13F HOLDINGS REPORT (Amended)

Gladstone Institutional Advisory LLC

Quarter ended Q1 2023 · Filed January 30, 2023 · Accession 0001172661-23-000334

Total Value

$502,016

Positions

296

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (296)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	FIRST TR EXCHANGE-TRADED FD	33739Q408	523,050	$31,404	6.26%
2	FIRST TR EXCHANGE-TRADED FD	33738D408	421,962	$20,558	4.10%
3	FIRST TR EXCHNG TRADED FD VI	33740F870	940,329	$19,239	3.83%
4	SPDR S&P 500 ETF TR	SPY	37,806	$14,135	2.82%
5	ARK ETF TR	00214Q302	127,192	$11,862	2.36%
6	APPLE INC	AAPL	88,787	$11,781	2.35%
7	ISHARES TR	464287309	184,436	$11,771	2.34%
8	ISHARES TR	464287200	30,210	$11,340	2.26%
9	FIRST TR EXCHANGE-TRADED FD	33738D309	224,829	$10,700	2.13%
10	ISHARES TR	464287507	40,035	$9,201	1.83%
11	ISHARES TR	46429B697	123,752	$8,400	1.67%
12	AMAZON COM INC	AMZN	2,544	$8,286	1.65%
13	FIRST TR VALUE LINE DIVID IN	33734H106	219,338	$7,692	1.53%
14	FIRST TR EXCHNG TRADED FD VI	33740F805	138,887	$7,601	1.51%
15	SCHWAB STRATEGIC TR	808524409	123,375	$7,345	1.46%
16	FIRST TR EXCH TRADED FD III	33739E108	356,520	$7,198	1.43%
17	FIRST TR EXCHANGE-TRADED FD	33739Q507	140,144	$6,861	1.37%
18	WISDOMTREE TR	WT	126,706	$6,789	1.35%
19	ISHARES TR	464287408	51,191	$6,553	1.31%
20	FIRST TR EXCHANGE-TRADED FD	33733E302	28,170	$5,979	1.19%
21	SCHWAB STRATEGIC TR	808524300	45,106	$5,792	1.15%
22	FIRST TR EXCHANGE-TRADED FD	33733E104	84,663	$5,715	1.14%
23	FIRST TRUST LRGCP GWT ALPHAD	33735K108	55,955	$5,407	1.08%
24	SPDR SER TR	78464A839	88,631	$4,919	0.98%
25	ISHARES TR	46429B689	64,702	$4,750	0.95%
26	VANGUARD INDEX FDS	922908769	24,364	$4,742	0.94%
27	ISHARES TR	464287226	37,506	$4,433	0.88%
28	ISHARES TR	464287150	50,624	$4,365	0.87%
29	VANGUARD INDEX FDS	922908363	12,628	$4,340	0.86%
30	MICROSOFT CORP	MSFT	18,543	$4,124	0.82%
31	VANGUARD INDEX FDS	922908736	15,798	$4,002	0.80%
32	ISHARES INC	46434G103	61,995	$3,846	0.77%
33	FIRST TR EXCH TRADED FD III	33739N108	67,094	$3,806	0.76%
34	ISHARES GOLD TRUST	IAU	198,494	$3,599	0.72%
35	SPDR INDEX SHS FDS	78463X889	101,936	$3,440	0.69%
36	ISHARES TR	464287614	14,228	$3,431	0.68%
37	ETF SER SOLUTIONS	26922A321	91,871	$3,337	0.66%
38	SCHWAB STRATEGIC TR	808524607	37,413	$3,330	0.66%
39	FIRST TR EXCHANGE TRADED FD	33734X192	34,775	$3,305	0.66%
40	ISHARES TR	464288661	23,306	$3,099	0.62%
41	SPDR SER TR	78464A821	42,602	$2,954	0.59%
42	SPDR GOLD TR	GLD	16,545	$2,951	0.59%
43	FIRST TR NASDAQ 100 TECH IND	337345102	21,275	$2,937	0.59%
44	EXCHANGE TRADED CONCEPTS TR	301505889	45,930	$2,920	0.58%
45	SPDR SER TR	78464A300	43,890	$2,905	0.58%
46	FIRST TR EXCHANGE-TRADED FD	33733E500	40,714	$2,859	0.57%
47	ISHARES TR	464287804	30,683	$2,820	0.56%
48	VANGUARD INDEX FDS	922908744	23,416	$2,786	0.55%
49	FIRST TR EXCH TRADED FD III	33739P301	51,665	$2,775	0.55%
50	TESLA INC	TSLA	3,623	$2,557	0.51%
51	VANGUARD BD INDEX FDS	921937835	28,013	$2,470	0.49%
52	FIRST TR EXCHANGE-TRADED ALP	33737M102	37,496	$2,451	0.49%
53	AGF INVTS TR	00110G408	115,660	$2,207	0.44%
54	ABERDEEN STD PRECIOUS METALS	GLTR	22,274	$2,204	0.44%
55	DISNEY WALT CO	254687106	11,898	$2,156	0.43%
56	JANUS DETROIT STR TR	47103U852	39,462	$2,110	0.42%
57	GRACO INC	GGG	28,665	$2,074	0.41%
58	GOLDMAN SACHS ETF TR	NVGLF	27,013	$2,045	0.41%
59	VANECK VECTORS ETF TR	92189F643	31,955	$1,981	0.39%
60	ISHARES TR	464288307	5,142	$1,967	0.39%
61	BRISTOL-MYERS SQUIBB CO	CELG-RI	30,239	$1,876	0.37%
62	VANGUARD TAX-MANAGED INTL FD	921943858	39,591	$1,869	0.37%
63	FACEBOOK INC	META	6,812	$1,861	0.37%
64	INVESCO QQQ TR	IVZ	5,900	$1,851	0.37%
65	VISA INC	V	8,066	$1,764	0.35%
66	FIDELITY MERRIMACK STR TR	316188309	32,397	$1,758	0.35%
67	FIRST TR LRGE CP CORE ALPHA	33734K109	23,779	$1,746	0.35%
68	FIDELITY COVINGTON TRUST	316092840	54,251	$1,741	0.35%
69	ISHARES TR	464287242	12,476	$1,723	0.34%
70	JOHNSON & JOHNSON	JNJ	10,649	$1,676	0.33%
71	ISHARES TR	464287655	8,477	$1,662	0.33%
72	UNITED PARCEL SERVICE INC	UPS	9,843	$1,658	0.33%
73	ALPHABET INC	GOOG	942	$1,651	0.33%
74	NVIDIA CORPORATION	NVDA	3,151	$1,645	0.33%
75	SPDR DOW JONES INDL AVERAGE	78467X109	5,080	$1,554	0.31%
76	LATTICE STRATEGIES TR	518416102	54,043	$1,530	0.30%
77	ISHARES TR	46432F842	21,899	$1,513	0.30%
78	SPDR SER TR	78464A201	19,190	$1,466	0.29%
79	EXXON MOBIL CORP	XOM	35,155	$1,449	0.29%
80	PHILLIPS 66	PSX	20,603	$1,441	0.29%
81	FIRST TR LRG CP VL ALPHADEX	33735J101	25,300	$1,390	0.28%
82	SHOPIFY INC	SHOP	1,190	$1,347	0.27%
83	SELECT SECTOR SPDR TR	81369Y886	21,097	$1,323	0.26%
84	NIO INC	NIOIF	27,122	$1,322	0.26%
85	JANUS DETROIT STR TR	47103U209	20,586	$1,291	0.26%
86	MERCADOLIBRE INC	MELI	769	$1,288	0.26%
87	INVESCO EXCH TRADED FD TR II	IVZ	47,223	$1,280	0.25%
88	AURINIA PHARMACEUTICALS INC	AUPH	91,750	$1,269	0.25%
89	BOEING CO	BA-PA	5,901	$1,263	0.25%
90	ISHARES TR	46434V381	21,817	$1,249	0.25%
91	INVESCO EXCHANGE TRADED FD T	IVZ	9,266	$1,234	0.25%
92	ISHARES U S ETF TR	46431W507	24,119	$1,210	0.24%
93	J P MORGAN EXCHANGE-TRADED F	46641Q837	23,443	$1,191	0.24%
94	SALESFORCE COM INC	CRM	5,246	$1,167	0.23%
95	PAYPAL HLDGS INC	PYPL	4,915	$1,151	0.23%
96	HOME DEPOT INC	HD	4,326	$1,149	0.23%
97	ARK ETF TR	00214Q104	9,218	$1,148	0.23%
98	FIRST TR EXCHANGE-TRADED FD	33733E203	6,819	$1,146	0.23%
99	FIRST TR EXCHANGE-TRADED FD	33738R118	22,389	$1,108	0.22%
100	BLACKROCK MUNIHLDGS NJ QLTY	BLK	75,157	$1,087	0.22%
101	MERCK & CO. INC	MRK	12,984	$1,062	0.21%
102	VERIZON COMMUNICATIONS INC	VZ	17,305	$1,017	0.20%
103	BIG 5 SPORTING GOODS CORP	08915P101	96,208	$982	0.20%
104	ISHARES TR	464287598	7,155	$978	0.19%
105	ISHARES TR	46435G102	10,083	$974	0.19%
106	NETFLIX INC	NFLX	1,789	$967	0.19%
107	QUALCOMM INC	QCOM	6,287	$958	0.19%
108	VANGUARD SCOTTSDALE FDS	92206C870	9,744	$947	0.19%
109	MASTERCARD INCORPORATED	MA	2,618	$935	0.19%
110	PIMCO ETF TR	72201R833	9,142	$933	0.19%
111	TELADOC HEALTH INC	TDOC	4,631	$926	0.18%
112	VANGUARD SPECIALIZED FUNDS	921908844	6,508	$919	0.18%
113	FIRST TR EXCHANGE-TRADED FD	33736G106	37,905	$883	0.18%
114	ISHARES TR	464288604	2,910	$883	0.18%
115	FIRST TR EXCHANGE TRADED FD	33734X846	19,883	$882	0.18%
116	ISHARES TR	464287556	5,710	$865	0.17%
117	SQUARE INC	BSQKZ	3,949	$859	0.17%
118	NAUTILUS INC	NAUT	47,300	$858	0.17%
119	ABBVIE INC	ABBV	7,889	$845	0.17%
120	GX ACQUISITION CORP	36251A107	76,750	$844	0.17%
121	ALPHABET INC	GOOG	470	$823	0.16%
122	ISHARES TR	46432F834	11,505	$773	0.15%
123	AT&T INC	T-PC	26,413	$760	0.15%
124	JANUS DETROIT STR TR	47103U886	15,038	$759	0.15%
125	VANGUARD WORLD FD	921910816	3,700	$754	0.15%
126	CONOCOPHILLIPS	COP	18,793	$752	0.15%
127	J P MORGAN EXCHANGE-TRADED F	46641Q795	27,780	$751	0.15%
128	FIRST TR NAS100 EQ WEIGHTED	337344105	7,180	$724	0.14%
129	DOCUSIGN INC	DOCU	3,232	$718	0.14%
130	JD.COM INC	JDCMF	8,124	$714	0.14%
131	ADVANCED MICRO DEVICES INC	AMD	7,673	$704	0.14%
132	DOW INC	DOW	12,436	$690	0.14%
133	MODERNA INC	MRNA	6,545	$684	0.14%
134	BK OF AMERICA CORP	060505104	22,501	$682	0.14%
135	ISHARES TR	464288687	17,668	$680	0.14%
136	VANGUARD WORLD FDS	92204A702	1,913	$677	0.13%
137	TARGET CORP	TGT	3,720	$657	0.13%
138	VANGUARD STAR FDS	921909768	10,898	$656	0.13%
139	ZOOM VIDEO COMMUNICATIONS IN	ZM	1,930	$651	0.13%
140	ALIGN TECHNOLOGY INC	ALGN	1,194	$638	0.13%
141	PFIZER INC	PFE	17,271	$636	0.13%
142	ISHARES TR	46432F396	3,928	$634	0.13%
143	VANGUARD SCOTTSDALE FDS	92206C706	9,065	$629	0.13%
144	WALMART INC	WMT	4,326	$624	0.12%
145	FIDELITY COVINGTON TRUST	316092832	16,631	$612	0.12%
146	THE TRADE DESK INC	88339J105	745	$597	0.12%
147	SEA LTD	SE	2,862	$570	0.11%
148	VANGUARD BD INDEX FDS	921937827	6,864	$569	0.11%
149	DUPONT DE NEMOURS INC	DD	7,950	$565	0.11%
150	ISHARES TR	464287606	7,806	$564	0.11%
151	INVESCO EXCH TRD SLF IDX FD	IVZ	24,347	$562	0.11%
152	VANGUARD WHITEHALL FDS	921946406	6,133	$561	0.11%
153	IDEXX LABS INC	45168D104	1,115	$557	0.11%
154	JPMORGAN CHASE & CO	VYLD	4,350	$553	0.11%
155	BLACKROCK SCIENCE & TECHNOLO	BLK	10,157	$541	0.11%
156	PINTEREST INC	PINS	8,175	$539	0.11%
157	LOWES COS INC	548661107	3,307	$531	0.11%
158	EATON VANCE RISK-MANAGED DIV	ETN	50,599	$525	0.10%
159	DATADOG INC	DDOG	5,251	$517	0.10%
160	ISHARES TR	464287721	6,063	$516	0.10%
161	ISHARES TR	46434V803	16,382	$499	0.10%
162	VANGUARD INDEX FDS	922908538	2,347	$498	0.10%
163	PERSONALIS INC	PSNL	13,550	$496	0.10%
164	VANGUARD INDEX FDS	922908629	2,363	$489	0.10%
165	UNITEDHEALTH GROUP INC	UNH	1,351	$474	0.09%
166	VANGUARD SCOTTSDALE FDS	92206C771	8,648	$468	0.09%
167	ISHARES TR	46429B267	17,125	$466	0.09%
168	PROCTER AND GAMBLE CO	742718109	3,333	$464	0.09%
169	ISHARES INC	464286533	7,448	$455	0.09%
170	SPOTIFY TECHNOLOGY S A	SPOT	1,416	$446	0.09%
171	BERKSHIRE HATHAWAY INC DEL	BRK-A	1,908	$442	0.09%
172	HONEYWELL INTL INC	438516106	2,050	$436	0.09%
173	ADOBE SYSTEMS INCORPORATED	ADBE	866	$433	0.09%
174	ALIBABA GROUP HLDG LTD	BBAAY	1,854	$431	0.09%
175	EXPEDIA GROUP INC	EXPE	3,238	$429	0.09%
176	SELECT SECTOR SPDR TR	81369Y803	3,298	$429	0.09%
177	CALAMOS STRATEGIC TOTL RETN	CSQ	26,950	$426	0.08%
178	LIGAND PHARMACEUTICALS INC	LGNZZ	4,266	$424	0.08%
179	ISHARES TR	464287291	1,410	$423	0.08%
180	VANECK VECTORS ETF TR	92189F676	1,937	$423	0.08%
181	COMCAST CORP NEW	CCZ	8,070	$423	0.08%
182	ISHARES TR	464287465	5,621	$410	0.08%
183	CINTAS CORP	CTAS	1,157	$409	0.08%
184	SCHWAB STRATEGIC TR	808524805	11,299	$407	0.08%
185	SCHWAB STRATEGIC TR	808524797	6,340	$407	0.08%
186	NXP SEMICONDUCTORS N V	NXPI	2,536	$403	0.08%
187	ARK ETF TR	00214Q401	2,757	$403	0.08%
188	ISHARES TR	464288885	3,960	$400	0.08%
189	ISHARES TR	46435G425	4,647	$400	0.08%
190	WORKHORSE GROUP INC	WKHS	20,091	$397	0.08%
191	L3HARRIS TECHNOLOGIES INC	LHX	2,089	$395	0.08%
192	MCDONALDS CORP	MCD	1,824	$391	0.08%
193	PACIFIC ETHANOL INC	69423U305	71,878	$390	0.08%
194	INVESCO EXCH TRADED FD TR II	IVZ	11,548	$390	0.08%
195	SANOFI	SNYNF	7,967	$387	0.08%
196	FEDEX CORP	FDX	1,490	$387	0.08%
197	COPART INC	CPRT	3,038	$387	0.08%
198	FIRST TR EXCHANGE-TRADED FD	33739Q200	7,449	$383	0.08%
199	ISHARES TR	464287481	3,730	$383	0.08%
200	ISHARES TR	464287671	4,146	$368	0.07%
201	NOVARTIS AG	NVSEF	3,845	$363	0.07%
202	VANGUARD INDEX FDS	922908512	3,050	$363	0.07%
203	NIKE INC	NKE	2,518	$356	0.07%
204	CADENCE DESIGN SYSTEM INC	CDNS	2,600	$355	0.07%
205	EATON VANCE TAX-MANAGED GLOB	ETN	36,650	$355	0.07%
206	CISCO SYS INC	CSCO	7,883	$353	0.07%
207	SPDR SER TR	78464A763	3,307	$350	0.07%
208	ISHARES TR	464287523	901	$342	0.07%
209	TWITTER INC	90184L102	6,240	$338	0.07%
210	OKTA INC	OKTA	1,330	$338	0.07%
211	VANGUARD INDEX FDS	922908751	1,731	$337	0.07%
212	VANGUARD INTL EQUITY INDEX F	922042858	6,702	$336	0.07%
213	ISHARES TR	464287234	6,476	$335	0.07%
214	SELECT SECTOR SPDR TR	81369Y209	2,916	$331	0.07%
215	WORKDAY INC	WDAY	1,378	$330	0.07%
216	TWILIO INC	TWLO	962	$326	0.06%
217	UBER TECHNOLOGIES INC	UBER	6,395	$326	0.06%
218	SPDR SER TR	78468R408	11,843	$319	0.06%
219	PEPSICO INC	PEP	2,146	$318	0.06%
220	VANECK VECTORS ETF TR	92189F437	9,859	$316	0.06%
221	VANGUARD INDEX FDS	922908611	2,213	$315	0.06%
222	ETF MANAGERS TR	26924G201	5,414	$312	0.06%
223	GENERAL ELECTRIC CO	GE	28,878	$312	0.06%
224	VANGUARD INDEX FDS	922908595	1,129	$302	0.06%
225	WISDOMTREE TR	WT	8,647	$301	0.06%
226	AMGEN INC	AMGN	1,309	$301	0.06%
227	ISHARES TR	464288414	2,561	$300	0.06%
228	CROWDSTRIKE HLDGS INC	CRWD	1,417	$300	0.06%
229	ISHARES TR	464288638	4,843	$299	0.06%
230	THERMO FISHER SCIENTIFIC INC	TMO	631	$294	0.06%
231	EATON VANCE TAX-MANAGED GLOB	ETN	33,199	$291	0.06%
232	SKYWORKS SOLUTIONS INC	SWKS	1,898	$290	0.06%
233	VANGUARD ADMIRAL FDS INC	921932505	1,250	$288	0.06%
234	INTERNATIONAL BUSINESS MACHS	INTR	2,229	$281	0.06%
235	HARTFORD FDS EXCHANGE TRADED	41653L503	6,696	$280	0.06%
236	MGM RESORTS INTERNATIONAL	MGM	8,855	$279	0.06%
237	VANECK VECTORS ETF TR	92189H409	4,538	$279	0.06%
238	HYRECAR INC	44916T107	39,145	$279	0.06%
239	NOVOCURE LTD	NVCR	1,600	$277	0.06%
240	INVESCO EXCH TRADED FD TR II	IVZ	7,218	$271	0.05%
241	NOVAVAX INC	NVAX	2,405	$268	0.05%
242	ISHARES TR	464287663	4,300	$267	0.05%
243	SPLUNK INC	848637104	1,574	$267	0.05%
244	DANAHER CORPORATION	235851102	1,201	$267	0.05%
245	INMODE LTD	INMD	5,600	$266	0.05%
246	VANGUARD INDEX FDS	922908553	3,125	$265	0.05%
247	INTEL CORP	INTC	5,319	$265	0.05%
248	FIRST TR MID CAP CORE ALPHAD	33735B108	3,190	$265	0.05%
249	ISHARES TR	464288588	2,375	$262	0.05%
250	3M CO	MMM	1,486	$260	0.05%
251	ROKU INC	ROKU	778	$258	0.05%
252	CHEVRON CORP NEW	CVX	3,038	$257	0.05%
253	VANGUARD WORLD FD	921910840	2,954	$256	0.05%
254	XERIS PHARMACEUTICALS INC	98422L107	51,500	$253	0.05%
255	FASTLY INC	FSLY	2,893	$253	0.05%
256	NEXTERA ENERGY INC	NEE-PW	3,282	$253	0.05%
257	EDITAS MEDICINE INC	EDIT	3,575	$251	0.05%
258	ISHARES TR	464287648	867	$249	0.05%
259	STMICROELECTRONICS N V	STMEF	6,691	$248	0.05%
260	ISHARES TR	464288281	2,137	$248	0.05%
261	UNITY SOFTWARE INC	U	1,615	$248	0.05%
262	VANGUARD ADMIRAL FDS INC	921932703	1,988	$246	0.05%
263	FORD MTR CO DEL	345370860	27,888	$245	0.05%
264	FIRST TR EXCHNG TRADED FD VI	33740F888	9,126	$243	0.05%
265	ISHARES SILVER TR	SLV	9,895	$243	0.05%
266	COCA COLA CO	KO	4,420	$242	0.05%
267	LOCKHEED MARTIN CORP	LMT	678	$241	0.05%
268	TRACTOR SUPPLY CO	TSCO	1,715	$241	0.05%
269	COLGATE PALMOLIVE CO	CL	2,793	$239	0.05%
270	REDFIN CORP	75737F108	3,440	$236	0.05%
271	AXON ENTERPRISE INC	AXON	1,890	$232	0.05%
272	ISHARES TR	46429B663	2,624	$230	0.05%
273	RAYTHEON TECHNOLOGIES CORP	RTX	3,208	$229	0.05%
274	ISHARES TR	464288760	2,356	$223	0.04%
275	PIMCO ETF TR	72201R866	3,928	$223	0.04%
276	BLACKROCK ENHANCED INTL DIV	BLK	37,800	$222	0.04%
277	TANDEM DIABETES CARE INC	TNDM	2,321	$222	0.04%
278	MORGAN STANLEY	MS-PQ	3,166	$217	0.04%
279	PUBLIC SVC ENTERPRISE GRP IN	744573106	3,675	$214	0.04%
280	ZILLOW GROUP INC	Z	1,640	$213	0.04%
281	CATERPILLAR INC	CAT	1,146	$209	0.04%
282	ISHARES TR	464288810	636	$208	0.04%
283	CONSOLIDATED EDISON INC	ED	2,792	$202	0.04%
284	VANECK VECTORS ETF TR	92189F528	10,126	$183	0.04%
285	BLACKROCK ENHANCED GLOBAL DI	BLK	14,624	$160	0.03%
286	BLACKROCK 2022 GBL INCM OPP	BLK	16,500	$149	0.03%
287	PIMCO HIGH INCOME FD	722014107	19,965	$121	0.02%
288	INVESCO HIGH INCOME 2023 TAR	IVZ	13,800	$116	0.02%
289	TEMPLETON EMERGING MKTS INCO	880192109	11,350	$88	0.02%
290	INVESCO SR INCOME TR	IVZ	16,000	$64	0.01%
291	KAYNE ANDERSON NEXTGEN ENRGY	48661E108	10,900	$63	0.01%
292	QUICKLOGIC CORP	QUIK	13,698	$52	0.01%
293	ONCTERNAL THERAPEUTICS INC	68236P107	10,150	$50	0.01%
294	OPKO HEALTH INC	OPK	11,122	$44	0.01%
295	FORTRESS BIOTECH INC	FBIOP	10,940	$35	0.01%
296	GERON CORP	GERN	10,500	$17	0.00%