13F HOLDINGS REPORT

Waterloo Capital, L.P.

Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001104659-23-117835

Total Value

$340.8M

Positions

181

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (181)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES S&P 500 INDEX	464287200	42,557	$18.3M	5.36%
2	APTUS COLLARED INVESTMENT OPPORTUNITY ETF	26922A222	552,957	$16.8M	4.94%
3	ISHARES CORE AGGRESSIVE ALLOCATION ETF	464289859	232,378	$14.8M	4.33%
4	VANGUARD SHORT-TERM BOND ETF	921937827	177,786	$13.4M	3.92%
5	APTUS DEFINED RISK ETF	26922A388	486,895	$11.3M	3.33%
6	APTUS INTERNATIONAL ENHANCED YIELD	26922B709	577,642	$11.0M	3.24%
7	APTUS ENHANCED YIELD ETF	26922B642	388,476	$9.4M	2.76%
8	SPDR PORTFOLIO S&P 500 GROWTH ETF	78464A409	158,698	$9.4M	2.76%
9	SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF	78468R663	95,947	$8.8M	2.59%
10	APPLE INC	AAPL	48,343	$8.3M	2.43%
11	VANGUARD FTSE DEVELOPED MARKETS ETF	921943858	188,768	$8.3M	2.42%
12	OPUS SMALL CAP VALUE ETF	26922A446	271,499	$8.2M	2.42%
13	INVESCO NASDAQ 100 ETF	IVZ	54,523	$8.0M	2.36%
14	VANGUARD S&P 500 ETF	922908363	20,274	$8.0M	2.34%
15	APTUS LARGE CAP ENHANCED YIELD ETF	26922B535	317,102	$7.8M	2.30%
16	APTUS DRAWDOWN MANAGED EQUITY ETF	26922A784	218,935	$7.7M	2.25%
17	ISHARES RUSSELL 1000 VALUE ETF	464287598	44,764	$6.8M	1.99%
18	INVESCO S&P 500 EQUAL WEIGHT ETF	IVZ	43,147	$6.1M	1.79%
19	ISHARES AGGREGATE BOND ETF	464287226	60,876	$5.7M	1.68%
20	SPDR PORTFOLIO S&P 500 ETF	78464A854	101,767	$5.1M	1.50%
21	MICROSOFT	MSFT	15,083	$4.8M	1.40%
22	GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF	NVGLF	47,539	$4.8M	1.40%
23	ISHARES MSCI USA QUALITY FACTOR ETF	46432F339	34,586	$4.6M	1.34%
24	VANGUARD FTSE EMERGING MARKETS ETF	922042858	105,200	$4.1M	1.21%
25	ISHARES FLOATING RATE BOND ETF	46429B655	74,583	$3.8M	1.11%
26	PEPSICO INC COM	PEP	22,200	$3.8M	1.10%
27	Schwab US Large Cap ETF	808524201	67,878	$3.4M	1.01%
28	ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF	464288620	61,816	$3.0M	0.87%
29	SPDR PORTFOLIO HIGH YIELD BOND ETF	78468R606	132,425	$3.0M	0.87%
30	ENERGY SELECT SECTOR SPDR	81369Y506	31,845	$2.9M	0.84%
31	WISDOMTREE JAPAN HEDGED EQUITY FUND	WT	28,375	$2.5M	0.73%
32	CAPITAL GROUP DIVIDEND VALUE ETF	14020W106	93,650	$2.5M	0.73%
33	PIMCO ENHANCED SHORT MATURITY ACTIVE ETF	72201R833	24,327	$2.4M	0.71%
34	COMMUNICATION SERVICES SELECT SECTOR SPDR FUND	81369Y852	37,097	$2.4M	0.71%
35	POWERSHARES SP500 LOW VOLATILITY ETF	IVZ	41,256	$2.4M	0.71%
36	SPDR S&P 500 ETF TRUST	SPY	5,651	$2.4M	0.71%
37	ISHARES CORE S&P MID CAP ETF	464287507	9,509	$2.4M	0.70%
38	ALPHABET INC CAP STK CL A	GOOG	17,365	$2.3M	0.67%
39	ISHARES MSCI INDIA ETF	46429B598	50,048	$2.2M	0.65%
40	BLACKSTONE GROUP LP	BX	19,413	$2.1M	0.61%
41	FS KKR CAP CORP COM	FSK	95,681	$1.9M	0.55%
42	SCHWAB ETFS- US SMALL-CAP ETF	808524607	45,394	$1.9M	0.55%
43	BNY MELLON CORE BOND ETF	09661T602	44,969	$1.8M	0.53%
44	VISA INC	V	7,168	$1.6M	0.48%
45	JPMORGAN CHASE & CO COM	VYLD	10,985	$1.6M	0.47%
46	AMAZON.COM INC	AMZN	12,390	$1.6M	0.46%
47	BROADCOM INC COM	AVGO	1,841	$1.5M	0.45%
48	INVESCO SENIOR LOAN ETF	IVZ	71,468	$1.5M	0.44%
49	SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF	78464A672	54,020	$1.5M	0.44%
50	VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF	921946885	24,706	$1.5M	0.43%
51	ADOBE SYS INC	ADBE	2,806	$1.4M	0.42%
52	UNITEDHEALTH GROUP	UNH	2,765	$1.4M	0.41%
53	PIONEER NATURAL RESOURCES CO	723787107	6,053	$1.4M	0.41%
54	FIRST TRUST LOW DURATION OPPORTUNITIES ETF	33739Q200	28,555	$1.3M	0.40%
55	PROGRESSIVE CORP COM	743315103	9,413	$1.3M	0.38%
56	BROADRIDGE FINL SOLUTIONS INC COM	11133T103	7,205	$1.3M	0.38%
57	TESLA MOTORS INC	TSLA	5,010	$1.3M	0.37%
58	TECHNOLOGY SELECT SECTOR SPDR FUND	81369Y803	7,644	$1.3M	0.37%
59	FIRST TRUST LARGE CAP VALUE ALPHADEX FUND	33735J101	19,153	$1.2M	0.36%
60	ROPER INDUSTRIES INC	ROP	2,545	$1.2M	0.36%
61	COPART INC	CPRT	27,639	$1.2M	0.35%
62	WALMART INC COM	WMT	7,444	$1.2M	0.35%
63	CHEMED CORP NEW COM	CHE	2,227	$1.2M	0.34%
64	NVIDIA CORP	NVDA	2,650	$1.2M	0.34%
65	JPMORGAN ULTRA-SHORT INCOME ETF	46641Q837	21,887	$1.1M	0.32%
66	JPMORGAN EQUITY PREMIUM INCOME ETF	46641Q332	18,775	$1.0M	0.30%
67	FIRST TRUST DEVELOPED MARKETS EX-US ALPHADEX FUND	33737J174	19,311	$970,185	0.28%
68	POWERSHARES QQQ TR	IVZ	2,620	$938,667	0.28%
69	ISHARES TREASURY FLOATING RATE BOND ETF	46434V860	18,311	$929,100	0.27%
70	AMERICAN TOWER CORP	03027X100	5,182	$852,170	0.25%
71	FIRST TRUST LIMITED DURATION INVESTMENT GRADE CORPORATE ETF	33738D804	45,898	$844,064	0.25%
72	FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND	33735K108	8,701	$841,909	0.25%
73	BERKSHIRE HATHAWAY INC DEL CL B NEW	BRK-A	2,372	$830,912	0.24%
74	SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF	78467V848	21,118	$816,211	0.24%
75	SCHWAB US LARGE CAP GROWTH ETF	808524300	11,190	$813,764	0.24%
76	ISHARES IBONDS DEC 2024 TERM CORPORATE ETF	46434VBG4	31,433	$777,338	0.23%
77	SCHWAB ETFS- US BROAD MARKET ETF	808524102	15,329	$764,135	0.22%
78	HEALTH CARE SELECT SECTOR SPDR FUND	81369Y209	5,874	$756,209	0.22%
79	ISHARES 7-10 YEAR TREASURY BOND ETF	464287440	8,235	$754,244	0.22%
80	VANGUARD SMALL-CAP ETF	922908751	3,905	$738,311	0.22%
81	INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF	IVZ	15,628	$716,396	0.21%
82	EXXON MOBIL CORP COM	XOM	6,022	$708,010	0.21%
83	META PLATFORMS INC CL A	META	2,322	$697,088	0.20%
84	ISHARES INTERNATIONAL DIVIDEND GROWTH ETF	46435G524	11,604	$688,233	0.20%
85	ISHARES U.S. TREASURY BOND ETF	46429B267	30,083	$663,025	0.19%
86	ISHARES CORE GROWTH ALLOCATION ETF	464289867	13,158	$650,137	0.19%
87	ALPHABET INC CAP STK CL C	GOOG	4,915	$648,051	0.19%
88	VANGUARD MID-CAP ETF	922908629	3,110	$647,595	0.19%
89	ISHARES TIPS BOND ETF	464287176	6,082	$630,807	0.19%
90	FIRST TRUST MID CAP CORE ALPHADEX FUND	33735B108	6,575	$605,558	0.18%
91	ISHARES U.S. HEALTHCARE ETF	464287762	2,212	$597,490	0.18%
92	PROCTER AND GAMBLE CO COM	742718109	4,095	$597,299	0.18%
93	FIRST TRUST CAPITAL STRENGTH ETF	33733E104	7,951	$585,432	0.17%
94	FIRST TRUST VALUE LINE DIVIDEND INDEX FUND	33734H106	15,283	$571,431	0.17%
95	CHEVRON CORP NEW COM	CVX	3,296	$555,831	0.16%
96	FIRST TRUST RISING DIVIDEND ACHIEVERS ETF	33738R506	11,879	$545,849	0.16%
97	SPDR GOLD ETF	GLD	3,015	$516,922	0.15%
98	FIRST TRUST ENHANCED SHORT MATURITY ETF	33739Q408	8,657	$514,399	0.15%
99	VANGUARD TOTAL STOCK MARKET ETF	922908769	2,337	$496,346	0.15%
100	FINANCIAL SELECT SECTOR SPDR FUND	81369Y605	14,850	$492,589	0.14%
101	ISHARES 1-3 YEAR TREASURY BOND ETF	464287457	6,061	$490,759	0.14%
102	FIRST TRUST TACTICAL HIGH YIELD ETF	33738D408	12,465	$489,002	0.14%
103	SPDR BLOOMBERG 3-12 MONTH T-BILL ETF	78468R523	4,788	$476,071	0.14%
104	ISHARES CORE MSCI EAFE ETF	46432F842	7,324	$471,275	0.14%
105	CONOCOPHILLIPS COM	COP	3,922	$469,799	0.14%
106	FIRST TRUST HEALTH CARE ALPHADEX FUND	33734X143	4,638	$450,628	0.13%
107	THERMO FISHER SCIENTIFIC INC COM	TMO	883	$447,024	0.13%
108	ISHARES RUSSELL 1000 GROWTH ETF	464287614	1,673	$445,001	0.13%
109	RYAN SPECIALTY HOLDINGS INC CL A	RYAN	9,052	$438,117	0.13%
110	OVERLAY SHARES LARGE CAP EQUITY ETF	53656F805	12,888	$437,661	0.13%
111	VALERO ENERGY CORP	VLO	3,086	$437,261	0.13%
112	SPDR PORTFOLIO AGGREGATE BOND ETF	78464A649	17,904	$435,787	0.13%
113	INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL	INHD	13,925	$426,244	0.13%
114	ISHARES MSCI USA MOMENTUM FACTOR ETF	46432F396	3,030	$423,323	0.12%
115	BOOKING HOLDINGS INC COM	BKNG	135	$416,333	0.12%
116	INNOVATOR U.S. EQUITY POWER BUFFER ETF - DECEMBER	INHD	12,839	$415,470	0.12%
117	INTUIT INC	INTU	807	$412,416	0.12%
118	ISHARES RUSSELL 2000 ETF	464287655	2,332	$412,219	0.12%
119	RAYMOND JAMES FINL INC	754730109	4,069	$408,650	0.12%
120	JOHNSON & JOHNSON COM	JNJ	2,527	$393,590	0.12%
121	GLOBAL X MLP ETF	37954Y343	8,709	$388,334	0.11%
122	PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	74348A467	4,334	$383,795	0.11%
123	FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND	33738R118	6,837	$383,487	0.11%
124	FIRST TRUST TCW UNCONSTRAINED PLUS BOND ETF	33740F888	15,996	$382,304	0.11%
125	ISHARES MSCI INTL MOMENTUM FACTOR ETF	46434V449	12,063	$379,743	0.11%
126	ISHARES MSCI USA VALUE FACTOR ETF	46432F388	4,157	$377,082	0.11%
127	HORIZON KINETICS INFLATION BENEFICIARIES ETF	53656F623	12,290	$374,112	0.11%
128	SPDR SER TR S&P 400 MID CAP VALUE ETF	78464A839	5,636	$365,561	0.11%
129	SCHWAB US MID-CAP ETF	808524508	5,358	$362,599	0.11%
130	SCHWAB US LARGE CAP VALUE ETF	808524409	5,620	$362,270	0.11%
131	INVESCO TAXABLE MUNICIPAL BOND ETF	IVZ	14,201	$359,143	0.11%
132	FIRST TRUST EUROPE ALPHADEX FUND	33737J117	10,729	$354,164	0.10%
133	HOME DEPOT	HD	1,169	$353,248	0.10%
134	DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES	25459Y207	4,693	$350,896	0.10%
135	ISHARES TR LEHMAN SHORT TREA BDFD	464288679	3,139	$346,765	0.10%
136	ORACLE CORPORATION	ORCL-PD	3,258	$345,064	0.10%
137	FIRST TRUST EMERGING MARKETS ALPHADEX FUND	33737J182	16,282	$339,805	0.10%
138	ACCENTURE LTD BERMUDA CL A	ACN	1,106	$339,805	0.10%
139	NETFLIX COM INC	NFLX	879	$331,910	0.10%
140	COSTCO WHOLESALE CORP	22160K105	582	$328,711	0.10%
141	FIRST TRUST DOW JONES INTERNET INDEX FUND	33733E302	2,034	$324,647	0.10%
142	VANGUARD ENERGY ETF	92204A306	2,544	$322,461	0.09%
143	ISHARES 0-3 MONTH TREASURY BOND ETF	46436E718	3,113	$313,386	0.09%
144	FIRST TRUST ENERGY ALPHADEX FUND	33734X127	17,942	$312,550	0.09%
145	PROSHARES INVESTMENT GRADE-INTEREST RATE HEDGED	74347B607	4,158	$307,903	0.09%
146	INTUITIVE SURGICAL, INC.	ISRG	1,019	$297,844	0.09%
147	VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF	921946810	4,159	$296,661	0.09%
148	DIAMONDBACK ENERGY INC COM	FANG	1,906	$295,171	0.09%
149	INDUSTRIAL SELECT SECTOR SPDR FUND	81369Y704	2,887	$292,685	0.09%
150	BLACKROCK SHORT MATURITY BOND ETF	46431W507	5,748	$286,768	0.08%
151	ENTERPRISE PRODS PARTNERS L P	293792107	10,444	$285,841	0.08%
152	ISHARES CORE CONSERVATIVE ALLOCATION ETF	464289883	8,267	$280,756	0.08%
153	GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF	NVGLF	9,192	$276,036	0.08%
154	SPDR PORTFOLIO S&P 500 VALUE ETF	78464A508	6,580	$271,471	0.08%
155	ABBVIE INC COM	ABBV	1,809	$269,612	0.08%
156	SCHWAB SHORT-TERM US TREASURY ETF	808524862	5,595	$267,944	0.08%
157	VANGUARD HIGH DIVIDEND YIELD INDEX ETF	921946406	2,554	$263,879	0.08%
158	CAPITAL GROUP GLOBAL GROWTH EQUITY ETF	14020X104	11,495	$263,465	0.08%
159	ELI LILLY & CO COM	LLY	488	$262,287	0.08%
160	PERMIAN RESOURCES CORP CLASS A COM	PR	18,066	$252,201	0.07%
161	ROYAL BK CDA COM	780087102	2,861	$250,166	0.07%
162	CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND	81369Y407	1,542	$248,311	0.07%
163	CONSUMER STAPLES SELECT SECTOR SPDR	81369Y308	3,590	$247,023	0.07%
164	MATERIALS SELECT SECTOR SPDR FUND	81369Y100	3,136	$246,342	0.07%
165	AUTOMATIC DATA PROCESSING INC COM	ADP	1,019	$245,151	0.07%
166	FIRST TRUST NASDAQ BANK ETF	33738R860	11,850	$244,940	0.07%
167	HERSHEY CO COM	HSY	1,207	$241,497	0.07%
168	BOFI HLDG INC	AX	6,350	$240,411	0.07%
169	OLD DOMINION FREIGHT LINE INC COM	ODFL	571	$233,619	0.07%
170	VANGUARD SHORT-TERM CORPORATE BOND ETF	92206C409	3,009	$226,096	0.07%
171	INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF	IVZ	14,980	$223,951	0.07%
172	GOLDMAN SACHS JUST U.S. LARGE CAP EQUITY ETF	NVGLF	3,578	$217,807	0.06%
173	ISHARES 10-20 YEAR TREASURY BOND ETF	464288653	2,149	$211,612	0.06%
174	FLEXSHARES STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FUND	FLEX	4,267	$206,661	0.06%
175	ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF	464287242	1,964	$200,347	0.06%
176	ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP	ET-PI	13,633	$191,274	0.06%
177	KAYNE ANDERSON MLP INVT CO	486606106	16,450	$138,345	0.04%
178	MAIDEN HOLDINGS LTD SHS	MHNC	68,000	$119,680	0.04%
179	NEW FOUND GOLD CORP COM	NFGC	20,000	$83,400	0.02%
180	GOLDMINING INC COM	GLDG	15,000	$11,783	0.00%
181	CURIOSITYSTREAM INC COM CL A	CURI	14,900	$10,569	0.00%