13F HOLDINGS REPORT

Prosperity Financial Group, Inc.

Quarter ended Q3 2023 · Filed September 12, 2023 · Accession 0001172661-23-003246

Total Value

$113.6M

Positions

130

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (130)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	55,445	$10.8M	9.47%
2	PUTNAM ETF TRUST	746729300	209,745	$6.2M	5.43%
3	MICROSOFT CORP	MSFT	15,577	$5.3M	4.67%
4	FIRST TR EXCHANGE-TRADED FD	33739Q408	83,993	$5.0M	4.39%
5	PROSHARES TR	74347B680	62,807	$4.4M	3.89%
6	FIRST TR EXCHANGE TRADED FD	33734X143	38,206	$4.1M	3.64%
7	FIRST TR EXCHANGE TRADED FD	33734X127	187,440	$2.9M	2.58%
8	FIRST TR EXCHANGE TRAD FD VI	33739H101	118,465	$2.7M	2.37%
9	J P MORGAN EXCHANGE TRADED F	46641Q332	43,342	$2.4M	2.11%
10	J P MORGAN EXCHANGE TRADED F	46654Q203	49,427	$2.4M	2.10%
11	FIRST TR EXCHANGE-TRADED FD	33738D879	99,175	$2.2M	1.92%
12	GLOBAL X FDS	37954Y780	58,594	$2.0M	1.78%
13	GLOBAL X FDS	37954Y434	157,421	$1.9M	1.68%
14	NVIDIA CORPORATION	NVDA	4,211	$1.8M	1.57%
15	SPDR S&P 500 ETF TR	SPY	4,006	$1.8M	1.56%
16	ALPHABET INC	GOOG	14,732	$1.8M	1.55%
17	GLOBAL X FDS	37954Y673	53,864	$1.7M	1.49%
18	AMAZON COM INC	AMZN	12,665	$1.7M	1.45%
19	FIRST TR MORNINGSTAR DIVID L	336917109	43,395	$1.5M	1.30%
20	FIRST TR EXCHANGE-TRADED FD	33739Q705	27,662	$1.5M	1.29%
21	ACCENTURE PLC IRELAND	ACN	4,212	$1.3M	1.14%
22	FIRST TR EXCHANGE-TRADED FD	33738D101	46,759	$1.3M	1.11%
23	HOME DEPOT INC	HD	4,045	$1.3M	1.11%
24	PROSHARES TR	74348A467	12,744	$1.2M	1.06%
25	HARTFORD FDS EXCHANGE TRADED	41653L602	31,151	$1.2M	1.04%
26	COSTCO WHSL CORP NEW	22160K105	2,178	$1.2M	1.03%
27	ISHARES TR	464287523	2,303	$1.2M	1.03%
28	FIRST TR EXCHANGE TRADED FD	33734X846	24,174	$1.1M	0.97%
29	STRATEGY SHS	STRD	28,371	$1.0M	0.89%
30	FIRST TR EXCHANGE TRADED FD	33734X192	12,927	$981,676	0.86%
31	MARSH & MCLENNAN COS INC	571748102	5,175	$973,314	0.86%
32	PROSHARES TR	74347G606	14,620	$968,721	0.85%
33	TESLA INC	TSLA	3,596	$941,325	0.83%
34	UNITEDHEALTH GROUP INC	UNH	1,886	$906,487	0.80%
35	VISA INC	V	3,537	$839,967	0.74%
36	ZOETIS INC	ZTS	4,717	$812,315	0.72%
37	FIRST TR VALUE LINE DIVID IN	33734H106	19,932	$799,074	0.70%
38	META PLATFORMS INC	META	2,713	$778,577	0.69%
39	AMERICAN CENTY ETF TR	025072349	13,475	$718,881	0.63%
40	ADVISORS INNER CIRCLE FD III	00774Q148	28,807	$683,302	0.60%
41	LILLY ELI & CO	LLY	1,424	$667,828	0.59%
42	CHEVRON CORP NEW	CVX	4,192	$659,611	0.58%
43	BROADCOM INC	AVGO	745	$646,235	0.57%
44	JOHNSON & JOHNSON	JNJ	3,860	$638,907	0.56%
45	PROSHARES TR	74347R248	12,203	$622,635	0.55%
46	SPDR GOLD TR	GLD	3,370	$600,770	0.53%
47	ABBVIE INC	ABBV	4,389	$591,330	0.52%
48	ALPHABET INC	GOOG	4,629	$559,970	0.49%
49	ISHARES TR	464287200	1,239	$552,411	0.49%
50	DISNEY WALT CO	254687106	5,945	$530,770	0.47%
51	INVESCO EXCHANGE TRADED FD T	IVZ	3,541	$529,875	0.47%
52	CISCO SYS INC	CSCO	9,990	$516,883	0.46%
53	PROCTER AND GAMBLE CO	742718109	3,355	$509,088	0.45%
54	GLADSTONE INVT CORP	376546107	38,650	$503,996	0.44%
55	DIREXION SHS ETF TR	25459Y207	6,412	$493,596	0.43%
56	KLA CORP	KLAC	976	$473,380	0.42%
57	FIRST TR EXCHNG TRADED FD VI	33740F458	15,150	$470,711	0.41%
58	JPMORGAN CHASE & CO	VYLD	3,232	$470,062	0.41%
59	FERRARI N V	RACE	1,374	$446,839	0.39%
60	SPDR SER TR	78468R663	4,701	$431,646	0.38%
61	MASTERCARD INCORPORATED	MA	1,096	$431,057	0.38%
62	ROYAL CARIBBEAN GROUP	V7780T103	4,113	$426,683	0.38%
63	SPDR SER TR	78464A854	8,166	$425,530	0.37%
64	SOUTHERN CO	SOMN	5,956	$418,409	0.37%
65	INVESCO EXCHANGE TRADED FD T	IVZ	5,151	$417,386	0.37%
66	ADOBE SYSTEMS INCORPORATED	ADBE	839	$410,263	0.36%
67	SPDR SER TR	78464A805	7,522	$409,498	0.36%
68	LULULEMON ATHLETICA INC	LULU	1,031	$390,234	0.34%
69	MERCK & CO INC	MRK	3,365	$388,287	0.34%
70	MGM RESORTS INTERNATIONAL	MGM	8,691	$381,709	0.34%
71	ETF SER SOLUTIONS	26922A453	3,724	$373,499	0.33%
72	TEMPLETON EMERGING MKTS INCO	880192109	70,110	$361,067	0.32%
73	MEDICAL PPTYS TRUST INC	58463J304	38,908	$360,290	0.32%
74	FIRST TR EXCHANGE-TRADED FD	33738R118	6,067	$355,890	0.31%
75	CATERPILLAR INC	CAT	1,446	$355,788	0.31%
76	ALLEGRO MICROSYSTEMS INC	ALGM	7,601	$343,109	0.30%
77	VANGUARD INDEX FDS	922908769	1,510	$332,544	0.29%
78	FIRST TR EXCHANGE-TRADED FD	33738R506	6,981	$328,805	0.29%
79	VANGUARD INDEX FDS	922908736	1,149	$325,121	0.29%
80	BERKSHIRE HATHAWAY INC DEL	BRK-A	952	$324,632	0.29%
81	ISHARES TR	464288679	2,931	$323,729	0.28%
82	PFIZER INC	PFE	8,819	$323,481	0.28%
83	SPINNAKER ETF SERIES	84858T202	14,501	$314,599	0.28%
84	S&P GLOBAL INC	SPGI	783	$313,897	0.28%
85	DIMENSIONAL ETF TRUST	25434V708	11,460	$311,139	0.27%
86	DEERE & CO	DE	748	$303,082	0.27%
87	DEXCOM INC	DXCM	2,335	$300,071	0.26%
88	ELEVANCE HEALTH INC	ELV	655	$291,010	0.26%
89	SERVICENOW INC	NOW	502	$282,109	0.25%
90	ADVANCED MICRO DEVICES INC	AMD	2,476	$282,041	0.25%
91	TEMPLETON GLOBAL INCOME FD	880198106	67,017	$277,450	0.24%
92	ISHARES TR	464288810	4,910	$277,219	0.24%
93	INNOVATOR ETFS TR	INHD	8,359	$273,590	0.24%
94	SALESFORCE INC	CRM	1,254	$264,920	0.23%
95	KBR INC	KBR	4,039	$262,777	0.23%
96	VANGUARD INDEX FDS	922908744	1,847	$262,459	0.23%
97	SPDR INDEX SHS FDS	78463X889	8,030	$261,296	0.23%
98	ARES CAPITAL CORP	ARCC	13,700	$257,423	0.23%
99	SHOPIFY INC	SHOP	3,920	$253,232	0.22%
100	ABBOTT LABS	ABLZF	2,287	$249,334	0.22%
101	WALMART INC	WMT	1,536	$241,428	0.21%
102	CMS ENERGY CORP	CMS-PC	4,105	$241,163	0.21%
103	VANGUARD INDEX FDS	922908363	591	$240,702	0.21%
104	INTUITIVE SURGICAL INC	ISRG	696	$237,990	0.21%
105	LANTHEUS HLDGS INC	LNTH	2,794	$234,472	0.21%
106	VANGUARD WORLD FD	921910873	1,482	$231,874	0.20%
107	DIMENSIONAL ETF TRUST	25434V831	8,657	$229,757	0.20%
108	UNITED PARCEL SERVICE INC	UPS	1,280	$229,440	0.20%
109	HARTFORD FDS EXCHANGE TRADED	41653L404	11,740	$228,220	0.20%
110	TEXTRON INC	TXT	3,318	$224,396	0.20%
111	HUBSPOT INC	HUBS	421	$224,010	0.20%
112	SPDR SER TR	78464A631	1,822	$221,433	0.19%
113	SPDR INDEX SHS FDS	78463X863	8,795	$217,852	0.19%
114	EXXON MOBIL CORP	XOM	2,012	$215,787	0.19%
115	ISHARES TR	464287655	1,140	$213,488	0.19%
116	VANGUARD TAX-MANAGED FDS	921943858	4,591	$212,012	0.19%
117	VIRTUS CONVERTIBLE & INCOME	92838X102	60,805	$211,601	0.19%
118	DOLLAR GEN CORP NEW	256677105	1,231	$208,999	0.18%
119	ISHARES TR	464288489	10,254	$203,593	0.18%
120	INNOVATOR ETFS TR	INHD	5,767	$202,479	0.18%
121	ANAVEX LIFE SCIENCES CORP	AVXL	23,897	$194,283	0.17%
122	HEARTCORE ENTERPRISES INC	HTCR	135,000	$193,050	0.17%
123	FIRST TR EXCH TRADED FD III	33739E108	10,788	$172,284	0.15%
124	ENERGY TRANSFER L P	ET-PI	12,300	$156,210	0.14%
125	COMSTOCK INC	LODE	115,130	$84,010	0.07%
126	LEXICON PHARMACEUTICALS INC	LXRX	26,000	$59,540	0.05%
127	NUVEEN CR STRATEGIES INCOME	NU	10,000	$50,500	0.04%
128	LULUS FASHION LOUNGE HOLDING	55003A108	19,429	$49,155	0.04%
129	SELLAS LIFE SCIENCES GROUP I	SLS	29,800	$46,786	0.04%
130	JUPITER WELLNESS INC	48208F105	10,000	$4,200	0.00%