13F HOLDINGS REPORT
SMH CAPITAL ADVISORS INC
Quarter ended Q3 2025 · Filed November 13, 2025 · Accession 0001180391-25-000004
Total Value
$49.0M
Positions
51
Other Managers
0
Confidential Omitted
No
Holdings (51)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | CAPITAL SOUTHWEST CORP | CSWC | 12,286,000 | $11.9M | 24.25% |
| 2 | WISDOMTREE INC | WT | 9,351,000 | $10.6M | 21.72% |
| 3 | SPDR SERIES TRUST | 78468R606 | 200,000 | $4.8M | 9.71% |
| 4 | TRINITY CAP INC | TRINZ | 138,961 | $2.1M | 4.28% |
| 5 | CAPITAL SOUTHWEST CORP | CSWC | 76,509 | $1.6M | 3.17% |
| 6 | VICI PPTYS INC | 925652109 | 44,111 | $1.3M | 2.70% |
| 7 | PROSPECT CAP CORP | PSEC-PA | 438,847 | $1.2M | 2.38% |
| 8 | BLUE OWL CAPITAL INC | OWL | 67,902 | $1.1M | 2.18% |
| 9 | MAIN STR CAP CORP | 56035L104 | 18,678 | $1.1M | 2.17% |
| 10 | CARLYLE GROUP INC | CGABL | 19,005 | $1.0M | 2.07% |
| 11 | CIVITAS RESOURCES INC | 17888H103 | 25,731 | $741,821 | 1.51% |
| 12 | HERCULES CAPITAL INC | HCXY | 40,565 | $726,925 | 1.48% |
| 13 | WISDOMTREE INC | WT | 548,000 | $649,928 | 1.33% |
| 14 | DICKS SPORTING GOODS INC | 253393102 | 2,723 | $603,008 | 1.23% |
| 15 | SPDR S&P 500 ETF TR | SPY | 824 | $562,348 | 1.15% |
| 16 | HIGHPEAK ENERGY INC | HPK | 68,830 | $457,720 | 0.93% |
| 17 | REALTY INCOME CORP | O | 7,698 | $446,350 | 0.91% |
| 18 | VANGUARD INTL EQUITY INDEX F | 922042858 | 7,652 | $420,646 | 0.86% |
| 19 | ISHARES TR | 464287465 | 4,250 | $401,539 | 0.82% |
| 20 | RITHM CAPITAL CORP | RITM-PF | 35,944 | $394,310 | 0.80% |
| 21 | HA SUSTAINABLE INFRA CAP INC | 41068X100 | 13,823 | $383,047 | 0.78% |
| 22 | FUBOTV INC | FUBO | 99,075 | $374,504 | 0.76% |
| 23 | ADAMS DIVERSIFIED EQUITY FD | 006212104 | 13,188 | $307,008 | 0.63% |
| 24 | GRANITE CONSTR INC | GVA | 200,000 | $291,400 | 0.59% |
| 25 | CALAMOS STRATEGIC TOTAL RETU | CSQ | 15,081 | $291,060 | 0.59% |
| 26 | VIRTUS EQUITY & CONV INCM FD | 92841M101 | 10,689 | $277,168 | 0.57% |
| 27 | CARLYLE SECURED LENDING INC | CGBD | 21,925 | $277,132 | 0.57% |
| 28 | ALLIANCEBERNSTEIN GLOBAL HIG | AWF | 24,089 | $265,223 | 0.54% |
| 29 | BLACKROCK CORPOR HI YLD FD I | BLK | 26,560 | $252,588 | 0.52% |
| 30 | LYFT INC | LYFT | 200,000 | $247,600 | 0.51% |
| 31 | BLACKROCK CR ALLOCATION INCO | BLK | 22,123 | $247,114 | 0.50% |
| 32 | SELECTQUOTE INC | SLQT | 118,244 | $245,948 | 0.50% |
| 33 | GABELLI DIVID & INCOME TR | 36242H104 | 9,063 | $245,711 | 0.50% |
| 34 | INNOVATIVE INDL PPTYS INC | INHD | 4,890 | $245,234 | 0.50% |
| 35 | APOLLO GLOBAL MGMT INC | 03769M106 | 1,875 | $233,057 | 0.48% |
| 36 | U S GLOBAL INVS INC | 902952100 | 91,457 | $227,728 | 0.46% |
| 37 | EATON VANCE TAX ADVT DIV INC | ETN | 8,999 | $221,742 | 0.45% |
| 38 | HANCOCK JOHN TAX-ADVANTAGED | 41013V100 | 8,804 | $219,219 | 0.45% |
| 39 | INVESCO QQQ TR | IVZ | 348 | $219,098 | 0.45% |
| 40 | AMERICAN TOWER CORP NEW | 03027X100 | 1,200 | $214,776 | 0.44% |
| 41 | BLACKLINE INC | BL | 200,000 | $214,520 | 0.44% |
| 42 | WISDOMTREE INC | WT | 17,885 | $213,910 | 0.44% |
| 43 | NEXPOINT DIVERSIFIED REL ET | 65340G205 | 60,349 | $191,910 | 0.39% |
| 44 | COHEN & STEERS QUALITY INCOM | 19247L106 | 14,871 | $179,791 | 0.37% |
| 45 | BLACKROCK MULTI SECTOR INC T | BLK | 12,642 | $167,375 | 0.34% |
| 46 | NUVEEN QUALITY MUNCP INCOME | NU | 12,115 | $145,256 | 0.30% |
| 47 | NUVEEN AMT FREE QLTY MUN INC | NU | 12,201 | $142,145 | 0.29% |
| 48 | ALLIANCEBERNSTEIN NATL MUN I | 01864U106 | 12,609 | $138,571 | 0.28% |
| 49 | EATON VANCE MUN BD FD | ETN | 13,620 | $135,652 | 0.28% |
| 50 | TEMPLETON EMERGING MKTS INCO | 880192109 | 20,864 | $134,779 | 0.27% |
| 51 | ADVANCED FLOWER CAP INC | AFCG | 26,000 | $84,500 | 0.17% |