13F HOLDINGS REPORT
Rock Point Advisors, LLC
Quarter ended Q3 2023 · Filed August 10, 2023 · Accession 0001301540-23-000004
Total Value
$304.5M
Positions
92
Other Managers
0
Confidential Omitted
No
Holdings (92)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | Kennedy-Wilson Holdings | KW | 1,203,310 | $19.7M | 6.45% |
| 2 | Citigroup | C-PR | 296,193 | $13.6M | 4.48% |
| 3 | Jefferies Financial Group | 47233W109 | 349,345 | $11.6M | 3.80% |
| 4 | TJX Companies | 872540109 | 132,266 | $11.2M | 3.68% |
| 5 | Apple Computer | AAPL | 53,261 | $10.3M | 3.39% |
| 6 | Sp Plus Corporation | 78469C103 | 259,034 | $10.1M | 3.33% |
| 7 | Evolent Health Inc | EVH | 330,448 | $10.0M | 3.29% |
| 8 | Broadcom Ltd | AVGO | 10,200 | $8.8M | 2.91% |
| 9 | Sony Group | SNEJF | 92,289 | $8.3M | 2.73% |
| 10 | Accenture | ACN | 25,575 | $7.9M | 2.59% |
| 11 | American International Group | 026874784 | 133,282 | $7.7M | 2.52% |
| 12 | Paramount Global | 92556H206 | 464,838 | $7.4M | 2.43% |
| 13 | Aptiv Plc | APTV | 72,154 | $7.4M | 2.42% |
| 14 | Willdan Group Inc | WLDN | 365,173 | $7.0M | 2.30% |
| 15 | Triumph Group Inc | 896818101 | 557,071 | $6.9M | 2.26% |
| 16 | First BanCorp PR | 318672706 | 542,356 | $6.6M | 2.18% |
| 17 | Cisco Systems | CSCO | 116,411 | $6.0M | 1.98% |
| 18 | SAP | SAPGF | 41,066 | $5.6M | 1.84% |
| 19 | Delta Air Lines | DAL | 116,259 | $5.5M | 1.81% |
| 20 | Corning | GLW | 155,860 | $5.5M | 1.79% |
| 21 | Granite Construction Inc | GVA | 137,258 | $5.5M | 1.79% |
| 22 | Chubb Corporation | CB | 27,486 | $5.3M | 1.74% |
| 23 | Alexander & Baldwin Inc | 014491104 | 283,922 | $5.3M | 1.73% |
| 24 | VMware | 928563402 | 35,081 | $5.0M | 1.66% |
| 25 | Algonquin Power & Utilities Corp | 015857105 | 583,869 | $4.8M | 1.58% |
| 26 | PotlatchDeltic Corp | 737630103 | 87,814 | $4.6M | 1.52% |
| 27 | Stryker | SYK | 14,827 | $4.5M | 1.49% |
| 28 | GOOG | 37,409 | $4.5M | 1.47% | |
| 29 | Sylvamo Corp | SLVM | 110,530 | $4.5M | 1.47% |
| 30 | Ameresco | AMRC | 89,279 | $4.3M | 1.43% |
| 31 | American Well Cl A Ord | AMWL | 2,033,383 | $4.3M | 1.40% |
| 32 | Lumen Technologies | LUMN | 1,813,909 | $4.1M | 1.35% |
| 33 | W. P. Carey | 92936U109 | 59,435 | $4.0M | 1.32% |
| 34 | FTC Solar Inc | FTCI | 1,200,885 | $3.9M | 1.27% |
| 35 | AT&T | T-PC | 234,466 | $3.7M | 1.23% |
| 36 | Annaly Capital Mgmt | NLY-PJ | 182,102 | $3.6M | 1.20% |
| 37 | Tremor International | NEXN | 495,520 | $3.6M | 1.17% |
| 38 | AES | AES | 163,448 | $3.4M | 1.11% |
| 39 | M&T Bank Corporation | 55261F104 | 27,151 | $3.4M | 1.10% |
| 40 | TPI Composites Inc | TPICQ | 318,110 | $3.3M | 1.08% |
| 41 | Hersha Hospitality Trust | 427825500 | 496,270 | $3.0M | 0.99% |
| 42 | Global Payments Inc | 37940X102 | 30,429 | $3.0M | 0.98% |
| 43 | Pfizer | PFE | 77,468 | $2.8M | 0.93% |
| 44 | Stem Inc | STEM | 493,110 | $2.8M | 0.93% |
| 45 | Materialise | MTLS | 323,800 | $2.8M | 0.92% |
| 46 | Pultegroup Inc | 745867101 | 29,496 | $2.3M | 0.75% |
| 47 | Popular | BPOPM | 31,447 | $1.9M | 0.62% |
| 48 | Microsoft | MSFT | 5,323 | $1.8M | 0.60% |
| 49 | SPDR S&P Regional | 78464A698 | 38,142 | $1.6M | 0.51% |
| 50 | BlackRock Income Trust | BLK | 94,633 | $1.2M | 0.38% |
| 51 | Johnson & Johnson | JNJ | 6,083 | $1.0M | 0.33% |
| 52 | SPDR Inv Grade Floating Rate | 78468R200 | 30,720 | $942,797 | 0.31% |
| 53 | BlackRock Muni Intermediate Duration Fund | BLK | 81,055 | $927,269 | 0.30% |
| 54 | Procter & Gamble | 742718109 | 5,624 | $853,349 | 0.28% |
| 55 | Goldman Sachs Access Treasury 0-1 Yr ETF | NVGLF | 8,328 | $833,383 | 0.27% |
| 56 | Pepsico | PEP | 3,939 | $729,582 | 0.24% |
| 57 | West Claymore Inflation-Linked Securities | 95766Q106 | 82,343 | $680,153 | 0.22% |
| 58 | Western Asset Intermediate Mun | 958435109 | 83,350 | $635,127 | 0.21% |
| 59 | Goldman Sachs Access Ultra Short Bd ETF | NVGLF | 12,171 | $607,333 | 0.20% |
| 60 | Novo Nordisk A/S | NONOF | 3,700 | $598,771 | 0.20% |
| 61 | SPDR Nuveen Barclays ST Muni | 78468R739 | 11,950 | $562,248 | 0.18% |
| 62 | Vanguard Short-Term Bond | 921937827 | 7,142 | $539,721 | 0.18% |
| 63 | Eaton Vance Ltd Duration | ETN | 57,394 | $537,208 | 0.18% |
| 64 | ChevronTexaco | CVX | 3,335 | $524,762 | 0.17% |
| 65 | Berkshire Hathaway Cl B | BRK-A | 1,457 | $496,837 | 0.16% |
| 66 | Nuveen AMT Free Mun Income Fd | NU | 44,270 | $483,871 | 0.16% |
| 67 | Managed Municipal Portfolio | 95766M105 | 47,650 | $473,165 | 0.16% |
| 68 | Exxon Mobil | XOM | 4,080 | $437,580 | 0.14% |
| 69 | Schwab US Small-Cap ETF | 808524607 | 8,892 | $389,470 | 0.13% |
| 70 | Schwab US Mid-Cap ETF | 808524508 | 5,030 | $357,281 | 0.12% |
| 71 | Schwab US Broad Mkt ETF | 808524102 | 6,902 | $356,833 | 0.12% |
| 72 | Wheaton Precious Metals | WPM | 8,140 | $351,811 | 0.12% |
| 73 | Thermo Fisher Scientific | TMO | 658 | $343,312 | 0.11% |
| 74 | General Electric | 369604301 | 2,881 | $316,478 | 0.10% |
| 75 | Relx Plc | RLXXF | 8,686 | $290,373 | 0.10% |
| 76 | Schwab Short-Term U.S. Treasury ETF | 808524862 | 6,034 | $289,994 | 0.10% |
| 77 | Schwab US Large Cap ETF | 808524201 | 5,401 | $282,850 | 0.09% |
| 78 | Schwab International Equity ETF | 808524805 | 7,933 | $282,811 | 0.09% |
| 79 | Templeton Global Income | 880198106 | 66,896 | $276,949 | 0.09% |
| 80 | Schwab US TIPS ETF | 808524870 | 5,091 | $266,921 | 0.09% |
| 81 | Badger Meter | BMI | 1,800 | $265,608 | 0.09% |
| 82 | Walt Disney | 254687106 | 2,872 | $256,412 | 0.08% |
| 83 | Lockheed Martin Corp | LMT | 550 | $253,209 | 0.08% |
| 84 | Schwab US Aggregate Bond ETF | 808524839 | 5,452 | $251,664 | 0.08% |
| 85 | GOOG | 2,058 | $248,956 | 0.08% | |
| 86 | Merck | MRK | 2,155 | $248,665 | 0.08% |
| 87 | CSX | CSX | 7,200 | $245,520 | 0.08% |
| 88 | International Business Machines | INTR | 1,800 | $240,858 | 0.08% |
| 89 | Royal Gold Inc | RGLD | 2,000 | $229,560 | 0.08% |
| 90 | Ishares Short Term | 464288646 | 4,573 | $229,427 | 0.08% |
| 91 | Vanguard Short Term Corp Bond ETF | 92206C409 | 2,828 | $213,966 | 0.07% |
| 92 | Truist Finl Corp Com | 89832Q109 | 6,850 | $207,898 | 0.07% |