Live Markets
Wednesday, July 29, 2026·George Town, KY·29°·Partly Cloudy
Markets Open · NYSE·Newsletter·Masthead·
VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

RATIONAL ADVISORS LLC

Quarter ended Q4 2023 · Filed November 9, 2023 · Accession 0001162044-23-001150

Total Value
$1.10B
Positions
311
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (311)

#IssuerTicker / CUSIPSharesValue% of Filing
1VANGUARD BD INDEX FD INC9219378351,468,730$102.5M9.28%
2ISHARES4642872261,088,520$102.4M9.27%
3SCHWAB STRATEGIC TR8085248392,312,140$102.3M9.26%
4ALPS ETF TR00162Q4521,688,750$71.3M6.45%
5INVESCO QQQ TRIVZ177,560$63.6M5.76%
6VANGUARD SPECIALIZED PORTFOL921908844389,860$60.6M5.48%
7J P MORGAN EXCHANGE-TRADED F46641Q3321,040,270$55.7M5.04%
8FIDELITY3160928651,283,450$48.7M4.41%
9WISDOMTREE TRWT1,242,920$43.5M3.93%
10GLOBAL X FDS37954Y6572,111,420$39.7M3.60%
11ISHARES TR46428720076,671$32.9M2.98%
12SCHWAB STRATEGIC TR8085248471,804,550$32.0M2.90%
13DIMENSIONAL ETF TRUST25434V872698,660$28.2M2.55%
14VANGUARD SCOTTSDALE FDS92206C870295,290$22.4M2.03%
15SCHWAB STRATEGIC TR808524201422,670$21.4M1.94%
16VANGUARD INDEX FDS92290836354,040$21.2M1.92%
17ISHARES TR46428720048,250$20.7M1.88%
18ISHARES TR46435U853488,290$16.9M1.53%
19INVESCO EXCHNG TRADED FD TRIVZ441,970$11.2M1.01%
20SPLUNK INC848637AF15,820,000$5.5M0.50%
21ISHARES TR46428858861,760$5.5M0.50%
22PIONEER NAT RES CO72378710722,800$5.2M0.47%
23TYLER TEX INDPT SCH DIST902252AB15,290,000$5.1M0.46%
24AMAZON COM INCAMZN39,295$5.0M0.45%
25BANK AMER CORP0605056824,448$4.9M0.45%
26EURONET WORLDWIDE INCEEFT5,380,928$4.9M0.45%
27ARES CAPITAL CORPARCC4,700,000$4.8M0.43%
28WESTERN DIGITAL CORP.WDC4,833,080$4.8M0.43%
29WELLS FARGO CO NEW9497468044,200$4.7M0.42%
30EXPEDIA GROUP INCEXPE5,365,000$4.7M0.42%
31APOLLO GLOBAL MGMT INC03769M30483,800$4.6M0.42%
32ETSY INCETSY6,090,000$4.6M0.42%
33CYBERARK SOFTWARE LTD23248VAB13,875,000$4.5M0.40%
34KKR & CO INCKKRT68,500$4.2M0.38%
35SHOPIFY INCSHOP4,602,000$4.1M0.37%
36OKTA INCOKTA4,649,000$4.0M0.37%
37DEXCOM INCDXCM4,140,000$3.9M0.35%
38ALTERYX INC02156BAF04,260,000$3.8M0.34%
39ISHARES TR46428745745,864$3.7M0.34%
40RBC BEARINGS INCRBC29,200$3.2M0.29%
41PROS HOLDINGS INC74346YAG82,941,000$3.1M0.28%
42EQT CORPEQT74,100$3.0M0.27%
43LIVE NATION ENTERTAINMENT INLYV32,400$2.7M0.24%
44NEXTERA ENERGY INCNEE-PW70,200$2.7M0.24%
45DRAFTKINGS INC NEWDKNG89,500$2.6M0.24%
46ALPHABET INCGOOG19,850$2.6M0.24%
47MICROSOFT CORPMSFT8,082$2.6M0.23%
48LULULEMON ATHLETICA INCLULU6,510$2.5M0.23%
49APPLE INCAAPL14,651$2.5M0.23%
50MERCADOLIBRE INCMELI1,960$2.5M0.22%
51NIKE INCNKE25,939$2.5M0.22%
52BOOKING HLDGS INCBKNG800$2.5M0.22%
53FACEBOOK INCMETA8,025$2.4M0.22%
54COSTCO WHSL CORP NEW22160K1054,094$2.3M0.21%
55ISHARES TR46432F84235,847$2.3M0.21%
56UBER TECHNOLOGIES INCUBER46,700$2.1M0.19%
57TESLA MTRS INCTSLA8,500$2.1M0.19%
58DATADOG INCDDOG1,800,000$2.1M0.19%
59INVESCO QQQ TRIVZ5,892$2.1M0.19%
60MICROSOFT CORPMSFT6,647$2.1M0.19%
61AMAZON COM INCAMZN16,447$2.1M0.19%
62SPDR S&P 500 ETF TRSPY4,729$2.0M0.18%
63ISHARES TR46428710110,074$2.0M0.18%
64VANGUARD INDEX FDS9229087367,379$2.0M0.18%
65SELECT SECTOR SPDR TR81369Y80312,213$2.0M0.18%
66VANECK ETF TRUST92189F67613,686$2.0M0.18%
67BLACKSTONE GROUP INCBX18,000$1.9M0.17%
68VISA INCV8,038$1.8M0.17%
69LILLY ELI & COLLY3,400$1.8M0.17%
70FACEBOOK INCMETA6,067$1.8M0.16%
71BIOMARIN PHARMACEUTICAL INCBMRN1,803,000$1.8M0.16%
72DRAFTKINGS INC NEWDKNG2,150,000$1.6M0.15%
73CHEGG INCCHGG2,057,000$1.6M0.15%
74APPLE INCAAPL9,152$1.6M0.14%
75SOUTHWEST AIRLS CO844741BG21,560,000$1.5M0.14%
76APOLLO GLOBAL MGMT INC03769M10616,700$1.5M0.14%
77KBR INCKBR25,400$1.5M0.14%
78BERKSHIRE HATHAWAY INC DELBRK-A3,838$1.3M0.12%
79SELECT SECTOR SPDR TR81369Y30819,455$1.3M0.12%
80BOSTON SCIENTIFIC CORPBSX24,500$1.3M0.12%
81MERCADOLIBRE INCMELI900$1.1M0.10%
82NUTANIX INCNTNX27,200$948,7360.09%
83TRADEWEB MKTS INC89267210611,500$922,3000.08%
84JPMORGAN CHASE & COVYLD5,882$853,0080.08%
85CISCO SYS INCCSCO14,781$794,6270.07%
86NVIDIA CORPNVDA1,763$766,8870.07%
87SPLUNK INC848637AD6690,000$741,4050.07%
88BROADCOM INCAVGO824$684,3980.06%
89ALPHABET INCGOOG5,028$657,9640.06%
90PETIQ INC71639TAB2635,000$614,7590.06%
91ALLEGHENY TECHNOLOGIES INCATI14,400$592,5600.05%
92COMCAST CORP NEWCCZ12,671$561,8320.05%
93NVIDIA CORPNVDA1,250$543,7380.05%
94ALPHABET INCGOOG4,072$536,8930.05%
95WAL-MART STORES INCWMT2,720$435,0100.04%
96SPOTIFY TECHNOLOGY S ASPOT2,600$402,0640.04%
97BANK AMER CORP06050510413,993$383,1280.03%
98TESLA MTRS INCTSLA1,529$382,5860.03%
99SALESFORCE COM INCCRM1,871$379,4010.03%
100TEXAS INSTRS INC8825081042,055$326,7660.03%
101JOHNSON & JOHNSONJNJ2,091$325,6730.03%
102PEPSICO INCPEP1,920$325,3250.03%
103WELLS FARGO & CO NEW9497461017,647$312,4560.03%
104NETFLIX INCNFLX823$310,7650.03%
105PROCTER & GAMBLE CO7427181092,097$305,8680.03%
106DISNEY WALT CO2546871063,728$302,1540.03%
107HOME DEPOT INCHD944$285,2390.03%
108INTEL CORPINTC7,883$280,2410.03%
109AMGEN INCAMGN986$264,9970.02%
110STARBUCKS CORPSBUX2,859$260,9410.02%
111AUTOMATIC DATA PROCESSING INADP1,079$259,5860.02%
112KLA-TENCOR CORPKLAC537$246,3000.02%
113INTERNATIONAL BUSINESS MACHSINTR1,747$245,1040.02%
114HONEYWELL INTL INC4385161061,317$243,3030.02%
115NIKE INCNKE2,524$241,3450.02%
116S&P GLOBAL INCSPGI642$234,5930.02%
117NEXTERA ENERGY INCNEE-PW4,077$233,5710.02%
118ADOBE INCADBE458$233,5340.02%
119GENERAL ELECTRIC CO3696043012,112$233,4820.02%
120BOOKING HLDGS INCBKNG75$231,2960.02%
121GILEAD SCIENCES INCGILD3,017$226,0940.02%
122UNITED PARCEL SERVICE INCUPS1,442$224,7650.02%
123VERTEX PHARMACEUTICALS INCVRTX641$222,9010.02%
124T-MOBILE US INCTMUSZ1,559$218,3380.02%
125GOLDMAN SACHS GROUP INCGSCE664$214,8500.02%
126MORGAN STANLEYMS-PQ2,622$214,1390.02%
127BOEING COBA-PA1,108$212,3810.02%
128MEDTRONIC PLCMDT2,638$206,7140.02%
129PROLOGIS INCPLDGP1,776$199,2850.02%
130VERIZON COMMUNICATIONS INCVZ6,022$195,1730.02%
131BLACKROCK INCBLK291$188,1290.02%
132ACCENTURE PLC IRELANDACN612$187,9510.02%
133PACCAR INCPCAR2,150$182,7930.02%
134STRYKER CORPSYK653$178,4450.02%
135CVS CAREMARK CORPORATIONCVS2,554$178,3200.02%
136COSTCO WHSL CORP NEW22160K105305$172,3130.02%
137O REILLY AUTOMOTIVE INC NEW67103H107189$171,7750.02%
138CITIGROUP INCC-PR3,985$163,9030.01%
139ABBOTT LABSABLZF1,676$162,3210.01%
140EATON CORP PLCETN748$159,5330.01%
141KRAFT HEINZ COKHC4,627$155,6520.01%
142AT&T INCT-PC10,232$153,6850.01%
143COCA COLA COKO2,735$153,1050.01%
144ZOETIS INCZTS876$152,4060.01%
145ADVANCED MICRO DEVICES INCAMD1,446$148,6780.01%
146CME GROUP INCCME727$145,5600.01%
147MCDONALDS CORPMCD552$145,4190.01%
148BECTON DICKINSON & COBDX559$144,5180.01%
149SOUTHERN COSOMN2,170$140,4420.01%
150WALGREENS BOOTS ALLIANCE INC9314271085,981$133,0170.01%
151RIVIAN AUTOMOTIVE INCRIVN5,000$121,4000.01%
152CSX CORPCSX2,864$88,0680.01%
153NORTHROP GRUMMAN CORPNOC163$71,7510.01%
154EXXON MOBIL CORPXOM590$69,3720.01%
155AMERICAN ELEC PWR INC025537101917$68,9770.01%
156DUPONT DE NEMOURS INCDD913$68,1010.01%
157DOW INCDOW1,269$65,4300.01%
158UNITED STATES STL CORP NEWUNTCW1,994$64,7650.01%
159CHEVRON CORP NEWCVX380$64,0760.01%
160PEMBINA PIPELINE CORPPPLOF1,950$58,6170.01%
161CHENIERE ENERGY INCLNG353$58,5840.01%
162CONSTELLATION ENERGY CORPCEG533$58,1400.01%
163RELIANCE STEEL & ALUMINUM CORS220$57,6910.01%
164NUCOR CORPNUE366$57,2240.01%
165STEEL DYNAMICS INCSTLD519$55,6470.01%
166WILLIAMS COS INC DEL9694571001,648$55,5210.01%
167PHILLIPS 66PSX461$55,3890.01%
168CONOCOPHILLIPSCOP456$54,6290.00%
169OCCIDENTAL PETE CORP DEL674599105825$53,5260.00%
170AIR PRODS & CHEMS INCAIIR181$51,2950.00%
171ONEOK INC NEWOKE773$49,0310.00%
172LINDE PLCLIN125$46,5440.00%
173EQUINIX INCEQIX64$46,4810.00%
174ENERGY TRANSFER EQUITY L PET-PI3,238$45,4290.00%
175FREEPORT-MCMORAN COPPER & GOFCX1,216$45,3450.00%
176KINDER MORGAN INC DELEP-PC2,725$45,1810.00%
177EOG RES INCEOG349$44,2390.00%
178CANADIAN PACIFIC KANSAS CITYCP594$44,2000.00%
179BAKER HUGHES A GE COBKR1,250$44,1500.00%
180ENTERPRISE PRODS PARTNERS L2937921071,584$43,3540.00%
181WELLTOWER INCWELL524$42,9260.00%
182MPLX LPMPLXP1,204$42,8260.00%
183TARGA RES CORPTRGP499$42,7740.00%
184PLAINS GP HLDGS L PPAGP2,643$42,6050.00%
185CATERPILLAR INC DELCAT155$42,3150.00%
186EMERSON ELEC COEMR438$42,2980.00%
187TESLA MTRS INCTSLA161$42,1450.00%
188SHERWIN WILLIAMS COSHW165$42,0830.00%
189HONEYWELL INTL INC438516106226$41,7510.00%
190DUKE ENERGY CORP NEWDUKB472$41,6590.00%
191STAG INDL INC85254J1021,204$41,5500.00%
192GENERAL DYNAMICS CORPGD188$41,5420.00%
193DIGITAL RLTY TR INC253868103343$41,5100.00%
194UNION PAC CORPUNP202$41,1330.00%
195WASTE CONNECTIONS INCWCN306$41,0960.00%
196PENTAIR PLCPNR633$40,9870.00%
197REPUBLIC SVCS INC760759100287$40,9000.00%
198FORTIS INCFTRSF1,075$40,8390.00%
199DEERE & CODE108$40,7570.00%
200CANADIAN NATL RY CO136375102375$40,6240.00%
201WASTE MGMT INC DEL94106L109266$40,5490.00%
202ECOLAB INCECL239$40,4870.00%
203SEMPRA ENERGYSREA595$40,4780.00%
204AMERICAN ELEC PWR INC025537101538$40,4680.00%
205SOUTHERN COSOMN625$40,4500.00%
206WEYERHAEUSER COWY1,295$39,7050.00%
207BROOKFIELD INFRAST PARTNERSG162521011,335$39,2490.00%
208AMERICAN WTR WKS CO INC NEW030420103308$38,1400.00%
209LOCKHEED MARTIN CORPLMT93$38,0330.00%
210CSX CORPCSX1,234$37,9460.00%
211RAYTHEON TECHNOLOGIES CORPRTX525$37,7840.00%
212ENBRIDGE INCENNPF1,132$37,5710.00%
213UNITED PARCEL SERVICE INCUPS239$37,2530.00%
214SCHLUMBERGER LTDSLB636$37,0790.00%
215ALEXANDRIA REAL ESTATE EQ IN015271109369$36,9370.00%
216ATLANTICA SUSTAINABLE INFR PALDA1,926$36,7870.00%
217PROLOGIS INCPLDGP327$36,6930.00%
218APPLE INCAAPL188$36,4660.00%
219PUBLIC STORAGEPSA-PS138$36,3660.00%
220NEXTERA ENERGY INCNEE-PW629$36,0350.00%
221NETFLIX INCNFLX81$35,6800.00%
222MICROSOFT CORPMSFT104$35,4160.00%
223ORACLE CORPORCL-PD290$34,5360.00%
224TC ENERGY CORPTRPRF917$31,5540.00%
225NORFOLK SOUTHERN CORP655844108156$30,7210.00%
226AMERICAN TOWER CORP NEW03027X100176$28,9430.00%
227FACEBOOK INCMETA98$28,1240.00%
228VISA INCV116$27,5480.00%
229UNITEDHEALTH GROUP INCUNH56$26,9160.00%
230MASTERCARD INCMA68$26,7440.00%
231AMGEN INCAMGN112$24,8660.00%
232UNILEVER PLCUNLYF476$24,8140.00%
233SERVICENOW INCNOW44$24,7270.00%
234ALPHABET INCGOOG200$24,1940.00%
235SALESFORCE COM INCCRM112$23,6610.00%
236CROWN CASTLE INTL CORP NEWCCI253$23,2840.00%
237NEXTERA ENERGY INCNEE-PW298$22,1120.00%
238BOSTON SCIENTIFIC CORPBSX404$21,8520.00%
239CISCO SYS INCCSCO418$21,6270.00%
240CIGNA CORP NEW12552310072$20,2030.00%
241INTUITINTU44$20,1600.00%
242FIRST SOLAR INCFSLR104$19,7690.00%
243GILEAD SCIENCES INCGILD240$18,4970.00%
244PFIZER INCPFE460$16,8730.00%
245IQVIA HLDGS INCIQV66$14,8350.00%
246JOHNSON CTLS INTL PLCG51502105216$14,7180.00%
247MODERNA INCMRNA118$14,3370.00%
248ARRAY TECHNOLOGIES INCARRY618$13,9670.00%
249ECOLAB INCECL74$13,8150.00%
250EDWARDS LIFESCIENCES CORPEW140$13,2060.00%
251AUTODESK INCADSK64$13,0950.00%
252ENERSYSENS112$12,1540.00%
253ISHARES TR464287440126$11,5400.00%
254CANADIAN SOLAR INCCSIQ296$11,4520.00%
255CINTAS CORPCTAS22$10,9360.00%
256PURECYCLE TECHNOLOGIES INCPCTTW1,016$10,8610.00%
257GARTNER INCIT30$10,5090.00%
258SHOALS TECHNOLOGIES GROUP INSHLS408$10,4280.00%
259ENPHASE ENERGY INCENPH60$10,0490.00%
260CASELLA WASTE SYS INCCWST108$9,7690.00%
261SOLAREDGE TECHNOLOGIES INCSEDG36$9,6860.00%
262ORMAT TECHNOLOGIES INCORA116$9,3330.00%
263INGREDION INCINGR88$9,3240.00%
264XYLEM INCXYL76$8,5590.00%
265FREYR BATTERYL4135L100910$8,5090.00%
266FLUENCE ENERGY INCFLNC318$8,4720.00%
267WATTS WATER TECHNOLOGIES INCWTS46$8,4520.00%
268WEST PHARMACEUTICAL SVSC INC95530610522$8,4140.00%
269BROOKFIELD RENEWABLE CORPBEPC262$8,2580.00%
270MCCORMICK & CO INCMKC-V90$7,8510.00%
271KEYSIGHT TECHNOLOGIES INCKEYS46$7,7030.00%
272BLOOM ENERGY CORPBE458$7,4880.00%
273CLEARWAY ENERGY INCCWEN-A262$7,4830.00%
274AMERICAN WTR WKS CO INC NEW03042010352$7,4230.00%
275NETAPP INCNTAP94$7,1820.00%
276STERICYCLE INC858912108152$7,0590.00%
277WATERS CORP94184810326$6,9300.00%
278SUNNOVA ENERGY INTL INC86745K104374$6,8480.00%
279MANPOWERGROUP INCMAN86$6,8280.00%
280MAXEON SOLAR TECHNOLOGIES LTMAXN242$6,8150.00%
281CALIFORNIA WTR SVC GROUP130788102130$6,7120.00%
282MONTAUK RENEWABLES INCMNTK902$6,7110.00%
283NEXTERA ENERGY PARTNERS LPNEE-PW114$6,6850.00%
284CBRE GROUP INCCBRE82$6,6180.00%
285AMERESCO INCAMRC128$6,2250.00%
286ATLANTICA SUSTAINABLE INFR PALDA260$6,0940.00%
287SUNRUN INCRUN276$4,9290.00%
288MSCI INCMSCI10$4,6930.00%
289BAXTER INTL INC071813109102$4,6470.00%
290CHARGEPOINT HOLDINGS INCCHPT518$4,5530.00%
291HANNON ARMSTRONG SUST INFR C41068X100180$4,5000.00%
292SUNPOWER CORPSPWRW456$4,4690.00%
293BEAM THERAPEUTICS INCBEAM126$4,0230.00%
294HERITAGE CRYSTAL CLEAN INC42726M10698$3,7030.00%
295FUELCELL ENERGY INCFCELB1,696$3,6630.00%
296PLUG POWER INCPLUG348$3,6160.00%
297FISKER INC33813J106590$3,3280.00%
298BALLARD PWR SYS INC NEWBALL748$3,2610.00%
299ARIS WATER SOLUTIONS INC04041L106254$2,6210.00%
300GLOBAL WTR RES INC379463102188$2,3840.00%
301TPI COMPOSITES INCTPICQ218$2,2610.00%
302BLINK CHARGING COBLNK370$2,2160.00%
303RENESOLA LTD75971T301478$1,8120.00%
304BEYOND MEAT INCBYND126$1,6350.00%
305ENVIVA INC29415B103120$1,3020.00%
306SUNWORKS INC86803X2041,076$1,2160.00%
307NIKOLA CORPNODK860$1,1870.00%
308GREENPOWER MTR CO INC39540E302386$1,0110.00%
309WORKHORSE GROUP INCWKHS910$7930.00%
310CANOO INC13803R1021,366$6550.00%
311ARCIMOTO INC0395872096$90.00%