13F HOLDINGS REPORT (Amended)
OTA Financial Group L.P.
Quarter ended Q1 2023 · Filed February 9, 2023 · Accession 0001317346-23-000003
Total Value
$100,283
Positions
70
Other Managers
2
Confidential Omitted
No
Holdings (70)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | OCCIDENTAL PETROLEUM CORP | 674599162 | 594,431 | $24,508 | 24.44% |
| 2 | SPROTT PHYSICAL GOLD TRUST | SII | 892,993 | $12,591 | 12.56% |
| 3 | BLACKROCK INNOV & GROW TR | BLK | 1,276,755 | $8,694 | 8.67% |
| 4 | SOUTH JERSEY INDUSTRIES | 838518306 | 89,121 | $6,151 | 6.13% |
| 5 | LIBERTY BROADBAND-C | LBRDP | 76,995 | $5,872 | 5.86% |
| 6 | ISHARES CORE U.S. AGGREGATE | 464287226 | 46,069 | $4,468 | 4.46% |
| 7 | TORTOISE ENERGY INFRASTRUCT | TYG | 136,037 | $4,321 | 4.31% |
| 8 | TORTOISE MIDSTREAM ENERGY | 89148B200 | 62,542 | $2,162 | 2.16% |
| 9 | KAYNE ANDERSON ENERGY INFRAS | 486606106 | 167,014 | $1,429 | 1.42% |
| 10 | BLACKROCK ESG CAPITAL ALLOC | BLK | 101,556 | $1,363 | 1.36% |
| 11 | NBRGR BRMN NEX GEN CONNECT | NBXG | 139,335 | $1,267 | 1.26% |
| 12 | KAYNE ANDERSON NEXTGEN ENERG | 48661E108 | 153,557 | $1,153 | 1.15% |
| 13 | BROOKFIELD REINSURANCE LTD | G16250105 | 36,764 | $1,150 | 1.15% |
| 14 | SCHWAB US AGGREGATE BOND ETF | 808524839 | 25,006 | $1,141 | 1.14% |
| 15 | PLAINS ALL AMER PIPELINE LP | 726503105 | 91,789 | $1,079 | 1.08% |
| 16 | ALPHABET INC-CL A | GOOG | 11,944 | $1,053 | 1.05% |
| 17 | VANGUARD INT-TERM CORPORATE | 92206C870 | 13,097 | $1,015 | 1.01% |
| 18 | BLACKROCK MUNIHOLDINGS CA QU | BLK | 89,643 | $962 | 0.96% |
| 19 | BLACKROCK MUNICIPAL INCOME | BLK | 76,344 | $864 | 0.86% |
| 20 | BLACKROCK HEALTH SCI TR II | BLK | 45,433 | $701 | 0.70% |
| 21 | BLACKROCK CAPITAL ALLOCATION | BLK | 49,829 | $691 | 0.69% |
| 22 | COLOMBIER ACQUISITION CORP-A | CLBR-WT | 69,007 | $685 | 0.68% |
| 23 | HERTZ GLOBAL HLDGS INC | HTZWW | 87,153 | $649 | 0.65% |
| 24 | GOLDMAN SACHS MLP & ENERGY R | NVGLF | 48,270 | $616 | 0.61% |
| 25 | BLACKROCK CAL MUN TR SBI | BLK | 55,637 | $602 | 0.60% |
| 26 | ALLIANCE NATIONAL MUNI INC | 01864U106 | 57,300 | $600 | 0.60% |
| 27 | ADARA ACQUISITION CORP-CL A | 00653H102 | 55,373 | $563 | 0.56% |
| 28 | BLACKROCK ENRGY & RES | BLK | 44,811 | $561 | 0.56% |
| 29 | FAST ACQUISITION CORP II-A | 311874101 | 51,557 | $516 | 0.51% |
| 30 | BANNER ACQUISITION CORP | BANR | 50,186 | $505 | 0.50% |
| 31 | PIONEER MUNI HIGH INC OPP | 723760104 | 46,222 | $492 | 0.49% |
| 32 | SPORTSMAP TECH ACQUISITION C | 84921J108 | 46,022 | $470 | 0.47% |
| 33 | BNYM STRAT MUNI BND | 09662E109 | 79,794 | $461 | 0.46% |
| 34 | CLEARBRIDGE MLP & MIDSTREAM | 18469Q207 | 15,611 | $441 | 0.44% |
| 35 | FIRST TRUST MLP AND ENERGY I | 33739B104 | 55,102 | $430 | 0.43% |
| 36 | FIRST RESERVE SUSTAINABLE-A | 336169107 | 40,618 | $408 | 0.41% |
| 37 | TG VENTURE ACQUISITION CORP | 87251T109 | 39,817 | $404 | 0.40% |
| 38 | INTEGRAL ACQUISITION CORP-A | 45827K101 | 39,297 | $397 | 0.40% |
| 39 | ZILLOW GROUP INC - A | Z | 11,815 | $368 | 0.37% |
| 40 | UNDER ARMOUR INC-CLASS A | UA | 36,073 | $366 | 0.36% |
| 41 | RF ACQUISITION CORP - CL A | 74954L104 | 34,988 | $353 | 0.35% |
| 42 | EG ACQUISITION CORP-A | 26846A100 | 35,091 | $349 | 0.35% |
| 43 | ADAMS NATURAL RESOURCES FUND | 00548F105 | 15,808 | $344 | 0.34% |
| 44 | NEWBURY STREET ACQUISITION C | 65101L104 | 34,044 | $340 | 0.34% |
| 45 | FIRST TRUST ENERGY INFRASTRU | 33738C103 | 23,180 | $334 | 0.33% |
| 46 | WELSBACH TECHNOLOGY METALS | 950415109 | 32,577 | $332 | 0.33% |
| 47 | INVESCO VALUE MUNICIPAL INCO | IVZ | 26,613 | $320 | 0.32% |
| 48 | WESTERN ASSET MUNICIPAL PART | 95766P108 | 26,526 | $308 | 0.31% |
| 49 | FG MERGER CORP | 30324Y101 | 28,417 | $304 | 0.30% |
| 50 | TWELVE SEAS INVTMNT CO II -A | TWLVU | 29,738 | $299 | 0.30% |
| 51 | PIMCO MUNI INCOME FD II | 72200W106 | 32,731 | $295 | 0.29% |
| 52 | ATLANTIC COASTAL ACQUISITI-A | 048453104 | 28,560 | $286 | 0.29% |
| 53 | BANNIX ACQUISITION CORP | 066644105 | 28,188 | $286 | 0.29% |
| 54 | SPROTT PHYSICAL SILVER TRUST | SII | 33,429 | $275 | 0.27% |
| 55 | NUVEEN FLOAT RATE INC FD | 67072T108 | 32,946 | $260 | 0.26% |
| 56 | AMERICA MOVIL S A DE C V | AMXOF | 14,253 | $256 | 0.26% |
| 57 | BLACKROCK MUNIHOLDINGS NY QU | BLK | 24,752 | $254 | 0.25% |
| 58 | BLACKROCK MUNIYIELD PENNSYLV | BLK | 22,932 | $252 | 0.25% |
| 59 | INVESCO PA VAL MUNI INC | IVZ | 25,381 | $248 | 0.25% |
| 60 | KADEM SUSTAINABLE IMPAC-CL A | 48284E105 | 24,049 | $241 | 0.24% |
| 61 | NUVEEN DIV ADV MUNI | NU | 20,355 | $240 | 0.24% |
| 62 | DIAMONDHEAD HOLDINGS CORP-A | 25278L105 | 23,863 | $240 | 0.24% |
| 63 | INSIGHT ACQUISITION CORP-A | 45784L100 | 22,485 | $226 | 0.23% |
| 64 | TEMPLETON DRAGON FUND INC | 88018T101 | 22,087 | $225 | 0.22% |
| 65 | PIMCO FLOATING RATE | 72201J104 | 30,128 | $213 | 0.21% |
| 66 | BLACKSTONE STRATEGIC CREDIT | BX | 20,209 | $213 | 0.21% |
| 67 | M3-BRIGADE ACQUISITION II-A | 553800103 | 21,023 | $210 | 0.21% |
| 68 | GENIUS SPORTS LTD | GENI | 230,973 | $207 | 0.21% |
| 69 | BROOKFIELD REAL ASSETS INCOM | RA | 12,645 | $204 | 0.20% |
| 70 | BURTECH ACQUISITION CORP-A | 123013104 | 19,731 | $200 | 0.20% |