13F HOLDINGS REPORT
SILVERBACK ASSET MANAGEMENT LLC
Quarter ended Q3 2023 · Filed August 14, 2023 · Accession 0001398344-23-014784
Total Value
$719.1M
Positions
95
Other Managers
0
Confidential Omitted
No
Holdings (95)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | NOVA LTD | NVMI | 18,954,000 | $30.5M | 4.24% |
| 2 | INSULET CORP | PODD | 21,539,000 | $29.6M | 4.12% |
| 3 | INFINERA CORP | 45667GAF0 | 28,535,000 | $28.6M | 3.97% |
| 4 | CYBERARK SOFTWARE LTD | 23248VAB1 | 24,493,000 | $27.9M | 3.88% |
| 5 | FUBOTV INC | FUBO | 43,337,000 | $25.1M | 3.49% |
| 6 | HARMONIC INC | HLIT | 13,000,000 | $24.6M | 3.42% |
| 7 | DISH NETWORK CORPORATION | 25470MAB5 | 45,868,000 | $23.4M | 3.25% |
| 8 | LUMENTUM HLDGS INC | LITE | 24,965,000 | $22.1M | 3.08% |
| 9 | IMPINJ INC | PI | 16,630,000 | $18.0M | 2.50% |
| 10 | VARONIS SYS INC | VRNS | 16,000,000 | $17.6M | 2.45% |
| 11 | IVN 2.500 04/15/26 CVT | 46579RAA2 | 12,625,000 | $17.2M | 2.40% |
| 12 | FORD MTR CO DEL | 345370CZ1 | 15,300,000 | $16.8M | 2.33% |
| 13 | PRCH 6.750 10/01/28 | PRCH | 25,000,000 | $16.4M | 2.28% |
| 14 | LENDINGTREE INC | TREE | 19,454,000 | $15.0M | 2.09% |
| 15 | VROOM INC | VRMWW | 27,396,000 | $13.2M | 1.83% |
| 16 | ACCURAY INC DEL | ARAY | 13,096,000 | $13.0M | 1.81% |
| 17 | LAZR 1.250 12/15/26 CVT | 550424AA3 | 19,100,000 | $12.7M | 1.77% |
| 18 | AMYRIS INC | 03236MAJ0 | 62,545,000 | $12.5M | 1.74% |
| 19 | LIVEPERSON INC | LPSN | 18,082,000 | $11.7M | 1.63% |
| 20 | DIGITALOCEAN HLDGS INC | DOCN | 14,237,000 | $11.1M | 1.55% |
| 21 | WAYFAIR INC | W | 13,437,000 | $11.1M | 1.55% |
| 22 | BANDWIDTH INC | BAND | 14,113,000 | $11.1M | 1.54% |
| 23 | CABLE ONE INC | CABO | 13,300,000 | $10.9M | 1.52% |
| 24 | TABULA RASA HEALTHCARE INC | 873379AA9 | 12,797,000 | $10.7M | 1.48% |
| 25 | BEYOND MEAT INC | BYND | 40,066,000 | $10.6M | 1.48% |
| 26 | CHEGG INC | CHGG | 14,000,000 | $10.5M | 1.46% |
| 27 | SPLUNK INC | 848637AF1 | 12,000,000 | $10.4M | 1.44% |
| 28 | VIAVX 1.625 03/15/26 CVT | 925550AG0 | 9,747,000 | $10.2M | 1.42% |
| 29 | THE REALREAL INC | 88339PAB7 | 14,774,000 | $10.1M | 1.40% |
| 30 | NUTANIX INC | NTNX | 11,341,000 | $9.7M | 1.35% |
| 31 | RUMBLEON INC | RUMBW | 781,502 | $9.7M | 1.34% |
| 32 | NEOGENOMICS INC | NEO | 12,768,000 | $9.4M | 1.31% |
| 33 | VERITONE INC | VERI | 14,600,000 | $9.3M | 1.30% |
| 34 | FASTLY INC | FSLY | 10,500,000 | $8.7M | 1.21% |
| 35 | PROS HOLDINGS INC | 74346YAG8 | 8,500,000 | $8.5M | 1.18% |
| 36 | SKIN 1.250 10/01/26 CVT | SKIN | 10,703,000 | $8.4M | 1.17% |
| 37 | SPLUNK INC | 848637AC8 | 8,500,000 | $8.4M | 1.17% |
| 38 | LIVONGO HEALTH INC | 539183AA1 | 9,100,000 | $8.2M | 1.15% |
| 39 | ARTIVION INC | AORT | 7,500,000 | $7.8M | 1.09% |
| 40 | BOX INC | BXCAP | 5,810,000 | $7.2M | 1.01% |
| 41 | UPWORK INC | UPWK | 8,855,000 | $7.2M | 1.00% |
| 42 | SNAP INC | SNAP | 10,000,000 | $7.2M | 1.00% |
| 43 | DNMR 3.250 12/15/26 CVT | 236272AA8 | 17,195,000 | $7.0M | 0.98% |
| 44 | INOTIV INC | NOTV | 13,100,000 | $6.8M | 0.94% |
| 45 | AKOUSTIS TECHNOLOGIES INC | 00973N102 | 2,041,591 | $6.5M | 0.90% |
| 46 | GUARDANT HEALTH INC | GH | 9,000,000 | $6.5M | 0.90% |
| 47 | PAR TECHNOLOGY CORP | PAR | 8,065,000 | $6.4M | 0.89% |
| 48 | 3D SYS CORP DEL | 88554DAD8 | 8,000,000 | $6.1M | 0.85% |
| 49 | THE REALREAL INC | 88339PAD3 | 14,507,000 | $5.9M | 0.83% |
| 50 | LYFT INC | LYFT | 6,376,000 | $5.7M | 0.80% |
| 51 | GROUPON INC | GRPN | 14,500,000 | $5.5M | 0.76% |
| 52 | RPAY 02/01/26 CVT | RPAY | 6,500,000 | $5.3M | 0.74% |
| 53 | STANDARD BIOTOOLS INC | LAB | 5,000,000 | $5.2M | 0.72% |
| 54 | WESTERN DIGITAL CORP. | WDC | 4,895,000 | $4.8M | 0.66% |
| 55 | EVENTBRITE INC | EVEX-WT | 5,000,000 | $4.2M | 0.59% |
| 56 | NANOSTRING TECHNOLOGIES INC | 63009RAD1 | 5,000,000 | $4.2M | 0.58% |
| 57 | ESPERION THERAPEUTICS INC NE | ESPR | 7,500,000 | $3.8M | 0.52% |
| 58 | ACCOLADE INC | 00437EAB8 | 4,500,000 | $3.7M | 0.52% |
| 59 | CONFLUENT INC | 20717MAB9 | 4,500,000 | $3.7M | 0.52% |
| 60 | MAGNITE INC | MGNI | 4,381,000 | $3.7M | 0.52% |
| 61 | BIGCOMMERCE HLDGS INC | CMRC | 4,493,000 | $3.5M | 0.49% |
| 62 | WOLFSPEED INC | WOLF | 60,800 | $3.4M | 0.47% |
| 63 | PRCH 0.75 09/15/26 | PRCH | 8,629,000 | $3.3M | 0.46% |
| 64 | MICROSTRATEGY INC | 594972AC5 | 3,000,000 | $3.3M | 0.45% |
| 65 | SNAP INC | SNAP | 4,000,000 | $3.0M | 0.41% |
| 66 | VALARIS LIMITED | VAL-WT | 40,000 | $2.5M | 0.35% |
| 67 | SCORPIO TANKERS INC | STNG | 52,824 | $2.5M | 0.35% |
| 68 | MAGNACHIP SEMICONDUCTOR CORP | MX | 220,000 | $2.5M | 0.34% |
| 69 | BIORA THERAPEUTICS INC | 74319FAB3 | 2,600,000 | $1.4M | 0.20% |
| 70 | NOBLE CORP PLC | NE-WT | 17,500 | $1.3M | 0.18% |
| 71 | TABULA RASA HEALTHCARE INC | 873379101 | 137,425 | $1.1M | 0.16% |
| 72 | STANDARD BIOTOOLS INC | LAB | 450,000 | $868,500 | 0.12% |
| 73 | VROOM INC | VRMWW | 375,000 | $540,000 | 0.08% |
| 74 | ARTEMIS STRATEGIC INVT CORP | 04303A103 | 50,000 | $529,500 | 0.07% |
| 75 | ESPERION THERAPEUTICS INC NE | ESPR | 100,000 | $280,371 | 0.04% |
| 76 | PORCH GROUP INC | PRCH | 200,000 | $276,000 | 0.04% |
| 77 | M3 BRIGADE ACQUISITION III | 55407R103 | 25,000 | $261,250 | 0.04% |
| 78 | SPDR S&P 500 ETF TR | SPY | 150,000 | $245,250 | 0.03% |
| 79 | TELLURIAN INC NEW | 87968A104 | 170,000 | $243,100 | 0.03% |
| 80 | AMYRIS INC | 03236M200 | 200,000 | $206,000 | 0.03% |
| 81 | SPDR S&P 500 ETF TR | SPY | 100,000 | $190,000 | 0.03% |
| 82 | VISCOGLIOSI BROS ACQUISTN CO | 92838K100 | 15,000 | $157,926 | 0.02% |
| 83 | SPDR S&P 500 ETF TR | SPY | 75,000 | $47,625 | 0.01% |
| 84 | THOR INDS INC | 885160101 | 10,000 | $47,000 | 0.01% |
| 85 | ISHARES TR | 464287655 | 50,000 | $36,500 | 0.01% |
| 86 | INFINERA CORP | 45667G103 | 250,000 | $12,500 | 0.00% |
| 87 | ISHARES TR | 464288513 | 25,000 | $11,250 | 0.00% |
| 88 | INFINERA CORP | 45667G103 | 50,000 | $10,000 | 0.00% |
| 89 | M3 BRIGADE ACQUISITION III | 55407R103 | 8,333 | $3,667 | 0.00% |
| 90 | ADTHEORENT HOLDING COMPANY | ADT | 27,191 | $2,922 | 0.00% |
| 91 | INDUSTRIAL TECH ACQSTNS II I | 45635R108 | 37,500 | $2,250 | 0.00% |
| 92 | BYTE ACQUISITION CORP | G1R25Q105 | 12,500 | $2,103 | 0.00% |
| 93 | ARTEMIS STRATEGIC INVT CORP | 04303A103 | 25,000 | $728 | 0.00% |
| 94 | VISCOGLIOSI BROS ACQUISTN CO | 92838K100 | 7,500 | $258 | 0.00% |
| 95 | SPREE ACQUISITION CORP 1 LTD | G83745102 | 12,500 | $0 | 0.00% |