13F HOLDINGS REPORT

Klingman & Associates, LLC

Quarter ended Q4 2023 · Filed October 30, 2023 · Accession 0001172661-23-003540

Total Value

$1.24B

Positions

219

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (219)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR	464287200	483,650	$207.7M	16.79%
2	VANGUARD MALVERN FDS	922020805	1,320,087	$62.4M	5.05%
3	ISHARES TR	464287507	240,036	$59.9M	4.84%
4	SPDR S&P 500 ETF TR	SPY	127,406	$54.5M	4.40%
5	SPDR SER TR	78464A508	1,163,088	$48.0M	3.88%
6	ISHARES TR	464287804	462,945	$43.7M	3.53%
7	SPDR SER TR	78464A409	735,322	$43.6M	3.52%
8	APPLE INC	AAPL	246,717	$42.2M	3.41%
9	ISHARES TR	46432F842	481,143	$31.0M	2.50%
10	ISHARES TR	46429B697	419,623	$30.4M	2.46%
11	PJT PARTNERS INC	PJT	327,560	$26.0M	2.10%
12	ISHARES TR	46435U515	1,037,442	$24.9M	2.02%
13	VANGUARD TAX-MANAGED FDS	921943858	569,402	$24.9M	2.01%
14	ISHARES TR	46436E205	1,128,664	$24.7M	2.00%
15	ISHARES TR	46435UAA9	1,061,717	$24.6M	1.99%
16	SPDR SER TR	78464A763	211,641	$24.3M	1.97%
17	ISHARES TR	46435GAA0	1,026,542	$24.0M	1.94%
18	INVESCO EXCHANGE TRADED FD T	IVZ	735,927	$23.4M	1.89%
19	SPDR SER TR	78464A839	347,900	$22.6M	1.82%
20	FLEXSHARES TR	FLEX	960,632	$22.3M	1.80%
21	SPDR SER TR	78464A821	306,014	$21.2M	1.71%
22	SPDR S&P MIDCAP 400 ETF TR	MDY	45,749	$20.9M	1.69%
23	VANGUARD INTL EQUITY INDEX F	922042858	472,636	$18.5M	1.50%
24	DATADOG INC	DDOG	201,171	$18.3M	1.48%
25	SPDR SER TR	78464A300	250,155	$18.1M	1.46%
26	INVESCO EXCH TRADED FD TR II	IVZ	210,670	$16.5M	1.33%
27	SPDR SER TR	78464A201	168,477	$12.3M	1.00%
28	ISHARES TR	464288273	181,637	$10.3M	0.83%
29	VANGUARD INDEX FDS	922908769	45,491	$9.7M	0.78%
30	MICROSOFT CORP	MSFT	28,352	$9.0M	0.72%
31	CITIZENS FINL GROUP INC	CIA	331,554	$8.9M	0.72%
32	ISHARES TR	46436E726	353,169	$7.2M	0.58%
33	JONES LANG LASALLE INC	JLL	49,217	$6.9M	0.56%
34	DIMENSIONAL ETF TRUST	25434V856	167,125	$6.6M	0.54%
35	ISHARES TR	464287655	32,929	$5.8M	0.47%
36	ISHARES INC	46434G103	120,760	$5.7M	0.46%
37	AMAZON COM INC	AMZN	42,579	$5.4M	0.44%
38	J P MORGAN EXCHANGE TRADED F	46641Q654	104,587	$5.3M	0.43%
39	ISHARES TR	464287622	22,123	$5.2M	0.42%
40	CROCS INC	CROX	47,680	$4.2M	0.34%
41	VANGUARD INDEX FDS	922908553	54,594	$4.1M	0.33%
42	INVESCO EXCH TRADED FD TR II	IVZ	62,411	$3.7M	0.30%
43	J P MORGAN EXCHANGE TRADED F	46641Q837	72,036	$3.6M	0.29%
44	ISHARES TR	464287168	32,672	$3.5M	0.28%
45	ISHARES TR	46436E486	172,388	$3.3M	0.27%
46	VANGUARD INDEX FDS	922908363	8,379	$3.3M	0.27%
47	BERKSHIRE HATHAWAY INC DEL	BRK-A	9,019	$3.2M	0.26%
48	MASTERCARD INCORPORATED	MA	7,495	$3.0M	0.24%
49	EXXON MOBIL CORP	XOM	25,102	$3.0M	0.24%
50	DIMENSIONAL ETF TRUST	25434V609	62,871	$2.9M	0.23%
51	APPLIED MATLS INC	038222105	20,192	$2.8M	0.23%
52	ALPHABET INC	GOOG	19,017	$2.5M	0.20%
53	JOHNSON & JOHNSON	JNJ	15,859	$2.5M	0.20%
54	BROWN & BROWN INC	BRO	33,535	$2.3M	0.19%
55	VANGUARD INDEX FDS	922908751	11,958	$2.3M	0.18%
56	INVESCO EXCHANGE TRADED FD T	IVZ	15,368	$2.2M	0.18%
57	ISHARES TR	46429B663	21,809	$2.2M	0.17%
58	ISHARES U S ETF TR	46431W507	43,163	$2.2M	0.17%
59	ALPHABET INC	GOOG	16,348	$2.1M	0.17%
60	ISHARES TR	464287523	4,400	$2.1M	0.17%
61	PIMCO ETF TR	72201R833	20,500	$2.1M	0.17%
62	ISHARES TR	46429B689	31,353	$2.0M	0.17%
63	ISHARES TR	464287465	29,322	$2.0M	0.16%
64	MERCK & CO INC	MRK	18,748	$1.9M	0.16%
65	HOME DEPOT INC	HD	5,701	$1.7M	0.14%
66	ISHARES TR	464287630	12,671	$1.7M	0.14%
67	VANGUARD INTL EQUITY INDEX F	922042775	32,788	$1.7M	0.14%
68	ISHARES TR	464287150	17,865	$1.7M	0.14%
69	ISHARES TR	46432F834	27,516	$1.7M	0.13%
70	ISHARES TR	46435U283	66,932	$1.6M	0.13%
71	JPMORGAN CHASE & CO	VYLD	11,147	$1.6M	0.13%
72	ISHARES TR	46435U259	64,876	$1.6M	0.13%
73	BLACKSTONE INC	BX	13,808	$1.5M	0.12%
74	ISHARES TR	46435U325	57,518	$1.4M	0.11%
75	ISHARES TR	464287101	6,715	$1.3M	0.11%
76	PROCTER AND GAMBLE CO	742718109	9,004	$1.3M	0.11%
77	VANGUARD SCOTTSDALE FDS	92206C102	21,872	$1.3M	0.10%
78	VANGUARD ADMIRAL FDS INC	921932885	14,898	$1.3M	0.10%
79	META PLATFORMS INC	META	4,129	$1.2M	0.10%
80	ABBVIE INC	ABBV	8,240	$1.2M	0.10%
81	INVESCO EXCH TRADED FD TR II	IVZ	12,954	$1.2M	0.10%
82	ORACLE CORP	ORCL-PD	11,199	$1.2M	0.10%
83	SCHWAB STRATEGIC TR	808524805	33,360	$1.1M	0.09%
84	AUTOMATIC DATA PROCESSING IN	ADP	4,476	$1.1M	0.09%
85	VANGUARD SPECIALIZED FUNDS	921908844	6,913	$1.1M	0.09%
86	INVESCO EXCH TRADED FD TR II	IVZ	29,108	$1.1M	0.09%
87	TJX COS INC NEW	872540109	11,551	$1.0M	0.08%
88	VANGUARD WHITEHALL FDS	921946406	9,748	$1.0M	0.08%
89	VANGUARD INDEX FDS	922908611	6,122	$976,418	0.08%
90	NVIDIA CORPORATION	NVDA	2,205	$959,153	0.08%
91	GENERAL ELECTRIC CO	369604301	8,670	$958,469	0.08%
92	VANGUARD ADMIRAL FDS INC	921932828	10,934	$955,632	0.08%
93	TESLA INC	TSLA	3,719	$930,569	0.08%
94	INVESCO QQQ TR	IVZ	2,571	$921,113	0.07%
95	RAYMOND JAMES FINL INC	754730109	9,055	$909,394	0.07%
96	VISA INC	V	3,848	$885,079	0.07%
97	VANGUARD INDEX FDS	922908736	3,231	$879,834	0.07%
98	UNITED BANKSHARES INC WEST V	UNTCW	30,944	$853,745	0.07%
99	GOLUB CAP BDC INC	38173M102	55,750	$817,853	0.07%
100	NEXTERA ENERGY INC	NEE-PW	14,047	$804,753	0.07%
101	ISHARES TR	46435U432	30,666	$799,770	0.06%
102	INVESCO EXCH TRADED FD TR II	IVZ	35,267	$788,923	0.06%
103	ROSS STORES INC	ROST	6,983	$788,730	0.06%
104	OREILLY AUTOMOTIVE INC	67103H107	856	$777,985	0.06%
105	INVESCO EXCH TRADED FD TR II	IVZ	26,305	$777,050	0.06%
106	ADOBE INC	ADBE	1,523	$776,578	0.06%
107	ABBOTT LABS	ABLZF	7,706	$746,327	0.06%
108	PEPSICO INC	PEP	4,360	$738,759	0.06%
109	AMERICAN CENTY ETF TR	025072877	9,299	$724,821	0.06%
110	LOCKHEED MARTIN CORP	LMT	1,717	$702,185	0.06%
111	INTEL CORP	INTC	19,695	$700,158	0.06%
112	DIMENSIONAL ETF TRUST	25434V401	15,010	$698,716	0.06%
113	HERSHEY CO	HSY	3,474	$695,078	0.06%
114	ISHARES TR	464287499	9,941	$688,415	0.06%
115	COMPASS INC	COMP	237,009	$687,327	0.06%
116	ISHARES TR	464287176	6,484	$672,521	0.05%
117	BROADCOM INC	AVGO	808	$671,109	0.05%
118	ELI LILLY & CO	LLY	1,240	$666,042	0.05%
119	MCDONALDS CORP	MCD	2,504	$659,654	0.05%
120	ISHARES TR	464287234	16,919	$642,077	0.05%
121	CHEVRON CORP NEW	CVX	3,701	$624,063	0.05%
122	COSTCO WHSL CORP NEW	22160K105	1,093	$617,502	0.05%
123	CISCO SYS INC	CSCO	10,997	$591,205	0.05%
124	VANGUARD INDEX FDS	922908744	4,076	$562,203	0.05%
125	UNITEDHEALTH GROUP INC	UNH	1,061	$534,946	0.04%
126	BERKSHIRE HATHAWAY INC DEL	BRK-A	1	$531,477	0.04%
127	ISHARES TR	46436E163	21,856	$521,758	0.04%
128	VANGUARD INDEX FDS	922908652	3,572	$511,975	0.04%
129	ISHARES TR	464287614	1,909	$507,775	0.04%
130	FORD MTR CO DEL	345370860	39,388	$489,197	0.04%
131	ISHARES TR	464287408	3,128	$481,212	0.04%
132	ROYAL BK CDA	780087102	5,393	$471,564	0.04%
133	UNION PAC CORP	UNP	2,304	$469,164	0.04%
134	UNITED RENTALS INC	URI	1,051	$467,244	0.04%
135	INTERNATIONAL BUSINESS MACHS	INTR	3,329	$467,059	0.04%
136	WISDOMTREE TR	WT	7,306	$463,858	0.04%
137	LOWES COS INC	548661107	2,223	$462,029	0.04%
138	BOOKING HOLDINGS INC	BKNG	149	$459,509	0.04%
139	HONEYWELL INTL INC	438516106	2,460	$454,461	0.04%
140	SCHWAB STRATEGIC TR	808524409	6,953	$448,191	0.04%
141	DANAHER CORPORATION	235851102	1,800	$446,580	0.04%
142	PPG INDS INC	693506107	3,261	$423,278	0.03%
143	SELECT SECTOR SPDR TR	81369Y803	2,565	$420,481	0.03%
144	WALMART INC	WMT	2,618	$418,697	0.03%
145	PFIZER INC	PFE	12,477	$413,863	0.03%
146	VANGUARD STAR FDS	921909768	7,718	$413,068	0.03%
147	WISDOMTREE TR	WT	13,435	$412,730	0.03%
148	SCHWAB STRATEGIC TR	808524300	5,631	$409,482	0.03%
149	ELME COMMUNITIES	ELME	29,800	$406,472	0.03%
150	JACOBS SOLUTIONS INC	J	2,945	$401,993	0.03%
151	ISHARES TR	464287309	5,782	$395,605	0.03%
152	SYSCO CORP	SYY	5,962	$393,791	0.03%
153	VERIZON COMMUNICATIONS INC	VZ	12,143	$393,555	0.03%
154	WISDOMTREE TR	WT	10,432	$390,992	0.03%
155	VANGUARD INDEX FDS	922908512	2,933	$384,106	0.03%
156	NETFLIX INC	NFLX	1,014	$382,887	0.03%
157	BLACKSTONE SECD LENDING FD	BX	13,700	$374,832	0.03%
158	ACTIVISION BLIZZARD INC	00507V109	3,925	$367,498	0.03%
159	CVS HEALTH CORP	CVS	5,141	$358,945	0.03%
160	COCA COLA CO	KO	6,360	$356,033	0.03%
161	ISHARES TR	464289859	5,604	$355,798	0.03%
162	VANGUARD INDEX FDS	922908538	1,814	$353,313	0.03%
163	ISHARES TR	464287598	2,218	$336,737	0.03%
164	CREDIT ACCEP CORP MICH	225310101	731	$336,348	0.03%
165	FRANKLIN BSP RLTY TR INC	35243J101	25,242	$334,205	0.03%
166	VANGUARD INDEX FDS	922908637	1,686	$329,934	0.03%
167	NATURA &CO HLDG S A	63884N108	56,777	$327,604	0.03%
168	L3HARRIS TECHNOLOGIES INC	LHX	1,846	$321,426	0.03%
169	LINDE PLC	LIN	853	$317,615	0.03%
170	VANGUARD INDEX FDS	922908629	1,524	$317,358	0.03%
171	DIMENSIONAL ETF TRUST	25434V807	9,721	$317,100	0.03%
172	GENERAL MLS INC	370334104	4,952	$316,879	0.03%
173	AMGEN INC	AMGN	1,173	$315,256	0.03%
174	SPDR GOLD TR	GLD	1,808	$309,982	0.03%
175	EQUITY RESIDENTIAL	EQR	5,229	$306,995	0.02%
176	ACCENTURE PLC IRELAND	ACN	999	$306,803	0.02%
177	TRUIST FINL CORP	89832Q109	10,551	$301,865	0.02%
178	VANGUARD INDEX FDS	922908595	1,407	$301,352	0.02%
179	OAKTREE SPECIALTY LENDING CO	OCSL	14,850	$298,782	0.02%
180	INVESCO EXCH TRADED FD TR II	IVZ	6,846	$298,012	0.02%
181	THERMO FISHER SCIENTIFIC INC	TMO	583	$295,098	0.02%
182	SCHWAB STRATEGIC TR	808524102	5,610	$279,659	0.02%
183	SALESFORCE INC	CRM	1,379	$279,634	0.02%
184	AT&T INC	T-PC	18,435	$276,900	0.02%
185	NOVARTIS AG	NVSEF	2,715	$276,550	0.02%
186	F5 INC	FFIV	1,711	$275,711	0.02%
187	DISNEY WALT CO	254687106	3,384	$274,274	0.02%
188	COMCAST CORP NEW	CCZ	6,138	$272,163	0.02%
189	BANK AMERICA CORP	060505104	9,856	$269,858	0.02%
190	DEERE & CO	DE	696	$262,657	0.02%
191	BLACKROCK FLOATING RATE INCO	BLK	20,715	$261,429	0.02%
192	ISHARES TR	46432F339	1,957	$257,914	0.02%
193	PHILIP MORRIS INTL INC	718172109	2,764	$255,934	0.02%
194	GOLDMAN SACHS GROUP INC	GSCE	776	$250,951	0.02%
195	ALLIANT ENERGY CORP	LNT	5,146	$249,324	0.02%
196	VANGUARD INTL EQUITY INDEX F	922042718	2,332	$247,659	0.02%
197	BHP GROUP LTD	BHPLF	4,346	$247,201	0.02%
198	SELECT SECTOR SPDR TR	81369Y506	2,719	$245,771	0.02%
199	STARBUCKS CORP	SBUX	2,683	$244,878	0.02%
200	ISHARES TR	464288802	2,694	$242,380	0.02%
201	SOUTHERN CO	SOMN	3,727	$241,212	0.02%
202	COLGATE PALMOLIVE CO	CL	3,376	$240,068	0.02%
203	CONSOLIDATED EDISON INC	ED	2,789	$238,544	0.02%
204	RIO TINTO PLC	RTNTF	3,724	$236,996	0.02%
205	MONDELEZ INTL INC	609207105	3,381	$234,642	0.02%
206	CSX CORP	CSX	7,410	$227,858	0.02%
207	SCHWAB STRATEGIC TR	808524797	3,154	$223,178	0.02%
208	SMUCKER J M CO	832696405	1,745	$214,478	0.02%
209	ISHARES INC	464286525	2,231	$212,869	0.02%
210	BROADSTONE NET LEASE INC	BNL	14,441	$206,507	0.02%
211	SCHWAB CHARLES CORP	SCHW-PJ	3,738	$205,217	0.02%
212	ISHARES TR	464287648	902	$202,184	0.02%
213	REGENERON PHARMACEUTICALS	REGN	244	$200,803	0.02%
214	ISHARES TR	464287663	2,690	$200,728	0.02%
215	ENHABIT INC	EHAB	15,000	$168,750	0.01%
216	NUVEEN FLOATING RATE INCOME	67072T108	20,143	$165,378	0.01%
217	BLACKROCK MUNIHLDGS NY QLTY	BLK	14,485	$132,249	0.01%
218	WESTERN ASSET EMERGING MKTS	95766A101	13,581	$112,723	0.01%
219	DARIOHEALTH CORP	DRIO	17,850	$58,548	0.00%