13F HOLDINGS REPORT
EQUITEC PROPRIETARY MARKETS, LLC
Quarter ended Q1 2023 · Filed January 31, 2023 · Accession 0001420506-23-000181
Total Value
$315.4M
Positions
213
Other Managers
0
Confidential Omitted
No
Holdings (213)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | TESLA INC | TSLA | 386,800 | $47.6M | 15.11% |
| 2 | B. RILEY FINANCIAL INC | 05580M108 | 1,193,441 | $40.8M | 12.94% |
| 3 | FRANCHISE GROUP INC | 35180X105 | 1,172,081 | $27.9M | 8.85% |
| 4 | ACTIVISION BLIZZARD INC | 00507V109 | 258,500 | $19.8M | 6.27% |
| 5 | SPDR S&P 500 ETF TR | SPY | 44,202 | $16.9M | 5.36% |
| 6 | CANADIAN PAC RY LTD | 13645T100 | 159,700 | $11.9M | 3.78% |
| 7 | TESLA INC | TSLA | 95,300 | $11.7M | 3.72% |
| 8 | ACTIVISION BLIZZARD INC | 00507V109 | 125,788 | $9.6M | 3.05% |
| 9 | ACTIVISION BLIZZARD INC | 00507V109 | 123,300 | $9.4M | 2.99% |
| 10 | CANADIAN PAC RY LTD | 13645T100 | 124,036 | $9.3M | 2.93% |
| 11 | TAKE-TWO INTERACTIVE SOFTWAR | TTWO | 84,900 | $8.8M | 2.80% |
| 12 | VMWARE INC | 928563402 | 63,800 | $7.8M | 2.48% |
| 13 | OCCIDENTAL PETE CORP | 674599162 | 176,300 | $7.3M | 2.30% |
| 14 | ISHARES TR | 464287200 | 18,000 | $6.9M | 2.19% |
| 15 | GINKGO BIOWORKS HOLDINGS INC | DNABW | 4,081,452 | $6.9M | 2.19% |
| 16 | AFRICAN GOLD ACQUISITION COR | G0112R108 | 550,692 | $5.5M | 1.75% |
| 17 | JAZZ PHARMACEUTICALS PLC | JAZZ | 28,800 | $4.6M | 1.45% |
| 18 | TESLA INC | TSLA | 34,384 | $4.2M | 1.34% |
| 19 | BLUEROCK HOMES TRUST INC | BHM | 172,200 | $3.7M | 1.16% |
| 20 | ORION ENGINEERED CARBONS S A | OEC | 191,100 | $3.4M | 1.08% |
| 21 | AMAZON COM INC | AMZN | 36,000 | $3.0M | 0.96% |
| 22 | ANGEL OAK FINL STRATEGIES IN | 03464A100 | 210,039 | $2.7M | 0.85% |
| 23 | APPLIED DIGITAL CORP | APLD | 1,169,700 | $2.2M | 0.68% |
| 24 | BIOHAVEN LTD | BHVN | 154,300 | $2.1M | 0.68% |
| 25 | LILIUM N V | LILMF | 1,797,903 | $2.0M | 0.65% |
| 26 | FIRST HORIZON CORPORATION | FHN-PH | 80,500 | $2.0M | 0.63% |
| 27 | BABCOCK & WILCOX ENTERPRISES | BW-PA | 287,361 | $1.7M | 0.53% |
| 28 | INVESCO QQQ TR | IVZ | 6,100 | $1.6M | 0.51% |
| 29 | CANADIAN PAC RY LTD | 13645T100 | 21,100 | $1.6M | 0.50% |
| 30 | GAMESTOP CORP NEW | GME-WT | 75,100 | $1.4M | 0.44% |
| 31 | SPIRIT AIRLS INC | 848577102 | 70,500 | $1.4M | 0.44% |
| 32 | SPIRIT AIRLS INC | 848577102 | 70,500 | $1.4M | 0.44% |
| 33 | FIRST HORIZON CORPORATION | FHN-PH | 54,200 | $1.3M | 0.42% |
| 34 | ADVANCED MICRO DEVICES INC | AMD | 19,400 | $1.3M | 0.40% |
| 35 | THE ARENA GROUP HOLDINGS INC | 040044109 | 105,203 | $1.1M | 0.35% |
| 36 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 131,127 | $1.1M | 0.35% |
| 37 | ANGEL OAK MTG INC | AOMN | 229,494 | $1.1M | 0.34% |
| 38 | VMWARE INC | 928563402 | 8,500 | $1.0M | 0.33% |
| 39 | PHARMACYTE BIOTECH INC | PMCB | 330,694 | $968,933 | 0.31% |
| 40 | ADVANCED MICRO DEVICES INC | AMD | 13,324 | $862,995 | 0.27% |
| 41 | PCSB FINL CORP | 69324R104 | 42,752 | $813,998 | 0.26% |
| 42 | SPDR S&P 500 ETF TR | SPY | 2,100 | $803,103 | 0.25% |
| 43 | TOWER SEMICONDUCTOR LTD | TSEM | 17,800 | $768,960 | 0.24% |
| 44 | PCSB FINL CORP | 69324R104 | 39,100 | $744,464 | 0.24% |
| 45 | BROOKLINE BANCORP INC DEL | 11373M107 | 51,770 | $732,546 | 0.23% |
| 46 | RESOLUTE FST PRODS INC | 76117W109 | 33,000 | $712,470 | 0.23% |
| 47 | TEGNA INC | 87901J105 | 33,400 | $707,746 | 0.22% |
| 48 | TOWER SEMICONDUCTOR LTD | TSEM | 15,000 | $648,000 | 0.21% |
| 49 | CREDIT SUISSE GROUP | 225401108 | 202,500 | $615,600 | 0.20% |
| 50 | CREDIT SUISSE GROUP | 225401108 | 202,500 | $615,600 | 0.20% |
| 51 | TEGNA INC | 87901J105 | 28,600 | $606,034 | 0.19% |
| 52 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 10,000 | $559,300 | 0.18% |
| 53 | GREEN PLAINS INC | GPRE | 17,700 | $539,850 | 0.17% |
| 54 | APPLE INC | AAPL | 3,886 | $504,908 | 0.16% |
| 55 | MICROSOFT CORP | MSFT | 2,000 | $479,640 | 0.15% |
| 56 | JAZZ PHARMACEUTICALS PLC | JAZZ | 2,688 | $428,225 | 0.14% |
| 57 | ALPHABET INC | GOOG | 4,660 | $413,482 | 0.13% |
| 58 | CARVANA CO | CVNA | 80,400 | $381,096 | 0.12% |
| 59 | SIGNIFY HEALTH INC | 82671G100 | 12,600 | $361,116 | 0.11% |
| 60 | TAKE-TWO INTERACTIVE SOFTWAR | TTWO | 3,396 | $353,625 | 0.11% |
| 61 | 1LIFE HEALTHCARE INC | 68269G107 | 21,100 | $352,581 | 0.11% |
| 62 | HORIZON THERAPEUTICS PUB L | G46188101 | 3,000 | $341,400 | 0.11% |
| 63 | ATLAS AIR WORLDWIDE HLDGS IN | 049164205 | 3,300 | $332,640 | 0.11% |
| 64 | OYSTER PT PHARMA INC | 69242L106 | 27,800 | $310,526 | 0.10% |
| 65 | SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | 475,000 | $293,598 | 0.09% |
| 66 | AEROJET ROCKETDYNE HLDGS INC | 007800105 | 5,000 | $279,650 | 0.09% |
| 67 | BED BATH & BEYOND INC | BBBY-WT | 110,300 | $276,853 | 0.09% |
| 68 | PLBY GROUP INC | PLBY | 90,000 | $247,500 | 0.08% |
| 69 | PLBY GROUP INC | PLBY | 90,000 | $247,500 | 0.08% |
| 70 | COHERENT CORP | COHR | 6,700 | $235,170 | 0.07% |
| 71 | COHERENT CORP | COHR | 6,654 | $233,555 | 0.07% |
| 72 | BLUEROCK HOMES TRUST INC | BHM | 10,924 | $232,790 | 0.07% |
| 73 | SIGNIFY HEALTH INC | 82671G100 | 7,600 | $217,816 | 0.07% |
| 74 | SHOPIFY INC | SHOP | 5,900 | $204,789 | 0.06% |
| 75 | ENERGY TRANSFER L P | ET-PI | 16,670 | $197,873 | 0.06% |
| 76 | ATLAS AIR WORLDWIDE HLDGS IN | 049164205 | 1,933 | $194,846 | 0.06% |
| 77 | RIVIAN AUTOMOTIVE INC | RIVN | 10,500 | $193,515 | 0.06% |
| 78 | OYSTER PT PHARMA INC | 69242L106 | 17,266 | $192,861 | 0.06% |
| 79 | BIOHAVEN LTD | BHVN | 13,450 | $186,686 | 0.06% |
| 80 | UNISYS CORP | UIS | 36,000 | $183,960 | 0.06% |
| 81 | AMC ENTMT HLDGS INC | 00165C104 | 41,000 | $166,870 | 0.05% |
| 82 | BIOHAVEN LTD | BHVN | 11,900 | $165,172 | 0.05% |
| 83 | BROOKLINE BANCORP INC DEL | 11373M107 | 10,300 | $145,745 | 0.05% |
| 84 | ORIGIN MATERIALS INC | ORGNW | 28,128 | $129,670 | 0.04% |
| 85 | SPIRIT AIRLS INC | 848577102 | 6,500 | $126,620 | 0.04% |
| 86 | NVIDIA CORPORATION | NVDA | 700 | $102,298 | 0.03% |
| 87 | SURGEPAYS INC | SURG | 14,000 | $91,840 | 0.03% |
| 88 | ATLAS AIR WORLDWIDE HLDGS IN | 049164205 | 800 | $80,640 | 0.03% |
| 89 | 1LIFE HEALTHCARE INC | 68269G107 | 4,600 | $76,866 | 0.02% |
| 90 | INVESCO DB MULTI-SECTOR COMM | IVZ | 3,500 | $70,525 | 0.02% |
| 91 | 1LIFE HEALTHCARE INC | 68269G107 | 4,050 | $67,676 | 0.02% |
| 92 | TAKE-TWO INTERACTIVE SOFTWAR | TTWO | 600 | $62,478 | 0.02% |
| 93 | COINBASE GLOBAL INC | COIN | 1,700 | $60,163 | 0.02% |
| 94 | THERAPEUTICSMD INC | TXMD | 9,500 | $53,105 | 0.02% |
| 95 | THERAPEUTICSMD INC | TXMD | 9,500 | $53,105 | 0.02% |
| 96 | CLOVER HEALTH INVESTMENTS CO | CLOV | 56,557 | $52,570 | 0.02% |
| 97 | COSTCO WHSL CORP NEW | 22160K105 | 114 | $52,041 | 0.02% |
| 98 | FOXO TECHNOLOGIES INC | FOXOW | 136,996 | $51,921 | 0.02% |
| 99 | MONEYLION INC | 60938K106 | 81,400 | $50,468 | 0.02% |
| 100 | MARATHON DIGITAL HOLDINGS IN | MARA | 14,700 | $50,274 | 0.02% |
| 101 | BLUEGREEN VACATIONS HLDG COR | 096308101 | 2,000 | $49,920 | 0.02% |
| 102 | GCM GROSVENOR INC | GCMG | 100,000 | $44,000 | 0.01% |
| 103 | DISNEY WALT CO | 254687106 | 500 | $43,440 | 0.01% |
| 104 | RESOLUTE FST PRODS INC | 76117W109 | 2,000 | $43,180 | 0.01% |
| 105 | DOMINARI HOLDINGS INC | DOMH | 12,900 | $42,312 | 0.01% |
| 106 | IMEDIA BRANDS INC | 452465206 | 62,912 | $40,264 | 0.01% |
| 107 | IROBOT CORP | 462726100 | 600 | $28,878 | 0.01% |
| 108 | SURGEPAYS INC | SURG | 12,000 | $28,200 | 0.01% |
| 109 | GAMESTOP CORP NEW | GME-WT | 1,500 | $27,690 | 0.01% |
| 110 | BRC INC | BRCC | 4,500 | $27,495 | 0.01% |
| 111 | MONEYGRAM INTL INC | 60935Y208 | 2,500 | $27,225 | 0.01% |
| 112 | NANO DIMENSION LTD | NNDM | 11,600 | $26,680 | 0.01% |
| 113 | MONEYGRAM INTL INC | 60935Y208 | 2,400 | $26,136 | 0.01% |
| 114 | HORIZON THERAPEUTICS PUB L | G46188101 | 200 | $22,760 | 0.01% |
| 115 | ISHARES TR | 464287176 | 200 | $21,288 | 0.01% |
| 116 | BROOKLINE BANCORP INC DEL | 11373M107 | 1,500 | $21,225 | 0.01% |
| 117 | SMITH MICRO SOFTWARE INC | SMSI | 9,800 | $20,580 | 0.01% |
| 118 | PROSHARES TR II | ZSL | 3,000 | $20,580 | 0.01% |
| 119 | PROSHARES TR | 74347G416 | 400 | $18,388 | 0.01% |
| 120 | LHC GROUP INC | 50187A107 | 100 | $16,169 | 0.01% |
| 121 | LHC GROUP INC | 50187A107 | 100 | $16,169 | 0.01% |
| 122 | AGILETHOUGHT INC | AGBK | 40,000 | $15,984 | 0.01% |
| 123 | NANO DIMENSION LTD | NNDM | 6,800 | $15,640 | 0.00% |
| 124 | BROOGE ENERGY LTD | G1611B115 | 73,923 | $14,785 | 0.00% |
| 125 | EVE HLDG INC | EVEX-WT | 56,021 | $14,005 | 0.00% |
| 126 | GLOBAL BLUE GROUP HOLDING AG | H33700115 | 43,490 | $13,530 | 0.00% |
| 127 | SURGEPAYS INC | SURG | 2,000 | $13,120 | 0.00% |
| 128 | SILICON MOTION TECHNOLOGY CO | SIMO | 200 | $12,998 | 0.00% |
| 129 | CELULARITY INC | CELUW | 191,420 | $12,634 | 0.00% |
| 130 | MSP RECOVERY INC | MSPRZ | 500,000 | $12,550 | 0.00% |
| 131 | TMC THE METALS COMPANY INC | TMCWW | 15,500 | $11,935 | 0.00% |
| 132 | MERIDIAN BIOSCIENCE INC | MRDN | 300 | $9,963 | 0.00% |
| 133 | MERIDIAN BIOSCIENCE INC | MRDN | 300 | $9,963 | 0.00% |
| 134 | SABRE CORP | SABR | 1,600 | $9,888 | 0.00% |
| 135 | ALPHA TAU MEDICAL LTD | DRTSW | 36,900 | $9,229 | 0.00% |
| 136 | BENSON HILL INC | 082490103 | 3,571 | $9,106 | 0.00% |
| 137 | UWM HOLDINGS CORPORATION | UWMC | 67,600 | $8,450 | 0.00% |
| 138 | LIVEWIRE GROUP INC | LVWR-WT | 30,000 | $8,250 | 0.00% |
| 139 | SEASTAR MEDICAL HOLDING CORP | ICUCW | 89,050 | $8,015 | 0.00% |
| 140 | TEUCRIUM COMMODITY TR | WEAT | 1,000 | $7,980 | 0.00% |
| 141 | COHERENT CORP | COHR | 200 | $7,020 | 0.00% |
| 142 | SILICON MOTION TECHNOLOGY CO | SIMO | 100 | $6,499 | 0.00% |
| 143 | ADVENT TECHNOLOGIES HOLDNG I | ADNH | 40,000 | $6,331 | 0.00% |
| 144 | BURGERFI INTERNATIONAL INC | 12122L119 | 134,700 | $6,331 | 0.00% |
| 145 | ARK ETF TR | 00214Q104 | 200 | $6,248 | 0.00% |
| 146 | TH INTERNATIONAL LIMITED | THCH | 50,434 | $6,057 | 0.00% |
| 147 | CEPTON INC | 15673X119 | 61,800 | $5,259 | 0.00% |
| 148 | AMC ENTMT HLDGS INC | 00165C104 | 1,250 | $5,088 | 0.00% |
| 149 | IROBOT CORP | 462726100 | 100 | $4,813 | 0.00% |
| 150 | MONEYLION INC | 60938K106 | 7,000 | $4,340 | 0.00% |
| 151 | TOWER SEMICONDUCTOR LTD | TSEM | 100 | $4,320 | 0.00% |
| 152 | GX ACQUISITION CORP II | 36260F113 | 5,000 | $3,950 | 0.00% |
| 153 | SOUNDHOUND AI INC | SOUNW | 25,000 | $3,750 | 0.00% |
| 154 | VIEW INC | VBIX | 100,200 | $3,437 | 0.00% |
| 155 | MODEL PERFORMANCE ACQU CORP | G6246M139 | 32,314 | $3,231 | 0.00% |
| 156 | OCEANTECH ACQUISITIONS I COR | 675507115 | 63,700 | $2,484 | 0.00% |
| 157 | OUSTER INC | OUST | 26,122 | $2,482 | 0.00% |
| 158 | BRIDGETOWN HOLDINGS LTD | G1355U121 | 20,000 | $2,466 | 0.00% |
| 159 | CLEVER LEAVES HOLDINGS INC | 186760112 | 64,900 | $2,265 | 0.00% |
| 160 | SAB BIOTHERAPEUTICS INC | SABSW | 45,000 | $2,115 | 0.00% |
| 161 | DIGITAL MEDIA SOLUTIONS INC | 25401G114 | 20,000 | $2,112 | 0.00% |
| 162 | BOXED INC | BXCAP | 50,000 | $1,950 | 0.00% |
| 163 | ARBE ROBOTICS LTD | ARBEW | 10,000 | $1,950 | 0.00% |
| 164 | TEMPO AUTOMATION HOLDINGS IN | 88024M116 | 32,000 | $1,885 | 0.00% |
| 165 | UPHEALTH INC | 91532B200 | 1,000 | $1,630 | 0.00% |
| 166 | ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | 50,000 | $1,555 | 0.00% |
| 167 | JASPER THERAPEUTICS INC | JSPRW | 45,856 | $1,376 | 0.00% |
| 168 | ADIT EDTECH ACQUISITION CORP | 007024110 | 22,045 | $1,323 | 0.00% |
| 169 | MINORITY EQUALITY OPPORTUNIT | 60436Q118 | 20,000 | $1,300 | 0.00% |
| 170 | WAG GROUP CO | 93042P117 | 10,109 | $1,247 | 0.00% |
| 171 | TASTEMAKER ACQUISITION CORP | 876545112 | 4,800 | $720 | 0.00% |
| 172 | ALAUNOS THERAPEUTICS INC | TCRT | 1,023 | $664 | 0.00% |
| 173 | BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | 4,000 | $640 | 0.00% |
| 174 | PROGRESS ACQUISITION CORP | PRG | 10,000 | $627 | 0.00% |
| 175 | OXUS ACQUISITION CORP | G6859L121 | 15,000 | $600 | 0.00% |
| 176 | D-WAVE QUANTUM INC | QBTS | 5,300 | $560 | 0.00% |
| 177 | DANIMER SCIENTIFIC INC | 236272100 | 300 | $537 | 0.00% |
| 178 | OSIRIS ACQUISITION CORP | 68829A111 | 11,900 | $536 | 0.00% |
| 179 | FOXWAYNE ENTERPRIS AQSTN COR | FOX | 6,300 | $532 | 0.00% |
| 180 | FAT PROJECTS ACQUISITION COR | G3400W110 | 20,843 | $521 | 0.00% |
| 181 | MONEYLION INC | 60938K114 | 10,000 | $411 | 0.00% |
| 182 | LIGHTNING EMOTORS INC | 53228T119 | 9,253 | $359 | 0.00% |
| 183 | 7GC & CO HOLDINGS INC | 81786A115 | 5,000 | $350 | 0.00% |
| 184 | RIOT BLOCKCHAIN INC | RIOT | 100 | $339 | 0.00% |
| 185 | MONTEREY BIO ACQUISITION COR | 61240F116 | 10,000 | $325 | 0.00% |
| 186 | EVO ACQUISITION CORP | 30052G116 | 5,396 | $301 | 0.00% |
| 187 | PONTEM CORPORATION | G71707122 | 3,700 | $296 | 0.00% |
| 188 | P3 HEALTH PARTNERS INC | PIIIW | 2,000 | $280 | 0.00% |
| 189 | REVELATION BIOSCIENCES INC | REVBW | 20,000 | $262 | 0.00% |
| 190 | 26 CAPITAL ACQUISITION CORP | 90138P118 | 1,000 | $250 | 0.00% |
| 191 | BENSON HILL INC | 082490111 | 892 | $223 | 0.00% |
| 192 | ADTHEORENT HOLDING COMPANY | ADT | 2,000 | $220 | 0.00% |
| 193 | SONDER HOLDINGS INC | 83542D110 | 2,600 | $210 | 0.00% |
| 194 | CF ACQUISITION CORP IV | 12520T110 | 2,500 | $193 | 0.00% |
| 195 | HIPPO HLDGS INC | HIPOW | 5,800 | $186 | 0.00% |
| 196 | BUZZFEED INC | BZFDW | 263 | $181 | 0.00% |
| 197 | UPHEALTH INC | 91532B200 | 100 | $163 | 0.00% |
| 198 | DUNE ACQUISITION CORP | IPODW | 10,000 | $121 | 0.00% |
| 199 | COMSOVEREIGN HLDG CORP | 205650203 | 1,400 | $100 | 0.00% |
| 200 | PRESTO AUTOMATION INC | 74113T113 | 1,600 | $67 | 0.00% |
| 201 | ANGHAMI INC | ANGHW | 2,500 | $65 | 0.00% |
| 202 | AUTHENTIC EQUITY ACQUISTN CO | AHRO | 6,900 | $24 | 0.00% |
| 203 | DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | 4,000 | $14 | 0.00% |
| 204 | MARLIN TECHNOLOGY CORP | G58411110 | 4,000 | $6 | 0.00% |
| 205 | BUZZFEED INC | BZFDW | 87 | $3 | 0.00% |
| 206 | KAIROS ACQUISITION CORP | G52110106 | 15,000 | $2 | 0.00% |
| 207 | MAGNACHIP SEMICONDUCTOR CORP | MX | 6,400 | $0 | 0.00% |
| 208 | EVO PMTS INC | 26927E104 | 500 | $0 | 0.00% |
| 209 | MAXAR TECHNOLOGIES INC | 57778K105 | 20,400 | $0 | 0.00% |
| 210 | SOUTH JERSEY INDS INC | 838518108 | 1,600 | $0 | 0.00% |
| 211 | ISHARES TR | 464287432 | 1,000 | $0 | 0.00% |
| 212 | ATLAS CORP | Y0436Q109 | 5,000 | $0 | 0.00% |
| 213 | STORE CAP CORP | 862121100 | 600 | $0 | 0.00% |