13F HOLDINGS REPORT
EQUITEC PROPRIETARY MARKETS, LLC
Quarter ended Q3 2023 · Filed July 12, 2023 · Accession 0001420506-23-001283
Total Value
$331.4M
Positions
106
Other Managers
0
Confidential Omitted
No
Holdings (106)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | B. RILEY FINANCIAL INC | 05580M108 | 1,114,985 | $51.3M | 15.47% |
| 2 | FRANCHISE GROUP INC | 35180X105 | 1,123,168 | $32.2M | 9.71% |
| 3 | NVIDIA CORPORATION | NVDA | 53,400 | $22.6M | 6.82% |
| 4 | IVERIC BIO INC | 46583P102 | 521,800 | $20.5M | 6.19% |
| 5 | TESLA INC | TSLA | 75,500 | $19.8M | 5.96% |
| 6 | ACTIVISION BLIZZARD INC | 00507V109 | 218,800 | $18.4M | 5.57% |
| 7 | IVERIC BIO INC | 46583P102 | 429,100 | $16.9M | 5.09% |
| 8 | HORIZON THERAPEUTICS PUB L | G46188101 | 139,300 | $14.3M | 4.32% |
| 9 | HORIZON THERAPEUTICS PUB L | G46188101 | 133,500 | $13.7M | 4.14% |
| 10 | ACTIVISION BLIZZARD INC | 00507V109 | 137,200 | $11.6M | 3.49% |
| 11 | ACTIVISION BLIZZARD INC | 00507V109 | 109,349 | $9.2M | 2.78% |
| 12 | OCCIDENTAL PETE CORP | 674599162 | 219,800 | $8.2M | 2.48% |
| 13 | VMWARE INC | 928563402 | 44,700 | $6.4M | 1.94% |
| 14 | VMWARE INC | 928563402 | 41,700 | $6.0M | 1.81% |
| 15 | GINKGO BIOWORKS HOLDINGS INC | DNABW | 3,200,588 | $6.0M | 1.80% |
| 16 | SILICON MOTION TECHNOLOGY CO | SIMO | 72,300 | $5.2M | 1.57% |
| 17 | TESLA INC | TSLA | 17,800 | $4.7M | 1.41% |
| 18 | BIOHAVEN LTD | BHVN | 154,300 | $3.7M | 1.11% |
| 19 | SEAGEN INC | SE | 18,700 | $3.6M | 1.09% |
| 20 | SEAGEN INC | SE | 15,900 | $3.1M | 0.92% |
| 21 | STRATASYS LTD | SSYS | 171,500 | $3.0M | 0.92% |
| 22 | NATIONAL INSTRS CORP | 636518102 | 46,300 | $2.7M | 0.80% |
| 23 | ANGEL OAK FINL STRATEGIES IN | 03464A100 | 210,039 | $2.5M | 0.75% |
| 24 | SPDR GOLD TR | GLD | 13,300 | $2.4M | 0.72% |
| 25 | CANADIAN PACIFIC KANSAS CITY | CP | 28,800 | $2.3M | 0.70% |
| 26 | NATIONAL INSTRS CORP | 636518102 | 40,100 | $2.3M | 0.69% |
| 27 | APPLIED DIGITAL CORP | APLD | 241,914 | $2.3M | 0.68% |
| 28 | ADVANCED MICRO DEVICES INC | AMD | 18,896 | $2.2M | 0.65% |
| 29 | STRATASYS LTD | SSYS | 113,100 | $2.0M | 0.61% |
| 30 | SILICON MOTION TECHNOLOGY CO | SIMO | 27,891 | $2.0M | 0.60% |
| 31 | SILICON MOTION TECHNOLOGY CO | SIMO | 24,000 | $1.7M | 0.52% |
| 32 | TRITON INTL LTD | G9078F107 | 20,100 | $1.7M | 0.51% |
| 33 | BABCOCK & WILCOX ENTERPRISES | BW-PA | 257,492 | $1.5M | 0.46% |
| 34 | ALPHABET INC | GOOG | 11,700 | $1.4M | 0.42% |
| 35 | SEAGEN INC | SE | 6,720 | $1.3M | 0.39% |
| 36 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 131,127 | $1.3M | 0.38% |
| 37 | AMC ENTMT HLDGS INC | 00165C104 | 283,000 | $1.2M | 0.38% |
| 38 | SPIRIT AIRLS INC | 848577102 | 70,500 | $1.2M | 0.37% |
| 39 | SPIRIT AIRLS INC | 848577102 | 70,500 | $1.2M | 0.37% |
| 40 | SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | 1,288,514 | $1.2M | 0.36% |
| 41 | CANADIAN PACIFIC KANSAS CITY | CP | 14,400 | $1.2M | 0.35% |
| 42 | FORGEROCK INC | 34631B101 | 54,200 | $1.1M | 0.34% |
| 43 | CHINOOK THERAPEUTICS INC | 16961L106 | 28,300 | $1.1M | 0.33% |
| 44 | BIOHAVEN LTD | BHVN | 43,250 | $1.0M | 0.31% |
| 45 | ANGEL OAK MORTGAGE REIT INC | AOMN | 117,376 | $967,178 | 0.29% |
| 46 | LILIUM N V | LILMF | 539,240 | $949,062 | 0.29% |
| 47 | CANADIAN PACIFIC KANSAS CITY | CP | 10,000 | $807,700 | 0.24% |
| 48 | ORION S.A. | OEC | 36,793 | $780,747 | 0.24% |
| 49 | CHINOOK THERAPEUTICS INC | 16961L106 | 20,100 | $772,242 | 0.23% |
| 50 | ADVANCED MICRO DEVICES INC | AMD | 6,500 | $740,415 | 0.22% |
| 51 | HORIZON THERAPEUTICS PUB L | G46188101 | 6,550 | $673,668 | 0.20% |
| 52 | TOWER SEMICONDUCTOR LTD | TSEM | 17,800 | $667,856 | 0.20% |
| 53 | CIRCOR INTL INC | 17273K109 | 11,700 | $660,465 | 0.20% |
| 54 | TOWER SEMICONDUCTOR LTD | TSEM | 16,700 | $626,584 | 0.19% |
| 55 | FORGEROCK INC | 34631B101 | 29,400 | $603,876 | 0.18% |
| 56 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 10,000 | $548,700 | 0.17% |
| 57 | THE ARENA GROUP HOLDINGS INC | 040044109 | 104,257 | $477,497 | 0.14% |
| 58 | TEGNA INC | 87901J105 | 26,500 | $430,360 | 0.13% |
| 59 | CIRCOR INTL INC | 17273K109 | 5,800 | $327,410 | 0.10% |
| 60 | AMC ENTMT HLDGS INC | 00165C104 | 69,600 | $306,240 | 0.09% |
| 61 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 5,000 | $274,350 | 0.08% |
| 62 | PARATEK PHARMACEUTICALS INC | 699374302 | 97,700 | $215,917 | 0.07% |
| 63 | PARATEK PHARMACEUTICALS INC | 699374302 | 95,600 | $211,276 | 0.06% |
| 64 | TEGNA INC | 87901J105 | 12,400 | $201,376 | 0.06% |
| 65 | PHARMACYTE BIOTECH INC | PMCB | 61,415 | $175,647 | 0.05% |
| 66 | RIVIAN AUTOMOTIVE INC | RIVN | 10,500 | $174,930 | 0.05% |
| 67 | MARATHON DIGITAL HOLDINGS IN | MARA | 10,100 | $139,986 | 0.04% |
| 68 | ORIGIN MATERIALS INC | ORGNW | 28,128 | $119,825 | 0.04% |
| 69 | LUCID GROUP INC | LCID | 13,700 | $94,393 | 0.03% |
| 70 | SEQUANS COMMUNICATIONS S A | SQNS | 37,897 | $84,510 | 0.03% |
| 71 | FERROGLOBE PLC | GSM | 16,700 | $79,659 | 0.02% |
| 72 | LIVEWIRE GROUP INC | LVWR-WT | 94,300 | $57,995 | 0.02% |
| 73 | BIGBEAR AI HLDGS INC | BBAI-WT | 247,369 | $54,421 | 0.02% |
| 74 | EVE HLDG INC | EVEX-WT | 35,000 | $30,804 | 0.01% |
| 75 | CXAPP INC | CXAIW | 35,000 | $18,900 | 0.01% |
| 76 | GCM GROSVENOR INC | GCMG | 65,000 | $18,870 | 0.01% |
| 77 | SURFACE ONCOLOGY INC | 86877M209 | 20,198 | $17,564 | 0.01% |
| 78 | SURFACE ONCOLOGY INC | 86877M209 | 20,000 | $17,392 | 0.01% |
| 79 | ALPHA TAU MEDICAL LTD | DRTSW | 16,200 | $6,401 | 0.00% |
| 80 | BRIDGETOWN HOLDINGS LTD | G1355U121 | 20,000 | $4,960 | 0.00% |
| 81 | JASPER THERAPEUTICS INC | JSPRW | 33,586 | $4,131 | 0.00% |
| 82 | BERKSHIRE GREY INC | 084656115 | 10,000 | $3,348 | 0.00% |
| 83 | IMEDIA BRANDS INC | 452465206 | 24,175 | $3,191 | 0.00% |
| 84 | SEASTAR MEDICAL HOLDING CORP | ICUCW | 80,399 | $2,935 | 0.00% |
| 85 | OCEANTECH ACQUISITIONS I COR | 675507115 | 63,700 | $2,548 | 0.00% |
| 86 | CEPTON INC | 15673X119 | 55,800 | $2,355 | 0.00% |
| 87 | ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | 50,000 | $2,190 | 0.00% |
| 88 | CELULARITY INC | CELUW | 35,000 | $2,006 | 0.00% |
| 89 | MSP RECOVERY INC | MSPRZ | 500,000 | $2,000 | 0.00% |
| 90 | GORILLA TECHNOLOGY GROUP INC | GRRRW | 15,000 | $1,950 | 0.00% |
| 91 | ADIT EDTECH ACQUISITION CORP | 007024110 | 22,045 | $1,764 | 0.00% |
| 92 | MULTIMETAVERSE HOLDINGS LTD | G6360J136 | 29,887 | $1,757 | 0.00% |
| 93 | AGILETHOUGHT INC | AGBK | 40,000 | $1,504 | 0.00% |
| 94 | BROOGE ENERGY LTD | G1611B115 | 73,633 | $1,451 | 0.00% |
| 95 | OSIRIS ACQUISITION CORP | 68829A111 | 11,900 | $1,284 | 0.00% |
| 96 | INNOVATIVE INTL ACQUSITIN CO | INHD | 23,169 | $1,263 | 0.00% |
| 97 | GLOBAL BLUE GROUP HOLDING AG | H33700115 | 10,000 | $1,125 | 0.00% |
| 98 | FAT PROJECTS ACQUISITION COR | G3400W110 | 20,843 | $938 | 0.00% |
| 99 | OXUS ACQUISITION CORP | G6859L121 | 15,000 | $861 | 0.00% |
| 100 | TEMPO AUTOMATION HOLDINGS IN | 88024M116 | 29,332 | $848 | 0.00% |
| 101 | DUNE ACQUISITION CORP | IPODW | 10,000 | $423 | 0.00% |
| 102 | REVELATION BIOSCIENCES INC | REVBW | 20,000 | $356 | 0.00% |
| 103 | VIEW INC | VBIX | 30,000 | $345 | 0.00% |
| 104 | MONTEREY INNOVATION ACQUI CO | 61240F116 | 10,000 | $269 | 0.00% |
| 105 | MONEYLION INC | 60938K114 | 10,000 | $220 | 0.00% |
| 106 | MINORITY EQUALITY OPPORTUNIT | 60436Q118 | 20,000 | $0 | 0.00% |