13F HOLDINGS REPORT

CALTON & ASSOCIATES, INC.

Quarter ended Q3 2023 · Filed July 24, 2023 · Accession 0001172661-23-002604

Total Value

$214.4M

Positions

212

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (212)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	51,242	$9.9M	4.64%
2	INVESCO QQQ TR	IVZ	19,478	$7.2M	3.36%
3	SPDR S&P 500 ETF TR	SPY	15,873	$7.0M	3.28%
4	VANGUARD WORLD FDS	92204A405	82,909	$6.7M	3.14%
5	VANGUARD INDEX FDS	922908736	18,528	$5.2M	2.44%
6	SELECT SECTOR SPDR TR	81369Y209	38,305	$5.1M	2.37%
7	SSGA ACTIVE ETF TR	78467V608	118,785	$5.0M	2.32%
8	BERKSHIRE HATHAWAY INC DEL	BRK-A	13,672	$4.7M	2.17%
9	SPDR SER TR	78468R663	47,413	$4.4M	2.03%
10	VANGUARD WORLD FDS	92204A504	17,325	$4.2M	1.98%
11	VANGUARD WORLD FDS	92204A207	21,667	$4.2M	1.96%
12	PACER FDS TR	69374H709	117,299	$3.9M	1.81%
13	SPDR SER TR	78468R200	126,023	$3.9M	1.80%
14	VANGUARD WORLD FD	921910873	24,357	$3.8M	1.78%
15	PACER FDS TR	69374H881	75,371	$3.6M	1.68%
16	MICROSOFT CORP	MSFT	10,404	$3.5M	1.65%
17	FIDELITY MERRIMACK STR TR	316188101	75,427	$3.4M	1.61%
18	SPDR SER TR	78468R788	91,778	$3.4M	1.59%
19	SELECT SECTOR SPDR TR	81369Y803	18,896	$3.3M	1.53%
20	SPDR SER TR	78464A300	36,252	$2.8M	1.30%
21	CAPITAL GROUP GROWTH ETF	14020G101	99,207	$2.5M	1.17%
22	HOME DEPOT INC	HD	7,240	$2.2M	1.05%
23	WISDOMTREE TR	WT	42,829	$2.2M	1.01%
24	VANGUARD INDEX FDS	922908363	5,215	$2.1M	0.99%
25	EXXON MOBIL CORP	XOM	19,005	$2.0M	0.95%
26	SPDR GOLD TR	GLD	11,195	$2.0M	0.93%
27	ISHARES TR	464287176	18,490	$2.0M	0.93%
28	VANGUARD TAX-MANAGED FDS	921943858	39,192	$1.8M	0.84%
29	VANGUARD WORLD FDS	92204A876	12,520	$1.8M	0.83%
30	PHILLIPS EDISON & CO INC	PECO	52,155	$1.8M	0.83%
31	VANGUARD BD INDEX FDS	921937827	22,695	$1.7M	0.80%
32	SPDR SER TR	78464A698	40,244	$1.6M	0.77%
33	SSGA ACTIVE ETF TR	78467V848	40,279	$1.6M	0.76%
34	SPDR SER TR	78464A805	29,472	$1.6M	0.75%
35	ALPHABET INC	GOOG	13,158	$1.6M	0.74%
36	AMAZON COM INC	AMZN	12,084	$1.6M	0.73%
37	JPMORGAN CHASE & CO	VYLD	10,549	$1.5M	0.72%
38	VICTORY PORTFOLIOS II	92647N782	23,978	$1.5M	0.69%
39	ISHARES TR	46429B747	14,791	$1.4M	0.67%
40	VANECK ETF TRUST	92189F106	46,182	$1.4M	0.65%
41	FIRST TR EXCHANGE TRADED FD	336920103	15,768	$1.4M	0.65%
42	ISHARES TR	464287812	6,686	$1.3M	0.62%
43	ISHARES TR	46434V860	25,708	$1.3M	0.61%
44	CHEVRON CORP NEW	CVX	8,254	$1.3M	0.61%
45	ISHARES TR	46429B598	28,187	$1.2M	0.57%
46	PACER FDS TR	69374H303	19,062	$1.2M	0.55%
47	INVESCO EXCHANGE TRADED FD T	IVZ	14,367	$1.2M	0.54%
48	VICTORY PORTFOLIOS II	92647N824	20,127	$1.2M	0.54%
49	VANGUARD WORLD FDS	92204A306	10,183	$1.1M	0.54%
50	SPDR INDEX SHS FDS	78463X202	24,734	$1.1M	0.53%
51	PNC FINL SVCS GROUP INC	693475105	8,996	$1.1M	0.53%
52	VANGUARD WORLD FD	921910840	10,842	$1.1M	0.52%
53	VANGUARD SCOTTSDALE FDS	92206C409	14,857	$1.1M	0.52%
54	SPDR SER TR	78464A755	21,769	$1.1M	0.52%
55	VANGUARD WORLD FDS	92204A603	5,355	$1.1M	0.51%
56	DISNEY WALT CO	254687106	12,250	$1.1M	0.51%
57	FIDELITY COVINGTON TRUST	316092840	27,214	$1.1M	0.50%
58	ISHARES TR	464288760	8,623	$1.0M	0.47%
59	VANGUARD BD INDEX FDS	921937819	13,261	$997,619	0.47%
60	ISHARES TR	464288687	31,998	$989,700	0.46%
61	ALPS ETF TR	00162Q668	45,879	$972,580	0.45%
62	TESLA INC	TSLA	3,660	$958,176	0.45%
63	ISHARES TR	464287234	23,063	$912,383	0.43%
64	VANGUARD INDEX FDS	922908553	10,807	$903,006	0.42%
65	INVESCO EXCHANGE TRADED FD T	IVZ	46,713	$897,832	0.42%
66	ISHARES TR	464287556	7,045	$894,456	0.42%
67	INVESCO EXCHANGE TRADED FD T	IVZ	9,849	$894,062	0.42%
68	ISHARES TR	46429B697	11,423	$849,097	0.40%
69	CAPITAL GROUP GBL GROWTH EQT	14020X104	34,043	$826,894	0.39%
70	ISHARES TR	464288737	13,448	$822,901	0.38%
71	BANK AMERICA CORP	060505104	26,283	$754,072	0.35%
72	GRAINGER W W INC	384802104	950	$749,161	0.35%
73	SPDR SER TR	78464A359	10,537	$737,036	0.34%
74	SPDR SER TR	78464A490	16,963	$708,372	0.33%
75	ISHARES INC	464286509	19,794	$692,589	0.32%
76	ISHARES TR	464287309	9,811	$691,462	0.32%
77	JOHNSON & JOHNSON	JNJ	4,161	$688,734	0.32%
78	AT&T INC	T-PC	41,383	$660,054	0.31%
79	ABBVIE INC	ABBV	4,864	$655,337	0.31%
80	SPDR SER TR	78464A284	26,112	$653,066	0.30%
81	SELECT SECTOR SPDR TR	81369Y605	19,352	$652,344	0.30%
82	INVESCO EXCHANGE TRADED FD T	IVZ	7,267	$650,066	0.30%
83	CISCO SYS INC	CSCO	12,324	$637,653	0.30%
84	ISHARES TR	464287226	6,480	$634,694	0.30%
85	ISHARES TR	464287200	1,400	$624,021	0.29%
86	LILLY ELI & CO	LLY	1,320	$619,133	0.29%
87	NEXTERA ENERGY INC	NEE-PW	8,342	$618,949	0.29%
88	GOLDMAN SACHS GROUP INC	GSCE	1,904	$614,227	0.29%
89	INVENTRUST PPTYS CORP	46124J201	26,398	$610,853	0.28%
90	ISHARES TR	46429B655	11,783	$598,796	0.28%
91	ISHARES TR	464287887	5,183	$595,672	0.28%
92	ADVANCED MICRO DEVICES INC	AMD	5,146	$586,186	0.27%
93	LOCKHEED MARTIN CORP	LMT	1,267	$583,407	0.27%
94	VERIZON COMMUNICATIONS INC	VZ	15,529	$577,521	0.27%
95	PROCTER AND GAMBLE CO	742718109	3,741	$567,726	0.26%
96	MERCK & CO INC	MRK	4,840	$558,449	0.26%
97	GENERAC HLDGS INC	GNRC	3,650	$544,325	0.25%
98	PUBLIC SVC ENTERPRISE GRP IN	744573106	8,430	$527,788	0.25%
99	FORD MTR CO DEL	345370860	34,493	$521,875	0.24%
100	SPDR INDEX SHS FDS	78463X509	15,143	$520,628	0.24%
101	ISHARES TR	464287150	5,279	$516,453	0.24%
102	PFIZER INC	PFE	14,073	$516,192	0.24%
103	HONEYWELL INTL INC	438516106	2,475	$513,509	0.24%
104	FS KKR CAP CORP	FSK	26,527	$508,780	0.24%
105	SPDR SER TR	78464A870	6,085	$506,274	0.24%
106	SPDR INDEX SHS FDS	78463X889	15,078	$490,643	0.23%
107	SPDR SER TR	78464A409	7,977	$486,704	0.23%
108	INVESCO EXCH TRADED FD TR II	IVZ	4,282	$485,567	0.23%
109	INVESCO ACTIVELY MANAGED ETF	IVZ	9,742	$483,589	0.23%
110	NVIDIA CORPORATION	NVDA	1,142	$482,905	0.23%
111	SPDR SER TR	78464A797	12,961	$466,586	0.22%
112	TARGET CORP	TGT	3,426	$451,903	0.21%
113	WALMART INC	WMT	2,863	$449,943	0.21%
114	HUNT J B TRANS SVCS INC	445658107	2,414	$437,083	0.20%
115	WISDOMTREE TR	WT	5,225	$435,002	0.20%
116	THE NECESSITY RETAIL REIT IN	02607T109	63,073	$426,370	0.20%
117	ISHARES INC	464286400	12,877	$417,616	0.19%
118	MORGAN STANLEY	MS-PQ	4,867	$415,669	0.19%
119	DBX ETF TR	233051200	11,646	$411,932	0.19%
120	BLACKROCK CAP ALLOCATION TER	BLK	26,870	$409,764	0.19%
121	ISHARES TR	46435G102	5,353	$408,733	0.19%
122	INVESCO EXCH TRADED FD TR II	IVZ	9,848	$407,208	0.19%
123	BOEING CO	BA-PA	1,921	$405,708	0.19%
124	COMMUNITY TR BANCORP INC	204149108	11,244	$399,949	0.19%
125	CSX CORP	CSX	11,339	$386,662	0.18%
126	PEPSICO INC	PEP	2,067	$382,846	0.18%
127	ISHARES TR	464287465	5,253	$380,833	0.18%
128	CUMMINS INC	CMI	1,551	$380,243	0.18%
129	3M CO	MMM	3,766	$376,956	0.18%
130	VANGUARD ADMIRAL FDS INC	921932505	1,477	$375,232	0.17%
131	ADVANCE AUTO PARTS INC	AAP	5,100	$358,530	0.17%
132	ALIBABA GROUP HLDG LTD	BBAAY	4,276	$356,405	0.17%
133	QUALCOMM INC	QCOM	2,908	$346,111	0.16%
134	MASTERCARD INCORPORATED	MA	864	$339,906	0.16%
135	ISHARES TR	464288356	5,886	$335,208	0.16%
136	UNITEDHEALTH GROUP INC	UNH	682	$327,931	0.15%
137	SPDR SER TR	78464A763	2,647	$324,421	0.15%
138	FRANKLIN BSP RLTY TR INC	35243J101	22,819	$323,112	0.15%
139	ENTERGY CORP NEW	ENO	3,303	$321,575	0.15%
140	ISHARES TR	464289180	16,670	$319,730	0.15%
141	CITIGROUP INC	C-PR	6,889	$317,174	0.15%
142	SPDR SER TR	78464A664	10,560	$315,751	0.15%
143	INVESCO EXCH TRADED FD TR II	IVZ	14,715	$309,611	0.14%
144	ISHARES TR	464287655	1,616	$302,564	0.14%
145	UNIVERSAL DISPLAY CORP	OLED	2,046	$294,916	0.14%
146	CVS HEALTH CORP	CVS	4,261	$294,554	0.14%
147	SPDR INDEX SHS FDS	78463X541	5,404	$291,328	0.14%
148	COSTCO WHSL CORP NEW	22160K105	541	$291,314	0.14%
149	SELECT SECTOR SPDR TR	81369Y506	3,511	$284,965	0.13%
150	GSK PLC	GLAXF	7,978	$284,319	0.13%
151	RAYMOND JAMES FINL INC	754730109	2,715	$281,736	0.13%
152	META PLATFORMS INC	META	977	$280,374	0.13%
153	BLACKROCK ESG CAP ALLC TERM	BLK	17,528	$274,488	0.13%
154	FIRST TR EXCHANGE-TRADED FD	33738R506	5,780	$272,238	0.13%
155	FIRST TR EXCHANGE-TRADED FD	33738D309	5,960	$269,987	0.13%
156	UNITED RENTALS INC	URI	606	$269,894	0.13%
157	VANGUARD WORLD FDS	92204A702	595	$263,085	0.12%
158	FLEXSHARES TR	FLEX	6,562	$262,948	0.12%
159	AMERICAN ELEC PWR CO INC	025537101	3,052	$256,988	0.12%
160	WISDOMTREE TR	WT	6,101	$256,551	0.12%
161	NRG ENERGY INC	NRG	6,818	$254,937	0.12%
162	ALPHABET INC	GOOG	2,117	$253,355	0.12%
163	ISHARES TR	464287754	2,381	$252,490	0.12%
164	SUPER MICRO COMPUTER INC	SMCI	1,001	$249,499	0.12%
165	VICTORY PORTFOLIOS II	92647N766	3,503	$249,009	0.12%
166	MCDONALDS CORP	MCD	822	$245,440	0.11%
167	WISDOMTREE TR	WT	4,122	$245,067	0.11%
168	EXACT SCIENCES CORP	30063P105	2,588	$242,967	0.11%
169	CONSTELLATION BRANDS INC	STZ	986	$242,749	0.11%
170	VISA INC	V	1,003	$238,242	0.11%
171	VANGUARD MALVERN FDS	922020805	5,023	$238,196	0.11%
172	FIRST TR EXCHANGE-TRADED FD	33733E104	3,157	$237,028	0.11%
173	MARVELL TECHNOLOGY INC	MRVL	3,964	$236,981	0.11%
174	COCA COLA CO	KO	3,928	$236,530	0.11%
175	FIRST TR EXCHANGE-TRADED FD	33739Q408	3,959	$235,192	0.11%
176	FIRST TR MORNINGSTAR DIVID L	336917109	6,852	$233,043	0.11%
177	KROGER CO	KR	4,955	$232,903	0.11%
178	ATMOS ENERGY CORP	ATO	1,991	$231,669	0.11%
179	CENTRAIS ELETRICAS BRASILEIR	15234Q207	27,532	$227,926	0.11%
180	DTE ENERGY CO	DTK	2,067	$227,391	0.11%
181	NISOURCE INC	NI	8,177	$223,654	0.10%
182	EXELON CORP	EXC	5,456	$222,275	0.10%
183	TORONTO DOMINION BK ONT	TORO	3,582	$222,145	0.10%
184	VANGUARD BD INDEX FDS	921937835	3,053	$221,915	0.10%
185	AES CORP	AES	10,666	$221,116	0.10%
186	SCHWAB STRATEGIC TR	808524201	4,174	$218,569	0.10%
187	VANGUARD WORLD FDS	92204A108	762	$215,798	0.10%
188	KRAFT HEINZ CO	KHC	5,983	$212,399	0.10%
189	AFLAC INC	AFL	3,016	$210,500	0.10%
190	ALBEMARLE CORP	ALB-PA	934	$208,393	0.10%
191	INVESCO EXCH TRD SLF IDX FD	IVZ	2,983	$206,571	0.10%
192	ISHARES TR	464287168	1,819	$206,120	0.10%
193	DUKE ENERGY CORP NEW	DUKB	2,285	$205,020	0.10%
194	AMERICAN WTR WKS CO INC NEW	030420103	1,435	$204,869	0.10%
195	ALLSTATE CORP	ALL-PJ	1,840	$200,594	0.09%
196	GUARDANT HEALTH INC	GH	5,597	$200,371	0.09%
197	INVESCO EXCHANGE TRADED FD T	IVZ	10,734	$193,750	0.09%
198	SOFI TECHNOLOGIES INC	SOFI	22,350	$186,399	0.09%
199	TRANSALTA CORP	TACPF	18,479	$172,959	0.08%
200	NIO INC	NIOIF	16,100	$156,009	0.07%
201	TRIPLEPOINT VENTURE GROWTH B	TPVG	11,730	$138,176	0.06%
202	AMICUS THERAPEUTICS INC	FOLD	10,923	$137,190	0.06%
203	ALLOGENE THERAPEUTICS INC	ALLO	22,907	$113,848	0.05%
204	DNP SELECT INCOME FD INC	23325P104	10,394	$108,926	0.05%
205	KAMADA LTD	KMDA	19,630	$103,547	0.05%
206	ADAPTIVE BIOTECHNOLOGIES COR	ADTI	14,020	$94,075	0.04%
207	SURO CAPITAL CORP	SSSSL	26,555	$84,842	0.04%
208	URBAN ONE INC	UONEK	13,900	$83,261	0.04%
209	CARVER BANCORP INC	CARV	25,150	$67,151	0.03%
210	BAYTEX ENERGY CORP	BTE	15,095	$49,209	0.02%
211	UNISYS CORP	UIS	10,000	$39,800	0.02%
212	APPHARVEST INC	03783T103	17,770	$6,575	0.00%