13F HOLDINGS REPORT
Simplify Asset Management Inc.
Quarter ended Q3 2023 · Filed August 14, 2023 · Accession 0001172661-23-003059
Total Value
$759.5M
Positions
113
Other Managers
0
Confidential Omitted
No
Holdings (113)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 464287200 | 702,247 | $313.0M | 41.21% |
| 2 | ISHARES TR | 464287465 | 1,195,100 | $86.6M | 11.41% |
| 3 | INVESCO QQQ TR | IVZ | 150,700 | $55.7M | 7.33% |
| 4 | SPDR S&P 500 ETF TR | SPY | 69,000 | $30.6M | 4.03% |
| 5 | ISHARES TR | 46432F842 | 247,877 | $16.7M | 2.20% |
| 6 | ISHARES TR | 464287234 | 411,000 | $16.3M | 2.14% |
| 7 | PLAINS GP HLDGS L P | PAGP | 1,045,097 | $15.5M | 2.04% |
| 8 | NVIDIA CORPORATION | NVDA | 30,700 | $13.0M | 1.71% |
| 9 | SIMPLIFY EXCHANGE TRADED FUN | 82889N830 | 449,867 | $9.8M | 1.29% |
| 10 | PLAINS ALL AMERN PIPELINE L | 726503105 | 650,000 | $9.2M | 1.21% |
| 11 | SIMPLIFY EXCHANGE TRADED FUN | 82889N723 | 356,826 | $8.0M | 1.06% |
| 12 | SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | 352,303 | $8.0M | 1.05% |
| 13 | SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | 278,272 | $7.1M | 0.93% |
| 14 | ATHIRA PHARMA INC | 04746L104 | 1,492,792 | $4.4M | 0.58% |
| 15 | SANOFI | SNYNF | 80,813 | $4.4M | 0.57% |
| 16 | MEDTRONIC PLC | MDT | 47,519 | $4.2M | 0.55% |
| 17 | ISHARES INC | 46434G103 | 82,141 | $4.0M | 0.53% |
| 18 | JOHNSON & JOHNSON | JNJ | 23,763 | $3.9M | 0.52% |
| 19 | REPLIMUNE GROUP INC | REPL | 150,000 | $3.5M | 0.46% |
| 20 | PHATHOM PHARMACEUTICALS INC | PHAT | 237,935 | $3.4M | 0.45% |
| 21 | SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | 52,883 | $3.3M | 0.44% |
| 22 | MADRIGAL PHARMACEUTICALS INC | MDGL | 14,294 | $3.3M | 0.43% |
| 23 | SIMPLIFY EXCHANGE TRADED FUN | 82889N566 | 131,353 | $3.2M | 0.43% |
| 24 | ISHARES TR | 464287242 | 29,437 | $3.2M | 0.42% |
| 25 | VANGUARD BD INDEX FDS | 921937827 | 41,865 | $3.2M | 0.42% |
| 26 | ISHARES TR | 464288588 | 33,827 | $3.2M | 0.42% |
| 27 | VANGUARD SCOTTSDALE FDS | 92206C771 | 68,628 | $3.1M | 0.41% |
| 28 | TESLA INC | TSLA | 11,900 | $3.1M | 0.41% |
| 29 | APPLIED THERAPEUTICS INC | 03828A101 | 2,382,621 | $3.0M | 0.40% |
| 30 | SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | 204,512 | $3.0M | 0.40% |
| 31 | ISHARES GOLD TR | IAU | 80,879 | $2.9M | 0.39% |
| 32 | LILLY ELI & CO | LLY | 6,189 | $2.9M | 0.38% |
| 33 | ZIMMER BIOMET HOLDINGS INC | ZBH | 19,488 | $2.8M | 0.37% |
| 34 | SIMPLIFY EXCHANGE TRADED FUN | 82889N640 | 112,062 | $2.8M | 0.37% |
| 35 | AKERO THERAPEUTICS INC | 00973Y108 | 59,777 | $2.8M | 0.37% |
| 36 | SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | 111,389 | $2.8M | 0.37% |
| 37 | SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | 119,401 | $2.7M | 0.36% |
| 38 | REGENERON PHARMACEUTICALS | REGN | 3,719 | $2.7M | 0.35% |
| 39 | SERES THERAPEUTICS INC | MCRB | 550,626 | $2.6M | 0.35% |
| 40 | VERTEX PHARMACEUTICALS INC | VRTX | 7,491 | $2.6M | 0.35% |
| 41 | TSCAN THERAPEUTICS INC | TCRX | 1,046,916 | $2.6M | 0.34% |
| 42 | AUTONATION INC | AN | 15,000 | $2.5M | 0.33% |
| 43 | SIMPLIFY EXCHANGE TRADED FUN | 82889N541 | 100,000 | $2.5M | 0.32% |
| 44 | SAGE THERAPEUTICS INC | 78667J108 | 50,030 | $2.4M | 0.31% |
| 45 | ABBOTT LABS | ABLZF | 21,470 | $2.3M | 0.31% |
| 46 | SPDR SER TR | 78468R200 | 75,068 | $2.3M | 0.30% |
| 47 | ANNEXON INC | ANNX | 653,483 | $2.3M | 0.30% |
| 48 | FULCRUM THERAPEUTICS INC | FULC | 696,296 | $2.3M | 0.30% |
| 49 | DEXCOM INC | DXCM | 17,063 | $2.2M | 0.29% |
| 50 | ISHARES TR | 46434V878 | 41,833 | $2.1M | 0.28% |
| 51 | ISHARES TR | 46434VAX8 | 83,187 | $2.1M | 0.28% |
| 52 | ISHARES TR | 46434VBG4 | 85,442 | $2.1M | 0.28% |
| 53 | SPDR SER TR | 78464A474 | 71,380 | $2.1M | 0.28% |
| 54 | ISHARES TR | 46434V100 | 43,571 | $2.1M | 0.28% |
| 55 | INTUITIVE SURGICAL INC | ISRG | 6,113 | $2.1M | 0.28% |
| 56 | EXACT SCIENCES CORP | 30063P105 | 22,133 | $2.1M | 0.27% |
| 57 | THE CIGNA GROUP | 125523100 | 6,643 | $1.9M | 0.25% |
| 58 | MIRUM PHARMACEUTICALS INC | MIRM | 70,000 | $1.8M | 0.24% |
| 59 | ABBVIE INC | ABBV | 12,814 | $1.7M | 0.23% |
| 60 | THERMO FISHER SCIENTIFIC INC | TMO | 3,258 | $1.7M | 0.22% |
| 61 | MARINUS PHARMACEUTICALS INC | 56854Q200 | 150,000 | $1.6M | 0.21% |
| 62 | J P MORGAN EXCHANGE TRADED F | 46641Q837 | 31,942 | $1.6M | 0.21% |
| 63 | ISHARES TR | 46429B655 | 31,437 | $1.6M | 0.21% |
| 64 | COOPER COS INC | 216648402 | 4,031 | $1.5M | 0.20% |
| 65 | PURECYCLE TECHNOLOGIES INC | PCTTW | 143,490 | $1.5M | 0.20% |
| 66 | BECTON DICKINSON & CO | BDX | 5,760 | $1.5M | 0.20% |
| 67 | TELESAT CORP | TSAT | 160,781 | $1.5M | 0.20% |
| 68 | AVIDITY BIOSCIENCES INC | 05370A108 | 125,000 | $1.4M | 0.18% |
| 69 | STRYKER CORPORATION | SYK | 4,484 | $1.4M | 0.18% |
| 70 | STOKE THERAPEUTICS INC | STOK | 122,796 | $1.3M | 0.17% |
| 71 | ALLOGENE THERAPEUTICS INC | ALLO | 245,000 | $1.2M | 0.16% |
| 72 | ARGENX SE | ARGX | 3,073 | $1.2M | 0.16% |
| 73 | PENUMBRA INC | PEN | 3,479 | $1.2M | 0.16% |
| 74 | KAYNE ANDERSON ENERGY INFRST | 486606106 | 147,033 | $1.2M | 0.16% |
| 75 | ISHARES TR | 464288513 | 14,216 | $1.1M | 0.14% |
| 76 | SCHWAB STRATEGIC TR | 808524870 | 20,327 | $1.1M | 0.14% |
| 77 | CHINOOK THERAPEUTICS INC | 16961L106 | 25,000 | $960,500 | 0.13% |
| 78 | ISHARES TR | 464287226 | 9,635 | $943,748 | 0.12% |
| 79 | ESTABLISHMENT LABS HLDGS INC | ESTA | 12,878 | $883,560 | 0.12% |
| 80 | TENET HEALTHCARE CORP | THC | 10,617 | $864,011 | 0.11% |
| 81 | GILEAD SCIENCES INC | GILD | 11,210 | $863,955 | 0.11% |
| 82 | BIOGEN INC | BIIB | 2,989 | $851,417 | 0.11% |
| 83 | KURA ONCOLOGY INC | KURA | 80,000 | $846,400 | 0.11% |
| 84 | X4 PHARMACEUTICALS INC | XFOR | 400,000 | $776,000 | 0.10% |
| 85 | EIGER BIOPHARMACEUTICALS INC | 28249U105 | 1,099,653 | $774,156 | 0.10% |
| 86 | IDEXX LABS INC | 45168D104 | 1,427 | $716,682 | 0.09% |
| 87 | BOSTON SCIENTIFIC CORP | BSX | 11,812 | $638,911 | 0.08% |
| 88 | ATRICURE INC | ATRC | 11,650 | $575,044 | 0.08% |
| 89 | NVIDIA CORPORATION | NVDA | 1,328 | $561,771 | 0.07% |
| 90 | SUTRO BIOPHARMA INC | STRO | 120,000 | $558,000 | 0.07% |
| 91 | TESLA INC | TSLA | 1,861 | $487,154 | 0.06% |
| 92 | UNITEDHEALTH GROUP INC | UNH | 997 | $479,198 | 0.06% |
| 93 | MICROSOFT CORP | MSFT | 1,375 | $468,242 | 0.06% |
| 94 | IQVIA HLDGS INC | IQV | 1,982 | $445,494 | 0.06% |
| 95 | MERCK & CO INC | MRK | 3,797 | $438,136 | 0.06% |
| 96 | ADVANCED MICRO DEVICES INC | AMD | 3,598 | $409,848 | 0.05% |
| 97 | BIO-TECHNE CORP | TECH | 4,628 | $377,784 | 0.05% |
| 98 | HERON THERAPEUTICS INC | HRTX | 281,590 | $326,644 | 0.04% |
| 99 | QUIDELORTHO CORP | QDEL | 3,918 | $324,645 | 0.04% |
| 100 | AMGEN INC | AMGN | 1,369 | $303,945 | 0.04% |
| 101 | REVVITY INC | RVTY | 2,422 | $287,709 | 0.04% |
| 102 | HUMANA INC | HUM | 626 | $279,903 | 0.04% |
| 103 | SYNDAX PHARMACEUTICALS INC | SNDX | 12,809 | $268,092 | 0.04% |
| 104 | ZOETIS INC | ZTS | 1,443 | $248,499 | 0.03% |
| 105 | BAXTER INTL INC | 071813109 | 5,351 | $243,792 | 0.03% |
| 106 | KYMERA THERAPEUTICS INC | KYMR | 10,532 | $242,131 | 0.03% |
| 107 | ATAI LIFE SCIENCES NV | N0731H103 | 140,000 | $240,800 | 0.03% |
| 108 | LIVANOVA PLC | LIVN | 4,350 | $223,720 | 0.03% |
| 109 | HCA HEALTHCARE INC | HCA | 719 | $218,202 | 0.03% |
| 110 | CYBIN INC | HELP | 500,000 | $189,000 | 0.02% |
| 111 | LEMONADE INC | LMND | 11,106 | $187,136 | 0.02% |
| 112 | ADAPTIMMUNE THERAPEUTICS PLC | ADTI | 150,000 | $138,750 | 0.02% |
| 113 | SONDER HOLDINGS INC | 83542D102 | 145,685 | $77,286 | 0.01% |