13F HOLDINGS REPORT

CALTON & ASSOCIATES, INC.

Quarter ended Q2 2023 · Filed April 19, 2023 · Accession 0001172661-23-001728

Total Value

$215.5M

Positions

233

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (233)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	51,569	$8.5M	3.95%
2	VANGUARD WORLD FDS	92204A405	83,267	$6.5M	3.01%
3	SPDR S&P 500 ETF TR	SPY	15,833	$6.5M	3.01%
4	SELECT SECTOR SPDR TR	81369Y209	42,664	$5.5M	2.56%
5	SSGA ACTIVE ETF TR	78467V608	122,728	$5.1M	2.36%
6	VANGUARD INDEX FDS	922908736	18,830	$4.7M	2.18%
7	INVESCO QQQ TR	IVZ	13,911	$4.5M	2.07%
8	SPDR SER TR	78468R663	48,218	$4.4M	2.05%
9	VANGUARD WORLD FDS	92204A207	22,273	$4.3M	2.00%
10	VANGUARD WORLD FDS	92204A504	17,708	$4.2M	1.96%
11	PACER FDS TR	69374H709	117,401	$3.9M	1.83%
12	SPDR SER TR	78468R200	129,262	$3.9M	1.82%
13	SPDR SER TR	78468R788	93,555	$3.6M	1.65%
14	VANGUARD WORLD FD	921910873	24,599	$3.5M	1.63%
15	PACER FDS TR	69374H881	73,520	$3.5M	1.60%
16	MICROSOFT CORP	MSFT	10,906	$3.1M	1.46%
17	FIDELITY MERRIMACK STR TR	316188101	67,027	$3.1M	1.43%
18	VANGUARD WORLD FDS	92204A876	20,632	$3.0M	1.41%
19	INVESCO EXCHANGE TRADED FD T	IVZ	26,205	$3.0M	1.38%
20	BERKSHIRE HATHAWAY INC DEL	BRK-A	9,211	$2.8M	1.32%
21	SPDR SER TR	78464A300	36,147	$2.8M	1.28%
22	SELECT SECTOR SPDR TR	81369Y803	17,625	$2.7M	1.23%
23	EXXON MOBIL CORP	XOM	20,848	$2.3M	1.06%
24	CAPITAL GROUP GROWTH ETF	14020G101	99,696	$2.2M	1.04%
25	ISHARES TR	46429B747	22,472	$2.2M	1.03%
26	VANGUARD INDEX FDS	922908363	5,788	$2.2M	1.01%
27	SPDR GOLD TR	GLD	11,823	$2.2M	1.01%
28	ISHARES TR	464287176	19,540	$2.2M	1.00%
29	ISHARES TR	464287812	10,744	$2.1M	0.99%
30	HOME DEPOT INC	HD	6,804	$2.0M	0.93%
31	VANGUARD WORLD FD	921910840	18,731	$1.9M	0.88%
32	SPDR SER TR	78464A698	42,366	$1.9M	0.86%
33	VANGUARD TAX-MANAGED FDS	921943858	39,990	$1.8M	0.84%
34	VANGUARD BD INDEX FDS	921937827	23,230	$1.8M	0.82%
35	PHILLIPS EDISON & CO INC	PECO	53,695	$1.8M	0.81%
36	SSGA ACTIVE ETF TR	78467V848	42,540	$1.7M	0.81%
37	INVESCO EXCHANGE TRADED FD T	IVZ	84,672	$1.7M	0.78%
38	ISHARES TR	46434V860	32,219	$1.6M	0.76%
39	WISDOMTREE TR	WT	32,199	$1.6M	0.75%
40	SPDR SER TR	78464A805	31,331	$1.6M	0.73%
41	VANECK ETF TRUST	92189F106	46,658	$1.5M	0.70%
42	VICTORY PORTFOLIOS II	92647N782	23,960	$1.5M	0.69%
43	CHEVRON CORP NEW	CVX	8,598	$1.4M	0.65%
44	ALPHABET INC	GOOG	12,756	$1.3M	0.62%
45	FIRST TR EXCHANGE TRADED FD	336920103	15,684	$1.3M	0.61%
46	DISNEY WALT CO	254687106	12,655	$1.3M	0.59%
47	VICTORY PORTFOLIOS II	92647N824	20,692	$1.3M	0.58%
48	SPDR SER TR	78464A755	22,178	$1.2M	0.55%
49	VANGUARD WORLD FDS	92204A306	10,292	$1.2M	0.55%
50	SPDR INDEX SHS FDS	78463X202	26,164	$1.2M	0.55%
51	ISHARES TR	46429B598	29,333	$1.2M	0.54%
52	VANGUARD SCOTTSDALE FDS	92206C409	15,078	$1.1M	0.53%
53	AMAZON COM INC	AMZN	10,899	$1.1M	0.52%
54	JPMORGAN CHASE & CO	VYLD	8,536	$1.1M	0.52%
55	ISHARES TR	464288687	35,618	$1.1M	0.52%
56	PNC FINL SVCS GROUP INC	693475105	8,619	$1.1M	0.51%
57	INVESCO EXCHANGE TRADED FD T	IVZ	14,240	$1.1M	0.50%
58	VANGUARD WORLD FDS	92204A603	5,515	$1.1M	0.49%
59	ALPS ETF TR	00162Q668	46,907	$1.0M	0.47%
60	ISHARES TR	464288760	8,668	$997,487	0.46%
61	VANGUARD BD INDEX FDS	921937819	12,724	$976,476	0.45%
62	ISHARES TR	464287234	24,597	$970,613	0.45%
63	MEDTRONIC PLC	MDT	11,867	$956,741	0.44%
64	ISHARES TR	464287556	7,128	$920,598	0.43%
65	ISHARES TR	46429B697	11,771	$856,227	0.40%
66	ISHARES TR	464288737	13,517	$837,367	0.39%
67	CAPITAL GROUP GBL GROWTH EQT	14020X104	34,093	$786,175	0.36%
68	ABBVIE INC	ABBV	4,933	$786,150	0.36%
69	VANGUARD INDEX FDS	922908553	9,405	$781,000	0.36%
70	AT&T INC	T-PC	38,767	$746,255	0.35%
71	SPDR SER TR	78464A490	17,265	$746,188	0.35%
72	ISHARES TR	464287226	7,276	$725,030	0.34%
73	SPDR SER TR	78464A359	10,766	$722,062	0.33%
74	ISHARES INC	464286509	20,720	$708,212	0.33%
75	INVENTRUST PPTYS CORP	46124J201	29,835	$698,128	0.32%
76	TARGET CORP	TGT	4,128	$683,661	0.32%
77	SELECT SECTOR SPDR TR	81369Y605	20,749	$667,088	0.31%
78	GRAINGER W W INC	384802104	950	$654,370	0.30%
79	FIDELITY COVINGTON TRUST	316092840	16,949	$645,429	0.30%
80	TESLA INC	TSLA	3,078	$638,467	0.30%
81	ISHARES TR	464287309	9,975	$637,313	0.30%
82	INVESCO EXCHANGE TRADED FD T	IVZ	7,482	$636,519	0.30%
83	JOHNSON & JOHNSON	JNJ	4,104	$636,178	0.30%
84	GOLDMAN SACHS GROUP INC	GSCE	1,940	$634,672	0.29%
85	ISHARES TR	464287200	1,529	$628,574	0.29%
86	VANGUARD INDEX FDS	922908769	3,075	$627,633	0.29%
87	SPDR SER TR	78464A284	24,458	$612,439	0.28%
88	ISHARES TR	46429B655	11,899	$599,573	0.28%
89	VERIZON COMMUNICATIONS INC	VZ	15,065	$585,863	0.27%
90	ISHARES TR	464287465	7,975	$570,387	0.26%
91	ISHARES TR	464287887	5,122	$563,158	0.26%
92	INVESCO ACTIVELY MANAGED ETF	IVZ	10,850	$538,163	0.25%
93	ISHARES TR	464287614	2,143	$523,707	0.24%
94	SPDR INDEX SHS FDS	78463X509	15,332	$523,298	0.24%
95	CISCO SYS INC	CSCO	9,844	$514,571	0.24%
96	FS KKR CAP CORP	FSK	27,531	$509,317	0.24%
97	LOCKHEED MARTIN CORP	LMT	1,074	$507,588	0.24%
98	HONEYWELL INTL INC	438516106	2,610	$498,873	0.23%
99	ISHARES TR	464287150	5,384	$487,511	0.23%
100	SPDR INDEX SHS FDS	78463X889	15,084	$484,509	0.22%
101	SPDR INDEX SHS FDS	78463X541	8,261	$471,605	0.22%
102	ISHARES TR	464287598	3,093	$470,897	0.22%
103	BANK AMERICA CORP	060505104	16,237	$464,365	0.22%
104	ISHARES TR	464287655	2,596	$463,057	0.21%
105	PUBLIC SVC ENTERPRISE GRP IN	744573106	7,356	$459,365	0.21%
106	SPDR SER TR	78464A409	8,251	$456,795	0.21%
107	FORD MTR CO DEL	345370860	36,116	$455,063	0.21%
108	SPDR SER TR	78464A870	5,950	$453,450	0.21%
109	WALMART INC	WMT	3,047	$449,229	0.21%
110	THE NECESSITY RETAIL REIT IN	02607T109	68,917	$432,800	0.20%
111	FIRST TR EXCHANGE-TRADED FD	33738R506	9,255	$415,271	0.19%
112	COMMUNITY TR BANCORP INC	204149108	10,919	$414,376	0.19%
113	CSX CORP	CSX	13,838	$414,311	0.19%
114	PROCTER AND GAMBLE CO	742718109	2,768	$411,614	0.19%
115	SELECT SECTOR SPDR TR	81369Y886	6,036	$408,592	0.19%
116	LILLY ELI & CO	LLY	1,189	$408,199	0.19%
117	DBX ETF TR	233051200	11,531	$405,876	0.19%
118	BLACKROCK CAP ALLOCATION TR	BLK	26,730	$404,694	0.19%
119	MORGAN STANLEY	MS-PQ	4,592	$403,170	0.19%
120	ALIBABA GROUP HLDG LTD	BBAAY	3,937	$402,283	0.19%
121	ISHARES TR	46435G102	5,464	$396,814	0.18%
122	PFIZER INC	PFE	9,717	$396,448	0.18%
123	ENTERGY CORP NEW	ENO	3,662	$394,491	0.18%
124	MERCK & CO INC	MRK	3,701	$393,699	0.18%
125	INVESCO EXCH TRADED FD TR II	IVZ	9,160	$386,659	0.18%
126	WISDOMTREE TR	WT	5,302	$374,981	0.17%
127	CUMMINS INC	CMI	1,551	$370,503	0.17%
128	FIRST TR MORNINGSTAR DIVID L	336917109	10,377	$368,374	0.17%
129	BLACKROCK ESG CAP ALLC TR	BLK	23,361	$364,665	0.17%
130	COCA COLA CO	KO	5,824	$361,241	0.17%
131	ISHARES TR	464288356	6,240	$358,289	0.17%
132	ISHARES INC	464286400	12,962	$354,901	0.16%
133	ISHARES TR	464287507	1,413	$353,501	0.16%
134	FIRST TR EXCHANGE-TRADED FD	33733E104	4,803	$350,325	0.16%
135	ISHARES TR	464289180	18,514	$346,216	0.16%
136	CITIGROUP INC	C-PR	7,360	$345,127	0.16%
137	NVIDIA CORPORATION	NVDA	1,232	$342,161	0.16%
138	ADVANCED MICRO DEVICES INC	AMD	3,481	$341,165	0.16%
139	COSTCO WHSL CORP NEW	22160K105	680	$337,811	0.16%
140	GRANITESHARES GOLD TR	BAR	17,098	$333,583	0.15%
141	SPDR SER TR	78464A763	2,692	$332,970	0.15%
142	AFLAC INC	AFL	5,146	$332,029	0.15%
143	SELECT SECTOR SPDR TR	81369Y506	4,002	$331,448	0.15%
144	UNITEDHEALTH GROUP INC	UNH	674	$318,728	0.15%
145	UNIVERSAL DISPLAY CORP	OLED	2,043	$317,006	0.15%
146	INVESCO EXCH TRADED FD TR II	IVZ	15,172	$315,588	0.15%
147	ISHARES TR	464288679	2,791	$308,364	0.14%
148	DUKE ENERGY CORP NEW	DUKB	3,086	$297,754	0.14%
149	FLEXSHARES TR	FLEX	6,980	$295,194	0.14%
150	GSK PLC	GLAXF	8,283	$294,709	0.14%
151	SPDR SER TR	78464A664	9,486	$292,939	0.14%
152	EA SERIES TRUST	02072L870	9,944	$292,559	0.14%
153	ATMOS ENERGY CORP	ATO	2,600	$292,082	0.14%
154	BP PLC	BPPFF	7,681	$291,416	0.14%
155	AMERICAN ELEC PWR CO INC	025537101	3,173	$288,745	0.13%
156	NEXTERA ENERGY INC	NEE-PW	3,707	$285,745	0.13%
157	CENTRAIS ELETRICAS BRASILEIR	15234Q207	42,842	$284,176	0.13%
158	VANGUARD ADMIRAL FDS INC	921932505	1,232	$283,898	0.13%
159	VISTRA CORP	VST	11,800	$283,210	0.13%
160	BOEING CO	BA-PA	1,327	$281,890	0.13%
161	NISOURCE INC	NI	10,070	$281,548	0.13%
162	ONEOK INC NEW	OKE	4,401	$279,636	0.13%
163	FRANKLIN BSP RLTY TR INC	35243J101	22,793	$271,922	0.13%
164	FIRST TR EXCHANGE-TRADED FD	33738D309	5,942	$268,814	0.12%
165	VANGUARD INDEX FDS	922908744	1,942	$268,207	0.12%
166	WISDOMTREE TR	WT	4,257	$265,381	0.12%
167	VANGUARD WORLD FDS	92204A108	1,045	$263,915	0.12%
168	WISDOMTREE TR	WT	6,434	$263,654	0.12%
169	INVESCO EXCHANGE TRADED FD T	IVZ	1,612	$262,367	0.12%
170	HUNT J B TRANS SVCS INC	445658107	1,495	$262,325	0.12%
171	MASTERCARD INCORPORATED	MA	709	$257,730	0.12%
172	WISDOMTREE TR	WT	4,173	$254,296	0.12%
173	EVERGY INC	EVRG	4,148	$253,549	0.12%
174	MCDONALDS CORP	MCD	906	$253,233	0.12%
175	RAYMOND JAMES FINL INC	754730109	2,715	$253,228	0.12%
176	CONSTELLATION BRANDS INC	STZ	1,117	$252,340	0.12%
177	VANGUARD MALVERN FDS	922020805	5,189	$248,131	0.12%
178	CVS HEALTH CORP	CVS	3,336	$247,924	0.12%
179	ALPHABET INC	GOOG	2,385	$247,378	0.11%
180	INVESCO EXCHANGE TRADED FD T	IVZ	1,686	$243,799	0.11%
181	VICTORY PORTFOLIOS II	92647N766	3,513	$241,522	0.11%
182	ISHARES TR	464287754	2,404	$240,805	0.11%
183	TRUIST FINL CORP	89832Q109	7,056	$240,626	0.11%
184	KRAFT HEINZ CO	KHC	6,211	$240,185	0.11%
185	FIRST TR EXCHANGE-TRADED FD	33739Q408	4,031	$239,906	0.11%
186	UNITED RENTALS INC	URI	606	$239,831	0.11%
187	3M CO	MMM	2,268	$238,389	0.11%
188	DANAHER CORPORATION	235851102	943	$237,732	0.11%
189	QUALCOMM INC	QCOM	1,826	$232,919	0.11%
190	DTE ENERGY CO	DTK	2,119	$232,070	0.11%
191	WHIRLPOOL CORP	WHR-PA	1,755	$231,695	0.11%
192	ISHARES TR	464287838	1,740	$230,600	0.11%
193	AMERICAN WTR WKS CO INC NEW	030420103	1,560	$228,556	0.11%
194	EXELON CORP	EXC	5,431	$227,510	0.11%
195	NRG ENERGY INC	NRG	6,593	$226,088	0.10%
196	UGI CORP NEW	902681105	6,463	$224,669	0.10%
197	AES CORP	AES	8,998	$216,680	0.10%
198	ISHARES TR	464287168	1,847	$216,414	0.10%
199	META PLATFORMS INC	META	1,020	$216,086	0.10%
200	TORONTO DOMINION BK ONT	TORO	3,573	$214,024	0.10%
201	INVESCO EXCHANGE TRADED FD T	IVZ	2,507	$213,845	0.10%
202	SPDR SER TR	78464A797	5,728	$212,337	0.10%
203	WASTE MGMT INC DEL	94106L109	1,297	$211,566	0.10%
204	WELLS FARGO CO NEW	949746101	5,564	$207,969	0.10%
205	BAXTER INTL INC	071813109	5,035	$204,205	0.09%
206	ALLSTATE CORP	ALL-PJ	1,832	$202,949	0.09%
207	VANGUARD BD INDEX FDS	921937835	2,748	$202,868	0.09%
208	FIRST TR EXCHANGE-TRADED FD	33733E807	8,949	$201,531	0.09%
209	SCHWAB STRATEGIC TR	808524201	4,158	$201,131	0.09%
210	INVESCO EXCH TRD SLF IDX FD	IVZ	2,983	$200,737	0.09%
211	JD.COM INC	JDCMF	4,569	$200,550	0.09%
212	SOFI TECHNOLOGIES INC	SOFI	33,020	$200,431	0.09%
213	INVESCO EXCH TRD SLF IDX FD	IVZ	10,450	$191,181	0.09%
214	INVESCO EXCH TRD SLF IDX FD	IVZ	11,540	$190,295	0.09%
215	INVESCO EXCHANGE TRADED FD T	IVZ	10,648	$189,848	0.09%
216	FIRST TR EXCHANGE TRADED FD	33734X127	10,122	$157,097	0.07%
217	NIO INC	NIOIF	14,110	$148,296	0.07%
218	FULTON FINL CORP PA	360271100	10,676	$147,542	0.07%
219	TRIPLEPOINT VENTURE GROWTH B	TPVG	11,896	$143,701	0.07%
220	KKR INCOME OPPORTUNITIES FD	KKRT	12,815	$140,709	0.07%
221	ADAPTIVE BIOTECHNOLOGIES COR	ADTI	14,553	$128,502	0.06%
222	BLACKROCK ENHANCED GOVT FD I	BLK	12,980	$126,555	0.06%
223	AMICUS THERAPEUTICS INC	FOLD	11,364	$126,027	0.06%
224	VIRTUS TOTAL RETURN FD INC	92835W107	18,750	$121,406	0.06%
225	CALAMOS CONV OPPORTUNITIES &	128117108	11,530	$121,296	0.06%
226	ALLOGENE THERAPEUTICS INC	ALLO	23,761	$117,382	0.05%
227	OPERA LTD	OPRA	10,967	$111,537	0.05%
228	KAMADA LTD	KMDA	22,797	$105,893	0.05%
229	URBAN ONE INC	UONEK	13,900	$104,945	0.05%
230	SURO CAPITAL CORP	SSSSL	27,899	$100,994	0.05%
231	CARVER BANCORP INC	CARV	22,500	$89,775	0.04%
232	UNISYS CORP	UIS	10,007	$38,827	0.02%
233	APPHARVEST INC	03783T103	17,695	$10,835	0.01%