13F HOLDINGS REPORT
Smith Asset Management Co., LLC
Quarter ended Q3 2025 · Filed November 3, 2025 · Accession 0001172661-25-004559
Total Value
$117.4M
Positions
67
Other Managers
0
Confidential Omitted
No
Holdings (67)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | NUVEEN PFD & INCOME OPPORTUN | NU | 944,134 | $7.7M | 6.59% |
| 2 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 13,976 | $7.1M | 6.01% |
| 3 | ARES CAPITAL CORP | ARCC | 296,523 | $6.1M | 5.15% |
| 4 | ALLIANCEBERNSTEIN GLOBAL HIG | AWF | 410,637 | $4.6M | 3.92% |
| 5 | CALAMOS STRATEGIC TOTAL RETU | CSQ | 227,982 | $4.4M | 3.75% |
| 6 | DNP SELECT INCOME FD INC | 23325P104 | 421,102 | $4.2M | 3.59% |
| 7 | COHEN & STEERS TOTAL RETURN | 19247R103 | 336,211 | $4.1M | 3.46% |
| 8 | SPDR S&P 500 ETF TR | SPY | 5,811 | $3.9M | 3.30% |
| 9 | BARINGS CORPORATE INVS | 06759X107 | 183,634 | $3.8M | 3.25% |
| 10 | FIRST TR ENHANCED EQUITY INC | 337318109 | 158,566 | $3.4M | 2.91% |
| 11 | BLACKROCK CR ALLOCATION INCO | BLK | 286,818 | $3.2M | 2.70% |
| 12 | REAVES UTIL INCOME FD | 756158101 | 79,260 | $3.1M | 2.67% |
| 13 | VANGUARD WORLD FD | 92204A702 | 4,140 | $3.1M | 2.63% |
| 14 | BLACKROCK ENHANCED INTL DIV | BLK | 518,992 | $3.0M | 2.54% |
| 15 | COHEN & STEERS SELECT PFD & | 19248Y107 | 134,523 | $2.8M | 2.38% |
| 16 | PIMCO DYNAMIC INCOME FD | 72201Y101 | 138,217 | $2.7M | 2.33% |
| 17 | PIMCO CORPORATE & INCM STRG | 72200U100 | 192,064 | $2.6M | 2.19% |
| 18 | APPLE INC | AAPL | 9,931 | $2.5M | 2.17% |
| 19 | COHEN & STEERS INFRASTRUCTUR | 19248A109 | 98,699 | $2.4M | 2.08% |
| 20 | ANNALY CAPITAL MANAGEMENT IN | NLY-PJ | 118,930 | $2.4M | 2.05% |
| 21 | FLAHERTY & CRUMRINE TOTAL RE | FLC | 130,618 | $2.3M | 1.98% |
| 22 | PIMCO CORPORATE & INCOME OPP | PTY | 160,326 | $2.3M | 1.97% |
| 23 | FLAHERTY & CRUMRINE DYNAMIC | DFP | 101,043 | $2.2M | 1.86% |
| 24 | ABRDN HEALTHCARE INVESTORS | HQH | 117,345 | $2.2M | 1.85% |
| 25 | BLACKROCK DEBT STRATEGIES FD | BLK | 183,186 | $1.9M | 1.66% |
| 26 | VANGUARD WORLD FD | 92204A603 | 5,581 | $1.7M | 1.41% |
| 27 | EQUITABLE HLDGS INC | EQH-PC | 71,949 | $1.6M | 1.33% |
| 28 | GUGGENHEIM STRATEGIC OPPORTU | GOF | 101,871 | $1.5M | 1.30% |
| 29 | WSTRN AST GLBL CORP OPP FD I | 95790C107 | 126,475 | $1.5M | 1.28% |
| 30 | BARINGS PARTN INVS | 06761A103 | 73,598 | $1.5M | 1.26% |
| 31 | ABRDN GLOBAL INFRA INCOME FU | 00326W106 | 62,073 | $1.3M | 1.12% |
| 32 | BLACKROCK UTILS INFRASTRUCTU | BLK | 48,811 | $1.3M | 1.09% |
| 33 | SOURCE CAPITAL | SOR | 28,112 | $1.3M | 1.08% |
| 34 | FLAHERTY & CRUMRINE PFD SECS | 338478100 | 72,977 | $1.2M | 1.05% |
| 35 | FLAHERTY & CRUMRINE PFD INCO | 338480106 | 106,993 | $1.2M | 1.03% |
| 36 | NUVEEN AMT FREE MUN CR INC F | NU | 90,341 | $1.1M | 0.95% |
| 37 | AMAZON COM INC | AMZN | 4,844 | $1.1M | 0.91% |
| 38 | SUBURBAN PROPANE PARTNERS L | SPH | 42,320 | $789,280 | 0.67% |
| 39 | OMEGA HEALTHCARE INVS INC | 681936100 | 18,053 | $762,227 | 0.65% |
| 40 | VANGUARD INDEX FDS | 922908751 | 2,938 | $753,438 | 0.64% |
| 41 | VANGUARD INDEX FDS | 922908744 | 4,026 | $750,793 | 0.64% |
| 42 | BLACKROCK LTD DURATION INCOM | BLK | 53,491 | $748,874 | 0.64% |
| 43 | SPDR SERIES TRUST | 78464A854 | 9,371 | $741,952 | 0.63% |
| 44 | COHEN & STEERS REIT & PFD & | 19247X100 | 30,865 | $693,844 | 0.59% |
| 45 | BLACKROCK CORPOR HI YLD FD I | BLK | 65,269 | $620,062 | 0.53% |
| 46 | VANGUARD INDEX FDS | 922908538 | 2,007 | $589,638 | 0.50% |
| 47 | COLUMBIA SELIGM PREM TECH GR | 19842X109 | 15,850 | $559,822 | 0.48% |
| 48 | IRON MTN INC DEL | 46284V101 | 5,215 | $531,620 | 0.45% |
| 49 | SELECT SECTOR SPDR TR | 81369Y209 | 3,792 | $527,735 | 0.45% |
| 50 | HEALTHPEAK PROPERTIES INC | DOC | 27,443 | $525,551 | 0.45% |
| 51 | INVESCO QQQ TR | IVZ | 872 | $523,522 | 0.45% |
| 52 | MORGAN STANLEY EMKT DBT FD I | MS-PQ | 67,556 | $497,886 | 0.42% |
| 53 | WALMART INC | WMT | 4,425 | $456,041 | 0.39% |
| 54 | BLACKROCK HEALTH SCIENCES TR | BLK | 10,584 | $394,047 | 0.34% |
| 55 | VANGUARD WORLD FD | 92204A306 | 3,067 | $386,011 | 0.33% |
| 56 | DUKE ENERGY CORP NEW | DUKB | 2,858 | $353,687 | 0.30% |
| 57 | SEVEN HILLS REALTY TRUST | SEVN | 33,035 | $340,597 | 0.29% |
| 58 | SELECT SECTOR SPDR TR | 81369Y605 | 5,069 | $273,066 | 0.23% |
| 59 | ALTRIA GROUP INC | MO | 3,921 | $259,024 | 0.22% |
| 60 | LIBERTY ALL-STAR GROWTH FD I | 529900102 | 42,263 | $234,559 | 0.20% |
| 61 | COHEN & STEERS LTD DURATION | 19248C105 | 10,171 | $220,405 | 0.19% |
| 62 | ALLIANCEBERNSTEIN NATL MUN I | 01864U106 | 18,203 | $197,502 | 0.17% |
| 63 | WESTERN ASSET PREMIER BD FD | 957664105 | 13,537 | $152,021 | 0.13% |
| 64 | LIBERTY ALL STAR EQUITY FD | 530158104 | 18,651 | $118,253 | 0.10% |
| 65 | DIVERSIFIED HEALTHCARE TR | DHCNL | 22,593 | $99,638 | 0.08% |
| 66 | SERVICE PPTYS TR | 81761L102 | 18,377 | $49,808 | 0.04% |
| 67 | COHEN & STEERS INFRASTRUCTUR | 19248A117 | 98,699 | $7,699 | 0.01% |