13F HOLDINGS REPORT

Family Management Corp

Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001398344-23-020679

Total Value

$440.4M

Positions

157

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (157)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR	464288679	546,486	$60.4M	13.71%
2	PIMCO ETF TR	72201R833	351,321	$35.2M	7.99%
3	SPDR S&P 500 ETF TR	SPY	50,162	$21.4M	4.87%
4	VANECK ETF TRUST	92189F486	800,570	$20.2M	4.60%
5	VANGUARD SPECIALIZED FUNDS	921908844	105,970	$16.5M	3.74%
6	MICROSOFT CORP	MSFT	48,986	$15.5M	3.51%
7	APPLE INC	AAPL	87,418	$15.0M	3.40%
8	SPDR SER TR	78468R663	159,424	$14.6M	3.32%
9	ISHARES TR	46432F339	101,146	$13.3M	3.03%
10	ISHARES TR	46429B697	169,245	$12.2M	2.78%
11	ALPHABET INC	GOOG	88,157	$11.5M	2.62%
12	ISHARES TR	464287804	103,526	$9.8M	2.22%
13	AMAZON COM INC	AMZN	67,236	$8.5M	1.94%
14	NVIDIA CORPORATION	NVDA	19,399	$8.4M	1.92%
15	VANGUARD SCOTTSDALE FDS	92206C409	105,729	$7.9M	1.80%
16	GOLDMAN SACHS ETF TR	NVGLF	85,927	$7.2M	1.64%
17	BERKSHIRE HATHAWAY INC DEL	BRK-A	19,434	$6.8M	1.55%
18	HOME DEPOT INC	HD	22,462	$6.8M	1.54%
19	JOHNSON & JOHNSON	JNJ	39,018	$6.1M	1.38%
20	ISHARES TR	464287150	60,904	$5.7M	1.30%
21	VISA INC	V	24,081	$5.5M	1.26%
22	WALMART INC	WMT	34,573	$5.5M	1.26%
23	REGENERON PHARMACEUTICALS	REGN	6,142	$5.1M	1.15%
24	SHERWIN WILLIAMS CO	SHW	18,644	$4.8M	1.08%
25	VANGUARD SCOTTSDALE FDS	92206C870	59,379	$4.5M	1.02%
26	SPDR S&P 500 ETF TR	SPY	10,000	$4.3M	0.97%
27	ISHARES TR	464287663	49,611	$3.7M	0.84%
28	PFIZER INC	PFE	108,614	$3.6M	0.82%
29	AMERICAN EXPRESS CO	AXP	22,170	$3.3M	0.75%
30	FASTENAL CO	FAST	57,234	$3.1M	0.71%
31	VANGUARD SCOTTSDALE FDS	92206C771	70,760	$3.1M	0.70%
32	ASML HOLDING N V	ASMLF	5,139	$3.0M	0.69%
33	UNION PAC CORP	UNP	14,837	$3.0M	0.69%
34	INTERCONTINENTAL EXCHANGE IN	45866F104	26,610	$2.9M	0.66%
35	AMERICAN TOWER CORP NEW	03027X100	17,490	$2.9M	0.65%
36	CHEVRON CORP NEW	CVX	16,575	$2.8M	0.63%
37	MEDTRONIC PLC	MDT	34,858	$2.7M	0.62%
38	JPMORGAN CHASE & CO	VYLD	18,811	$2.7M	0.62%
39	ISHARES TR	46434V878	53,377	$2.7M	0.61%
40	J P MORGAN EXCHANGE TRADED F	46641Q837	51,353	$2.6M	0.59%
41	MASTERCARD INCORPORATED	MA	6,206	$2.5M	0.56%
42	TESLA INC	TSLA	9,767	$2.4M	0.55%
43	DISNEY WALT CO	254687106	29,835	$2.4M	0.55%
44	ARES CAPITAL CORP	ARCC	118,539	$2.3M	0.52%
45	LOCKHEED MARTIN CORP	LMT	5,529	$2.3M	0.51%
46	PACER FDS TR	69374H857	52,500	$2.2M	0.50%
47	VANGUARD INDEX FDS	922908629	10,006	$2.1M	0.47%
48	AMERIPRISE FINL INC	03076C106	6,176	$2.0M	0.46%
49	BANK AMERICA CORP	060505104	72,872	$2.0M	0.45%
50	AMGEN INC	AMGN	7,227	$1.9M	0.44%
51	RTX CORPORATION	RTX	25,588	$1.8M	0.42%
52	ISHARES TR	464287200	4,258	$1.8M	0.42%
53	COREBRIDGE FINL INC	21871X109	91,324	$1.8M	0.41%
54	LYONDELLBASELL INDUSTRIES N	LYB	16,269	$1.5M	0.35%
55	SOUTHERN CO	SOMN	22,284	$1.4M	0.33%
56	VANGUARD INDEX FDS	922908538	7,160	$1.4M	0.32%
57	ARK ETF TR	00214Q104	31,462	$1.2M	0.28%
58	SCHWAB STRATEGIC TR	808524201	23,966	$1.2M	0.28%
59	CROWDSTRIKE HLDGS INC	CRWD	6,305	$1.1M	0.24%
60	ALPHABET INC	GOOG	7,002	$923,214	0.21%
61	GOLUB CAP BDC INC	38173M102	62,448	$916,112	0.21%
62	INVESCO QQQ TR	IVZ	2,362	$846,234	0.19%
63	SPDR GOLD TR	GLD	4,651	$797,414	0.18%
64	ISHARES GOLD TR	IAU	22,533	$788,430	0.18%
65	PEPSICO INC	PEP	4,385	$742,994	0.17%
66	EXXON MOBIL CORP	XOM	6,208	$729,937	0.17%
67	VANGUARD INDEX FDS	922908363	1,841	$722,981	0.16%
68	BLACK STONE MINERALS L P	BSMLP	39,767	$685,185	0.16%
69	ISHARES TR	464287614	2,384	$634,120	0.14%
70	SCHWAB CHARLES CORP	SCHW-PJ	11,300	$620,370	0.14%
71	ISHARES TR	464287465	8,787	$605,600	0.14%
72	ISHARES TR	464287861	12,313	$587,699	0.13%
73	PROCTER AND GAMBLE CO	742718109	3,903	$569,292	0.13%
74	UNITEDHEALTH GROUP INC	UNH	1,042	$525,366	0.12%
75	NUVEEN PFD & INCOME SECS FD	NU	84,372	$520,575	0.12%
76	ISHARES TR	464287655	2,919	$515,904	0.12%
77	ENERGY RECOVERY INC	ERII	23,800	$504,798	0.11%
78	MERCK & CO INC	MRK	4,612	$474,805	0.11%
79	DESTRA MULTI-ALTERNATIVE FD	25065A502	73,135	$437,347	0.10%
80	VANGUARD SCOTTSDALE FDS	92206C813	6,009	$430,370	0.10%
81	VANGUARD INDEX FDS	922908769	2,022	$429,493	0.10%
82	SPDR SER TR	78464A797	11,602	$427,534	0.10%
83	DUKE ENERGY CORP NEW	DUKB	4,833	$426,561	0.10%
84	COSTCO WHSL CORP NEW	22160K105	754	$425,980	0.10%
85	VANGUARD INDEX FDS	922908744	3,015	$415,859	0.09%
86	ISHARES TR	464287721	3,860	$404,991	0.09%
87	NIKE INC	NKE	4,136	$395,484	0.09%
88	SELECT SECTOR SPDR TR	81369Y209	3,038	$391,112	0.09%
89	ADOBE INC	ADBE	748	$381,405	0.09%
90	ISHARES TR	46432F396	2,698	$376,911	0.09%
91	ISHARES TR	464287507	1,505	$375,272	0.09%
92	SPDR SER TR	78464A870	5,109	$373,059	0.08%
93	KKR & CO INC	KKRT	6,003	$369,785	0.08%
94	SPDR SER TR	78464A698	8,785	$366,949	0.08%
95	BLACKSTONE INC	BX	3,420	$366,419	0.08%
96	CHUBB LIMITED	CB	1,629	$339,125	0.08%
97	COCA COLA CO	KO	6,024	$337,224	0.08%
98	LEGG MASON ETF INVT	524682200	6,414	$332,502	0.08%
99	NUVEEN NEW YORK AMT QLT MUNI	NU	32,949	$311,368	0.07%
100	NOVO-NORDISK A S	NONOF	3,322	$302,103	0.07%
101	INTERNATIONAL BUSINESS MACHS	INTR	2,149	$301,505	0.07%
102	SSGA ACTIVE ETF TR	78467V848	7,418	$286,706	0.07%
103	INVESCO VALUE MUN INCOME TR	IVZ	27,088	$281,715	0.06%
104	OCCIDENTAL PETE CORP	674599105	4,297	$278,789	0.06%
105	PROGRESSIVE CORP	743315103	1,999	$278,461	0.06%
106	BROADCOM INC	AVGO	335	$278,244	0.06%
107	ISHARES TR	464287101	1,299	$260,631	0.06%
108	COHEN & STEERS REAL ESTATE O	19249Q103	19,939	$260,204	0.06%
109	SHELL PLC	RYDAF	4,017	$258,614	0.06%
110	GENERAL MLS INC	370334104	4,009	$256,536	0.06%
111	SCHWAB STRATEGIC TR	808524607	6,095	$252,455	0.06%
112	SERVICENOW INC	NOW	449	$250,973	0.06%
113	THERMO FISHER SCIENTIFIC INC	TMO	483	$244,480	0.06%
114	XYLEM INC	XYL	2,660	$242,140	0.05%
115	TARGET CORP	TGT	2,112	$233,524	0.05%
116	AMERICAN ELEC PWR CO INC	025537101	3,061	$230,248	0.05%
117	OPPFI INC	OPFI-WT	91,172	$229,753	0.05%
118	KENVUE INC	KVUE	11,393	$228,771	0.05%
119	NCINO INC	NCNO	7,062	$224,572	0.05%
120	PARKER-HANNIFIN CORP	PH	542	$211,120	0.05%
121	RIVIAN AUTOMOTIVE INC	RIVN	8,679	$210,726	0.05%
122	NUVEEN QUALITY MUNCP INCOME	NU	20,685	$209,746	0.05%
123	DOUBLELINE OPPORTUNISTIC CR	DBL	14,314	$208,698	0.05%
124	MARATHON OIL CORP	MARA	7,800	$208,650	0.05%
125	CINTAS CORP	CTAS	425	$204,429	0.05%
126	SCHWAB STRATEGIC TR	808524508	2,632	$178,134	0.04%
127	PIMCO DYNAMIC INCOME OPRNTS	69355M107	14,046	$166,866	0.04%
128	NUVEEN AMT FREE QLTY MUN INC	NU	17,068	$165,218	0.04%
129	NUVEEN MUNICIPAL CREDIT INC	NU	14,889	$155,292	0.04%
130	BLACKROCK MUNICIPAL INCOME	BLK	14,898	$151,215	0.03%
131	WARNER BROS DISCOVERY INC	WBD	13,876	$150,693	0.03%
132	COLLABORATIVE INVESTMNT SER	19423L540	5,875	$145,480	0.03%
133	COLLABORATIVE INVESTMNT SER	19423L573	5,700	$144,099	0.03%
134	NUVEEN MUN HIGH INCOME OPPOR	NU	14,750	$136,880	0.03%
135	ISHARES TR	464288802	1,449	$130,367	0.03%
136	ISHARES TR	464287457	1,588	$128,580	0.03%
137	SABA CAPITAL INCOME & OPRNT	78518H202	15,767	$121,091	0.03%
138	BLACKROCK CR ALLOCATION INCO	BLK	12,119	$117,312	0.03%
139	BLACKROCK MUNIYIELD FD INC	BLK	12,029	$110,426	0.03%
140	ISHARES TR	464287648	471	$105,575	0.02%
141	SPDR SER TR	78464A508	1,266	$52,235	0.01%
142	RIVIAN AUTOMOTIVE INC	RIVN	2,000	$48,560	0.01%
143	ARK ETF TR	00214Q302	1,486	$41,400	0.01%
144	ISHARES TR	464287762	150	$40,511	0.01%
145	BIOCARDIA INC	BCDA	77,500	$33,317	0.01%
146	ISHARES TR	464288224	2,131	$31,155	0.01%
147	VANGUARD INDEX FDS	922908751	150	$28,361	0.01%
148	ISHARES TR	464287168	131	$14,100	0.00%
149	SCHWAB CHARLES CORP	SCHW-PJ	239	$13,121	0.00%
150	VANGUARD SCOTTSDALE FDS	92206C102	208	$11,981	0.00%
151	ISHARES TR	464287556	97	$11,862	0.00%
152	INSEEGO CORP	INSG	27,552	$11,572	0.00%
153	ISHARES TR	464288661	93	$10,524	0.00%
154	ARK ETF TR	00214Q500	343	$6,966	0.00%
155	BANK AMERICA CORP	060505682	6	$6,673	0.00%
156	VANECK ETF TRUST	92189F106	217	$5,839	0.00%
157	OCCIDENTAL PETE CORP	674599162	85	$3,676	0.00%