13F HOLDINGS REPORT
Nantahala Capital Management, LLC
Quarter ended Q3 2023 · Filed August 14, 2023 · Accession 0001104659-23-091064
Total Value
$1.03B
Positions
124
Other Managers
0
Confidential Omitted
No
Holdings (124)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 464287655 | 700,000 | $131.1M | 12.68% |
| 2 | ESTABLISHMENT LABS HLDGS INC | ESTA | 1,843,234 | $126.5M | 12.23% |
| 3 | PATHWARD FINANCIAL INC | CASH | 1,403,707 | $65.1M | 6.29% |
| 4 | IMAX CORP | IMAX | 2,944,877 | $50.0M | 4.84% |
| 5 | UNIQURE NV | QURE | 2,848,984 | $32.6M | 3.16% |
| 6 | LUXFER HLDGS PLC | LXFR | 2,223,439 | $31.6M | 3.06% |
| 7 | IMMATICS N.V | IMTX | 2,284,895 | $26.4M | 2.55% |
| 8 | RED VIOLET INC | RDVT | 1,267,614 | $26.1M | 2.52% |
| 9 | HILTON GRAND VACATIONS INC | HGV | 440,879 | $20.0M | 1.94% |
| 10 | KEROS THERAPEUTICS INC | KROS | 497,161 | $20.0M | 1.93% |
| 11 | VIEMED HEALTHCARE INC | VMD | 1,728,495 | $16.9M | 1.63% |
| 12 | LYRA THERAPEUTICS INC | LYRA | 3,957,542 | $16.3M | 1.57% |
| 13 | BIOVENTUS INC | BVS | 5,617,626 | $16.2M | 1.57% |
| 14 | RMR GROUP INC | RMR | 699,330 | $16.2M | 1.57% |
| 15 | RUMBLEON INC | RUMBW | 1,271,351 | $15.7M | 1.52% |
| 16 | CODEXIS INC | CDXS | 5,035,663 | $14.1M | 1.36% |
| 17 | GOLDEN ENTMT INC | NVGLF | 332,063 | $13.9M | 1.34% |
| 18 | PELOTON INTERACTIVE INC | PTON | 1,762,311 | $13.6M | 1.31% |
| 19 | BANCORP INC DEL | TBBK | 407,946 | $13.3M | 1.29% |
| 20 | RH | RH | 40,000 | $13.2M | 1.27% |
| 21 | MEDIAALPHA INC | MAX | 1,142,985 | $11.8M | 1.14% |
| 22 | DHI GROUP INC | DHX | 3,030,198 | $11.6M | 1.12% |
| 23 | ISHARES TR | 464287655 | 56,672 | $10.6M | 1.03% |
| 24 | AMERICAS CAR-MART INC | 03062T105 | 106,178 | $10.6M | 1.02% |
| 25 | AUTOLUS THERAPEUTICS PLC | AUTL | 4,272,203 | $10.2M | 0.98% |
| 26 | AURA BIOSCIENCES INC | AURA | 803,325 | $9.9M | 0.96% |
| 27 | DARIOHEALTH CORP | DRIO | 2,418,507 | $9.7M | 0.94% |
| 28 | ISHARES TR | 464287655 | 50,000 | $9.4M | 0.91% |
| 29 | MILLERKNOLL INC | MLKN | 607,883 | $9.0M | 0.87% |
| 30 | BLACKSTONE MTG TR INC | BX | 400,000 | $8.3M | 0.80% |
| 31 | HERBALIFE LTD | HLF | 600,000 | $7.9M | 0.77% |
| 32 | DXP ENTERPRISES INC | DXPE | 213,672 | $7.8M | 0.75% |
| 33 | INDUSTRIAL LOGISTICS PPTYS T | 456237106 | 2,357,284 | $7.8M | 0.75% |
| 34 | PAYONEER GLOBAL INC | PAYO | 1,612,862 | $7.8M | 0.75% |
| 35 | READING INTL INC | 755408101 | 2,885,514 | $7.6M | 0.74% |
| 36 | ALTA EQUIPMENT GROUP INC | ALTG-PA | 422,812 | $7.3M | 0.71% |
| 37 | ZOOM VIDEO COMMUNICATIONS IN | ZM | 100,000 | $6.8M | 0.66% |
| 38 | SYNDAX PHARMACEUTICALS INC | SNDX | 323,134 | $6.8M | 0.65% |
| 39 | DYNE THERAPEUTICS INC | DYN | 593,164 | $6.7M | 0.65% |
| 40 | AMNEAL PHARMACEUTICALS INC | AMRX | 2,149,305 | $6.7M | 0.64% |
| 41 | KARUNA THERAPEUTICS INC | 48576A100 | 30,000 | $6.5M | 0.63% |
| 42 | EHEALTH INC | EHTH | 800,000 | $6.4M | 0.62% |
| 43 | VENTYX BIOSCIENCES INC | 92332V107 | 192,671 | $6.3M | 0.61% |
| 44 | RUMBLEON INC | RUMBW | 500,000 | $6.2M | 0.60% |
| 45 | CYMABAY THERAPEUTICS INC | 23257D103 | 553,307 | $6.1M | 0.59% |
| 46 | PELOTON INTERACTIVE INC | PTON | 780,000 | $6.0M | 0.58% |
| 47 | CYTOKINETICS INC | CYTK | 179,257 | $5.8M | 0.57% |
| 48 | ABEONA THERAPEUTICS INC | ABEO | 1,401,880 | $5.6M | 0.55% |
| 49 | POINT BIOPHARMA GLOBAL INC | 730541109 | 572,191 | $5.2M | 0.50% |
| 50 | INSPIREMD INC | NSPR | 1,860,405 | $4.7M | 0.45% |
| 51 | CIDARA THERAPEUTICS INC | 171757107 | 3,961,898 | $4.5M | 0.43% |
| 52 | UNIQURE NV | QURE | 387,700 | $4.4M | 0.43% |
| 53 | TALARIS THERAPEUTICS INC | 87410C104 | 1,450,034 | $4.4M | 0.43% |
| 54 | IMAX CORP | IMAX | 250,000 | $4.2M | 0.41% |
| 55 | STRATA SKIN SCIENCES INC | SSKN | 4,393,685 | $4.2M | 0.40% |
| 56 | PAR TECHNOLOGY CORP | PAR | 3,785,000 | $4.0M | 0.39% |
| 57 | CARVANA CO | CVNA | 150,000 | $3.9M | 0.38% |
| 58 | MAGENTA THERAPEUTICS INC | 55910K108 | 5,000,000 | $3.8M | 0.37% |
| 59 | TELA BIO INC | TELA | 356,092 | $3.6M | 0.35% |
| 60 | AMYLYX PHARMACEUTICALS INC | AMLX | 164,500 | $3.5M | 0.34% |
| 61 | FORTRESS BIOTECH INC | FBIOP | 6,390,706 | $3.5M | 0.34% |
| 62 | UNITED THERAPEUTICS CORP DEL | UTHR | 15,700 | $3.5M | 0.34% |
| 63 | IDEAYA BIOSCIENCES INC | IDYA | 145,860 | $3.4M | 0.33% |
| 64 | JASPER THERAPEUTICS INC | JSPRW | 2,477,880 | $3.4M | 0.33% |
| 65 | NOODLES & CO | NDLS | 1,000,000 | $3.4M | 0.33% |
| 66 | OPTINOSE INC | 68404V100 | 2,681,667 | $3.3M | 0.32% |
| 67 | IMMATICS N.V | IMTX | 986,101 | $3.2M | 0.31% |
| 68 | PLAYAGS INC | 72814N104 | 552,513 | $3.1M | 0.30% |
| 69 | B. RILEY FINANCIAL INC | 05580M108 | 62,520 | $2.9M | 0.28% |
| 70 | ENOVA INTL INC | 29357K103 | 53,250 | $2.8M | 0.27% |
| 71 | SOLENO THERAPEUTICS INC | SLNO | 649,841 | $2.8M | 0.27% |
| 72 | C4 THERAPEUTICS INC | CCCC | 1,000,000 | $2.8M | 0.27% |
| 73 | FOSSIL GROUP INC | FOSL | 920,180 | $2.4M | 0.23% |
| 74 | SCULLY ROYALTY LTD | SRL | 303,736 | $2.2M | 0.21% |
| 75 | PERELLA WEINBERG PARTNERS | PWP | 258,273 | $2.2M | 0.21% |
| 76 | STRUCTURE THERAPEUTICS INC | GPCR | 50,000 | $2.1M | 0.20% |
| 77 | THE AARONS COMPANY INC | 00258W108 | 138,572 | $2.0M | 0.19% |
| 78 | NEUROPACE INC | NPCE | 424,850 | $1.9M | 0.18% |
| 79 | AEGLEA BIOTHERAPEUTICS INC | 00773J103 | 4,101,193 | $1.8M | 0.18% |
| 80 | ADC THERAPEUTICS SA | ADCT | 840,000 | $1.8M | 0.17% |
| 81 | AYTU BIOPHARMA INC | AYTU | 1,086,812 | $1.7M | 0.17% |
| 82 | EHEALTH INC | EHTH | 203,100 | $1.6M | 0.16% |
| 83 | AEROVATE THERAPEUTICS INC | 008064107 | 95,000 | $1.6M | 0.16% |
| 84 | REZOLUTE INC | RZLT | 769,606 | $1.5M | 0.15% |
| 85 | MERRIMACK PHARMACEUTICALS IN | 590328209 | 111,148 | $1.4M | 0.13% |
| 86 | NN INC | NNBR | 526,006 | $1.3M | 0.12% |
| 87 | ARS PHARMACEUTICALS INC | SPRY | 180,097 | $1.2M | 0.12% |
| 88 | ANEBULO PHARMACEUTICALS INC | ANEB | 511,073 | $1.2M | 0.12% |
| 89 | SELECTA BIOSCIENCES INC | 816212104 | 1,000,000 | $1.1M | 0.11% |
| 90 | ACER THERAPEUTICS INC | 00444P108 | 1,136,416 | $1.0M | 0.10% |
| 91 | SPAR GROUP INC | SGRP | 758,032 | $955,120 | 0.09% |
| 92 | TRAVEL PLUS LEISURE CO | 894164102 | 23,016 | $928,465 | 0.09% |
| 93 | ELICIO THERAPEUTICS INC | ELTX | 94,939 | $901,920 | 0.09% |
| 94 | DIVERSIFIED HEALTHCARE TR | DHCNL | 395,613 | $890,129 | 0.09% |
| 95 | SCYNEXIS INC | SCYX | 300,000 | $885,000 | 0.09% |
| 96 | UNICYCIVE THERAPEUTICS INC | UNCY | 647,416 | $828,692 | 0.08% |
| 97 | TAYSHA GENE THERAPIES INC | TSHA | 1,251,139 | $827,003 | 0.08% |
| 98 | COGENT BIOSCIENCES INC | COGT | 64,132 | $759,323 | 0.07% |
| 99 | BERKSHIRE GREY INC | 084656107 | 500,000 | $705,000 | 0.07% |
| 100 | APTOSE BIOSCIENCES INC | APTOF | 146,232 | $678,516 | 0.07% |
| 101 | CARVANA CO | CVNA | 25,000 | $648,000 | 0.06% |
| 102 | SENSUS HEALTHCARE INC | SRTS | 185,048 | $582,901 | 0.06% |
| 103 | KEROS THERAPEUTICS INC | KROS | 12,300 | $494,214 | 0.05% |
| 104 | TRANSACT TECHNOLOGIES INC | TACT | 39,500 | $353,920 | 0.03% |
| 105 | EXAGEN INC | XGN | 121,894 | $353,493 | 0.03% |
| 106 | AKUMIN INC | 01021X100 | 1,886,856 | $339,634 | 0.03% |
| 107 | LADDER CAP CORP | LADR | 27,073 | $293,742 | 0.03% |
| 108 | JOURNEY MED CORP | DERM | 178,706 | $284,143 | 0.03% |
| 109 | LUCID DIAGNOSTICS INC | LUCD | 199,074 | $276,713 | 0.03% |
| 110 | EARGO INC | 270087208 | 54,002 | $266,230 | 0.03% |
| 111 | BM TECHNOLOGIES INC | 05591L107 | 79,212 | $236,052 | 0.02% |
| 112 | AVALO THERAPEUTICS INC | AVTX | 556,202 | $197,563 | 0.02% |
| 113 | RAFAEL HLDGS INC | RFL | 72,678 | $151,897 | 0.01% |
| 114 | EBET INC | 278700109 | 1,065,432 | $125,721 | 0.01% |
| 115 | NOGIN INC | 65528N113 | 330,000 | $111,815 | 0.01% |
| 116 | CUE BIOPHARMA INC | CUE | 26,760 | $97,674 | 0.01% |
| 117 | ABEONA THERAPEUTICS INC | ABEO | 20,000 | $80,600 | 0.01% |
| 118 | NOGIN INC | 65528N204 | 56,425 | $73,917 | 0.01% |
| 119 | FULCRUM THERAPEUTICS INC | FULC | 21,370 | $70,521 | 0.01% |
| 120 | GAIA INC NEW | GAIA | 23,144 | $53,463 | 0.01% |
| 121 | GUARDFORCE AI CO LTD | GFAIW | 154,205 | $50,888 | 0.00% |
| 122 | CATALYST BIOSCIENCES INC | 14888D208 | 67,800 | $23,838 | 0.00% |
| 123 | TC BIOPHARM HOLDINGS PLC | 87807D111 | 235,294 | $10,118 | 0.00% |
| 124 | IMAC HLDGS INC | BACK | 53,918 | $5,931 | 0.00% |