13F HOLDINGS REPORT
Nantahala Capital Management, LLC
Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001104659-23-118091
Total Value
$1.17B
Positions
133
Other Managers
0
Confidential Omitted
No
Holdings (133)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 464287655 | 1,100,000 | $194.4M | 16.61% |
| 2 | ESTABLISHMENT LABS HLDGS INC | ESTA | 1,887,617 | $92.6M | 7.91% |
| 3 | SPDR SER TR | 78464A870 | 950,000 | $69.4M | 5.93% |
| 4 | PATHWARD FINANCIAL INC | CASH | 1,234,526 | $56.9M | 4.86% |
| 5 | IMAX CORP | IMAX | 2,606,884 | $50.4M | 4.30% |
| 6 | ESTABLISHMENT LABS HLDGS INC | ESTA | 579,000 | $28.4M | 2.43% |
| 7 | LUXFER HLDGS PLC | LXFR | 2,121,162 | $27.7M | 2.36% |
| 8 | RED VIOLET INC | RDVT | 1,261,896 | $25.3M | 2.16% |
| 9 | SPDR SER TR | 78464A698 | 600,000 | $25.1M | 2.14% |
| 10 | IMMATICS N.V | IMTX | 1,920,636 | $22.2M | 1.90% |
| 11 | AMERICAS CAR-MART INC | 03062T105 | 230,953 | $21.0M | 1.80% |
| 12 | HILTON GRAND VACATIONS INC | HGV | 504,242 | $20.5M | 1.75% |
| 13 | UNIQURE NV | QURE | 3,023,799 | $20.3M | 1.73% |
| 14 | BIOVENTUS INC | BVS | 6,018,532 | $19.9M | 1.70% |
| 15 | PELOTON INTERACTIVE INC | PTON | 3,554,606 | $18.0M | 1.53% |
| 16 | LYRA THERAPEUTICS INC | LYRA | 4,050,218 | $15.8M | 1.35% |
| 17 | VIEMED HEALTHCARE INC | VMD | 2,032,170 | $13.7M | 1.17% |
| 18 | ASSERTIO HOLDINGS INC | ASRT | 4,670,000 | $12.0M | 1.02% |
| 19 | NEUROPACE INC | NPCE | 1,219,915 | $11.9M | 1.01% |
| 20 | SOLENO THERAPEUTICS INC | SLNO | 392,404 | $11.6M | 0.99% |
| 21 | GOLDEN ENTMT INC | NVGLF | 332,056 | $11.3M | 0.97% |
| 22 | ZEVRA THERAPEUTICS INC | ZVRA | 2,308,216 | $11.1M | 0.95% |
| 23 | RMR GROUP INC | RMR | 432,033 | $10.6M | 0.90% |
| 24 | RH | RH | 40,000 | $10.6M | 0.90% |
| 25 | KEROS THERAPEUTICS INC | KROS | 328,781 | $10.5M | 0.90% |
| 26 | HILTON GRAND VACATIONS INC | HGV | 250,000 | $10.2M | 0.87% |
| 27 | PAYONEER GLOBAL INC | PAYO | 1,612,862 | $9.9M | 0.84% |
| 28 | RUMBLEON INC | RUMBW | 1,605,392 | $9.8M | 0.84% |
| 29 | ABEONA THERAPEUTICS INC | ABEO | 2,297,794 | $9.7M | 0.83% |
| 30 | CODEXIS INC | CDXS | 5,069,443 | $9.6M | 0.82% |
| 31 | AMNEAL PHARMACEUTICALS INC | AMRX | 2,212,757 | $9.3M | 0.80% |
| 32 | NOODLES & CO | NDLS | 3,495,827 | $8.6M | 0.73% |
| 33 | HERBALIFE LTD | HLF | 600,000 | $8.4M | 0.72% |
| 34 | MILLERKNOLL INC | MLKN | 340,228 | $8.3M | 0.71% |
| 35 | TALARIS THERAPEUTICS INC | 87410C104 | 2,953,129 | $8.3M | 0.71% |
| 36 | DHI GROUP INC | DHX | 2,698,201 | $8.3M | 0.71% |
| 37 | DARIOHEALTH CORP | DRIO | 2,414,192 | $7.9M | 0.68% |
| 38 | AMYLYX PHARMACEUTICALS INC | AMLX | 407,205 | $7.5M | 0.64% |
| 39 | ZOOM VIDEO COMMUNICATIONS IN | ZM | 100,000 | $7.0M | 0.60% |
| 40 | INDUSTRIAL LOGISTICS PPTYS T | 456237106 | 2,357,284 | $6.8M | 0.58% |
| 41 | AURA BIOSCIENCES INC | AURA | 743,892 | $6.7M | 0.57% |
| 42 | DXP ENTERPRISES INC | DXPE | 179,987 | $6.3M | 0.54% |
| 43 | DYNE THERAPEUTICS INC | DYN | 683,164 | $6.1M | 0.52% |
| 44 | READING INTL INC | 755408101 | 2,876,040 | $6.1M | 0.52% |
| 45 | RESERVOIR MEDIA INC | RSVRW | 986,328 | $6.0M | 0.51% |
| 46 | EHEALTH INC | EHTH | 800,000 | $5.9M | 0.51% |
| 47 | INSPIREMD INC | NSPR | 1,768,050 | $5.8M | 0.49% |
| 48 | AN2 THERAPEUTICS INC | ANTX | 356,789 | $5.7M | 0.49% |
| 49 | COGENT BIOSCIENCES INC | COGT | 575,000 | $5.6M | 0.48% |
| 50 | RH | RH | 20,853 | $5.5M | 0.47% |
| 51 | CYTOKINETICS INC | CYTK | 179,257 | $5.3M | 0.45% |
| 52 | VENTYX BIOSCIENCES INC | 92332V107 | 147,623 | $5.1M | 0.44% |
| 53 | KARUNA THERAPEUTICS INC | 48576A100 | 30,000 | $5.1M | 0.43% |
| 54 | GOSSAMER BIO INC | GOSS | 6,089,471 | $5.1M | 0.43% |
| 55 | IMAX CORP | IMAX | 250,000 | $4.8M | 0.41% |
| 56 | DIANTHUS THERAPEUTICS INC | DNTH | 336,862 | $4.6M | 0.39% |
| 57 | GAMIDA CELL LTD | M47364100 | 4,325,000 | $4.5M | 0.38% |
| 58 | XTANT MED HLDGS INC | 98420P308 | 4,000,000 | $4.4M | 0.38% |
| 59 | BLACKSTONE MTG TR INC | BX | 200,000 | $4.3M | 0.37% |
| 60 | VANDA PHARMACEUTICALS INC | VNDA | 1,000,000 | $4.3M | 0.37% |
| 61 | PAR TECHNOLOGY CORP | PAR | 3,785,000 | $4.3M | 0.37% |
| 62 | PELOTON INTERACTIVE INC | PTON | 852,000 | $4.3M | 0.37% |
| 63 | ARS PHARMACEUTICALS INC | SPRY | 1,099,075 | $4.2M | 0.35% |
| 64 | OPTINOSE INC | 68404V100 | 3,307,942 | $4.1M | 0.35% |
| 65 | IDEAYA BIOSCIENCES INC | IDYA | 145,860 | $3.9M | 0.34% |
| 66 | SAVARA INC | SVRA | 1,039,364 | $3.9M | 0.34% |
| 67 | ALTA EQUIPMENT GROUP INC | ALTG-PA | 322,632 | $3.9M | 0.33% |
| 68 | PLAYAGS INC | 72814N104 | 594,574 | $3.9M | 0.33% |
| 69 | ISHARES TR | 464287655 | 21,878 | $3.9M | 0.33% |
| 70 | EVOLUS INC | EOLS | 421,220 | $3.8M | 0.33% |
| 71 | TELA BIO INC | TELA | 456,092 | $3.6M | 0.31% |
| 72 | ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | 904,462 | $3.6M | 0.31% |
| 73 | SYNDAX PHARMACEUTICALS INC | SNDX | 240,031 | $3.5M | 0.30% |
| 74 | POINT BIOPHARMA GLOBAL INC | 730541109 | 521,191 | $3.5M | 0.30% |
| 75 | INMODE LTD | INMD | 100,000 | $3.0M | 0.26% |
| 76 | UNICYCIVE THERAPEUTICS INC | UNCY | 3,470,541 | $3.0M | 0.25% |
| 77 | AYTU BIOPHARMA INC | AYTU | 1,086,812 | $2.9M | 0.25% |
| 78 | SYNDAX PHARMACEUTICALS INC | SNDX | 200,000 | $2.9M | 0.25% |
| 79 | ENOVA INTL INC | 29357K103 | 53,250 | $2.7M | 0.23% |
| 80 | PERELLA WEINBERG PARTNERS | PWP | 258,273 | $2.6M | 0.22% |
| 81 | B. RILEY FINANCIAL INC | 05580M108 | 62,520 | $2.6M | 0.22% |
| 82 | NN INC | NNBR | 1,353,143 | $2.5M | 0.21% |
| 83 | TARSUS PHARMACEUTICALS INC | TARS | 135,500 | $2.4M | 0.21% |
| 84 | CIDARA THERAPEUTICS INC | 171757107 | 2,538,406 | $2.4M | 0.20% |
| 85 | ELUTIA INC | ELUT | 1,650,000 | $2.4M | 0.20% |
| 86 | SELECTA BIOSCIENCES INC | 816212104 | 2,200,000 | $2.3M | 0.20% |
| 87 | FOSSIL GROUP INC | FOSL | 985,215 | $2.0M | 0.17% |
| 88 | IMMATICS N.V | IMTX | 558,977 | $2.0M | 0.17% |
| 89 | STRATA SKIN SCIENCES INC | SSKN | 3,264,945 | $1.9M | 0.17% |
| 90 | MEDIAALPHA INC | MAX | 234,372 | $1.9M | 0.17% |
| 91 | C4 THERAPEUTICS INC | CCCC | 1,000,000 | $1.9M | 0.16% |
| 92 | FORTRESS BIOTECH INC | FBIOP | 6,018,211 | $1.7M | 0.15% |
| 93 | SCULLY ROYALTY LTD | SRL | 298,491 | $1.7M | 0.14% |
| 94 | JASPER THERAPEUTICS INC | JSPRW | 2,402,904 | $1.7M | 0.14% |
| 95 | ANEBULO PHARMACEUTICALS INC | ANEB | 511,073 | $1.6M | 0.13% |
| 96 | EHEALTH INC | EHTH | 203,100 | $1.5M | 0.13% |
| 97 | THE AARONS COMPANY INC | 00258W108 | 138,572 | $1.5M | 0.12% |
| 98 | AEROVATE THERAPEUTICS INC | 008064107 | 95,000 | $1.3M | 0.11% |
| 99 | TG THERAPEUTICS INC | TGTX | 150,000 | $1.3M | 0.11% |
| 100 | RUMBLEON INC | RUMBW | 200,000 | $1.2M | 0.10% |
| 101 | NEOLEUKIN THERAPEUTICS INC | 64049K203 | 299,999 | $1.2M | 0.10% |
| 102 | NEUROONE MED TECHNOLOGIES CO | 64130M209 | 1,250,000 | $1.1M | 0.10% |
| 103 | REZOLUTE INC | RZLT | 769,606 | $1.0M | 0.09% |
| 104 | UNIQURE NV | QURE | 147,700 | $991,067 | 0.08% |
| 105 | JOURNEY MED CORP | DERM | 348,663 | $955,337 | 0.08% |
| 106 | BANCORP INC DEL | TBBK | 24,896 | $858,912 | 0.07% |
| 107 | SPAR GROUP INC | SGRP | 879,189 | $846,747 | 0.07% |
| 108 | ACER THERAPEUTICS INC | 00444P108 | 918,349 | $748,454 | 0.06% |
| 109 | ACELRX PHARMACEUTICALS INC | TLPH | 1,173,015 | $680,349 | 0.06% |
| 110 | SOCIETAL CDMO INC | 75629F109 | 1,250,000 | $586,250 | 0.05% |
| 111 | SENSUS HEALTHCARE INC | SRTS | 185,048 | $512,583 | 0.04% |
| 112 | ACELRX PHARMACEUTICALS INC | TLPH | 755,000 | $437,900 | 0.04% |
| 113 | INSTIL BIO INC | TIL | 1,000,000 | $428,000 | 0.04% |
| 114 | KEROS THERAPEUTICS INC | KROS | 12,300 | $392,124 | 0.03% |
| 115 | APTOSE BIOSCIENCES INC | APTOF | 136,483 | $382,152 | 0.03% |
| 116 | LADDER CAP CORP | LADR | 27,073 | $277,769 | 0.02% |
| 117 | EXAGEN INC | XGN | 106,769 | $258,381 | 0.02% |
| 118 | ELICIO THERAPEUTICS INC | ELTX | 30,000 | $253,500 | 0.02% |
| 119 | ADC THERAPEUTICS SA | ADCT | 257,162 | $230,674 | 0.02% |
| 120 | ABEONA THERAPEUTICS INC | ABEO | 52,000 | $218,920 | 0.02% |
| 121 | TRANSACT TECHNOLOGIES INC | TACT | 31,108 | $199,713 | 0.02% |
| 122 | LUCID DIAGNOSTICS INC | LUCD | 158,135 | $185,018 | 0.02% |
| 123 | BM TECHNOLOGIES INC | 05591L107 | 79,212 | $158,424 | 0.01% |
| 124 | AKUMIN INC | 01021X100 | 979,196 | $142,865 | 0.01% |
| 125 | RAFAEL HLDGS INC | RFL | 72,678 | $138,088 | 0.01% |
| 126 | KINTARA THERAPEUTICS INC | 49720K200 | 22,619 | $91,381 | 0.01% |
| 127 | GAIA INC NEW | GAIA | 23,144 | $62,952 | 0.01% |
| 128 | CUE BIOPHARMA INC | CUE | 26,760 | $61,548 | 0.01% |
| 129 | GUARDFORCE AI CO LTD | GFAIW | 154,205 | $53,972 | 0.00% |
| 130 | CATALYST BIOSCIENCES INC | 14888D208 | 67,800 | $32,700 | 0.00% |
| 131 | NOGIN INC | 65528N204 | 56,425 | $29,962 | 0.00% |
| 132 | NOGIN INC | 65528N113 | 330,000 | $13,291 | 0.00% |
| 133 | TC BIOPHARM HOLDINGS PLC | 87807D111 | 235,294 | $5,176 | 0.00% |