13F HOLDINGS REPORT

Occidental Asset Management, LLC

Quarter ended Q3 2023 · Filed July 12, 2023 · Accession 0001214659-23-009500

Total Value

$441.5M

Positions

215

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (215)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	126,837	$24.6M	5.57%
2	ISHARES TR	464287614	63,596	$17.5M	3.96%
3	FLEXSHARES TR	FLEX	738,767	$16.3M	3.70%
4	SPDR SER TR	78464A375	472,987	$15.2M	3.44%
5	NVIDIA CORPORATION	NVDA	33,917	$14.3M	3.25%
6	SPDR SER TR	78464A474	484,700	$14.3M	3.23%
7	FIDELITY MERRIMACK STR TR	316188309	310,845	$14.1M	3.20%
8	ISHARES TR	464287408	81,720	$13.2M	2.98%
9	ISHARES TR	464288513	139,407	$10.5M	2.37%
10	MICROSOFT CORP	MSFT	28,792	$9.8M	2.22%
11	ISHARES TR	46429B655	186,863	$9.5M	2.15%
12	ISHARES TR	46429B267	411,726	$9.4M	2.14%
13	ISHARES TR	464287473	62,706	$6.9M	1.56%
14	META PLATFORMS INC	META	23,700	$6.8M	1.54%
15	ISHARES TR	46435G672	137,186	$6.8M	1.53%
16	ISHARES TR	464287481	68,551	$6.6M	1.50%
17	SPDR SER TR	78464A409	100,870	$6.2M	1.39%
18	ISHARES TR	464288281	61,360	$5.3M	1.20%
19	SPDR SER TR	78464A508	120,365	$5.2M	1.18%
20	RELIANCE STEEL & ALUMINUM CO	RS	13,962	$3.8M	0.86%
21	ISHARES TR	464287648	15,370	$3.7M	0.84%
22	HUBBELL INC	HUBB	10,681	$3.5M	0.80%
23	AMERISOURCEBERGEN CORP	COR	17,721	$3.4M	0.77%
24	HOME DEPOT INC	HD	10,935	$3.4M	0.77%
25	SPDR INDEX SHS FDS	78463X889	103,235	$3.4M	0.76%
26	AMAZON COM INC	AMZN	25,234	$3.3M	0.75%
27	UNITEDHEALTH GROUP INC	UNH	6,531	$3.1M	0.71%
28	VANGUARD INDEX FDS	922908736	11,068	$3.1M	0.71%
29	VANECK ETF TRUST	92189F437	105,465	$2.9M	0.66%
30	WALMART INC	WMT	18,564	$2.9M	0.66%
31	MARSH & MCLENNAN COS INC	571748102	15,362	$2.9M	0.65%
32	VISA INC	V	11,993	$2.8M	0.65%
33	SELECT SECTOR SPDR TR	81369Y803	16,292	$2.8M	0.64%
34	AVNET INC	AVT	55,138	$2.8M	0.63%
35	MORGAN STANLEY	MS-PQ	32,515	$2.8M	0.63%
36	QUALCOMM INC	QCOM	23,134	$2.8M	0.62%
37	APPLIED MATLS INC	038222105	18,962	$2.7M	0.62%
38	QUEST DIAGNOSTICS INC	DGX	18,810	$2.6M	0.60%
39	NETAPP INC	NTAP	34,593	$2.6M	0.60%
40	CUMMINS INC	CMI	10,772	$2.6M	0.60%
41	HP INC	HPQ	84,030	$2.6M	0.58%
42	SELECT SECTOR SPDR TR	81369Y852	39,560	$2.6M	0.58%
43	JPMORGAN CHASE & CO	VYLD	17,671	$2.6M	0.58%
44	VANGUARD INDEX FDS	922908363	6,265	$2.6M	0.58%
45	OKTA INC	OKTA	36,401	$2.5M	0.57%
46	BROADRIDGE FINL SOLUTIONS IN	11133T103	15,058	$2.5M	0.56%
47	CONSTELLATION BRANDS INC	STZ	10,063	$2.5M	0.56%
48	T ROWE PRICE ETF INC	87283Q800	59,529	$2.4M	0.55%
49	ISHARES TR	464287879	25,308	$2.4M	0.55%
50	EMERSON ELEC CO	EMR	26,397	$2.4M	0.54%
51	KNIGHT-SWIFT TRANSN HLDGS IN	499049104	42,224	$2.3M	0.53%
52	ALBEMARLE CORP	ALB-PA	10,016	$2.2M	0.51%
53	AGILENT TECHNOLOGIES INC	A	18,315	$2.2M	0.50%
54	CLEARWAY ENERGY INC	CWEN-A	76,268	$2.2M	0.49%
55	MOSAIC CO NEW	MOS	61,467	$2.2M	0.49%
56	VERIZON COMMUNICATIONS INC	VZ	57,474	$2.1M	0.48%
57	BERKSHIRE HATHAWAY INC DEL	BRK-A	4	$2.1M	0.47%
58	ISHARES TR	464287226	20,762	$2.0M	0.46%
59	SPDR INDEX SHS FDS	78463X509	59,118	$2.0M	0.46%
60	ISHARES TR	46432F842	29,848	$2.0M	0.46%
61	PIMCO ETF TR	72201R833	19,941	$2.0M	0.45%
62	SPDR SER TR	78464A763	16,226	$2.0M	0.45%
63	PRICE T ROWE GROUP INC	TROW	17,692	$2.0M	0.45%
64	SOUTHERN COPPER CORP	SCCO	27,404	$2.0M	0.45%
65	DOW INC	DOW	36,576	$1.9M	0.44%
66	ARCHER DANIELS MIDLAND CO	ADM	25,231	$1.9M	0.43%
67	TARGET CORP	TGT	14,279	$1.9M	0.43%
68	NIKE INC	NKE	16,871	$1.9M	0.42%
69	ILLINOIS TOOL WKS INC	452308109	7,404	$1.9M	0.42%
70	WILLIAMS COS INC	969457100	55,003	$1.8M	0.41%
71	ISHARES TR	46434V449	52,925	$1.8M	0.40%
72	ALPHABET INC	GOOG	14,417	$1.7M	0.39%
73	JACOBS SOLUTIONS INC	J	14,189	$1.7M	0.38%
74	SCHWAB STRATEGIC TR	808524755	51,911	$1.7M	0.38%
75	WISDOMTREE TR	WT	47,754	$1.6M	0.37%
76	WISDOMTREE TR	WT	52,551	$1.6M	0.37%
77	SCHWAB CHARLES CORP	SCHW-PJ	28,912	$1.6M	0.37%
78	WISDOMTREE TR	WT	26,844	$1.6M	0.36%
79	SPDR SER TR	78464A839	22,679	$1.6M	0.35%
80	SPDR SER TR	78464A821	21,664	$1.6M	0.35%
81	TESLA INC	TSLA	5,764	$1.5M	0.34%
82	NEXTERA ENERGY INC	NEE-PW	20,207	$1.5M	0.34%
83	CHURCH & DWIGHT CO INC	CHD	14,409	$1.4M	0.33%
84	SPDR SER TR	78464A359	20,639	$1.4M	0.33%
85	PIMCO ETF TR	72201R775	15,714	$1.4M	0.33%
86	BERKSHIRE HATHAWAY INC DEL	BRK-A	4,207	$1.4M	0.32%
87	US BANCORP DEL	USB-PS	43,412	$1.4M	0.32%
88	AIR PRODS & CHEMS INC	AIIR	4,774	$1.4M	0.32%
89	AGCO CORP	AGCO	10,695	$1.4M	0.32%
90	ISHARES TR	464287663	17,834	$1.4M	0.32%
91	CATERPILLAR INC	CAT	5,634	$1.4M	0.31%
92	SALESFORCE INC	CRM	6,453	$1.4M	0.31%
93	MERCK & CO INC	MRK	11,666	$1.3M	0.30%
94	WHIRLPOOL CORP	WHR-PA	8,597	$1.3M	0.29%
95	ISHARES TR	464287499	17,180	$1.3M	0.28%
96	CHUBB LIMITED	CB	6,472	$1.2M	0.28%
97	MARVELL TECHNOLOGY INC	MRVL	20,648	$1.2M	0.28%
98	ISHARES TR	464287432	11,720	$1.2M	0.27%
99	UNITED PARCEL SERVICE INC	UPS	6,584	$1.2M	0.27%
100	INTERNATIONAL PAPER CO	460146103	34,743	$1.1M	0.25%
101	CISCO SYS INC	CSCO	21,272	$1.1M	0.25%
102	NXP SEMICONDUCTORS N V	NXPI	5,331	$1.1M	0.25%
103	ISHARES TR	46434V621	21,035	$1.1M	0.25%
104	ISHARES TR	464287168	9,395	$1.1M	0.24%
105	CROWN CASTLE INC	CCI	9,108	$1.0M	0.24%
106	EXXON MOBIL CORP	XOM	9,648	$1.0M	0.23%
107	DUKE ENERGY CORP NEW	DUKB	11,512	$1.0M	0.23%
108	GOLDMAN SACHS ETF TR	NVGLF	10,097	$1.0M	0.23%
109	ISHARES TR	464287655	5,210	$975,676	0.22%
110	VANGUARD SPECIALIZED FUNDS	921908844	5,626	$913,863	0.21%
111	WISDOMTREE TR	WT	13,550	$903,243	0.20%
112	WISDOMTREE TR	WT	39,631	$902,794	0.20%
113	SCHWAB STRATEGIC TR	808524730	33,698	$902,095	0.20%
114	POTLATCHDELTIC CORPORATION	737630103	16,684	$881,749	0.20%
115	DIAGEO PLC	DGEAF	5,065	$878,676	0.20%
116	ABBVIE INC	ABBV	6,458	$870,086	0.20%
117	LILLY ELI & CO	LLY	1,833	$859,638	0.19%
118	VANECK ETF TRUST	92189F387	37,712	$840,978	0.19%
119	WISDOMTREE TR	WT	17,880	$831,956	0.19%
120	J P MORGAN EXCHANGE TRADED F	46641Q308	16,145	$815,161	0.18%
121	FORD MTR CO DEL	345370860	52,625	$796,223	0.18%
122	SPDR SER TR	78464A300	9,622	$742,741	0.17%
123	FIRST TR EXCH TRADED FD III	33739P830	37,582	$741,869	0.17%
124	BRISTOL-MYERS SQUIBB CO	CELG-RI	11,571	$739,965	0.17%
125	SPDR S&P 500 ETF TR	SPY	1,660	$735,648	0.17%
126	ISHARES TR	464287804	7,361	$733,501	0.17%
127	SPDR SER TR	78464A201	9,523	$732,855	0.17%
128	GREENBRIER COS INC	393657101	16,711	$720,244	0.16%
129	VANGUARD BD INDEX FDS	921937827	9,163	$692,448	0.16%
130	GALLAGHER ARTHUR J & CO	363576109	3,034	$666,175	0.15%
131	ISHARES TR	464287457	8,131	$659,261	0.15%
132	BROWN & BROWN INC	BRO	9,548	$657,284	0.15%
133	ISHARES TR	464287721	5,987	$651,773	0.15%
134	ISHARES TR	46435U853	18,324	$646,837	0.15%
135	GRANITE CONSTR INC	GVA	16,061	$638,907	0.14%
136	ISHARES TR	464287598	4,008	$632,583	0.14%
137	ISHARES TR	464287242	5,700	$616,349	0.14%
138	FIRST TR EXCH TRADED FD III	33739N108	11,762	$596,098	0.14%
139	COCA COLA CO	KO	9,687	$583,351	0.13%
140	INVESCO EXCHANGE TRADED FD T	IVZ	10,000	$568,227	0.13%
141	ALPHABET INC	GOOG	4,620	$553,014	0.13%
142	ORACLE CORP	ORCL-PD	4,617	$549,839	0.12%
143	STRATEGY SHS	STRD	15,377	$546,037	0.12%
144	DIREXION SHS ETF TR	25460E307	18,425	$542,248	0.12%
145	HERSHEY CO	HSY	2,125	$530,579	0.12%
146	FIRST TR EXCH TRADED FD III	33740J104	26,288	$525,234	0.12%
147	YUM BRANDS INC	YUM	3,759	$520,809	0.12%
148	CHEVRON CORP NEW	CVX	3,237	$509,276	0.12%
149	FORGEROCK INC	34631B101	23,927	$491,461	0.11%
150	VANGUARD SCOTTSDALE FDS	92206C870	6,103	$482,320	0.11%
151	ISHARES TR	464288414	4,481	$478,214	0.11%
152	SELECT SECTOR SPDR TR	81369Y209	3,582	$475,439	0.11%
153	VANGUARD INTL EQUITY INDEX F	922042775	8,594	$467,600	0.11%
154	JOHNSON & JOHNSON	JNJ	2,745	$454,283	0.10%
155	ADVANCED MICRO DEVICES INC	AMD	3,780	$430,580	0.10%
156	PHATHOM PHARMACEUTICALS INC	PHAT	29,672	$424,903	0.10%
157	ISHARES TR	464287507	1,623	$424,254	0.10%
158	CONOCOPHILLIPS	COP	4,072	$421,900	0.10%
159	PFIZER INC	PFE	11,360	$416,698	0.09%
160	VANGUARD INDEX FDS	922908553	4,960	$414,458	0.09%
161	NOVARTIS AG	NVSEF	3,703	$373,670	0.08%
162	ISHARES TR	464287465	5,013	$363,426	0.08%
163	LOCKHEED MARTIN CORP	LMT	787	$362,319	0.08%
164	INTEL CORP	INTC	10,621	$355,171	0.08%
165	VANGUARD WHITEHALL FDS	921946810	4,723	$354,650	0.08%
166	WELLS FARGO CO NEW	949746101	8,011	$341,909	0.08%
167	INVESCO EXCHANGE TRADED FD T	IVZ	1,137	$338,733	0.08%
168	PROCTER AND GAMBLE CO	742718109	2,193	$332,789	0.08%
169	MCDONALDS CORP	MCD	1,094	$326,340	0.07%
170	VANGUARD SCOTTSDALE FDS	92206C409	4,167	$315,275	0.07%
171	CELANESE CORP DEL	CE	2,674	$309,649	0.07%
172	SPOTIFY TECHNOLOGY S A	SPOT	1,925	$309,059	0.07%
173	VANGUARD BD INDEX FDS	921937835	4,152	$301,809	0.07%
174	SPDR GOLD TR	GLD	1,676	$298,781	0.07%
175	VANGUARD TAX-MANAGED FDS	921943858	6,430	$296,934	0.07%
176	ILLUMINA INC	ILMN	1,575	$295,297	0.07%
177	COLGATE PALMOLIVE CO	CL	3,803	$292,983	0.07%
178	TG THERAPEUTICS INC	TGTX	11,623	$288,715	0.07%
179	PEPSICO INC	PEP	1,553	$287,646	0.07%
180	FLEXSHARES TR	FLEX	7,000	$283,080	0.06%
181	ROYAL CARIBBEAN GROUP	V7780T103	2,700	$280,098	0.06%
182	ISHARES TR	464288687	8,964	$277,268	0.06%
183	DIMENSIONAL ETF TRUST	25434V401	5,725	$275,716	0.06%
184	VANGUARD INTL EQUITY INDEX F	922042858	6,755	$274,791	0.06%
185	NETFLIX INC	NFLX	622	$273,985	0.06%
186	VANGUARD INDEX FDS	922908744	1,891	$268,719	0.06%
187	BOEING CO	BA-PA	1,266	$267,258	0.06%
188	ISHARES TR	464287234	6,743	$266,748	0.06%
189	VANGUARD MUN BD FDS	922907746	5,150	$258,633	0.06%
190	SPDR SER TR	78468R622	2,788	$256,580	0.06%
191	ADOBE SYSTEMS INCORPORATED	ADBE	520	$254,275	0.06%
192	STRYKER CORPORATION	SYK	828	$252,615	0.06%
193	RBB FD INC	74933W452	5,000	$250,500	0.06%
194	INVESCO QQQ TR	IVZ	670	$247,511	0.06%
195	PHILIP MORRIS INTL INC	718172109	2,440	$238,193	0.05%
196	SELECT SECTOR SPDR TR	81369Y308	3,107	$230,428	0.05%
197	CHIPOTLE MEXICAN GRILL INC	CMG	105	$224,595	0.05%
198	BANK AMERICA CORP	060505104	7,645	$219,348	0.05%
199	TRUIST FINL CORP	89832Q109	7,067	$214,483	0.05%
200	SYSCO CORP	SYY	2,825	$209,615	0.05%
201	PAYPAL HLDGS INC	PYPL	3,060	$204,194	0.05%
202	CF INDS HLDGS INC	125269100	2,900	$201,318	0.05%
203	MASTERCARD INCORPORATED	MA	511	$200,976	0.05%
204	ADAMS DIVERSIFIED EQUITY FD	006212104	11,515	$193,567	0.04%
205	ABRDN TOTAL DYNAMIC DIVIDEND	AOD	21,940	$181,224	0.04%
206	NUVEEN S&P 500 BUY-WRITE INC	NU	13,394	$179,078	0.04%
207	VIRTUS DIVIDEND INTEREST & P	NFJ	13,585	$165,873	0.04%
208	LYFT INC	LYFT	15,774	$151,273	0.03%
209	NUVEEN AMT FREE QLTY MUN INC	NU	12,738	$139,226	0.03%
210	NUVEEN MUN VALUE FD INC	NU	13,750	$119,625	0.03%
211	BLACKROCK MUNIHLDNGS CALI QL	BLK	10,257	$111,288	0.03%
212	NUVEEN CR STRATEGIES INCOME	NU	14,258	$72,003	0.02%
213	CBRE GBL REAL ESTATE INC FD	12504G100	13,002	$68,000	0.02%
214	VIRTUS CONVERTIBLE & INC FD	92838U108	11,092	$34,496	0.01%
215	CEPTON INC	15673X101	36,739	$17,818	0.00%