13F HOLDINGS REPORT
Skaana Management L.P.
Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001214659-23-015103
Total Value
$406.6M
Positions
216
Other Managers
0
Confidential Omitted
No
Holdings (216)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | OCCIDENTAL PETE CORP | 674599105 | 400,325 | $26.0M | 6.39% |
| 2 | OCCIDENTAL PETE CORP | 674599105 | 368,400 | $23.9M | 5.88% |
| 3 | RBC BEARINGS INC | RBC | 174,224 | $19.2M | 4.72% |
| 4 | RBC BEARINGS INC | RBC | 69,600 | $16.3M | 4.01% |
| 5 | COLONY CAPITAL OPERATING CO 5.75 Percent 07/15/2025 | 19626LAA5 | 7,397,000 | $14.5M | 3.55% |
| 6 | AMERICAN AIRLINES GROUP INC | AAL | 13,225,000 | $14.1M | 3.47% |
| 7 | CARNIVAL CORP | CUKPF | 9,369,000 | $14.0M | 3.44% |
| 8 | SPIRIT AIRLS INC | 848577AA0 | 8,340,000 | $14.0M | 3.44% |
| 9 | OCCIDENTAL PETE CORP | 674599162 | 298,915 | $12.9M | 3.18% |
| 10 | SPDR S&P 500 ETF TR | SPY | 30,000 | $12.8M | 3.15% |
| 11 | ROYAL CARIBBEAN GROUP | 780153BQ4 | 6,000,000 | $11.8M | 2.91% |
| 12 | ON SEMICONDUCTOR CORP | ON | 2,500,000 | $11.2M | 2.75% |
| 13 | OCCIDENTAL PETE CORP | 674599105 | 161,200 | $10.5M | 2.57% |
| 14 | TRANSOCEAN INC. 144A 4.625 Percent 09/30/2029 | RIG | 4,000,000 | $10.4M | 2.55% |
| 15 | NCL CORP LTD | 62886HAT8 | 7,600,000 | $10.0M | 2.45% |
| 16 | EPR PPTYS | 26884U208 | 531,334 | $9.9M | 2.44% |
| 17 | ALGONQUIN PWR UTILS CORP | 015857873 | 437,782 | $9.5M | 2.32% |
| 18 | APOLLO GLOBAL MGMT INC | 03769M304 | 132,602 | $7.3M | 1.80% |
| 19 | RBC BEARINGS INC | RBC | 29,500 | $6.9M | 1.70% |
| 20 | CINEMARK HLDGS INC | CNK | 4,500,000 | $6.6M | 1.62% |
| 21 | BROOKDALE SR LIVING INC | 112463302 | 111,833 | $6.5M | 1.60% |
| 22 | CALIFORNIA RESOURCES CORP EXP10/23/2024 | 13057Q123 | 297,946 | $6.3M | 1.56% |
| 23 | TARGET HOSPITALITY CORP | TH | 1,001,620 | $5.1M | 1.26% |
| 24 | ENOVIX CORP 144A 3 Percent 05/01/2028 | 293594AC1 | 4,750,000 | $5.1M | 1.24% |
| 25 | CHART INDS INC | 16115Q407 | 75,521 | $5.0M | 1.24% |
| 26 | WAYFAIR INC | W | 4,000,000 | $4.8M | 1.18% |
| 27 | GARRETT MOTION INC | GTX | 597,940 | $4.7M | 1.16% |
| 28 | NOVAVAX INC. 144A 5 Percent 12/15/2027 | 670002AC8 | 6,200,000 | $4.7M | 1.15% |
| 29 | STEM INC. 144A 4.25 Percent 04/01/2030 | STEM | 5,750,000 | $4.6M | 1.14% |
| 30 | RIVIAN AUTOMOTIVE INC 144A 4.625 Percent 03/15/2029 | 76954AAA1 | 3,000,000 | $4.3M | 1.07% |
| 31 | DYNAVAX TECHNOLOGIES CORP | 268158AD4 | 2,725,000 | $4.2M | 1.02% |
| 32 | LI AUTO INC | LAAOF | 2,915,000 | $4.1M | 1.01% |
| 33 | CTO REALTY GROWTH INC. 3.875 Percent 04/15/2025 | 210226AD8 | 3,596,000 | $3.8M | 0.94% |
| 34 | FLUOR CORP NEW | FLR | 90,300 | $3.3M | 0.82% |
| 35 | GREAT AJAX CORP | 38983D409 | 131,211 | $3.2M | 0.78% |
| 36 | FLUOR CORP NEW | FLR | 78,500 | $2.9M | 0.71% |
| 37 | GARRETT MOTION INC | GTX | 356,100 | $2.8M | 0.69% |
| 38 | MICROSTRATEGY INC | 594972AC5 | 2,492,000 | $2.7M | 0.66% |
| 39 | TARGET HOSPITALITY CORP | TH | 166,100 | $2.6M | 0.65% |
| 40 | VERRA MOBILITY CORP | VRRM | 140,705 | $2.6M | 0.65% |
| 41 | VERTEX ENERGY INC | VERX | 570,900 | $2.5M | 0.62% |
| 42 | ROYAL CARIBBEAN GROUP | 780153BF8 | 2,000,000 | $2.3M | 0.55% |
| 43 | SAREPTA THERAPEUTICS INC | SRPT | 2,000,000 | $2.2M | 0.55% |
| 44 | AMERICAN AIRLS GROUP INC | 02376R102 | 171,600 | $2.2M | 0.54% |
| 45 | VERTEX ENERGY INC | VERX | 483,932 | $2.2M | 0.53% |
| 46 | HERBALIFE NUTRITION LTD. 144A 4.25 Percent 06/15/2028 | HLF | 2,000,000 | $2.1M | 0.53% |
| 47 | AST SPACEMOBILE INC | ASTS | 541,700 | $2.1M | 0.51% |
| 48 | CARNIVAL CORP | CUKPF | 147,400 | $2.0M | 0.50% |
| 49 | INTERCEPT PHARMACEUTICALS IN | INTR | 2,000,000 | $2.0M | 0.48% |
| 50 | KAMAN CORP | 483548AF0 | 2,000,000 | $1.9M | 0.48% |
| 51 | FISKER INC. 144A 2.5 Percent 09/15/2026 | 33813JAA4 | 3,578,000 | $1.8M | 0.45% |
| 52 | TARGET HOSPITALITY CORP | TH | 107,200 | $1.7M | 0.42% |
| 53 | PEABODY ENGR CORP | 704551AD2 | 1,000,000 | $1.5M | 0.37% |
| 54 | CSG SYSTEMS INTERNATIONAL IN 3.875 Percent 09/15/2028 | CSGS | 1,500,000 | $1.5M | 0.36% |
| 55 | CHESAPEAKE ENERGY CORP | EXE | 15,800 | $1.4M | 0.34% |
| 56 | ARRAY TECHNOLOGIES INC | ARRY | 1,146,000 | $1.3M | 0.32% |
| 57 | NIO INC. 144A 4.625 Percent 10/15/2030 | NIOIF | 1,250,000 | $1.3M | 0.32% |
| 58 | ARBOR REALTY TRUST INC. 144A 7.5 Percent 08/01/2025 | ABR-PF | 1,200,000 | $1.2M | 0.30% |
| 59 | ENOVIX CORPORATION | ENVX | 96,000 | $1.2M | 0.30% |
| 60 | SPIRIT AIRLS INC | 848577102 | 72,300 | $1.2M | 0.29% |
| 61 | FISKER INC | 33813J106 | 184,500 | $1.2M | 0.29% |
| 62 | NEXTERA ENERGY INC | NEE-PW | 19,000 | $1.1M | 0.27% |
| 63 | SOFI TECHNOLOGIES INC | SOFI | 129,800 | $1.0M | 0.26% |
| 64 | SOFI TECHNOLOGIES INC | SOFI | 129,800 | $1.0M | 0.26% |
| 65 | VERRA MOBILITY CORP | VRRM | 55,400 | $1.0M | 0.25% |
| 66 | NIO INC. 144A 3.875 Percent 10/15/2029 | NIOIF | 1,000,000 | $1.0M | 0.25% |
| 67 | SPIRIT AIRLS INC | 848577102 | 59,200 | $976,800 | 0.24% |
| 68 | HAT HOLDINGS I LLC 144A 3.75 Percent 08/15/2028 | 418751AJ2 | 1,000,000 | $971,880 | 0.24% |
| 69 | LUMENTUM HOLDINGS INC. 144A 1.5 Percent 12/15/2029 | LITE | 1,000,000 | $909,000 | 0.22% |
| 70 | ENOVIX CORPORATION | ENVX | 72,300 | $907,365 | 0.22% |
| 71 | MICROSTRATEGY INC | STRK | 2,600 | $853,528 | 0.21% |
| 72 | VINFAST AUTO LTD | VFSWW | 211,907 | $828,556 | 0.20% |
| 73 | ROYAL CARIBBEAN GROUP | V7780T103 | 8,000 | $737,120 | 0.18% |
| 74 | VERTEX ENERGY INC | VERX | 165,200 | $735,140 | 0.18% |
| 75 | AST SPACEMOBILE INC | ASTS | 729,930 | $686,134 | 0.17% |
| 76 | NIO INC | NIOIF | 75,000 | $678,000 | 0.17% |
| 77 | NOVAVAX INC | NVAX | 86,366 | $625,290 | 0.15% |
| 78 | NIO INC | NIOIF | 530,000 | $588,470 | 0.14% |
| 79 | FARADAY FUTRE INTLGT ELCTR I | 307359505 | 429,200 | $570,836 | 0.14% |
| 80 | NOVAVAX INC | NVAX | 76,300 | $552,412 | 0.14% |
| 81 | NORWEGIAN CRUISE LINE HLDG L | NCLH | 30,700 | $505,936 | 0.12% |
| 82 | INTERCEPT PHARMACEUTICALS IN | INTR | 26,000 | $482,040 | 0.12% |
| 83 | BIGBEAR AI HLDGS INC | BBAI-WT | 262,500 | $396,375 | 0.10% |
| 84 | PAYSAFE LIMITED | PSFE | 32,800 | $393,272 | 0.10% |
| 85 | INTERCEPT PHARMACEUTICALS IN | INTR | 20,877 | $387,060 | 0.10% |
| 86 | FISKER INC | 33813J106 | 59,500 | $381,990 | 0.09% |
| 87 | SELINA HOSPITALITY PLC 6 Percent 11/01/2026 | 81635BAA6 | 5,250,000 | $367,500 | 0.09% |
| 88 | ASTRA SPACE INC | 04634X202 | 190,500 | $352,425 | 0.09% |
| 89 | NOVAVAX INC | NVAX | 46,800 | $338,832 | 0.08% |
| 90 | UNITED STATES STL CORP NEW | UNTCW | 9,500 | $308,560 | 0.08% |
| 91 | VINFAST AUTO LTD | VFSWW | 24,362 | $304,525 | 0.07% |
| 92 | STEM INC | STEM | 65,200 | $276,448 | 0.07% |
| 93 | NIO INC | NIOIF | 30,000 | $271,200 | 0.07% |
| 94 | GINKGO BIOWORKS HOLDINGS INC | DNABW | 143,800 | $260,278 | 0.06% |
| 95 | ALGONQUIN PWR UTILS CORP | 015857105 | 43,500 | $257,520 | 0.06% |
| 96 | PEABODY ENERGY CORP | BTU | 9,400 | $244,306 | 0.06% |
| 97 | UNITED STATES STL CORP | UNTCW | 90,000 | $221,670 | 0.05% |
| 98 | PURECYCLE TECHNOLOGIES INC | PCTTW | 37,500 | $210,375 | 0.05% |
| 99 | PURECYCLE TECHNOLOGIES INC | PCTTW | 36,651 | $205,612 | 0.05% |
| 100 | CANO HEALTH INC | 13781Y103 | 7,400 | $187,664 | 0.05% |
| 101 | CINEMARK HLDGS INC | CNK | 9,000 | $165,150 | 0.04% |
| 102 | UNITED STATES STL CORP NEW | UNTCW | 5,000 | $162,400 | 0.04% |
| 103 | THE LION ELECTRIC COMPANY | 536221120 | 311,927 | $162,202 | 0.04% |
| 104 | VIRGIN GALACTIC HOLDINGS INC | SPCE | 80,000 | $144,000 | 0.04% |
| 105 | BLADE AIR MOBILITY INC | SRTAW | 52,900 | $137,011 | 0.03% |
| 106 | INDIE SEMICONDUCTOR INC | INDI | 18,400 | $115,920 | 0.03% |
| 107 | BLACKSTONE MTG TR INC | BX | 5,000 | $108,750 | 0.03% |
| 108 | ALGONQUIN PWR UTILS CORP | 015857105 | 17,400 | $103,008 | 0.03% |
| 109 | AMPRIUS TECHNOLOGIES INC | AMPX-WT | 367,173 | $99,137 | 0.02% |
| 110 | CANO HEALTH INC | 13781Y103 | 3,600 | $91,296 | 0.02% |
| 111 | STEM INC | STEM | 20,000 | $84,800 | 0.02% |
| 112 | CHART INDS INC | 16115Q308 | 500 | $84,560 | 0.02% |
| 113 | PSQ HOLDINGS INC | PSQH-WT | 57,932 | $80,525 | 0.02% |
| 114 | BIGBEAR AI HLDGS INC | BBAI-WT | 166,864 | $75,089 | 0.02% |
| 115 | WEATHERFORD INTERNATIONAL EXP11/26/2023 | G48833126 | 30,616 | $73,478 | 0.02% |
| 116 | LIVEWIRE GROUP INC | LVWR-WT | 183,989 | $64,415 | 0.02% |
| 117 | HERBALIFE LTD | HLF | 4,000 | $55,960 | 0.01% |
| 118 | SABRE CORP | SABR | 10,629 | $47,724 | 0.01% |
| 119 | 23ANDME HOLDING CO | 90138Q108 | 47,700 | $46,636 | 0.01% |
| 120 | FORD MTR CO DEL | 345370860 | 3,100 | $38,502 | 0.01% |
| 121 | RUMBLE INC | RUMBW | 7,400 | $37,740 | 0.01% |
| 122 | FREYR BATTERY | L4135L100 | 7,200 | $35,208 | 0.01% |
| 123 | CHART INDS INC | 16115Q308 | 200 | $33,824 | 0.01% |
| 124 | VINFAST AUTO LTD | VFSWW | 2,500 | $31,250 | 0.01% |
| 125 | BIGBEAR AI HLDGS INC | BBAI-WT | 20,000 | $30,200 | 0.01% |
| 126 | EVE HLDG INC | EVEX-WT | 42,218 | $29,979 | 0.01% |
| 127 | OFFERPAD SOLUTIONS INC | OPADW | 2,800 | $27,328 | 0.01% |
| 128 | PAYSAFE LIMITED | PSFE | 2,100 | $25,179 | 0.01% |
| 129 | CANOO INC | 13803R102 | 45,500 | $22,295 | 0.01% |
| 130 | BRILLIANT ACQUISITION CORP | BRIA | 100,000 | $20,900 | 0.01% |
| 131 | CYTOKINETICS INC | CYTK | 700 | $20,622 | 0.01% |
| 132 | FORAFRIC GLOBAL PLC | AFRIW | 16,300 | $19,560 | 0.00% |
| 133 | FARADAY FUTRE INTLGT ELCTR I | 307359117 | 708,071 | $18,268 | 0.00% |
| 134 | PSQ HOLDINGS INC | PSQH-WT | 2,000 | $18,160 | 0.00% |
| 135 | BETTER HOME & FINANCE HOLDIN | BETRW | 30,000 | $14,370 | 0.00% |
| 136 | BROOKDALE SR LIVING INC | 112463104 | 2,400 | $9,936 | 0.00% |
| 137 | CUSTOM TRUCK ONE SOURCE INC | CTOS | 118,936 | $9,503 | 0.00% |
| 138 | A SPAC II ACQUISITION CORP | G0543H133 | 100,000 | $9,000 | 0.00% |
| 139 | EDOC ACQUISITION CORP | G4000A136 | 100,000 | $9,000 | 0.00% |
| 140 | AST SPACEMOBILE INC | ASTS | 2,100 | $7,980 | 0.00% |
| 141 | GETTY IMAGES HOLDINGS INC | GETY | 1,200 | $7,788 | 0.00% |
| 142 | BRIDGETOWN HOLDINGS LTD | G1355U121 | 19,785 | $6,727 | 0.00% |
| 143 | ABACUS LIFE INC | 00258Y112 | 16,261 | $6,179 | 0.00% |
| 144 | BETTER HOME & FINANCE HOLDIN | BETRW | 56,611 | $5,661 | 0.00% |
| 145 | EOS ENERGY ENTERPRISES INC | EOSE | 12,998 | $5,394 | 0.00% |
| 146 | CLEVER LEAVES HOLDINGS INC | 186760112 | 290,052 | $4,960 | 0.00% |
| 147 | ROCKET PHARMACEUTICALS INC | RCKTW | 23,288 | $3,959 | 0.00% |
| 148 | FAZE HOLDINGS INC | 31423J110 | 257,905 | $3,559 | 0.00% |
| 149 | FAZE HOLDINGS INC | 31423J102 | 20,100 | $3,333 | 0.00% |
| 150 | FARADAY FUTRE INTLGT ELCTR I | 307359505 | 2,400 | $3,192 | 0.00% |
| 151 | KATAPULT HOLDINGS INC | KPLTW | 300 | $3,072 | 0.00% |
| 152 | BLACKSKY TECHNOLOGY INC | BKSY-WT | 2,500 | $2,925 | 0.00% |
| 153 | LGL SYSTEMS ACQUISITION C11.5000 EXP08/26/2026 | 46323Q113 | 290,781 | $2,908 | 0.00% |
| 154 | ONESPAWORLD HOLDINGS LIMI11.5000 EXP03/19/2024 | OSW | 2,700 | $2,700 | 0.00% |
| 155 | FREYR BATTERY | L4135L118 | 2,194 | $2,194 | 0.00% |
| 156 | INTERCEPT PHARMACEUTICALS IN | INTR | 100 | $1,854 | 0.00% |
| 157 | CLIMATEROCK | CLRWF | 19,600 | $1,764 | 0.00% |
| 158 | CHICKEN SOUP FOR THE SOUL EN | 16842Q134 | 156,418 | $1,689 | 0.00% |
| 159 | SHUAA PARTNERS ACQUISTN CORP | G81173117 | 33,285 | $1,671 | 0.00% |
| 160 | BROOGE ENERGY LTD | G1611B115 | 100,000 | $1,510 | 0.00% |
| 161 | VIVEON HEALTH ACQUISITION CO | 92853V114 | 60,777 | $1,392 | 0.00% |
| 162 | UCOMMUNE INTERNATIONAL LTD | UK | 48,592 | $1,380 | 0.00% |
| 163 | AGBA GROUP HOLDING LTD | G01212110 | 46,220 | $1,363 | 0.00% |
| 164 | BRILLIANT ACQUISITION CORP | BRIA | 18,650 | $1,333 | 0.00% |
| 165 | CARTESIAN GROWTH CORP II | REEWF | 8,333 | $1,333 | 0.00% |
| 166 | SHAPEWAYS HOLDINGS INC | 81947T110 | 155,696 | $1,090 | 0.00% |
| 167 | A SPAC II ACQUISITION CORP | G0543H117 | 37,996 | $954 | 0.00% |
| 168 | LIGHTNING EMOTORS INC11.5000EXP05/18/2025 | 53228T119 | 392,968 | $904 | 0.00% |
| 169 | EOS ENERGY ENTERPRISES INC | EOSE | 400 | $860 | 0.00% |
| 170 | PARKER DRILLING COMPANYEXP09/16/2024 | 701081119 | 29,534 | $738 | 0.00% |
| 171 | UWM HOLDINGS CORPORATION | UWMC | 5,400 | $702 | 0.00% |
| 172 | CLARIVATE PLC | CLVT | 100 | $671 | 0.00% |
| 173 | PRESTO AUTOMATION INC | 74113T113 | 13,352 | $666 | 0.00% |
| 174 | KATAPULT HOLDINGS INC | KPLTW | 65,000 | $663 | 0.00% |
| 175 | COEPTIS THERAPEUTICS HLDGS I | COEPW | 29,180 | $659 | 0.00% |
| 176 | ANGHAMI INC | ANGHW | 20,000 | $590 | 0.00% |
| 177 | EDOC ACQUISITION CORP | G4000A110 | 20,200 | $586 | 0.00% |
| 178 | GLOBALINK INVT INC | 37892F125 | 50,000 | $550 | 0.00% |
| 179 | OPPFI INC | OPFI-WT | 12,049 | $516 | 0.00% |
| 180 | SPIRE GLOBAL INC | SPIR | 100 | $489 | 0.00% |
| 181 | AGILETHOUGHT INC | AGBK | 46,807 | $463 | 0.00% |
| 182 | BLACKSKY TECHNOLOGY INC | BKSY-WT | 5,700 | $456 | 0.00% |
| 183 | EDIFY ACQUISITION CORP | 28059Q111 | 22,620 | $339 | 0.00% |
| 184 | CLIMATEROCK | CLRWF | 9,800 | $280 | 0.00% |
| 185 | VERTICAL AEROSPACE LTD | EVTWF | 2,800 | $280 | 0.00% |
| 186 | CURIOSITYSTREAM INC | CURI | 10,000 | $225 | 0.00% |
| 187 | SEASTAR MEDICAL HOLDING CORP | ICUCW | 10,000 | $141 | 0.00% |
| 188 | SHARECARE INC | 81948W104 | 100 | $94 | 0.00% |
| 189 | DERMTECH INC.11.5000EXP03/23/2024 | 24984K113 | 5,000 | $87 | 0.00% |
| 190 | CELULARITY INC | CELUW | 2,770 | $42 | 0.00% |
| 191 | NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | 8,838 | $36 | 0.00% |
| 192 | FAZE HOLDINGS INC | 31423J102 | 100 | $17 | 0.00% |
| 193 | PMV CONSUMER ACQUISITION EXP08/31/2027 | 693486110 | 9,826 | $12 | 0.00% |
| 194 | SELINA HOSPITALITY PLC | G8059B119 | 100 | $1 | 0.00% |
| 195 | UPHEALTH INC | 91532B200 | 33,200 | $0 | 0.00% |
| 196 | UPHEALTH INC | 91532B119 | 61,593 | $0 | 0.00% |
| 197 | GREENCITY ACQUISITION COR EXP04/30/2026 | G4086B123 | 53,560 | $0 | 0.00% |
| 198 | MODULAR MEDICAL INC.6.6000 EXP02/14/2027 | 60785L116 | 24,000 | $0 | 0.00% |
| 199 | GREENROSE ACQUISITION COR EXP12/31/2024 | 395392111 | 13,100 | $0 | 0.00% |
| 200 | ALLEGRO MERGER CORPEXP01/06/25 | 01749N111 | 45,000 | $0 | 0.00% |
| 201 | CHENGHE ACQUISITION CO EXP12/31/2022 | CHECW | 26,250 | $0 | 0.00% |
| 202 | HECLA MINING COMPANY 2.4500 EXP06/09/2014 | 422992792 | 50,000 | $0 | 0.00% |
| 203 | HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | 75,001 | $0 | 0.00% |
| 204 | ICORECONNECT INC. EXP08/21/2028 | 450958111 | 16,750 | $0 | 0.00% |
| 205 | DISCOVERY LABS INC.2.8000 EXP02/22/2016 | 254993397 | 8,750 | $0 | 0.00% |
| 206 | PYXIS ONCOLOGY INC EXP07/29/2027 | 747324119 | 73,130 | $0 | 0.00% |
| 207 | XOMA CORPORATION1.7600 EXP03/09/2017 | 983992991 | 9,470 | $0 | 0.00% |
| 208 | CELLECTAR BIOSCIENCES INEXP06/08/2025 | 15117F187 | 32,500 | $0 | 0.00% |
| 209 | CELSION CORP 2.3600 EXP12/06/2016 | 151993276 | 166,217 | $0 | 0.00% |
| 210 | CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 | 131990608 | 25,000 | $0 | 0.00% |
| 211 | CELSION CORP 5.2400 EXP03/30/2015 | 151992708 | 50,000 | $0 | 0.00% |
| 212 | SUMMER INFANT INC5.0000 EXP04/20/2009 | 865646111 | 14,584 | $0 | 0.00% |
| 213 | CELSION CORPORATION 2.7700 EXP12/02/2017 | 151993052 | 200,000 | $0 | 0.00% |
| 214 | ENVIRONMENTAL IMPACT ACQU11.5000EXP09/30/2027 | 39536G113 | 5,000 | $0 | 0.00% |
| 215 | BRICKELL BIOTECH INC. EXP10/27/2025 | 10802T147 | 1,544 | $0 | 0.00% |
| 216 | FIBROCELL SCIENCE INC. 0.3000 EXP05/24/2017 | 315991380 | 250,000 | $0 | 0.00% |