13F HOLDINGS REPORT

Occidental Asset Management, LLC

Quarter ended Q4 2023 · Filed October 18, 2023 · Accession 0001214659-23-013611

Total Value

$432.0M

Positions

201

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (201)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	120,514	$20.6M	4.78%
2	FLEXSHARES TR	FLEX	817,874	$17.3M	4.01%
3	SPDR SER TR	78464A375	514,956	$16.2M	3.75%
4	FIDELITY MERRIMACK STR TR	316188309	346,136	$15.1M	3.49%
5	ISHARES TR	464287614	54,737	$14.6M	3.37%
6	NVIDIA CORPORATION	NVDA	33,456	$14.6M	3.37%
7	SPDR SER TR	78464A474	469,249	$13.8M	3.19%
8	ISHARES TR	464287408	80,156	$12.3M	2.85%
9	ISHARES TR	46429B655	224,531	$11.4M	2.65%
10	ISHARES TR	464288513	153,431	$11.3M	2.62%
11	ISHARES TR	46429B267	464,816	$10.2M	2.37%
12	MICROSOFT CORP	MSFT	28,831	$9.1M	2.11%
13	ISHARES TR	464287473	80,457	$8.4M	1.94%
14	ISHARES TR	464287481	87,862	$8.0M	1.86%
15	META PLATFORMS INC	META	23,387	$7.0M	1.63%
16	ISHARES TR	46435G672	137,934	$6.7M	1.56%
17	ISHARES TR	464288281	78,320	$6.5M	1.50%
18	SPDR SER TR	78464A409	98,550	$5.8M	1.35%
19	SPDR SER TR	78464A508	118,244	$4.9M	1.13%
20	VANECK ETF TRUST	92189F437	154,520	$4.2M	0.97%
21	T ROWE PRICE ETF INC	87283Q800	106,164	$4.1M	0.96%
22	ISHARES TR	464287648	18,449	$4.1M	0.96%
23	ISHARES TR	464287879	46,212	$4.1M	0.95%
24	RELIANCE STEEL & ALUMINUM CO	RS	14,496	$3.8M	0.88%
25	HOME DEPOT INC	HD	11,144	$3.4M	0.78%
26	UNITEDHEALTH GROUP INC	UNH	6,647	$3.4M	0.78%
27	HUBBELL INC	HUBB	10,558	$3.3M	0.77%
28	SELECT SECTOR SPDR TR	81369Y852	49,461	$3.2M	0.75%
29	SELECT SECTOR SPDR TR	81369Y803	19,563	$3.2M	0.74%
30	SPDR INDEX SHS FDS	78463X889	103,117	$3.2M	0.74%
31	CENCORA INC	COR	17,551	$3.2M	0.73%
32	AMAZON COM INC	AMZN	24,843	$3.2M	0.73%
33	WALMART INC	WMT	18,548	$3.0M	0.69%
34	MARSH & MCLENNAN COS INC	571748102	15,523	$3.0M	0.68%
35	VISA INC	V	12,150	$2.8M	0.65%
36	OKTA INC	OKTA	33,501	$2.7M	0.63%
37	BROADRIDGE FINL SOLUTIONS IN	11133T103	15,233	$2.7M	0.63%
38	AVNET INC	AVT	56,101	$2.7M	0.63%
39	MORGAN STANLEY	MS-PQ	33,082	$2.7M	0.63%
40	QUALCOMM INC	QCOM	24,071	$2.7M	0.62%
41	NETAPP INC	NTAP	35,116	$2.7M	0.62%
42	APPLIED MATLS INC	038222105	19,164	$2.7M	0.61%
43	VANGUARD INDEX FDS	922908363	6,641	$2.6M	0.60%
44	JPMORGAN CHASE & CO	VYLD	17,966	$2.6M	0.60%
45	EMERSON ELEC CO	EMR	26,869	$2.6M	0.60%
46	CONSTELLATION BRANDS INC	STZ	10,249	$2.6M	0.60%
47	CUMMINS INC	CMI	10,919	$2.5M	0.58%
48	VANGUARD INDEX FDS	922908736	8,708	$2.4M	0.55%
49	QUEST DIAGNOSTICS INC	DGX	19,057	$2.3M	0.54%
50	MOSAIC CO NEW	MOS	64,402	$2.3M	0.53%
51	SOUTHERN COPPER CORP	SCCO	28,093	$2.1M	0.49%
52	AGILENT TECHNOLOGIES INC	A	18,872	$2.1M	0.49%
53	CATERPILLAR INC	CAT	7,699	$2.1M	0.49%
54	ISHARES TR	46434V449	66,674	$2.1M	0.49%
55	WISDOMTREE TR	WT	68,868	$2.1M	0.49%
56	SCHWAB STRATEGIC TR	808524755	65,389	$2.1M	0.48%
57	ARCHER DANIELS MIDLAND CO	ADM	27,080	$2.0M	0.47%
58	WISDOMTREE TR	WT	35,445	$2.0M	0.47%
59	JACOBS SOLUTIONS INC	J	14,877	$2.0M	0.47%
60	ISHARES TR	464287663	27,038	$2.0M	0.47%
61	WISDOMTREE TR	WT	62,696	$2.0M	0.46%
62	WILLIAMS COS INC	969457100	59,346	$2.0M	0.46%
63	DOW INC	DOW	38,457	$2.0M	0.46%
64	US BANCORP DEL	USB-PS	59,610	$2.0M	0.46%
65	ISHARES TR	464287226	20,681	$1.9M	0.45%
66	PRICE T ROWE GROUP INC	TROW	18,492	$1.9M	0.45%
67	ALPHABET INC	GOOG	14,462	$1.9M	0.44%
68	SPDR SER TR	78464A763	16,226	$1.9M	0.43%
69	ALBEMARLE CORP	ALB-PA	10,892	$1.9M	0.43%
70	ILLINOIS TOOL WKS INC	452308109	7,932	$1.8M	0.42%
71	NIKE INC	NKE	18,867	$1.8M	0.42%
72	AIR PRODS & CHEMS INC	AIIR	5,899	$1.7M	0.39%
73	TARGET CORP	TGT	15,023	$1.7M	0.38%
74	NEXTERA ENERGY INC	NEE-PW	28,847	$1.7M	0.38%
75	SCHWAB CHARLES CORP	SCHW-PJ	29,163	$1.6M	0.37%
76	BERKSHIRE HATHAWAY INC DEL	BRK-A	4,407	$1.5M	0.36%
77	CHUBB LIMITED	CB	7,353	$1.5M	0.35%
78	SPDR SER TR	78464A821	22,135	$1.5M	0.35%
79	AGCO CORP	AGCO	12,770	$1.5M	0.35%
80	SPDR SER TR	78464A839	23,228	$1.5M	0.35%
81	SPDR INDEX SHS FDS	78463X509	44,445	$1.5M	0.35%
82	SPDR SER TR	78464A359	20,628	$1.4M	0.32%
83	CROWN CASTLE INC	CCI	14,730	$1.4M	0.31%
84	CHURCH & DWIGHT CO INC	CHD	14,334	$1.3M	0.30%
85	INTERNATIONAL PAPER CO	460146103	35,676	$1.3M	0.29%
86	ISHARES TR	46435U853	36,356	$1.3M	0.29%
87	MERCK & CO INC	MRK	11,703	$1.2M	0.28%
88	MARVELL TECHNOLOGY INC	MRVL	21,926	$1.2M	0.27%
89	ISHARES TR	464287499	17,055	$1.2M	0.27%
90	TESLA INC	TSLA	4,650	$1.2M	0.27%
91	GREENBRIER COS INC	393657101	28,964	$1.2M	0.27%
92	ISHARES TR	46432F842	17,794	$1.1M	0.27%
93	EXXON MOBIL CORP	XOM	9,652	$1.1M	0.26%
94	CISCO SYS INC	CSCO	21,087	$1.1M	0.26%
95	SCHWAB STRATEGIC TR	808524730	42,942	$1.1M	0.26%
96	GRANITE CONSTR INC	GVA	29,548	$1.1M	0.26%
97	WISDOMTREE TR	WT	50,086	$1.1M	0.26%
98	NXP SEMICONDUCTORS N V	NXPI	5,533	$1.1M	0.26%
99	UNITED PARCEL SERVICE INC	UPS	6,856	$1.1M	0.25%
100	J P MORGAN EXCHANGE TRADED F	46641Q308	20,872	$1.1M	0.24%
101	WISDOMTREE TR	WT	22,627	$1.0M	0.24%
102	DUKE ENERGY CORP NEW	DUKB	11,856	$1.0M	0.24%
103	ISHARES TR	46434V621	21,035	$1.0M	0.24%
104	ISHARES TR	464287168	9,395	$1.0M	0.23%
105	ELI LILLY & CO	LLY	1,833	$984,557	0.23%
106	SALESFORCE INC	CRM	4,853	$984,091	0.23%
107	ABBVIE INC	ABBV	6,496	$968,294	0.22%
108	ISHARES INC	46434G103	20,024	$952,942	0.22%
109	L3HARRIS TECHNOLOGIES INC	LHX	5,067	$882,266	0.20%
110	ISHARES TR	464287655	4,713	$833,042	0.19%
111	VANECK ETF TRUST	92189F387	38,118	$824,111	0.19%
112	ISHARES TR	464287804	8,604	$811,594	0.19%
113	VANGUARD SPECIALIZED FUNDS	921908844	5,191	$806,631	0.19%
114	POTLATCHDELTIC CORPORATION	737630103	17,502	$794,416	0.18%
115	SPDR SER TR	78464A201	10,793	$790,772	0.18%
116	FIRST TR EXCH TRADED FD III	33739P830	40,501	$785,112	0.18%
117	SPDR SER TR	78464A300	10,742	$777,421	0.18%
118	DIAGEO PLC	DGEAF	4,955	$739,187	0.17%
119	SPDR S&P 500 ETF TR	SPY	1,664	$711,160	0.16%
120	GALLAGHER ARTHUR J & CO	363576109	3,024	$689,260	0.16%
121	BROWN & BROWN INC	BRO	9,548	$666,832	0.15%
122	ISHARES TR	464287598	3,961	$601,359	0.14%
123	FIRST TR EXCH TRADED FD III	33740J104	29,882	$595,249	0.14%
124	FORD MTR CO DEL	345370860	47,922	$595,192	0.14%
125	ALPHABET INC	GOOG	4,485	$586,907	0.14%
126	BRISTOL-MYERS SQUIBB CO	CELG-RI	10,071	$584,521	0.14%
127	ISHARES TR	464287721	5,531	$580,341	0.13%
128	ISHARES TR	464287432	6,482	$574,889	0.13%
129	INVESCO EXCHANGE TRADED FD T	IVZ	10,000	$560,266	0.13%
130	FIRST TR EXCH TRADED FD III	33739N108	11,384	$556,450	0.13%
131	GOLDMAN SACHS ETF TR	NVGLF	5,097	$510,261	0.12%
132	CHEVRON CORP NEW	CVX	2,922	$492,706	0.11%
133	ORACLE CORP	ORCL-PD	4,617	$489,033	0.11%
134	CONOCOPHILLIPS	COP	4,072	$487,826	0.11%
135	MEDTRONIC PLC	MDT	6,101	$478,074	0.11%
136	COCA COLA CO	KO	8,356	$467,796	0.11%
137	YUM BRANDS INC	YUM	3,709	$463,402	0.11%
138	ISHARES TR	464288414	4,481	$459,442	0.11%
139	VANGUARD SCOTTSDALE FDS	92206C870	6,034	$458,463	0.11%
140	SELECT SECTOR SPDR TR	81369Y209	3,503	$450,976	0.10%
141	VANGUARD CHARLOTTE FDS	92203J407	9,405	$449,819	0.10%
142	JOHNSON & JOHNSON	JNJ	2,783	$433,486	0.10%
143	AMGEN INC	AMGN	1,514	$406,903	0.09%
144	HERSHEY CO	HSY	2,025	$405,135	0.09%
145	ADVANCED MICRO DEVICES INC	AMD	3,780	$388,660	0.09%
146	PIMCO ETF TR	72201R775	4,404	$387,070	0.09%
147	UGI CORP NEW	902681105	16,763	$385,549	0.09%
148	ISHARES TR	464287507	1,520	$378,889	0.09%
149	PFIZER INC	PFE	11,339	$376,128	0.09%
150	VANGUARD INDEX FDS	922908553	4,960	$375,274	0.09%
151	NOVARTIS AG	NVSEF	3,623	$369,039	0.09%
152	ISHARES TR	464287465	5,013	$345,481	0.08%
153	INTEL CORP	INTC	9,621	$342,040	0.08%
154	VERIZON COMMUNICATIONS INC	VZ	10,464	$339,138	0.08%
155	CELANESE CORP DEL	CE	2,674	$335,640	0.08%
156	WELLS FARGO CO NEW	949746101	8,011	$327,329	0.08%
157	LOCKHEED MARTIN CORP	LMT	793	$324,305	0.08%
158	PROCTER AND GAMBLE CO	742718109	2,206	$321,789	0.07%
159	VANGUARD WHITEHALL FDS	921946810	4,414	$314,851	0.07%
160	VANGUARD INTL EQUITY INDEX F	922042775	5,984	$310,390	0.07%
161	PHATHOM PHARMACEUTICALS INC	PHAT	29,672	$307,699	0.07%
162	VANGUARD SCOTTSDALE FDS	92206C409	4,040	$303,606	0.07%
163	MCDONALDS CORP	MCD	1,111	$292,575	0.07%
164	SPDR GOLD TR	GLD	1,655	$283,750	0.07%
165	FLEXSHARES TR	FLEX	7,000	$278,320	0.06%
166	INVESCO EXCHANGE TRADED FD T	IVZ	10,046	$275,260	0.06%
167	SPOTIFY TECHNOLOGY S A	SPOT	1,773	$274,177	0.06%
168	COLGATE PALMOLIVE CO	CL	3,803	$270,431	0.06%
169	ADOBE INC	ADBE	520	$265,148	0.06%
170	ISHARES TR	464287242	2,550	$260,151	0.06%
171	VANGUARD BD INDEX FDS	921937827	3,451	$259,412	0.06%
172	SELECT SECTOR SPDR TR	81369Y704	2,524	$255,896	0.06%
173	CF INDS HLDGS INC	125269100	2,925	$250,790	0.06%
174	RBB FD INC	74933W452	5,000	$250,350	0.06%
175	ROYAL CARIBBEAN GROUP	V7780T103	2,700	$248,778	0.06%
176	VANGUARD TAX-MANAGED FDS	921943858	5,562	$243,170	0.06%
177	INVESCO QQQ TR	IVZ	670	$240,041	0.06%
178	OMNICOM GROUP INC	OMC	3,217	$239,602	0.06%
179	PEPSICO INC	PEP	1,387	$235,013	0.05%
180	SELECT SECTOR SPDR TR	81369Y506	2,545	$230,006	0.05%
181	STRYKER CORPORATION	SYK	836	$228,454	0.05%
182	ISHARES TR	464288687	7,536	$227,225	0.05%
183	PHILIP MORRIS INTL INC	718172109	2,440	$225,895	0.05%
184	VANGUARD MUN BD FDS	922907746	4,604	$221,452	0.05%
185	WILLIAMS SONOMA INC	WSM	1,406	$218,492	0.05%
186	ILLUMINA INC	ILMN	1,575	$216,216	0.05%
187	OCCIDENTAL PETE CORP	674599105	3,332	$216,180	0.05%
188	MARRIOTT INTL INC NEW	571903202	1,076	$211,499	0.05%
189	VANGUARD INTL EQUITY INDEX F	922042858	5,355	$209,969	0.05%
190	BANK AMERICA CORP	060505104	7,411	$202,926	0.05%
191	ISHARES TR	46435G193	9,315	$202,694	0.05%
192	TRUIST FINL CORP	89832Q109	6,991	$200,013	0.05%
193	ABRDN TOTAL DYNAMIC DIVIDEND	AOD	22,746	$171,960	0.04%
194	VIRTUS DIVIDEND INTEREST & P	NFJ	13,707	$155,300	0.04%
195	NUVEEN AMT FREE QLTY MUN INC	NU	12,705	$122,984	0.03%
196	NUVEEN MUN VALUE FD INC	NU	14,815	$122,372	0.03%
197	BLACKROCK MUNIHLDNGS CALI QL	BLK	10,257	$98,057	0.02%
198	TG THERAPEUTICS INC	TGTX	11,623	$97,168	0.02%
199	NUVEEN CR STRATEGIES INCOME	NU	14,812	$74,949	0.02%
200	CBRE GBL REAL ESTATE INC FD	12504G100	14,831	$66,740	0.02%
201	VIRTUS CONVERTIBLE & INC FD	92838U108	12,690	$35,024	0.01%