13F HOLDINGS REPORT (Amended)

Gladstone Institutional Advisory LLC

Quarter ended Q1 2023 · Filed January 30, 2023 · Accession 0001172661-23-000331

Total Value

$418,655

Positions

269

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (269)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	FIRST TR EXCHANGE-TRADED FD	33739Q408	338,874	$20,339	4.86%
2	FIRST TR EXCHNG TRADED FD VI	33740F870	968,606	$19,729	4.71%
3	FIRST TR EXCHANGE-TRADED FD	33738D408	398,306	$18,792	4.49%
4	SPDR S&P 500 ETF TR	SPY	40,100	$13,429	3.21%
5	FIRST TR EXCHANGE-TRADED FD	33738D309	290,337	$13,358	3.19%
6	FIRST TR EXCHNG TRADED FD VI	33740F805	227,353	$12,511	2.99%
7	FIRST TR EXCH TRADED FD III	33739E108	575,293	$11,028	2.63%
8	ISHARES TR	464287309	46,032	$10,637	2.54%
9	ISHARES TR	464287200	30,786	$10,346	2.47%
10	APPLE INC	AAPL	83,869	$9,713	2.32%
11	ISHARES TR	46429B697	136,971	$8,729	2.09%
12	AMAZON COM INC	AMZN	2,351	$7,403	1.77%
13	ISHARES TR	464287507	39,473	$7,315	1.75%
14	SCHWAB STRATEGIC TR	808524409	118,257	$6,172	1.47%
15	ISHARES TR	464287408	52,170	$5,866	1.40%
16	FIRST TR VALUE LINE DIVID IN	33734H106	181,666	$5,715	1.37%
17	ISHARES TR	464287150	73,876	$5,577	1.33%
18	SCHWAB STRATEGIC TR	808524300	43,795	$5,044	1.20%
19	FIRST TR EXCH TRADED FD III	33739N108	86,685	$4,820	1.15%
20	ISHARES TR	464287226	40,559	$4,788	1.14%
21	VANGUARD INDEX FDS	922908769	26,146	$4,453	1.06%
22	FIRST TR EXCHANGE-TRADED FD	33739Q507	106,295	$4,285	1.02%
23	ISHARES TR	46429B689	61,097	$4,163	0.99%
24	MICROSOFT CORP	MSFT	19,095	$4,016	0.96%
25	VANGUARD INDEX FDS	922908363	13,042	$4,012	0.96%
26	ISHARES INC	46434G103	71,427	$3,771	0.90%
27	SPDR SER TR	78464A839	86,093	$3,736	0.89%
28	ISHARES TR	464287614	16,579	$3,596	0.86%
29	SCHWAB STRATEGIC TR	808524607	52,303	$3,573	0.85%
30	VANGUARD INDEX FDS	922908736	15,536	$3,536	0.84%
31	ISHARES GOLD TRUST	IAU	182,337	$3,280	0.78%
32	ISHARES TR	464288661	23,213	$3,101	0.74%
33	SPDR GOLD TR	GLD	16,460	$2,915	0.70%
34	SPDR INDEX SHS FDS	78463X889	98,642	$2,886	0.69%
35	ETF SER SOLUTIONS	26922A321	87,554	$2,857	0.68%
36	FIRST TR EXCH TRADED FD III	33739P301	51,853	$2,683	0.64%
37	AGF INVTS TR	00110G408	105,765	$2,495	0.60%
38	SPDR SER TR	78464A821	41,270	$2,369	0.57%
39	BRISTOL-MYERS SQUIBB CO	CELG-RI	39,264	$2,367	0.57%
40	EXCHANGE TRADED CONCEPTS TR	301505889	44,131	$2,305	0.55%
41	GOLDMAN SACHS ETF TR	NVGLF	32,284	$2,197	0.52%
42	VANGUARD BD INDEX FDS	921937835	24,524	$2,163	0.52%
43	SPDR SER TR	78464A300	42,484	$2,128	0.51%
44	JANUS DETROIT STR TR	47103U852	36,963	$1,982	0.47%
45	ABERDEEN STD PRECIOUS METALS	GLTR	20,791	$1,954	0.47%
46	FACEBOOK INC	META	7,349	$1,925	0.46%
47	ISHARES TR	46432F842	31,121	$1,876	0.45%
48	FIRST TR LRGE CP CORE ALPHA	33734K109	29,667	$1,875	0.45%
49	FIDELITY COVINGTON TRUST	316092840	66,202	$1,834	0.44%
50	NVIDIA CORPORATION	NVDA	3,300	$1,786	0.43%
51	VANGUARD SCOTTSDALE FDS	92206C771	32,705	$1,775	0.42%
52	FIRST TRUST LRGCP GWT ALPHAD	33735K108	21,058	$1,768	0.42%
53	VISA INC	V	8,829	$1,766	0.42%
54	GRACO INC	GGG	28,722	$1,762	0.42%
55	FIDELITY MERRIMACK STR TR	316188309	31,658	$1,730	0.41%
56	FIRST TR EXCHANGE-TRADED FD	33739Q200	31,839	$1,645	0.39%
57	ALPHABET INC	GOOG	1,082	$1,586	0.38%
58	VANECK VECTORS ETF TR	92189F643	28,741	$1,569	0.37%
59	EXXON MOBIL CORP	XOM	45,336	$1,556	0.37%
60	FIRST TR LRG CP VL ALPHADEX	33735J101	33,291	$1,554	0.37%
61	TESLA INC	TSLA	3,551	$1,523	0.36%
62	DISNEY WALT CO	254687106	11,918	$1,479	0.35%
63	J P MORGAN EXCHANGE-TRADED F	46641Q837	29,089	$1,478	0.35%
64	HOME DEPOT INC	HD	5,301	$1,472	0.35%
65	FIRST TR NAS100 EQ WEIGHTED	337344105	16,567	$1,431	0.34%
66	MERCK & CO. INC	MRK	17,126	$1,421	0.34%
67	LATTICE STRATEGIES TR	518416102	54,220	$1,403	0.34%
68	SHOPIFY INC	SHOP	1,363	$1,394	0.33%
69	FIRST TR EXCHANGE TRADED FD	33734X192	17,131	$1,345	0.32%
70	FIRST TR EXCHANGE-TRADED FD	33733E500	30,053	$1,333	0.32%
71	FIRST TR EXCHANGE-TRADED FD	33733E302	6,825	$1,285	0.31%
72	NETFLIX INC	NFLX	2,538	$1,269	0.30%
73	FIRST TR NASDAQ 100 TECH IND	337345102	10,685	$1,252	0.30%
74	ISHARES TR	464287804	17,820	$1,251	0.30%
75	ISHARES TR	464287242	9,025	$1,216	0.29%
76	VANGUARD SCOTTSDALE FDS	92206C870	12,683	$1,215	0.29%
77	JOHNSON & JOHNSON	JNJ	8,155	$1,214	0.29%
78	ALPHABET INC	GOOG	816	$1,199	0.29%
79	ISHARES U S ETF TR	46431W507	23,690	$1,187	0.28%
80	PAYPAL HLDGS INC	PYPL	6,015	$1,185	0.28%
81	SELECT SECTOR SPDR TR	81369Y886	19,942	$1,184	0.28%
82	ISHARES TR	46434V381	23,997	$1,166	0.28%
83	PHILLIPS 66	PSX	21,946	$1,138	0.27%
84	ARK ETF TR	00214Q302	17,347	$1,105	0.26%
85	JANUS DETROIT STR TR	47103U886	21,888	$1,103	0.26%
86	BLACKROCK MUNIHLDGS NJ QLTY	BLK	80,917	$1,100	0.26%
87	SPDR SER TR	78464A201	18,642	$1,100	0.26%
88	UNITED PARCEL SERVICE INC	UPS	6,586	$1,097	0.26%
89	WISDOMTREE TR	WT	25,515	$1,090	0.26%
90	AURINIA PHARMACEUTICALS INC	AUPH	72,750	$1,072	0.26%
91	SALESFORCE COM INC	CRM	4,257	$1,070	0.26%
92	INVESCO EXCH TRADED FD TR II	IVZ	39,722	$1,058	0.25%
93	SPDR DOW JONES INDL AVERAGE	78467X109	3,734	$1,036	0.25%
94	GX ACQUISITION CORP	36251A107	97,830	$1,027	0.25%
95	MASTERCARD INCORPORATED	MA	3,016	$1,020	0.24%
96	ISHARES TR	464287655	6,726	$1,007	0.24%
97	INVESCO EXCHANGE TRADED FD T	IVZ	8,765	$997	0.24%
98	FIRST TR EXCHANGE-TRADED FD	33738R118	22,321	$977	0.23%
99	JANUS DETROIT STR TR	47103U209	18,627	$963	0.23%
100	VERIZON COMMUNICATIONS INC	VZ	16,164	$962	0.23%
101	PIMCO ETF TR	72201R833	9,377	$956	0.23%
102	BOEING CO	BA-PA	5,778	$955	0.23%
103	INVESCO QQQ TR	IVZ	3,430	$953	0.23%
104	OKTA INC	OKTA	4,292	$918	0.22%
105	WALMART INC	WMT	6,548	$916	0.22%
106	TELADOC HEALTH INC	TDOC	3,901	$855	0.20%
107	ISHARES TR	464287598	7,155	$845	0.20%
108	VANGUARD SPECIALIZED FUNDS	921908844	6,525	$840	0.20%
109	ARK ETF TR	00214Q104	8,764	$806	0.19%
110	ISHARES TR	46435G102	9,709	$784	0.19%
111	ISHARES TR	464287556	5,760	$780	0.19%
112	ISHARES TR	464288687	21,263	$775	0.19%
113	J P MORGAN EXCHANGE-TRADED F	46641Q795	32,883	$764	0.18%
114	ABBVIE INC	ABBV	8,561	$750	0.18%
115	ISHARES TR	46432F834	12,776	$745	0.18%
116	VANGUARD SCOTTSDALE FDS	92206C706	10,496	$740	0.18%
117	AT&T INC	T-PC	24,942	$711	0.17%
118	TRINE ACQUISITION CORP	89628U108	64,950	$701	0.17%
119	CONOCOPHILLIPS	COP	21,222	$697	0.17%
120	DOW INC	DOW	14,777	$695	0.17%
121	VANGUARD WORLD FD	921910816	3,750	$695	0.17%
122	DOCUSIGN INC	DOCU	3,140	$676	0.16%
123	SPOTIFY TECHNOLOGY S A	SPOT	2,684	$651	0.16%
124	LOWES COS INC	548661107	3,861	$640	0.15%
125	VANGUARD WORLD FDS	92204A702	2,030	$632	0.15%
126	MODERNA INC	MRNA	8,914	$631	0.15%
127	UNITEDHEALTH GROUP INC	UNH	2,012	$627	0.15%
128	INVESCO EXCH TRD SLF IDX FD	IVZ	26,722	$613	0.15%
129	VANGUARD BD INDEX FDS	921937827	7,175	$596	0.14%
130	ZOOM VIDEO COMMUNICATIONS IN	ZM	1,262	$593	0.14%
131	BK OF AMERICA CORP	060505104	24,372	$587	0.14%
132	ISHARES TR	46432F396	3,917	$577	0.14%
133	VANGUARD STAR FDS	921909768	11,034	$576	0.14%
134	NIO INC	NIOIF	27,082	$575	0.14%
135	FIDELITY COVINGTON TRUST	316092832	17,308	$562	0.13%
136	JD.COM INC	JDCMF	7,102	$551	0.13%
137	VANGUARD INDEX FDS	922908744	5,275	$551	0.13%
138	PROCTER AND GAMBLE CO	742718109	3,782	$526	0.13%
139	ADOBE SYSTEMS INCORPORATED	ADBE	1,041	$511	0.12%
140	QUALCOMM INC	QCOM	4,315	$508	0.12%
141	INTEL CORP	INTC	9,811	$508	0.12%
142	TANDEM DIABETES CARE INC	TNDM	4,462	$506	0.12%
143	ISHARES TR	46434V803	18,279	$503	0.12%
144	ALPS ETF TR	00162Q593	12,001	$494	0.12%
145	PFIZER INC	PFE	13,043	$479	0.11%
146	VANGUARD WHITEHALL FDS	921946406	5,908	$478	0.11%
147	ISHARES INC	464286533	8,628	$476	0.11%
148	SCHWAB STRATEGIC TR	808524805	15,105	$474	0.11%
149	MERCADOLIBRE INC	MELI	437	$473	0.11%
150	ISHARES TR	464287606	1,951	$467	0.11%
151	THE TRADE DESK INC	88339J105	897	$465	0.11%
152	BERKSHIRE HATHAWAY INC DEL	BRK-A	2,165	$461	0.11%
153	JPMORGAN CHASE & CO	VYLD	4,739	$456	0.11%
154	INVESCO EXCH TRADED FD TR II	IVZ	16,900	$454	0.11%
155	ADVANCED MICRO DEVICES INC	AMD	5,519	$453	0.11%
156	WORKHORSE GROUP INC	WKHS	17,590	$445	0.11%
157	VANGUARD TAX-MANAGED INTL FD	921943858	10,872	$445	0.11%
158	NIKE INC	NKE	3,541	$445	0.11%
159	MCDONALDS CORP	MCD	2,024	$444	0.11%
160	CISCO SYS INC	CSCO	10,725	$422	0.10%
161	SELECT SECTOR SPDR TR	81369Y803	3,548	$414	0.10%
162	L3HARRIS TECHNOLOGIES INC	LHX	2,437	$414	0.10%
163	FIRST TR EXCHANGE-TRADED FD	33733E104	6,517	$412	0.10%
164	DUPONT DE NEMOURS INC	DD	7,054	$391	0.09%
165	WORKDAY INC	WDAY	1,807	$389	0.09%
166	LULULEMON ATHLETICA INC	LULU	1,179	$388	0.09%
167	VANGUARD INDEX FDS	922908538	2,114	$381	0.09%
168	SANOFI	SNYNF	7,507	$377	0.09%
169	FTAC OLYMPUS ACQUISITION COR	G37288118	37,500	$375	0.09%
170	NOVARTIS AG	NVSEF	4,295	$374	0.09%
171	BLACKROCK INC	BLK	662	$373	0.09%
172	SKYWORKS SOLUTIONS INC	SWKS	2,530	$368	0.09%
173	ISHARES TR	464287234	8,237	$363	0.09%
174	ISHARES TR	464287721	1,204	$362	0.09%
175	ASTRAZENECA PLC	AZN	6,562	$360	0.09%
176	AMGEN INC	AMGN	1,414	$359	0.09%
177	INVESCO EXCH TRADED FD TR II	IVZ	10,892	$359	0.09%
178	AMERICAN EXPRESS CO	AXP	3,578	$359	0.09%
179	ISHARES TR	464287465	5,628	$358	0.09%
180	CLOVIS ONCOLOGY INC	189464100	61,100	$356	0.09%
181	BEAM GLOBAL	BEEM	29,250	$356	0.09%
182	SQUARE INC	BSQKZ	2,189	$356	0.09%
183	ISHARES TR	464287291	1,341	$354	0.08%
184	IDEXX LABS INC	45168D104	895	$352	0.08%
185	NOVAVAX INC	NVAX	3,236	$351	0.08%
186	ALIGN TECHNOLOGY INC	ALGN	1,066	$349	0.08%
187	VANGUARD INDEX FDS	922908629	1,964	$346	0.08%
188	SELECT SECTOR SPDR TR	81369Y209	3,264	$344	0.08%
189	ACCENTURE PLC IRELAND	ACN	1,519	$343	0.08%
190	TRACTOR SUPPLY CO	TSCO	2,360	$338	0.08%
191	GOLDMAN SACHS GROUP INC	GSCE	1,678	$337	0.08%
192	CINTAS CORP	CTAS	1,014	$337	0.08%
193	TARGET CORP	TGT	2,134	$336	0.08%
194	ISHARES TR	464287671	4,147	$332	0.08%
195	CADENCE DESIGN SYSTEM INC	CDNS	3,087	$329	0.08%
196	GILEAD SCIENCES INC	GILD	5,204	$329	0.08%
197	VANGUARD INDEX FDS	922908512	3,216	$326	0.08%
198	ISHARES TR	464287481	1,868	$323	0.08%
199	PEPSICO INC	PEP	2,309	$320	0.08%
200	SPDR SER TR	78468R408	12,180	$315	0.08%
201	FEDEX CORP	FDX	1,249	$314	0.08%
202	ISHARES TR	464288638	5,143	$313	0.07%
203	INTERNATIONAL BUSINESS MACHS	INTR	2,574	$313	0.07%
204	DANAHER CORPORATION	235851102	1,451	$312	0.07%
205	GLAXOSMITHKLINE PLC	GLAXF	8,157	$307	0.07%
206	VANGUARD ADMIRAL FDS INC	921932703	2,816	$307	0.07%
207	SPDR SER TR	78464A763	3,304	$305	0.07%
208	ISHARES TR	464288414	2,615	$303	0.07%
209	REGENERON PHARMACEUTICALS	REGN	530	$297	0.07%
210	HARTFORD FDS EXCHANGE TRADED	41653L503	7,166	$295	0.07%
211	COMCAST CORP NEW	CCZ	6,358	$294	0.07%
212	ISHARES TR	46429B267	10,504	$294	0.07%
213	VANECK VECTORS ETF TR	92189F676	1,687	$294	0.07%
214	VANECK VECTORS ETF TR	92189F437	9,844	$293	0.07%
215	VANGUARD INDEX FDS	922908751	1,887	$290	0.07%
216	VANECK VECTORS ETF TR	92189H409	4,688	$280	0.07%
217	LOCKHEED MARTIN CORP	LMT	728	$279	0.07%
218	ALIBABA GROUP HLDG LTD	BBAAY	937	$275	0.07%
219	MORGAN STANLEY	MS-PQ	5,650	$273	0.07%
220	SOCIAL CAP HDOSPHIA HLDG CO	G8250T109	14,050	$267	0.06%
221	WISDOMTREE TR	WT	9,145	$264	0.06%
222	RUMBLEON INC	RUMBW	9,800	$261	0.06%
223	DBX ETF TR	233051200	8,368	$256	0.06%
224	ISHARES TR	464288588	2,309	$255	0.06%
225	ISHARES TR	464288281	2,302	$255	0.06%
226	VANGUARD INTL EQUITY INDEX F	922042858	5,873	$254	0.06%
227	3M CO	MMM	1,564	$251	0.06%
228	SCHWAB STRATEGIC TR	808524797	4,540	$251	0.06%
229	ARK ETF TR	00214Q708	6,123	$243	0.06%
230	KENSINGTON CAP ACQUISITION C	BEKE	14,500	$243	0.06%
231	VANGUARD INDEX FDS	922908595	1,117	$240	0.06%
232	ARK ETF TR	00214Q203	4,156	$239	0.06%
233	HONEYWELL INTL INC	438516106	1,440	$237	0.06%
234	COCA COLA CO	KO	4,760	$235	0.06%
235	ISHARES SILVER TR	SLV	10,817	$234	0.06%
236	VANGUARD INDEX FDS	922908553	2,949	$233	0.06%
237	NEXTERA ENERGY INC	NEE-PW	833	$231	0.06%
238	ISHARES TR	464287663	4,227	$229	0.05%
239	VANGUARD WORLD FD	921910840	2,953	$227	0.05%
240	UBER TECHNOLOGIES INC	UBER	6,138	$224	0.05%
241	COLGATE PALMOLIVE CO	CL	2,866	$221	0.05%
242	BLACKROCK SCIENCE & TECHNOLO	BLK	5,107	$220	0.05%
243	PIMCO ETF TR	72201R866	3,902	$219	0.05%
244	VANGUARD ADMIRAL FDS INC	921932505	1,050	$219	0.05%
245	PUBLIC SVC ENTERPRISE GRP IN	744573106	3,977	$218	0.05%
246	DISH NETWORK CORPORATION	25470M109	7,427	$216	0.05%
247	INVESCO EXCH TRD SLF IDX FD	IVZ	9,201	$215	0.05%
248	ISHARES TR	464287523	700	$213	0.05%
249	FIRST TR MID CAP CORE ALPHAD	33735B108	3,175	$209	0.05%
250	VANGUARD INDEX FDS	922908611	1,889	$209	0.05%
251	CONSOLIDATED EDISON INC	ED	2,628	$204	0.05%
252	VANGUARD CHARLOTTE FDS	92203J407	3,443	$200	0.05%
253	SPARTAN ENERGY ACQUISITION C	846784106	13,250	$191	0.05%
254	VANECK VECTORS ETF TR	92189F528	10,126	$183	0.04%
255	FLYING EAGLE ACQUISITION COR	34407Y103	12,750	$155	0.04%
256	GENERAL ELECTRIC CO	GE	23,641	$147	0.04%
257	TRILLIUM THERAPEUTICS INC	89620X506	10,150	$144	0.03%
258	SPHERE 3D CORP NEW	ANY	57,945	$143	0.03%
259	BLACKROCK 2022 GBL INCM OPP	BLK	16,500	$143	0.03%
260	B RILEY PRIN MERGER CORP II	05600U106	11,000	$110	0.03%
261	PIMCO HIGH INCOME FD	722014107	19,590	$107	0.03%
262	KANDI TECHNOLOGIES GROUP INC	KNDI	13,555	$84	0.02%
263	INVESCO SR INCOME TR	IVZ	16,000	$59	0.01%
264	FORTRESS BIOTECH INC	FBIOP	11,440	$46	0.01%
265	BLACKROCK CAP INVT CORP	BLK	17,295	$42	0.01%
266	OPKO HEALTH INC	OPK	11,122	$41	0.01%
267	HANCOCK JAFFE LABORATORIES I	41015N106	40,000	$17	0.00%
268	MUSCLE MAKER INC	SDOT	11,000	$16	0.00%
269	ENDRA LIFE SCIENCES INC	NDRA	20,000	$15	0.00%