 | ADVANCED MICRO DEVICES INC | AMD | 15 | $1,812 | 0.00% |
| 142 | AFLAC INC | AFL | 17 | $1,758 | 0.00% |
| 143 | APPLIED MATLS INC | 038222105 | 10 | $1,626 | 0.00% |
| 144 | KONTOOR BRANDS INC | KTB | 15 | $1,281 | 0.00% |
| 145 | SPDR DOW JONES INDL AVERAGE | 78467X109 | 3 | $1,277 | 0.00% |
| 146 | CHORD ENERGY CORPORATION | CHRD | 10 | $1,169 | 0.00% |
| 147 | TARSUS PHARMACEUTICALS INC | TARS | 20 | $1,107 | 0.00% |
| 148 | ISHARES TR | 464287432 | 12 | $1,048 | 0.00% |
| 149 | AMERICAN CENTY ETF TR | 025072232 | 13 | $941 | 0.00% |
| 150 | INTUITIVE MACHINES INC | LUNR | 50 | $908 | 0.00% |
| 151 | OCCIDENTAL PETE CORP | 674599105 | 18 | $889 | 0.00% |
| 152 | CARRIER GLOBAL CORPORATION | CARR | 13 | $887 | 0.00% |
| 153 | METLIFE INC | MET-PF | 10 | $819 | 0.00% |
| 154 | GE HEALTHCARE TECHNOLOGIES I | GEHC | 10 | $782 | 0.00% |
| 155 | TERADATA CORP DEL | TDC | 25 | $779 | 0.00% |
| 156 | ACM RESH INC | 00108J109 | 50 | $755 | 0.00% |
| 157 | JD.COM INC | JDCMF | 20 | $693 | 0.00% |
| 158 | MARA HOLDINGS INC | MARA | 40 | $671 | 0.00% |
| 159 | ISHARES TR | 464287457 | 8 | $656 | 0.00% |
| 160 | DUKE ENERGY CORP NEW | DUKB | 6 | $646 | 0.00% |
| 161 | ROIVANT SCIENCES LTD | ROIV | 50 | $592 | 0.00% |
| 162 | BAIDU INC | BAIDF | 7 | $590 | 0.00% |
| 163 | MODERNA INC | MRNA | 14 | $582 | 0.00% |
| 164 | RECURSION PHARMACEUTICALS IN | RXRX | 70 | $473 | 0.00% |
| 165 | BIOHAVEN LTD | BHVN | 12 | $448 | 0.00% |
| 166 | AMYLYX PHARMACEUTICALS INC | AMLX | 87 | $329 | 0.00% |
| 167 | DXC TECHNOLOGY CO | DXC | 16 | $320 | 0.00% |
| 168 | UBS GROUP AG | UBS | 10 | $303 | 0.00% |
| 169 | SCIENCE APPLICATIONS INTL CO | 808625107 | 2 | $224 | 0.00% |
| 170 | PRIME MEDICINE INC | PRME | 67 | $196 | 0.00% |
| 171 | WABTEC | 929740108 | 1 | $190 | 0.00% |
| 172 | NANO X IMAGING LTD | NNOX | 25 | $180 | 0.00% |
| 173 | INTERACTIVE STRENGTH INC | TRNR | 30 | $86 | 0.00% |
| 174 | V F CORP | VFC | 2 | $47 | 0.00% |
| 175 | AURORA CANNABIS INC | ACB | 3 | $13 | 0.00% |