13F HOLDINGS REPORT
Simplify Asset Management Inc.
Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001172661-23-003963
Total Value
$874.7M
Positions
122
Other Managers
0
Confidential Omitted
No
Holdings (122)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 464287200 | 648,295 | $278.4M | 31.83% |
| 2 | SPDR S&P 500 ETF TR | SPY | 264,300 | $113.0M | 12.92% |
| 3 | ISHARES TR | 464287465 | 1,189,400 | $82.0M | 9.37% |
| 4 | SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | 2,736,854 | $58.4M | 6.67% |
| 5 | ISHARES TR | 464287242 | 380,571 | $38.8M | 4.44% |
| 6 | ISHARES TR | 464287655 | 132,100 | $23.3M | 2.67% |
| 7 | PLAINS GP HLDGS L P | PAGP | 1,372,360 | $22.1M | 2.53% |
| 8 | ISHARES TR | 46432F842 | 238,338 | $15.3M | 1.75% |
| 9 | ISHARES TR | 464287234 | 387,400 | $14.7M | 1.68% |
| 10 | NVIDIA CORPORATION | NVDA | 30,700 | $13.4M | 1.53% |
| 11 | SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | 455,179 | $9.9M | 1.14% |
| 12 | TESLA INC | TSLA | 38,400 | $9.6M | 1.10% |
| 13 | ISHARES TR | 464288588 | 77,347 | $6.9M | 0.79% |
| 14 | ISHARES TR | 464287226 | 68,900 | $6.5M | 0.74% |
| 15 | APPLIED THERAPEUTICS INC | 03828A101 | 2,417,505 | $6.0M | 0.69% |
| 16 | SIMPLIFY EXCHANGE TRADED FUN | 82889N830 | 273,410 | $5.9M | 0.68% |
| 17 | SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | 186,574 | $5.1M | 0.59% |
| 18 | ISHARES TR | 464288513 | 66,923 | $4.9M | 0.56% |
| 19 | VANGUARD SCOTTSDALE FDS | 92206C771 | 111,100 | $4.8M | 0.55% |
| 20 | ISHARES TR | 464287432 | 49,900 | $4.4M | 0.51% |
| 21 | ISHARES TR | 464287432 | 49,900 | $4.4M | 0.51% |
| 22 | PIMCO ETF TR | 72201R304 | 82,000 | $4.3M | 0.49% |
| 23 | SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | 42,250 | $4.0M | 0.46% |
| 24 | ISHARES INC | 46434G103 | 81,259 | $3.9M | 0.44% |
| 25 | OAKTREE SPECIALTY LENDING CO | OCSL | 187,655 | $3.8M | 0.43% |
| 26 | TELESAT CORP | TSAT | 260,781 | $3.7M | 0.43% |
| 27 | AMGEN INC | AMGN | 13,539 | $3.6M | 0.42% |
| 28 | REGENERON PHARMACEUTICALS | REGN | 4,302 | $3.5M | 0.40% |
| 29 | CRINETICS PHARMACEUTICALS IN | CRNX | 115,000 | $3.4M | 0.39% |
| 30 | BOSTON SCIENTIFIC CORP | BSX | 61,116 | $3.2M | 0.37% |
| 31 | SANOFI | SNYNF | 59,358 | $3.2M | 0.36% |
| 32 | AKERO THERAPEUTICS INC | 00973Y108 | 59,777 | $3.0M | 0.35% |
| 33 | ATHIRA PHARMA INC | 04746L104 | 1,492,792 | $3.0M | 0.34% |
| 34 | TSCAN THERAPEUTICS INC | TCRX | 1,046,916 | $2.7M | 0.31% |
| 35 | ELI LILLY & CO | LLY | 4,915 | $2.6M | 0.30% |
| 36 | THE CIGNA GROUP | 125523100 | 9,107 | $2.6M | 0.30% |
| 37 | VERTEX PHARMACEUTICALS INC | VRTX | 7,425 | $2.6M | 0.30% |
| 38 | REPLIMUNE GROUP INC | REPL | 150,000 | $2.6M | 0.29% |
| 39 | ABBVIE INC | ABBV | 17,122 | $2.6M | 0.29% |
| 40 | FULCRUM THERAPEUTICS INC | FULC | 570,519 | $2.5M | 0.29% |
| 41 | JOHNSON & JOHNSON | JNJ | 16,165 | $2.5M | 0.29% |
| 42 | SAGE THERAPEUTICS INC | 78667J108 | 120,030 | $2.5M | 0.28% |
| 43 | PHATHOM PHARMACEUTICALS INC | PHAT | 237,935 | $2.5M | 0.28% |
| 44 | UNITEDHEALTH GROUP INC | UNH | 4,785 | $2.4M | 0.28% |
| 45 | MEDTRONIC PLC | MDT | 29,466 | $2.3M | 0.26% |
| 46 | SIMPLIFY EXCHANGE TRADED FUN | 82889N566 | 88,056 | $2.2M | 0.26% |
| 47 | MIRUM PHARMACEUTICALS INC | MIRM | 70,000 | $2.2M | 0.25% |
| 48 | INTUITIVE SURGICAL INC | ISRG | 7,421 | $2.2M | 0.25% |
| 49 | DAY ONE BIOPHARMACEUTICALS I | DAWN | 175,018 | $2.1M | 0.25% |
| 50 | ISHARES TR | 46434VBG4 | 85,442 | $2.1M | 0.24% |
| 51 | ISHARES TR | 46434VAX8 | 83,187 | $2.1M | 0.24% |
| 52 | ISHARES TR | 46434V878 | 41,833 | $2.1M | 0.24% |
| 53 | SPDR SER TR | 78464A474 | 71,380 | $2.1M | 0.24% |
| 54 | ISHARES TR | 46434V100 | 43,571 | $2.1M | 0.24% |
| 55 | MADRIGAL PHARMACEUTICALS INC | MDGL | 14,294 | $2.1M | 0.24% |
| 56 | VANGUARD BD INDEX FDS | 921937827 | 27,712 | $2.1M | 0.24% |
| 57 | MERCK & CO INC | MRK | 18,787 | $1.9M | 0.22% |
| 58 | ISHARES GOLD TR | IAU | 54,228 | $1.9M | 0.22% |
| 59 | SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | 137,116 | $1.7M | 0.20% |
| 60 | ZIMMER BIOMET HOLDINGS INC | ZBH | 15,179 | $1.7M | 0.19% |
| 61 | SIMPLIFY EXCHANGE TRADED FUN | 82889N541 | 67,056 | $1.7M | 0.19% |
| 62 | PURECYCLE TECHNOLOGIES INC | PCTTW | 283,945 | $1.6M | 0.18% |
| 63 | AUTONATION INC | AN | 10,000 | $1.5M | 0.17% |
| 64 | ARGENX SE | ARGX | 3,038 | $1.5M | 0.17% |
| 65 | BECTON DICKINSON & CO | BDX | 5,695 | $1.5M | 0.17% |
| 66 | WESTERN ASSET EMERGING MKTS | 95766A101 | 165,500 | $1.4M | 0.16% |
| 67 | GILEAD SCIENCES INC | GILD | 17,974 | $1.3M | 0.15% |
| 68 | SERES THERAPEUTICS INC | MCRB | 550,626 | $1.3M | 0.15% |
| 69 | AGF INVTS TR | 00110G408 | 64,592 | $1.3M | 0.15% |
| 70 | SARATOGA INVT CORP | 80349A208 | 48,500 | $1.2M | 0.14% |
| 71 | KAYNE ANDERSON ENERGY INFRST | 486606106 | 147,033 | $1.2M | 0.14% |
| 72 | STRYKER CORPORATION | SYK | 4,434 | $1.2M | 0.14% |
| 73 | MARINUS PHARMACEUTICALS INC | 56854Q200 | 150,000 | $1.2M | 0.14% |
| 74 | ANNEXON INC | ANNX | 492,595 | $1.2M | 0.13% |
| 75 | ISHARES TR | 464288513 | 15,000 | $1.1M | 0.13% |
| 76 | DELTA AIR LINES INC DEL | DAL | 25,000 | $925,000 | 0.11% |
| 77 | HUMANA INC | HUM | 1,795 | $873,303 | 0.10% |
| 78 | THERMO FISHER SCIENTIFIC INC | TMO | 1,715 | $868,082 | 0.10% |
| 79 | EIGER BIOPHARMACEUTICALS INC | 28249U105 | 2,700,000 | $823,500 | 0.09% |
| 80 | AVIDITY BIOSCIENCES INC | 05370A108 | 125,000 | $797,500 | 0.09% |
| 81 | ALLOGENE THERAPEUTICS INC | ALLO | 245,000 | $776,650 | 0.09% |
| 82 | AMERICAN AIRLS GROUP INC | 02376R102 | 60,000 | $768,600 | 0.09% |
| 83 | GENERAC HLDGS INC | GNRC | 7,000 | $762,720 | 0.09% |
| 84 | WESTERN DIGITAL CORP. | WDC | 16,500 | $752,895 | 0.09% |
| 85 | KURA ONCOLOGY INC | KURA | 80,000 | $729,600 | 0.08% |
| 86 | CAESARS ENTERTAINMENT INC NE | 12769G100 | 15,000 | $695,250 | 0.08% |
| 87 | EXACT SCIENCES CORP | 30063P105 | 9,635 | $657,300 | 0.08% |
| 88 | QUANTERIX CORP | QTRX | 23,718 | $643,707 | 0.07% |
| 89 | ESTABLISHMENT LABS HLDGS INC | ESTA | 12,733 | $624,808 | 0.07% |
| 90 | AGNC INVT CORP | 00123Q104 | 66,000 | $623,040 | 0.07% |
| 91 | CARVANA CO | CVNA | 14,800 | $621,304 | 0.07% |
| 92 | IDEXX LABS INC | 45168D104 | 1,411 | $616,988 | 0.07% |
| 93 | ANNALY CAPITAL MANAGEMENT IN | NLY-PJ | 32,200 | $605,682 | 0.07% |
| 94 | ATRICURE INC | ATRC | 11,519 | $504,532 | 0.06% |
| 95 | TESLA INC | TSLA | 1,898 | $474,918 | 0.05% |
| 96 | CARNIVAL CORP | CUKPF | 32,500 | $445,900 | 0.05% |
| 97 | HERON THERAPEUTICS INC | HRTX | 431,590 | $444,538 | 0.05% |
| 98 | X4 PHARMACEUTICALS INC | XFOR | 400,000 | $436,000 | 0.05% |
| 99 | ADVANCED MICRO DEVICES INC | AMD | 4,164 | $428,142 | 0.05% |
| 100 | NVIDIA CORPORATION | NVDA | 980 | $426,290 | 0.05% |
| 101 | KYMERA THERAPEUTICS INC | KYMR | 30,515 | $424,158 | 0.05% |
| 102 | SUTRO BIOPHARMA INC | STRO | 120,000 | $416,400 | 0.05% |
| 103 | ABBOTT LABS | ABLZF | 4,243 | $410,935 | 0.05% |
| 104 | SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | 16,471 | $409,798 | 0.05% |
| 105 | STOKE THERAPEUTICS INC | STOK | 102,985 | $405,761 | 0.05% |
| 106 | IQVIA HLDGS INC | IQV | 1,960 | $385,630 | 0.04% |
| 107 | CENTRAL & EASTERN EUROPE FD | 153436100 | 38,957 | $335,030 | 0.04% |
| 108 | MICROSOFT CORP | MSFT | 1,000 | $315,750 | 0.04% |
| 109 | BIO-TECHNE CORP | TECH | 4,576 | $311,488 | 0.04% |
| 110 | SPDR SER TR | 78468R200 | 9,267 | $284,682 | 0.03% |
| 111 | QUIDELORTHO CORP | QDEL | 3,874 | $282,957 | 0.03% |
| 112 | CYBIN INC | HELP | 500,000 | $265,700 | 0.03% |
| 113 | REVVITY INC | RVTY | 2,395 | $265,126 | 0.03% |
| 114 | ZOETIS INC | ZTS | 1,427 | $248,269 | 0.03% |
| 115 | COOPER COS INC | 216648402 | 751 | $238,826 | 0.03% |
| 116 | LIVANOVA PLC | LIVN | 4,301 | $227,437 | 0.03% |
| 117 | DEXCOM INC | DXCM | 2,321 | $216,549 | 0.02% |
| 118 | ASML HOLDING N V | ASMLF | 361 | $212,506 | 0.02% |
| 119 | LEMONADE INC | LMND | 16,478 | $191,474 | 0.02% |
| 120 | SYNDAX PHARMACEUTICALS INC | SNDX | 12,665 | $183,896 | 0.02% |
| 121 | ATAI LIFE SCIENCES NV | N0731H103 | 140,000 | $180,600 | 0.02% |
| 122 | ADAPTIMMUNE THERAPEUTICS PLC | ADTI | 150,000 | $117,000 | 0.01% |