13F HOLDINGS REPORT
EQUITEC PROPRIETARY MARKETS, LLC
Quarter ended Q2 2023 · Filed April 28, 2023 · Accession 0001420506-23-000816
Total Value
$211.9M
Positions
162
Other Managers
0
Confidential Omitted
No
Holdings (162)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | B. RILEY FINANCIAL INC | 05580M108 | 1,246,740 | $35.4M | 16.70% |
| 2 | FRANCHISE GROUP INC | 35180X105 | 892,867 | $24.3M | 11.48% |
| 3 | ACTIVISION BLIZZARD INC | 00507V109 | 283,800 | $24.3M | 11.46% |
| 4 | TESLA INC | TSLA | 115,600 | $24.0M | 11.32% |
| 5 | ACTIVISION BLIZZARD INC | 00507V109 | 140,200 | $12.0M | 5.66% |
| 6 | ACTIVISION BLIZZARD INC | 00507V109 | 109,100 | $9.3M | 4.41% |
| 7 | TESLA INC | TSLA | 35,900 | $7.4M | 3.51% |
| 8 | OCCIDENTAL PETE CORP | 674599162 | 166,100 | $6.8M | 3.21% |
| 9 | VMWARE INC | 928563402 | 48,400 | $6.0M | 2.85% |
| 10 | VMWARE INC | 928563402 | 39,700 | $5.0M | 2.34% |
| 11 | GINKGO BIOWORKS HOLDINGS INC | DNABW | 3,645,650 | $4.8M | 2.29% |
| 12 | TRAVELCENTERS OF AMERICA INC | 89421B109 | 51,700 | $4.5M | 2.11% |
| 13 | SEAGEN INC | SE | 20,700 | $4.2M | 1.98% |
| 14 | AMRYT PHARMA PLC | 03217L106 | 191,500 | $2.8M | 1.32% |
| 15 | ANGEL OAK FINL STRATEGIES IN | 03464A100 | 210,039 | $2.6M | 1.22% |
| 16 | CANADIAN PAC RY LTD | 13645T100 | 28,800 | $2.2M | 1.05% |
| 17 | BIOHAVEN LTD | BHVN | 154,300 | $2.1M | 0.99% |
| 18 | AMRYT PHARMA PLC | 03217L106 | 124,806 | $1.8M | 0.86% |
| 19 | BABCOCK & WILCOX ENTERPRISES | BW-PA | 273,487 | $1.7M | 0.78% |
| 20 | APPLIED DIGITAL CORP | APLD | 683,269 | $1.5M | 0.72% |
| 21 | TRAVELCENTERS OF AMERICA INC | 89421B109 | 15,100 | $1.3M | 0.62% |
| 22 | FIRST HORIZON CORPORATION | FHN-PH | 73,200 | $1.3M | 0.61% |
| 23 | BLUEROCK HOMES TRUST INC | BHM | 63,800 | $1.3M | 0.60% |
| 24 | SEAGEN INC | SE | 6,200 | $1.3M | 0.59% |
| 25 | FIRST HORIZON CORPORATION | FHN-PH | 69,200 | $1.2M | 0.58% |
| 26 | SPIRIT AIRLS INC | 848577102 | 70,500 | $1.2M | 0.57% |
| 27 | SPIRIT AIRLS INC | 848577102 | 70,500 | $1.2M | 0.57% |
| 28 | LILIUM N V | LILMF | 1,797,903 | $1.2M | 0.55% |
| 29 | FORGEROCK INC | 34631B101 | 54,200 | $1.1M | 0.53% |
| 30 | CANADIAN PAC RY LTD | 13645T100 | 14,400 | $1.1M | 0.52% |
| 31 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 131,127 | $1.0M | 0.49% |
| 32 | SILICON MOTION TECHNOLOGY CO | SIMO | 15,200 | $995,904 | 0.47% |
| 33 | ORION ENGINEERED CARBONS S A | OEC | 36,893 | $962,538 | 0.45% |
| 34 | PHARMACYTE BIOTECH INC | PMCB | 330,694 | $962,320 | 0.45% |
| 35 | TEGNA INC | 87901J105 | 54,600 | $923,286 | 0.44% |
| 36 | ANGEL OAK MORTGAGE REIT INC | AOMN | 124,829 | $911,252 | 0.43% |
| 37 | TEGNA INC | 87901J105 | 52,800 | $892,848 | 0.42% |
| 38 | CANADIAN PAC RY LTD | 13645T100 | 10,000 | $769,400 | 0.36% |
| 39 | TOWER SEMICONDUCTOR LTD | TSEM | 17,800 | $755,966 | 0.36% |
| 40 | MAXAR TECHNOLOGIES INC | 57778K105 | 14,400 | $735,264 | 0.35% |
| 41 | TOWER SEMICONDUCTOR LTD | TSEM | 16,400 | $696,508 | 0.33% |
| 42 | ADVANCED MICRO DEVICES INC | AMD | 6,500 | $637,065 | 0.30% |
| 43 | FORGEROCK INC | 34631B101 | 29,400 | $605,640 | 0.29% |
| 44 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 10,000 | $561,700 | 0.27% |
| 45 | SILICON MOTION TECHNOLOGY CO | SIMO | 7,900 | $517,608 | 0.24% |
| 46 | BIOHAVEN LTD | BHVN | 36,050 | $492,443 | 0.23% |
| 47 | SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | 519,980 | $488,781 | 0.23% |
| 48 | THE ARENA GROUP HOLDINGS INC | 040044109 | 98,663 | $419,318 | 0.20% |
| 49 | PLUG POWER INC | PLUG | 25,900 | $303,548 | 0.14% |
| 50 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 5,000 | $280,850 | 0.13% |
| 51 | ALPHABET INC | GOOG | 2,500 | $260,000 | 0.12% |
| 52 | LUCID GROUP INC | LCID | 30,800 | $247,632 | 0.12% |
| 53 | GAMESTOP CORP NEW | GME-WT | 9,000 | $207,180 | 0.10% |
| 54 | MOMENTIVE GLOBAL INC | 60878Y108 | 18,100 | $168,692 | 0.08% |
| 55 | RIVIAN AUTOMOTIVE INC | RIVN | 10,500 | $162,540 | 0.08% |
| 56 | AMC ENTMT HLDGS INC | 00165C104 | 30,000 | $150,300 | 0.07% |
| 57 | SUMMIT THERAPEUTICS INC | SMMT | 80,900 | $141,575 | 0.07% |
| 58 | MOMENTIVE GLOBAL INC | 60878Y108 | 15,000 | $139,800 | 0.07% |
| 59 | ORIGIN MATERIALS INC | ORGNW | 28,128 | $120,107 | 0.06% |
| 60 | BLUEROCK HOMES TRUST INC | BHM | 5,172 | $102,509 | 0.05% |
| 61 | GREEN PLAINS INC | GPRE | 3,300 | $102,267 | 0.05% |
| 62 | SEAGEN INC | SE | 500 | $101,235 | 0.05% |
| 63 | FIRST HORIZON CORPORATION | FHN-PH | 5,000 | $88,900 | 0.04% |
| 64 | INVESCO DB MULTI-SECTOR COMM | IVZ | 3,500 | $71,505 | 0.03% |
| 65 | BIOHAVEN LTD | BHVN | 5,000 | $68,300 | 0.03% |
| 66 | SUMMIT THERAPEUTICS INC | SMMT | 36,100 | $63,175 | 0.03% |
| 67 | DISNEY WALT CO | 254687106 | 500 | $50,065 | 0.02% |
| 68 | GAMESTOP CORP NEW | GME-WT | 2,100 | $48,342 | 0.02% |
| 69 | CVENT HOLDING CORP | 126677103 | 4,600 | $38,456 | 0.02% |
| 70 | CVENT HOLDING CORP | 126677103 | 4,600 | $38,456 | 0.02% |
| 71 | GCM GROSVENOR INC | GCMG | 65,000 | $36,680 | 0.02% |
| 72 | MAXAR TECHNOLOGIES INC | 57778K105 | 700 | $35,742 | 0.02% |
| 73 | IMEDIA BRANDS INC | 452465206 | 62,912 | $32,060 | 0.02% |
| 74 | MICROSOFT CORP | MSFT | 100 | $28,830 | 0.01% |
| 75 | BRC INC | BRCC | 5,388 | $27,694 | 0.01% |
| 76 | MONEYGRAM INTL INC | 60935Y208 | 2,500 | $26,050 | 0.01% |
| 77 | MONEYGRAM INTL INC | 60935Y208 | 2,400 | $25,008 | 0.01% |
| 78 | EVE HLDG INC | EVEX-WT | 56,021 | $22,632 | 0.01% |
| 79 | ISHARES TR | 464287176 | 200 | $22,050 | 0.01% |
| 80 | BRC INC | BRCC | 4,000 | $20,560 | 0.01% |
| 81 | TEGNA INC | 87901J105 | 1,200 | $20,292 | 0.01% |
| 82 | TH INTERNATIONAL LIMITED | THCH | 35,100 | $17,199 | 0.01% |
| 83 | MAXAR TECHNOLOGIES INC | 57778K105 | 300 | $15,318 | 0.01% |
| 84 | AGILETHOUGHT INC | AGBK | 40,000 | $14,800 | 0.01% |
| 85 | PROSHARES TR II | ZSL | 3,000 | $13,950 | 0.01% |
| 86 | SUMMIT THERAPEUTICS INC | SMMT | 7,200 | $12,600 | 0.01% |
| 87 | BIGBEAR AI HLDGS INC | BBAI-WT | 42,660 | $11,518 | 0.01% |
| 88 | TMC THE METALS COMPANY INC | TMCWW | 12,300 | $10,195 | 0.00% |
| 89 | MSP RECOVERY INC | MSPRZ | 500,000 | $9,950 | 0.00% |
| 90 | ADVANCED MICRO DEVICES INC | AMD | 96 | $9,409 | 0.00% |
| 91 | JASPER THERAPEUTICS INC | JSPRW | 44,856 | $8,971 | 0.00% |
| 92 | GLOBAL BLUE GROUP HOLDING AG | H33700115 | 26,803 | $8,845 | 0.00% |
| 93 | ARK ETF TR | 00214Q104 | 200 | $8,068 | 0.00% |
| 94 | ALPHA TAU MEDICAL LTD | DRTSW | 26,900 | $7,532 | 0.00% |
| 95 | LIVEWIRE GROUP INC | LVWR-WT | 30,000 | $7,200 | 0.00% |
| 96 | TEUCRIUM COMMODITY TR | WEAT | 1,000 | $7,060 | 0.00% |
| 97 | BROOGE ENERGY LTD | G1611B115 | 73,633 | $6,811 | 0.00% |
| 98 | AMC ENTMT HLDGS INC | 00165C104 | 1,250 | $6,263 | 0.00% |
| 99 | SEASTAR MEDICAL HOLDING CORP | ICUCW | 80,700 | $5,940 | 0.00% |
| 100 | INPIXON | 45790J867 | 10,000 | $4,300 | 0.00% |
| 101 | SABRE CORP | SABR | 1,000 | $4,290 | 0.00% |
| 102 | TOWER SEMICONDUCTOR LTD | TSEM | 100 | $4,247 | 0.00% |
| 103 | BENSON HILL INC | 082490103 | 3,571 | $4,107 | 0.00% |
| 104 | CELULARITY INC | CELUW | 67,200 | $4,032 | 0.00% |
| 105 | MONEYLION INC | 60938K106 | 7,000 | $3,975 | 0.00% |
| 106 | OCEANTECH ACQUISITIONS I COR | 675507115 | 63,700 | $3,937 | 0.00% |
| 107 | ADVENT TECHNOLOGIES HOLDNG I | ADNH | 30,000 | $3,894 | 0.00% |
| 108 | GORILLA TECHNOLOGY GROUP INC | GRRRW | 15,000 | $3,600 | 0.00% |
| 109 | NIOCORP DEVS LTD | 654484153 | 5,000 | $3,500 | 0.00% |
| 110 | BRIDGETOWN HOLDINGS LTD | G1355U121 | 20,000 | $3,402 | 0.00% |
| 111 | BERKSHIRE GREY INC | 084656115 | 10,000 | $3,305 | 0.00% |
| 112 | BURGERFI INTERNATIONAL INC | 12122L119 | 50,000 | $3,250 | 0.00% |
| 113 | TEMPO AUTOMATION HOLDINGS IN | 88024M116 | 32,000 | $3,168 | 0.00% |
| 114 | CEPTON INC | 15673X119 | 55,800 | $2,846 | 0.00% |
| 115 | SILVERGATE CAP CORP | 82837P408 | 1,675 | $2,714 | 0.00% |
| 116 | ASSET ENTITIES INC | 04541A105 | 2,000 | $2,600 | 0.00% |
| 117 | ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | 50,000 | $2,000 | 0.00% |
| 118 | CXAPP INC | CXAIW | 975 | $1,765 | 0.00% |
| 119 | ADIT EDTECH ACQUISITION CORP | 007024110 | 22,045 | $1,764 | 0.00% |
| 120 | SAB BIOTHERAPEUTICS INC | SABSW | 45,000 | $1,620 | 0.00% |
| 121 | MULTIMETAVERSE HOLDINGS LTD | G6360J136 | 32,314 | $1,619 | 0.00% |
| 122 | OSIRIS ACQUISITION CORP | 68829A111 | 11,900 | $1,432 | 0.00% |
| 123 | SOUNDHOUND AI INC | SOUNW | 4,223 | $1,415 | 0.00% |
| 124 | FAT PROJECTS ACQUISITION COR | G3400W110 | 20,843 | $1,094 | 0.00% |
| 125 | WAG GROUP CO | 93042P117 | 10,109 | $1,073 | 0.00% |
| 126 | DANIMER SCIENTIFIC INC | 236272100 | 300 | $1,035 | 0.00% |
| 127 | VIEW INC | VBIX | 38,226 | $963 | 0.00% |
| 128 | EVO ACQUISITION CORP | 30052G116 | 5,396 | $863 | 0.00% |
| 129 | MINORITY EQUALITY OPPORTUNIT | 60436Q118 | 20,000 | $830 | 0.00% |
| 130 | SPDR S&P 500 ETF TR | SPY | 2 | $819 | 0.00% |
| 131 | OXUS ACQUISITION CORP | G6859L121 | 15,000 | $748 | 0.00% |
| 132 | TASTEMAKER ACQUISITION CORP | 876545112 | 4,800 | $744 | 0.00% |
| 133 | ALAUNOS THERAPEUTICS INC | TCRT | 1,023 | $644 | 0.00% |
| 134 | BED BATH & BEYOND INC | BBBY-WT | 1,500 | $641 | 0.00% |
| 135 | PONTEM CORPORATION | G71707122 | 3,700 | $635 | 0.00% |
| 136 | DIGITAL MEDIA SOLUTIONS INC | 25401G114 | 20,000 | $602 | 0.00% |
| 137 | DUNE ACQUISITION CORP | IPODW | 10,000 | $600 | 0.00% |
| 138 | MONEYLION INC | 60938K114 | 10,000 | $595 | 0.00% |
| 139 | BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | 4,000 | $520 | 0.00% |
| 140 | 7GC & CO HOLDINGS INC | 81786A115 | 5,000 | $500 | 0.00% |
| 141 | PROGRESS ACQUISITION CORP | PRG | 10,000 | $410 | 0.00% |
| 142 | D-WAVE QUANTUM INC | QBTS | 5,300 | $382 | 0.00% |
| 143 | HIPPO HLDGS INC | HIPOW | 5,800 | $324 | 0.00% |
| 144 | REVELATION BIOSCIENCES INC | REVBW | 20,000 | $324 | 0.00% |
| 145 | INNOVATIVE INTL ACQUSITIN CO | INHD | 5,044 | $303 | 0.00% |
| 146 | BUZZFEED INC | BZFDW | 263 | $297 | 0.00% |
| 147 | MONTEREY BIO ACQUISITION COR | 61240F116 | 10,000 | $270 | 0.00% |
| 148 | CF ACQUISITION CORP IV | 12520T110 | 2,500 | $250 | 0.00% |
| 149 | ADTHEORENT HOLDING COMPANY | ADT | 2,000 | $240 | 0.00% |
| 150 | SONDER HOLDINGS INC | 83542D110 | 2,600 | $187 | 0.00% |
| 151 | P3 HEALTH PARTNERS INC | PIIIW | 2,000 | $160 | 0.00% |
| 152 | ANGHAMI INC | ANGHW | 2,500 | $125 | 0.00% |
| 153 | BENSON HILL INC | 082490111 | 892 | $78 | 0.00% |
| 154 | PRESTO AUTOMATION INC | 74113T113 | 1,600 | $69 | 0.00% |
| 155 | 26 CAPITAL ACQUISITION CORP | 90138P118 | 1,000 | $28 | 0.00% |
| 156 | NVIDIA CORPORATION | NVDA | 1,300 | $0 | 0.00% |
| 157 | KB HOME | KBH | 500 | $0 | 0.00% |
| 158 | FIRST REP BK SAN FRANCISCO C | 33616C100 | 16,700 | $0 | 0.00% |
| 159 | ISHARES TR | 464287432 | 1,000 | $0 | 0.00% |
| 160 | FIRST REP BK SAN FRANCISCO C | 33616C100 | 5,200 | $0 | 0.00% |
| 161 | HORIZON THERAPEUTICS PUB L | G46188101 | 10,800 | $0 | 0.00% |
| 162 | HORIZON THERAPEUTICS PUB L | G46188101 | 7,000 | $0 | 0.00% |