13F HOLDINGS REPORT
EQUITEC PROPRIETARY MARKETS, LLC
Quarter ended Q4 2023 · Filed October 17, 2023 · Accession 0001420506-23-001822
Total Value
$405.0M
Positions
132
Other Managers
0
Confidential Omitted
No
Holdings (132)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | HORIZON THERAPEUTICS PUB L | G46188101 | 642,800 | $74.4M | 18.36% |
| 2 | B. RILEY FINANCIAL INC | 05580M108 | 1,074,005 | $44.0M | 10.87% |
| 3 | HORIZON THERAPEUTICS PUB L | G46188101 | 304,700 | $35.3M | 8.70% |
| 4 | SEAGEN INC | SE | 151,400 | $32.1M | 7.93% |
| 5 | VMWARE INC | 928563402 | 174,500 | $29.1M | 7.17% |
| 6 | SEAGEN INC | SE | 132,800 | $28.2M | 6.96% |
| 7 | ACTIVISION BLIZZARD INC | 00507V109 | 261,100 | $24.4M | 6.04% |
| 8 | ACTIVISION BLIZZARD INC | 00507V109 | 204,800 | $19.2M | 4.74% |
| 9 | VMWARE INC | 928563402 | 113,800 | $18.9M | 4.68% |
| 10 | BROOKFIELD INFRASTRUCTURE CO | BIPC | 278,700 | $9.8M | 2.43% |
| 11 | OCCIDENTAL PETE CORP | 674599162 | 217,200 | $9.4M | 2.32% |
| 12 | BROOKFIELD INFRASTRUCTURE CO | BIPC | 208,500 | $7.4M | 1.82% |
| 13 | ACTIVISION BLIZZARD INC | 00507V109 | 64,469 | $6.0M | 1.49% |
| 14 | APPLIED DIGITAL CORP | APLD | 808,812 | $5.0M | 1.25% |
| 15 | GINKGO BIOWORKS HOLDINGS INC | DNABW | 2,528,088 | $4.6M | 1.13% |
| 16 | SPDR GOLD TR | GLD | 23,500 | $4.0M | 0.99% |
| 17 | BIOHAVEN LTD | BHVN | 154,300 | $4.0M | 0.99% |
| 18 | CAPRI HOLDINGS LIMITED | CPRI | 74,000 | $3.9M | 0.96% |
| 19 | NATIONAL INSTRS CORP | 636518102 | 46,300 | $2.8M | 0.68% |
| 20 | ANGEL OAK FINL STRATEGIES IN | 03464A100 | 210,039 | $2.5M | 0.62% |
| 21 | AMC ENTMT HLDGS INC | 00165C302 | 297,000 | $2.4M | 0.59% |
| 22 | NATIONAL INSTRS CORP | 636518102 | 38,600 | $2.3M | 0.57% |
| 23 | SILICON MOTION TECHNOLOGY CO | SIMO | 44,300 | $2.3M | 0.56% |
| 24 | CANADIAN PACIFIC KANSAS CITY | CP | 28,800 | $2.1M | 0.53% |
| 25 | AMEDISYS INC | 023436108 | 22,000 | $2.1M | 0.51% |
| 26 | SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | 1,913,141 | $1.8M | 0.45% |
| 27 | SILICON MOTION TECHNOLOGY CO | SIMO | 33,891 | $1.7M | 0.43% |
| 28 | SPDR GOLD TR | GLD | 10,100 | $1.7M | 0.43% |
| 29 | LILIUM N V | LILMF | 2,322,608 | $1.7M | 0.41% |
| 30 | JPMORGAN CHASE & CO | VYLD | 9,700 | $1.4M | 0.35% |
| 31 | AMEDISYS INC | 023436108 | 14,300 | $1.3M | 0.33% |
| 32 | BIOHAVEN LTD | BHVN | 49,250 | $1.3M | 0.32% |
| 33 | VMWARE INC | 928563402 | 7,200 | $1.2M | 0.30% |
| 34 | SPIRIT AIRLS INC | 848577102 | 71,500 | $1.2M | 0.29% |
| 35 | SPIRIT AIRLS INC | 848577102 | 71,500 | $1.2M | 0.29% |
| 36 | SPDR S&P 500 ETF TR | SPY | 2,702 | $1.2M | 0.29% |
| 37 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 131,127 | $1.1M | 0.27% |
| 38 | BABCOCK & WILCOX ENTERPRISES | BW-PA | 257,492 | $1.1M | 0.27% |
| 39 | CANADIAN PACIFIC KANSAS CITY | CP | 14,400 | $1.1M | 0.26% |
| 40 | STRATASYS LTD | SSYS | 61,900 | $842,459 | 0.21% |
| 41 | CADIZ INC | CDZIP | 244,800 | $810,288 | 0.20% |
| 42 | CANADIAN PACIFIC KANSAS CITY | CP | 10,000 | $744,100 | 0.18% |
| 43 | ORION S.A. | OEC | 34,093 | $725,499 | 0.18% |
| 44 | ADVANCED MICRO DEVICES INC | AMD | 6,500 | $668,330 | 0.17% |
| 45 | CIRCOR INTL INC | 17273K109 | 11,700 | $652,275 | 0.16% |
| 46 | SILICON MOTION TECHNOLOGY CO | SIMO | 11,500 | $589,375 | 0.15% |
| 47 | CAPRI HOLDINGS LIMITED | CPRI | 10,700 | $562,927 | 0.14% |
| 48 | ANGEL OAK MORTGAGE REIT INC | AOMN | 53,791 | $458,837 | 0.11% |
| 49 | AMC ENTMT HLDGS INC | 00165C302 | 56,487 | $451,331 | 0.11% |
| 50 | TEGNA INC | 87901J105 | 26,500 | $386,105 | 0.10% |
| 51 | TEGNA INC | 87901J105 | 26,500 | $386,105 | 0.10% |
| 52 | THE ARENA GROUP HOLDINGS INC | 040044109 | 87,921 | $376,302 | 0.09% |
| 53 | STRATASYS LTD | SSYS | 18,700 | $254,507 | 0.06% |
| 54 | CIRCOR INTL INC | 17273K109 | 3,300 | $183,975 | 0.05% |
| 55 | PHARMACYTE BIOTECH INC | PMCB | 82,727 | $173,727 | 0.04% |
| 56 | COHERUS BIOSCIENCES INC | CHRS | 40,500 | $151,470 | 0.04% |
| 57 | MARATHON DIGITAL HOLDINGS IN | MARA | 16,100 | $136,850 | 0.03% |
| 58 | AMC ENTMT HLDGS INC | 00165C302 | 16,400 | $131,036 | 0.03% |
| 59 | ORACLE CORP | ORCL-PD | 1,000 | $105,920 | 0.03% |
| 60 | FIRST HORIZON CORPORATION | FHN-PH | 8,000 | $88,160 | 0.02% |
| 61 | SPIRIT AIRLS INC | 848577102 | 5,000 | $82,500 | 0.02% |
| 62 | GREEN PLAINS INC | GPRE | 2,700 | $81,270 | 0.02% |
| 63 | BIGBEAR AI HLDGS INC | BBAI-WT | 179,869 | $80,941 | 0.02% |
| 64 | GAMESTOP CORP NEW | GME-WT | 4,700 | $77,362 | 0.02% |
| 65 | STRATASYS LTD | SSYS | 4,600 | $62,606 | 0.02% |
| 66 | ISHARES TR | 464287432 | 500 | $44,345 | 0.01% |
| 67 | ISHARES TR | 464287432 | 500 | $44,345 | 0.01% |
| 68 | LUCID GROUP INC | LCID | 7,900 | $44,161 | 0.01% |
| 69 | CARVANA CO | CVNA | 1,000 | $41,980 | 0.01% |
| 70 | ORIGIN MATERIALS INC | ORGNW | 28,128 | $36,004 | 0.01% |
| 71 | COHERUS BIOSCIENCES INC | CHRS | 7,944 | $29,711 | 0.01% |
| 72 | CARVANA CO | CVNA | 600 | $25,188 | 0.01% |
| 73 | FIRST HORIZON CORPORATION | FHN-PH | 2,100 | $23,142 | 0.01% |
| 74 | TOWER SEMICONDUCTOR LTD | TSEM | 900 | $22,104 | 0.01% |
| 75 | LIVEWIRE GROUP INC | LVWR-WT | 54,750 | $19,168 | 0.00% |
| 76 | ISHARES TR | 464287432 | 200 | $17,738 | 0.00% |
| 77 | GCM GROSVENOR INC | GCMG | 64,800 | $16,913 | 0.00% |
| 78 | TEGNA INC | 87901J105 | 1,100 | $16,027 | 0.00% |
| 79 | EVE HLDG INC | EVEX-WT | 19,996 | $14,199 | 0.00% |
| 80 | GAMESTOP CORP NEW | GME-WT | 700 | $11,522 | 0.00% |
| 81 | ADVANCED MICRO DEVICES INC | AMD | 100 | $10,282 | 0.00% |
| 82 | TOWER SEMICONDUCTOR LTD | TSEM | 400 | $9,824 | 0.00% |
| 83 | AMEDISYS INC | 023436108 | 100 | $9,340 | 0.00% |
| 84 | FIRST HORIZON CORPORATION | FHN-PH | 800 | $8,816 | 0.00% |
| 85 | PROSHARES TR II | 74347Y771 | 500 | $8,105 | 0.00% |
| 86 | NATIONAL VISION HLDGS INC | EYE | 500 | $8,090 | 0.00% |
| 87 | ARK ETF TR | 00214Q104 | 200 | $7,934 | 0.00% |
| 88 | PROSHARES TR | 74347G739 | 500 | $7,000 | 0.00% |
| 89 | BRIDGETOWN HOLDINGS LTD | G1355U121 | 18,982 | $6,454 | 0.00% |
| 90 | TEUCRIUM COMMODITY TR | WEAT | 1,000 | $5,570 | 0.00% |
| 91 | SABRE CORP | SABR | 1,000 | $4,490 | 0.00% |
| 92 | ICAHN ENTERPRISES LP | IEP | 209 | $4,134 | 0.00% |
| 93 | TMC THE METALS COMPANY INC | TMCWW | 4,000 | $3,965 | 0.00% |
| 94 | MSP RECOVERY INC | MSPRZ | 500,000 | $3,950 | 0.00% |
| 95 | ETF MANAGERS TR | 26924G508 | 1,000 | $3,650 | 0.00% |
| 96 | ALPHA TAU MEDICAL LTD | DRTSW | 11,576 | $2,924 | 0.00% |
| 97 | NIOCORP DEVS LTD | 654484153 | 5,000 | $2,919 | 0.00% |
| 98 | OXUS ACQUISITION CORP | G6859L121 | 15,000 | $1,875 | 0.00% |
| 99 | OCEANTECH ACQUISITIONS I COR | 675507115 | 63,700 | $1,752 | 0.00% |
| 100 | ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | 50,000 | $1,480 | 0.00% |
| 101 | CEPTON INC | 15673X119 | 52,800 | $1,441 | 0.00% |
| 102 | ADIT EDTECH ACQUISITION CORP | 007024110 | 22,045 | $1,323 | 0.00% |
| 103 | HAWAIIAN ELEC INDUSTRIES | 419870100 | 100 | $1,231 | 0.00% |
| 104 | SEASTAR MEDICAL HOLDING CORP | ICUCW | 80,399 | $1,134 | 0.00% |
| 105 | GORILLA TECHNOLOGY GROUP INC | GRRRW | 15,000 | $881 | 0.00% |
| 106 | BROOGE ENERGY LTD | G1611B115 | 56,885 | $859 | 0.00% |
| 107 | INPIXON | 45790J867 | 7,500 | $839 | 0.00% |
| 108 | DUNE ACQUISITION CORP | IPODW | 10,000 | $700 | 0.00% |
| 109 | FAT PROJECTS ACQUISITION COR | G3400W110 | 20,843 | $677 | 0.00% |
| 110 | MULTIMETAVERSE HOLDINGS LTD | G6360J136 | 22,138 | $664 | 0.00% |
| 111 | D-WAVE QUANTUM INC | QBTS | 5,300 | $604 | 0.00% |
| 112 | 7GC & CO HOLDINGS INC | 81786A115 | 5,000 | $429 | 0.00% |
| 113 | ASSET ENTITIES INC | 04541A105 | 800 | $396 | 0.00% |
| 114 | OSIRIS ACQUISITION CORP | 68829A111 | 11,900 | $359 | 0.00% |
| 115 | AGILETHOUGHT INC | AGBK | 34,696 | $343 | 0.00% |
| 116 | REVELATION BIOSCIENCES INC | REVBW | 20,000 | $338 | 0.00% |
| 117 | VIEW INC | VBIX | 30,000 | $300 | 0.00% |
| 118 | MONTEREY INNOVATION ACQUI CO | 61240F116 | 10,000 | $287 | 0.00% |
| 119 | TEMPO AUTOMATION HOLDINGS IN | 88024M116 | 29,332 | $264 | 0.00% |
| 120 | PRIVETERRA ACQUISITION CORP | 876545112 | 4,800 | $250 | 0.00% |
| 121 | ELECTRIQ PWR HLDGS INC | 285046116 | 7,000 | $199 | 0.00% |
| 122 | CELULARITY INC | CELUW | 10,600 | $161 | 0.00% |
| 123 | CF ACQUISITION CORP IV | 12520T110 | 2,500 | $125 | 0.00% |
| 124 | HIPPO HLDGS INC | HIPOW | 5,800 | $110 | 0.00% |
| 125 | PRESTO AUTOMATION INC | 74113T113 | 1,600 | $80 | 0.00% |
| 126 | ANGHAMI INC | ANGHW | 2,500 | $74 | 0.00% |
| 127 | SONDER HOLDINGS INC | 83542D110 | 2,600 | $42 | 0.00% |
| 128 | BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | 4,000 | $35 | 0.00% |
| 129 | TESLA INC | TSLA | 18,200 | $0 | 0.00% |
| 130 | UNITED STATES STL CORP NEW | UNTCW | 200 | $0 | 0.00% |
| 131 | MAXLINEAR INC | MXL | 400 | $0 | 0.00% |
| 132 | APPLE INC | AAPL | 200 | $0 | 0.00% |