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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

RATIONAL ADVISORS LLC

Quarter ended Q3 2023 · Filed August 8, 2023 · Accession 0001162044-23-000822

Total Value
$1.21B
Positions
340
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (340)

#IssuerTicker / CUSIPSharesValue% of Filing
1VANGUARD BD INDEX FD INC9219378351,524,833$110.8M9.18%
2SCHWAB STRATEGIC TR8085248392,399,665$110.8M9.17%
3ISHARES4642872261,130,341$110.7M9.17%
4ALPS ETF TR00162Q4521,958,161$76.8M6.36%
5INVESCO QQQ TRIVZ204,409$75.5M6.25%
6FIDELITY3160928651,602,505$67.8M5.61%
7VANGUARD SPECIALIZED PORTFOL921908844398,589$64.7M5.36%
8J P MORGAN EXCHANGE-TRADED F46641Q3321,017,921$56.3M4.66%
9WISDOMTREE TRWT1,379,709$51.1M4.23%
10GLOBAL X FDS37954Y6572,221,837$43.1M3.57%
11SCHWAB STRATEGIC TR8085248471,958,161$38.2M3.17%
12DIMENSIONAL ETF TRUST25434V872727,673$30.4M2.51%
13SCHWAB STRATEGIC TR808524201482,393$25.3M2.09%
14VANGUARD INDEX FDS92290836361,329$25.0M2.07%
15ISHARES TR46428720055,197$24.6M2.04%
16VANGUARD SCOTTSDALE FDS92206C870308,653$24.4M2.02%
17ISHARES TR46432F842348,318$23.5M1.95%
18ISHARES TR46428720048,840$21.8M1.80%
19ISHARES TR46435U853525,317$18.5M1.54%
20INVESCO EXCHNG TRADED FD TRIVZ457,865$12.2M1.01%
21BLACKSTONE GROUP INCBX68,385$6.4M0.53%
22ISHARES TR46428858863,373$5.9M0.49%
23KKR & CO INCKKRT80,700$4.5M0.37%
24BANK AMER CORP0605056823,748$4.4M0.36%
25NEXTERA ENERGY INCNEE-PW87,400$4.3M0.35%
26DEXCOM INCDXCM3,970,000$4.2M0.35%
27TYLER TEX INDPT SCH DIST902252AB13,910,000$4.0M0.33%
28AMERICAN ELEC PWR CO INC02557T30776,300$3.8M0.31%
29SPLUNK INC848637AF14,350,000$3.8M0.31%
30SOUTHWEST AIRLS CO844741BG23,270,000$3.7M0.31%
31ARES CAPITAL CORPARCC3,700,000$3.7M0.31%
32NISOURCE INCNI35,800$3.7M0.30%
33ALTERYX INC02156BAF04,260,000$3.6M0.29%
34RBC BEARINGS INCRBC32,500$3.4M0.28%
35EXPEDIA GROUP INCEXPE3,865,000$3.4M0.28%
36CYBERARK SOFTWARE LTD23248VAB12,855,000$3.2M0.27%
37EURONET WORLDWIDE INCEEFT3,240,928$3.1M0.26%
38WESTERN DIGITAL CORP.WDC3,123,080$3.0M0.25%
39ETSY INCETSY3,930,000$3.0M0.25%
40ISHARES TR46428710113,469$2.8M0.23%
41VANGUARD INDEX FDS9229087369,775$2.8M0.23%
42SPDR S&P 500 ETF TRSPY6,205$2.8M0.23%
43VANECK ETF TRUST92189F67617,630$2.7M0.22%
44MICROSOFT CORPMSFT7,725$2.6M0.22%
45AMAZON COM INCAMZN20,020$2.6M0.22%
46SHOPIFY INCSHOP2,802,000$2.5M0.21%
47OKTA INCOKTA2,919,000$2.5M0.21%
48PIONEER NAT RES CO72378710712,000$2.5M0.21%
49COSTCO WHSL CORP NEW22160K1054,544$2.4M0.20%
50APPLE INCAAPL12,051$2.3M0.19%
51PROS HOLDINGS INC74346YAH62,440,000$2.3M0.19%
52NIKE INCNKE20,439$2.3M0.19%
53LULULEMON ATHLETICA INCLULU5,950$2.3M0.19%
54MCDONALDS CORPMCD7,325$2.2M0.18%
55FACEBOOK INCMETA7,575$2.2M0.18%
56PALO ALTO NETWORKS INCPANW8,400$2.1M0.18%
57AMAZON COM INCAMZN16,015$2.1M0.17%
58ALPHABET INCGOOG17,350$2.1M0.17%
59KBR INCKBR31,800$2.1M0.17%
60MICROSOFT CORPMSFT6,072$2.1M0.17%
61LILLY ELI & COLLY4,400$2.1M0.17%
62MERCADOLIBRE INCMELI1,660$2.0M0.16%
63FACEBOOK INCMETA6,813$2.0M0.16%
64ISHARES TR46428745723,754$1.9M0.16%
65BOOKING HLDGS INCBKNG700$1.9M0.16%
66THERMO FISHER SCIENTIFIC INCTMO3,570$1.9M0.15%
67ON SEMICONDUCTOR CORPON19,200$1.8M0.15%
68DECKERS OUTDOOR CORPDECK3,350$1.8M0.15%
69LIVE NATION ENTERTAINMENT INLYV19,200$1.7M0.14%
70BERKSHIRE HATHAWAY INC DELBRK-A4,922$1.7M0.14%
71VISA INCV7,038$1.7M0.14%
72SELECT SECTOR SPDR TR81369Y8039,608$1.7M0.14%
73ALLEGHENY TECHNOLOGIES INCATI37,600$1.7M0.14%
74BERKSHIRE HATHAWAY INC DELBRK-A3$1.6M0.13%
75BOSTON SCIENTIFIC CORPBSX28,691$1.6M0.13%
76CHEGG INCCHGG2,057,000$1.5M0.13%
77HERSHEY COHSY6,025$1.5M0.12%
78WELLS FARGO CO NEW9497468041,300$1.5M0.12%
79INSULET CORPPODD1,070,000$1.5M0.12%
80ALPHABET INCGOOG10,657$1.3M0.11%
81INVESCO QQQ TRIVZ3,351$1.2M0.10%
82PETIQ INC71639TAB21,225,000$1.1M0.09%
83SELECT SECTOR SPDR TR81369Y30814,896$1.1M0.09%
84MASTERCARD INCMA2,795$1.1M0.09%
85JPMORGAN CHASE & COVYLD7,187$1.0M0.09%
86APPLE INCAAPL5,369$1.0M0.09%
87SALESFORCE COM INCCRM4,600$971,7960.08%
88APOLLO GLOBAL MGMT INC03769M10611,500$883,3150.07%
89PEPSICO INCPEP4,600$852,0120.07%
90BOOKING HOLDINGS INCBKNG550,000$824,3400.07%
91CISCO SYS INCCSCO14,895$770,6670.06%
92BROADCOM INCAVGO658$570,7690.05%
93T-MOBILE US INCTMUSZ4,000$555,6000.05%
94SALESFORCE COM INCCRM2,545$537,6570.04%
95DISNEY WALT CO2546871065,858$523,0020.04%
96BROADCOM INCAVGO600$520,4580.04%
97NVIDIA CORPNVDA1,201$508,0470.04%
98BIOMARIN PHARMACEUTICAL INCBMRN503,000$505,6680.04%
99COMCAST CORP NEWCCZ12,067$501,3840.04%
100PROCTER & GAMBLE CO7427181093,193$484,5060.04%
101BANK AMER CORP06050510416,857$483,6270.04%
102JOHNSON & JOHNSONJNJ2,921$483,4840.04%
103ISHARES TR4642874404,958$478,9430.04%
104NETFLIX INCNFLX1,014$446,6570.04%
105NIKE INCNKE3,906$431,1050.04%
106RAYTHEON TECHNOLOGIES CORPRTX4,345$425,6360.04%
107NEXTERA ENERGY INCNEE-PW5,730$425,1660.04%
108HOME DEPOT INCHD1,357$421,5380.03%
109WELLS FARGO & CO NEW9497461019,846$420,2270.03%
110HONEYWELL INTL INC4385161061,894$393,0050.03%
111UNITED PARCEL SERVICE INCUPS2,041$365,8490.03%
112DRAFTKINGS INC NEWDKNG13,500$358,6950.03%
113MEDTRONIC PLCMDT3,981$350,7260.03%
114VERIZON COMMUNICATIONS INCVZ9,279$345,0860.03%
115SERVICENOW INCNOW600$337,1820.03%
116GENERAL ELECTRIC CO3696043013,056$335,7020.03%
117BOEING COBA-PA1,586$334,9000.03%
118ALPHABET INCGOOG2,582$312,3450.03%
119S&P GLOBAL INCSPGI773$309,8880.03%
120PROLOGIS INCPLDGP2,519$308,9050.03%
121BOOKING HLDGS INCBKNG111$299,7370.02%
122STRYKER CORPSYK946$288,6150.02%
123MORGAN STANLEYMS-PQ3,220$274,9880.02%
124CVS CAREMARK CORPORATIONCVS3,962$273,8930.02%
125ADOBE INCADBE558$272,8560.02%
126ABBOTT LABSABLZF2,502$272,7680.02%
127GOLDMAN SACHS GROUP INCGSCE827$266,7410.02%
128ACCENTURE PLC IRELANDACN800$246,8640.02%
129COCA COLA COKO4,000$240,8800.02%
130VANGUARD BD INDEX FD INC9219378353,312$240,7490.02%
131SCHWAB STRATEGIC TR8085248395,212$240,5860.02%
132MCDONALDS CORPMCD805$240,2200.02%
133ISHARES4642872262,452$240,1730.02%
134BLACKROCK INCBLK345$238,4430.02%
135TESLA MTRS INCTSLA885$231,6660.02%
136AT&T INCT-PC14,411$229,8550.02%
137BECTON DICKINSON & COBDX860$227,0490.02%
138SOUTHERN COSOMN3,230$226,9080.02%
139CITIGROUP INCC-PR4,896$225,4120.02%
140PAYPAL HLDGS INCPYPL3,316$221,2770.02%
141COSTCO WHSL CORP NEW22160K105405$218,0440.02%
142DUKE ENERGY CORP NEWDUKB2,375$213,1330.02%
143WAL-MART STORES INCWMT1,339$210,4640.02%
144TEXAS INSTRS INC8825081041,135$204,3230.02%
145PEPSICO INCPEP1,097$203,1860.02%
146LINDE PLCLIN531$202,3530.02%
147ALPS ETF TR00162Q4524,252$166,7210.01%
148INVESCO QQQ TRIVZ444$164,0220.01%
149STARBUCKS CORPSBUX1,619$160,3780.01%
150AUTOMATIC DATA PROCESSING INADP719$158,0290.01%
151KLA-TENCOR CORPKLAC322$156,1760.01%
152FIDELITY3160928653,480$147,1340.01%
153AMGEN INCAMGN659$146,3110.01%
154VANGUARD SPECIALIZED PORTFOL921908844864$140,3400.01%
155VERTEX PHARMACEUTICALS INCVRTX382$134,4300.01%
156GILEAD SCIENCES INCGILD1,740$134,1020.01%
157T-MOBILE US INCTMUSZ958$133,0660.01%
158J P MORGAN EXCHANGE-TRADED F46641Q3322,212$122,3900.01%
159WISDOMTREE TRWT2,996$111,0620.01%
160O REILLY AUTOMOTIVE INC NEW67103H107114$108,9040.01%
161PACCAR INCPCAR1,289$107,8250.01%
162GLOBAL X FDS37954Y6574,824$93,5370.01%
163KRAFT HEINZ COKHC2,461$87,3660.01%
164SCHWAB STRATEGIC TR8085248474,252$83,0420.01%
165WALGREENS BOOTS ALLIANCE INC9314271082,769$78,8890.01%
166NUCOR CORPNUE433$71,0030.01%
167SCHLUMBERGER LTDSLB1,408$69,1610.01%
168INVESCO DB COMMDY INDX TRCKIVZ2,983$67,7140.01%
169ENLINK MIDSTREAM LLC29336T1006,370$67,5220.01%
170KRANESHARES TR5007676781,767$67,0050.01%
171DIMENSIONAL ETF TRUST25434V8721,580$65,9330.01%
172CONOCOPHILLIPSCOP630$65,2740.01%
173ABRDN ETFS0032611043,206$64,6330.01%
174INVESCO ACTIVLY MANGD ETC FDIVZ4,746$64,5690.01%
175EXXON MOBIL CORPXOM602$64,5650.01%
176DIREXION SHS ETF TR25460E3072,178$64,0990.01%
177CHEVRON CORP NEWCVX388$61,0520.01%
178RELIANCE STEEL & ALUMINUM CORS224$60,8360.01%
179APOLLO GLOBAL MGMT INC03769M106776$59,6050.00%
180EOG RES INCEOG518$59,2800.00%
181STEEL DYNAMICS INCSTLD531$57,8420.00%
182BERKSHIRE HATHAWAY INC DELBRK-A163$55,5830.00%
183AIR PRODS & CHEMS INCAIIR185$55,4130.00%
184WILLIAMS COS INC DEL9694571001,686$55,0140.00%
185ANTERO MIDSTREAM CORPAM4,741$54,9960.00%
186SCHWAB STRATEGIC TR8085242011,048$54,8840.00%
187VANGUARD INDEX FDS922908363132$53,7610.00%
188ISHARES TR464287200120$53,4850.00%
189VANGUARD SCOTTSDALE FDS92206C870668$52,7920.00%
190RAYTHEON TECHNOLOGIES CORPRTX538$52,7020.00%
191PROGRESSIVE CORP OHIO743315103398$52,6830.00%
192BOEING COBA-PA247$52,1570.00%
193CSX CORPCSX1,521$51,8660.00%
194EQUINIX INCEQIX66$51,7400.00%
195MARKEL CORPMKL37$51,1780.00%
196UNITED STATES STL CORP NEWUNTCW2,045$51,1450.00%
197VISA INCV212$50,3460.00%
198GRANITESHARES ETF TR38747R1082,426$50,0970.00%
199FREEPORT-MCMORAN COPPER & GOFCX1,247$49,8800.00%
200WHEATON PRECIOUS METALS CORPWPM1,154$49,8760.00%
201MCDONALDS CORPMCD166$49,5360.00%
202CANADIAN PACIFIC KANSAS CITYCP610$49,2700.00%
203MASTERCARD INCMA125$49,1630.00%
204ISHARES U S ETF TR46431W8531,884$48,9460.00%
205ONEOK INC NEWOKE793$48,9440.00%
206LINDE PLCLIN128$48,7780.00%
207FRANCO NEV CORPFNV342$48,7690.00%
208STARBUCKS CORPSBUX488$48,3410.00%
209KINDER MORGAN INC DELEP-PC2,798$48,1820.00%
210JPMORGAN CHASE & COVYLD331$48,1410.00%
211HONEYWELL INTL INC438516106232$48,1400.00%
212TRAVELERS COMPANIES INCTRV275$47,7570.00%
213ECOLAB INCECL246$45,9260.00%
214SHERWIN WILLIAMS COSHW170$45,1380.00%
215COCA COLA COKO748$45,0450.00%
216AGNICO EAGLE MINES LTDAEM884$44,1820.00%
217UNITED PARCEL SERVICE INCUPS246$44,0960.00%
218HECLA MNG CO4227041068,491$43,7290.00%
219CSX CORPCSX1,271$43,3410.00%
220ENBRIDGE INCENNPF1,166$43,3170.00%
221WELLS FARGO & CO NEW949746101998$42,5950.00%
222UNION PAC CORPUNP208$42,5610.00%
223AMERICAN ELEC PWR INC025537101503$42,3530.00%
224TESLA MTRS INCTSLA161$42,1450.00%
225ADOBE INCADBE85$41,5640.00%
226PUBLIC STORAGEPSA-PS142$41,4470.00%
227COMPANIA DE MINAS BUENAVENTU2044481045,633$41,4030.00%
228PROLOGIS INCPLDGP337$41,3260.00%
229BARRICK GOLD CORP0679011082,403$40,6830.00%
230ISHARES TR46435U8531,140$40,2420.00%
231ALLSTATE CORPALL-PJ362$39,4720.00%
232SSR MNG INCSSRGF2,719$38,5550.00%
233CLEVELAND CLIFFS INCCLF2,299$38,5310.00%
234TC ENERGY CORPTRPRF949$38,3490.00%
235PAYPAL HLDGS INCPYPL568$37,9030.00%
236NORFOLK SOUTHERN CORP655844108161$36,5080.00%
237APPLE INCAAPL188$36,4660.00%
238CITIGROUP INCC-PR788$36,2800.00%
239NETFLIX INCNFLX81$35,6800.00%
240MICROSOFT CORPMSFT104$35,4160.00%
241AMERICAN TOWER CORP NEW03027X100182$35,2970.00%
242ORACLE CORPORCL-PD290$34,5360.00%
243NEWMONT GOLDCORP CORPORATIONNEMCL789$33,6590.00%
244BANK AMER CORP0605051041,148$32,9360.00%
245CONSTELLATION ENERGY CORPCEG346$31,6760.00%
246CROWN CASTLE INTL CORP NEWCCI264$30,0800.00%
247DISNEY WALT CO254687106328$29,2840.00%
248PAN AMERN SILVER CORP6979001081,950$28,4310.00%
249FACEBOOK INCMETA98$28,1240.00%
250VISA INCV116$27,5480.00%
251BAKER HUGHES A GE COBKR868$27,4370.00%
252UNITEDHEALTH GROUP INCUNH56$26,9160.00%
253MASTERCARD INCMA68$26,7440.00%
254INVESCO EXCHNG TRADED FD TRIVZ996$26,4440.00%
255ABBVIE INCABBV188$25,3290.00%
256AMGEN INCAMGN112$24,8660.00%
257UNILEVER PLCUNLYF476$24,8140.00%
258SERVICENOW INCNOW44$24,7270.00%
259ALPHABET INCGOOG200$24,1940.00%
260SALESFORCE COM INCCRM112$23,6610.00%
261VIACOMCBS INC92556H2061,435$22,8310.00%
262FIRST MAJESTIC SILVER CORPAG4,040$22,8260.00%
263NEXTERA ENERGY INCNEE-PW298$22,1120.00%
264BOSTON SCIENTIFIC CORPBSX404$21,8520.00%
265CISCO SYS INCCSCO418$21,6270.00%
266ABBOTT LABSABLZF188$20,4960.00%
267CIGNA CORP NEW12552310072$20,2030.00%
268INTUITINTU44$20,1600.00%
269FIRST SOLAR INCFSLR104$19,7690.00%
270GILEAD SCIENCES INCGILD240$18,4970.00%
271PFIZER INCPFE460$16,8730.00%
272IQVIA HLDGS INCIQV66$14,8350.00%
273JOHNSON CTLS INTL PLCG51502105216$14,7180.00%
274MODERNA INCMRNA118$14,3370.00%
275ARRAY TECHNOLOGIES INCARRY618$13,9670.00%
276ECOLAB INCECL74$13,8150.00%
277EDWARDS LIFESCIENCES CORPEW140$13,2060.00%
278AUTODESK INCADSK64$13,0950.00%
279ISHARES TR464288588140$13,0570.00%
280ENERSYSENS112$12,1540.00%
281CANADIAN SOLAR INCCSIQ296$11,4520.00%
282CINTAS CORPCTAS22$10,9360.00%
283PURECYCLE TECHNOLOGIES INCPCTTW1,016$10,8610.00%
284GARTNER INCIT30$10,5090.00%
285SHOALS TECHNOLOGIES GROUP INSHLS408$10,4280.00%
286ENPHASE ENERGY INCENPH60$10,0490.00%
287CASELLA WASTE SYS INCCWST108$9,7690.00%
288SOLAREDGE TECHNOLOGIES INCSEDG36$9,6860.00%
289ORMAT TECHNOLOGIES INCORA116$9,3330.00%
290INGREDION INCINGR88$9,3240.00%
291XYLEM INCXYL76$8,5590.00%
292FREYR BATTERYL4135L100910$8,5090.00%
293FLUENCE ENERGY INCFLNC318$8,4720.00%
294WATTS WATER TECHNOLOGIES INCWTS46$8,4520.00%
295WEST PHARMACEUTICAL SVSC INC95530610522$8,4140.00%
296BROOKFIELD RENEWABLE CORPBEPC262$8,2580.00%
297MCCORMICK & CO INCMKC-V90$7,8510.00%
298KEYSIGHT TECHNOLOGIES INCKEYS46$7,7030.00%
299BLOOM ENERGY CORPBE458$7,4880.00%
300CLEARWAY ENERGY INCCWEN-A262$7,4830.00%
301AMERICAN WTR WKS CO INC NEW03042010352$7,4230.00%
302NETAPP INCNTAP94$7,1820.00%
303STERICYCLE INC858912108152$7,0590.00%
304WATERS CORP94184810326$6,9300.00%
305SUNNOVA ENERGY INTL INC86745K104374$6,8480.00%
306MANPOWERGROUP INCMAN86$6,8280.00%
307MAXEON SOLAR TECHNOLOGIES LTMAXN242$6,8150.00%
308CALIFORNIA WTR SVC GROUP130788102130$6,7120.00%
309MONTAUK RENEWABLES INCMNTK902$6,7110.00%
310NEXTERA ENERGY PARTNERS LPNEE-PW114$6,6850.00%
311CBRE GROUP INCCBRE82$6,6180.00%
312AMERESCO INCAMRC128$6,2250.00%
313ATLANTICA SUSTAINABLE INFR PALDA260$6,0940.00%
314SUNRUN INCRUN276$4,9290.00%
315MSCI INCMSCI10$4,6930.00%
316BAXTER INTL INC071813109102$4,6470.00%
317CHARGEPOINT HOLDINGS INCCHPT518$4,5530.00%
318HANNON ARMSTRONG SUST INFR C41068X100180$4,5000.00%
319SUNPOWER CORPSPWRW456$4,4690.00%
320BEAM THERAPEUTICS INCBEAM126$4,0230.00%
321HERITAGE CRYSTAL CLEAN INC42726M10698$3,7030.00%
322FUELCELL ENERGY INCFCELB1,696$3,6630.00%
323PLUG POWER INCPLUG348$3,6160.00%
324FISKER INC33813J106590$3,3280.00%
325BALLARD PWR SYS INC NEWBALL748$3,2610.00%
326ARIS WATER SOLUTIONS INC04041L106254$2,6210.00%
327GLOBAL WTR RES INC379463102188$2,3840.00%
328TPI COMPOSITES INCTPICQ218$2,2610.00%
329BLINK CHARGING COBLNK370$2,2160.00%
330AEMETIS INCAMTX278$2,0380.00%
331RENESOLA LTD75971T301478$1,8120.00%
332BEYOND MEAT INCBYND126$1,6350.00%
333ENVIVA INC29415B103120$1,3020.00%
334SUNWORKS INC86803X2041,076$1,2160.00%
335NIKOLA CORPNODK860$1,1870.00%
336GREENPOWER MTR CO INC39540E302386$1,0110.00%
337WORKHORSE GROUP INCWKHS910$7930.00%
338CANOO INC13803R1021,366$6550.00%
339ARCIMOTO INC0395872096$90.00%
340WIX COM LTDWIX0$00.00%