13F HOLDINGS REPORT
Waterloo Capital, L.P.
Quarter ended Q3 2023 · Filed August 11, 2023 · Accession 0001104659-23-090313
Total Value
$338.8M
Positions
206
Other Managers
0
Confidential Omitted
No
Holdings (206)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES CORE AGGRESSIVE ALLOCATION ETF | 464289859 | 309,294 | $20.5M | 6.06% |
| 2 | ISHARES S&P 500 INDEX | 464287200 | 39,589 | $17.6M | 5.21% |
| 3 | ISHARES AGGREGATE BOND ETF | 464287226 | 172,300 | $16.9M | 4.98% |
| 4 | VANGUARD SHORT-TERM BOND ETF | 921937827 | 217,729 | $16.5M | 4.86% |
| 5 | APTUS COLLARED INVESTMENT OPPORTUNITY ETF | 26922A222 | 483,669 | $15.0M | 4.44% |
| 6 | APTUS DEFINED RISK ETF | 26922A388 | 564,084 | $14.0M | 4.14% |
| 7 | SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF | 78468R663 | 151,252 | $13.9M | 4.10% |
| 8 | OPUS SMALL CAP VALUE ETF | 26922A446 | 356,024 | $11.4M | 3.36% |
| 9 | APTUS ENHANCED YIELD ETF | 26922B642 | 429,941 | $10.5M | 3.09% |
| 10 | APTUS DRAWDOWN MANAGED EQUITY ETF | 26922A784 | 258,412 | $9.4M | 2.78% |
| 11 | APPLE INC | AAPL | 47,774 | $9.3M | 2.74% |
| 12 | SPDR PORTFOLIO S&P 500 GROWTH ETF | 78464A409 | 147,650 | $9.0M | 2.66% |
| 13 | VANGUARD S&P 500 ETF | 922908363 | 18,780 | $7.6M | 2.26% |
| 14 | INVESCO NASDAQ 100 ETF | IVZ | 47,318 | $7.2M | 2.12% |
| 15 | ISHARES RUSSELL 1000 VALUE ETF | 464287598 | 42,935 | $6.8M | 2.00% |
| 16 | INVESCO S&P 500 EQUAL WEIGHT ETF | IVZ | 38,014 | $5.7M | 1.68% |
| 17 | APTUS INTERNATIONAL ENHANCED YIELD | 26922B709 | 249,847 | $5.0M | 1.46% |
| 18 | ISHARES INTERNATIONAL DIVIDEND GROWTH ETF | 46435G524 | 77,305 | $4.8M | 1.42% |
| 19 | MICROSOFT | MSFT | 13,473 | $4.6M | 1.35% |
| 20 | SPDR PORTFOLIO S&P 500 ETF | 78464A854 | 82,464 | $4.3M | 1.27% |
| 21 | PEPSICO INC COM | PEP | 22,079 | $4.1M | 1.21% |
| 22 | HORIZON KINETICS INFLATION BENEFICIARIES ETF | 53656F623 | 124,365 | $3.8M | 1.12% |
| 23 | GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF | NVGLF | 36,601 | $3.7M | 1.08% |
| 24 | Schwab US Large Cap ETF | 808524201 | 67,876 | $3.6M | 1.05% |
| 25 | VANGUARD FTSE DEVELOPED MARKETS ETF | 921943858 | 73,231 | $3.4M | 1.00% |
| 26 | POWERSHARES SP500 LOW VOLATILITY ETF | IVZ | 48,285 | $3.0M | 0.90% |
| 27 | ISHARES MSCI EAFE ETF | 464287465 | 41,739 | $3.0M | 0.89% |
| 28 | SPDR S&P 500 ETF TRUST | SPY | 6,257 | $2.8M | 0.82% |
| 29 | INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF | IVZ | 49,850 | $2.4M | 0.72% |
| 30 | INDUSTRIAL SELECT SECTOR SPDR FUND | 81369Y704 | 21,803 | $2.3M | 0.69% |
| 31 | ISHARES CORE S&P MID CAP ETF | 464287507 | 8,895 | $2.3M | 0.69% |
| 32 | VANGUARD FTSE EMERGING MARKETS ETF | 922042858 | 56,145 | $2.3M | 0.67% |
| 33 | BLACKSTONE GROUP LP | BX | 22,644 | $2.1M | 0.62% |
| 34 | FS KKR CAP CORP COM | FSK | 97,661 | $1.9M | 0.55% |
| 35 | ALPHABET INC CAP STK CL A | GOOG | 15,411 | $1.8M | 0.54% |
| 36 | SCHWAB ETFS- US SMALL-CAP ETF | 808524607 | 41,468 | $1.8M | 0.54% |
| 37 | AMAZON.COM INC | AMZN | 13,827 | $1.8M | 0.53% |
| 38 | ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | 13,261 | $1.8M | 0.53% |
| 39 | VISA INC | V | 6,917 | $1.6M | 0.48% |
| 40 | COPART INC | CPRT | 17,140 | $1.6M | 0.46% |
| 41 | ISHARES RUSSELL 1000 GROWTH ETF | 464287614 | 5,575 | $1.5M | 0.45% |
| 42 | ISHARES 7-10 YEAR TREASURY BOND ETF | 464287440 | 15,771 | $1.5M | 0.45% |
| 43 | FIRST TRUST RISING DIVIDEND ACHIEVERS ETF | 33738R506 | 31,927 | $1.5M | 0.44% |
| 44 | BROADCOM INC COM | AVGO | 1,714 | $1.5M | 0.44% |
| 45 | JPMORGAN CHASE & CO COM | VYLD | 9,917 | $1.4M | 0.43% |
| 46 | GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE ETF | 37954Y715 | 48,363 | $1.4M | 0.41% |
| 47 | ADOBE SYS INC | ADBE | 2,686 | $1.3M | 0.39% |
| 48 | TECHNOLOGY SELECT SECTOR SPDR FUND | 81369Y803 | 6,914 | $1.2M | 0.35% |
| 49 | ISHARES TREASURY FLOATING RATE BOND ETF | 46434V860 | 23,494 | $1.2M | 0.35% |
| 50 | NVIDIA CORP | NVDA | 2,795 | $1.2M | 0.35% |
| 51 | UNITEDHEALTH GROUP | UNH | 2,449 | $1.2M | 0.35% |
| 52 | ISHARES GOLD TRUST | IAU | 31,831 | $1.2M | 0.34% |
| 53 | ROPER INDUSTRIES INC | ROP | 2,399 | $1.2M | 0.34% |
| 54 | BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | 6,880 | $1.1M | 0.34% |
| 55 | AGF U.S. MARKET NEUTRAL ANTI-BETA FUND | 00110G408 | 60,053 | $1.1M | 0.33% |
| 56 | PIONEER NATURAL RESOURCES CO | 723787107 | 5,174 | $1.1M | 0.32% |
| 57 | CHEMED CORP NEW COM | CHE | 1,886 | $1.0M | 0.30% |
| 58 | ISHARES S&P 100 ETF | 464287101 | 4,828 | $999,686 | 0.30% |
| 59 | VANGUARD ENERGY ETF | 92204A306 | 8,743 | $986,997 | 0.29% |
| 60 | SCHWAB ETFS- US BROAD MARKET ETF | 808524102 | 18,822 | $973,081 | 0.29% |
| 61 | PROGRESSIVE CORP COM | 743315103 | 7,006 | $927,384 | 0.27% |
| 62 | POWERSHARES QQQ TR | IVZ | 2,436 | $899,907 | 0.27% |
| 63 | SCHWAB US LARGE CAP GROWTH ETF | 808524300 | 11,487 | $860,958 | 0.25% |
| 64 | JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | 15,554 | $860,586 | 0.25% |
| 65 | META PLATFORMS INC CL A | META | 2,707 | $776,855 | 0.23% |
| 66 | COMMUNICATION SERVICES SELECT SECTOR SPDR FUND | 81369Y852 | 11,892 | $773,904 | 0.23% |
| 67 | VANGUARD SMALL-CAP ETF | 922908751 | 3,757 | $747,181 | 0.22% |
| 68 | AMERICAN TOWER CORP | 03027X100 | 3,845 | $745,739 | 0.22% |
| 69 | HEALTH CARE SELECT SECTOR SPDR FUND | 81369Y209 | 5,562 | $738,253 | 0.22% |
| 70 | ISHARES 0-3 MONTH TREASURY BOND ETF | 46436E718 | 7,306 | $735,203 | 0.22% |
| 71 | TESLA MOTORS INC | TSLA | 2,661 | $696,549 | 0.21% |
| 72 | HOME DEPOT | HD | 2,222 | $690,183 | 0.20% |
| 73 | PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | 72201R833 | 6,914 | $689,741 | 0.20% |
| 74 | ISHARES RUSSELL 2000 ETF | 464287655 | 3,501 | $655,698 | 0.19% |
| 75 | INTUITIVE SURGICAL, INC. | ISRG | 1,896 | $648,318 | 0.19% |
| 76 | DOLLAR GEN CORP NEW COM | 256677105 | 3,657 | $620,970 | 0.18% |
| 77 | ISHARES U.S. HEALTHCARE ETF | 464287762 | 2,213 | $620,241 | 0.18% |
| 78 | ISHARES TR LEHMAN SHORT TREA BDFD | 464288679 | 5,566 | $614,765 | 0.18% |
| 79 | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 464287242 | 5,476 | $592,135 | 0.17% |
| 80 | PROCTER AND GAMBLE CO COM | 742718109 | 3,835 | $581,926 | 0.17% |
| 81 | SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF | 78468R200 | 18,649 | $572,338 | 0.17% |
| 82 | VANGUARD MID-CAP ETF | 922908629 | 2,541 | $559,368 | 0.17% |
| 83 | COSTCO WHOLESALE CORP | 22160K105 | 998 | $537,145 | 0.16% |
| 84 | ISHARES TIPS BOND ETF | 464287176 | 4,931 | $530,655 | 0.16% |
| 85 | RYAN SPECIALTY HOLDINGS INC CL A | RYAN | 11,738 | $526,919 | 0.16% |
| 86 | ISHARES 10-20 YEAR TREASURY BOND ETF | 464288653 | 4,706 | $521,261 | 0.15% |
| 87 | NETFLIX COM INC | NFLX | 1,172 | $516,254 | 0.15% |
| 88 | ISHARES CORE GROWTH ALLOCATION ETF | 464289867 | 9,994 | $514,191 | 0.15% |
| 89 | LILLY ELI & CO COM | LLY | 1,086 | $509,458 | 0.15% |
| 90 | VANGUARD SHORT-TERM CORPORATE BOND ETF | 92206C409 | 6,521 | $493,414 | 0.15% |
| 91 | RAYMOND JAMES FINL INC | 754730109 | 4,577 | $474,955 | 0.14% |
| 92 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 1,351 | $460,691 | 0.14% |
| 93 | ISHARES CORE MSCI EAFE ETF | 46432F842 | 6,795 | $458,637 | 0.14% |
| 94 | OVERLAY SHARES LARGE CAP EQUITY ETF | 53656F805 | 12,682 | $455,215 | 0.13% |
| 95 | ISHARES U.S. TREASURY BOND ETF | 46429B267 | 19,207 | $439,850 | 0.13% |
| 96 | SCHWAB US MID-CAP ETF | 808524508 | 6,164 | $437,844 | 0.13% |
| 97 | FINANCIAL SELECT SECTOR SPDR FUND | 81369Y605 | 12,874 | $433,969 | 0.13% |
| 98 | ALPHABET INC CAP STK CL C | GOOG | 3,575 | $432,475 | 0.13% |
| 99 | INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL | INHD | 13,925 | $430,283 | 0.13% |
| 100 | EXXON MOBIL CORP COM | XOM | 3,984 | $427,312 | 0.13% |
| 101 | INNOVATOR U.S. EQUITY POWER BUFFER ETF - DECEMBER | INHD | 12,839 | $427,282 | 0.13% |
| 102 | THERMO FISHER SCIENTIFIC INC COM | TMO | 811 | $423,205 | 0.12% |
| 103 | JPMORGAN ULTRA-SHORT INCOME ETF | 46641Q837 | 8,425 | $422,410 | 0.12% |
| 104 | ISHARES MSCI GLOBAL MIN VOL FACTOR ETF | 464286525 | 4,218 | $413,596 | 0.12% |
| 105 | ISHARES MSCI USA MOMENTUM FACTOR ETF | 46432F396 | 2,858 | $412,299 | 0.12% |
| 106 | BLACKROCK SHORT MATURITY BOND ETF | 46431W507 | 8,255 | $410,439 | 0.12% |
| 107 | PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | 74348A467 | 4,292 | $404,652 | 0.12% |
| 108 | FERRARI N V COM | RACE | 1,243 | $404,236 | 0.12% |
| 109 | ISHARES IBONDS DEC 2024 TERM CORPORATE ETF | 46434VBG4 | 16,245 | $399,952 | 0.12% |
| 110 | JOHNSON & JOHNSON COM | JNJ | 2,378 | $393,538 | 0.12% |
| 111 | SPDR PORTFOLIO SHORT TERM TREASURY ETF | 78468R101 | 13,621 | $392,149 | 0.12% |
| 112 | ISHARES FLOATING RATE BOND ETF | 46429B655 | 7,617 | $387,081 | 0.11% |
| 113 | DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES | 25459Y207 | 5,015 | $386,055 | 0.11% |
| 114 | ISHARES MSCI INTL MOMENTUM FACTOR ETF | 46434V449 | 11,562 | $383,858 | 0.11% |
| 115 | SPDR S&P HOMEBUILDERS ETF | 78464A888 | 4,769 | $382,951 | 0.11% |
| 116 | ISHARES MSCI USA VALUE FACTOR ETF | 46432F388 | 4,071 | $381,776 | 0.11% |
| 117 | SHERWIN WILLIAMS CO COM | SHW | 1,434 | $380,881 | 0.11% |
| 118 | SCHWAB US LARGE CAP VALUE ETF | 808524409 | 5,589 | $374,967 | 0.11% |
| 119 | GENERAL ELECTRIC CO COM NEW | 369604301 | 3,350 | $368,045 | 0.11% |
| 120 | AMERISOURCEBERGEN CORP COM | COR | 1,902 | $366,002 | 0.11% |
| 121 | VALERO ENERGY CORP | VLO | 3,042 | $356,834 | 0.11% |
| 122 | GLOBAL X MLP ETF | 37954Y343 | 8,166 | $350,566 | 0.10% |
| 123 | DELL TECHNOLOGIES INC CL C | DELL | 6,307 | $341,272 | 0.10% |
| 124 | INTUIT INC | INTU | 744 | $340,971 | 0.10% |
| 125 | GOLDMAN SACHS ACTIVEBETA INTERNATIONAL EQUITY ETF | NVGLF | 10,641 | $333,595 | 0.10% |
| 126 | TAKE-TWO INTERACTIVE SOFTWARE COM | TTWO | 2,241 | $329,786 | 0.10% |
| 127 | SPDR GOLD ETF | GLD | 1,834 | $326,947 | 0.10% |
| 128 | APPLIED MATLS INC COM | 038222105 | 2,253 | $325,649 | 0.10% |
| 129 | WISDOMTREE JAPAN HEDGED EQUITY FUND | WT | 3,702 | $308,192 | 0.09% |
| 130 | SCHWAB INTERNATIONAL EQUITY ETF | 808524805 | 8,592 | $306,317 | 0.09% |
| 131 | PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | 1,817 | $302,767 | 0.09% |
| 132 | HERSHEY CO COM | HSY | 1,208 | $301,638 | 0.09% |
| 133 | PROSHARES INVESTMENT GRADE-INTEREST RATE HEDGED | 74347B607 | 4,133 | $300,913 | 0.09% |
| 134 | VANECK SEMICONDUCTOR ETF | 92189F676 | 1,975 | $300,735 | 0.09% |
| 135 | ISHARES MSCI USA MIN VOL FACTOR ETF | 46429B697 | 4,033 | $299,784 | 0.09% |
| 136 | ISHARES 3-7 YEAR TREASURY BOND ETF | 464288661 | 2,596 | $299,215 | 0.09% |
| 137 | CHEVRON CORP NEW COM | CVX | 1,865 | $293,504 | 0.09% |
| 138 | MARSH & MCLENNAN COS INC COM | 571748102 | 1,527 | $287,198 | 0.08% |
| 139 | MONGODB INC CL A | MDB | 696 | $286,049 | 0.08% |
| 140 | VANGUARD TOTAL STOCK MARKET ETF | 922908769 | 1,294 | $285,042 | 0.08% |
| 141 | CONOCOPHILLIPS COM | COP | 2,717 | $281,459 | 0.08% |
| 142 | WILLIAMS COS INC COM | 969457100 | 8,467 | $276,278 | 0.08% |
| 143 | COSTAR GROUP INC COM | CSGP | 3,093 | $275,277 | 0.08% |
| 144 | R1 RCM INC COM | 77634L105 | 14,790 | $272,876 | 0.08% |
| 145 | S&P GLOBAL INC COM | SPGI | 680 | $272,605 | 0.08% |
| 146 | ISHARES CORE CONSERVATIVE ALLOCATION ETF | 464289883 | 7,728 | $272,335 | 0.08% |
| 147 | ENTERPRISE PRODS PARTNERS L P | 293792107 | 10,315 | $271,794 | 0.08% |
| 148 | JABIL CIRCUIT INC | JBL | 2,505 | $270,365 | 0.08% |
| 149 | SCHWAB SHORT-TERM US TREASURY ETF | 808524862 | 5,594 | $268,835 | 0.08% |
| 150 | MANHATTAN ASSOCIATES INC | MANH | 1,339 | $267,639 | 0.08% |
| 151 | ORACLE CORPORATION | ORCL-PD | 2,211 | $263,320 | 0.08% |
| 152 | AMETEK INC COM | AME | 1,602 | $259,373 | 0.08% |
| 153 | SOUTHWEST AIRLS CO COM | 844741108 | 7,071 | $256,026 | 0.08% |
| 154 | CONSUMER STAPLES SELECT SECTOR SPDR | 81369Y308 | 3,436 | $254,838 | 0.08% |
| 155 | ROYAL CARIBBEAN GROUP COM | V7780T103 | 2,421 | $251,155 | 0.07% |
| 156 | UTILITIES SELECT SECTOR SPDR FUND | 81369Y886 | 3,832 | $250,792 | 0.07% |
| 157 | BOFI HLDG INC | AX | 6,350 | $250,444 | 0.07% |
| 158 | VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF | 921946810 | 3,307 | $248,323 | 0.07% |
| 159 | ENERGY SELECT SECTOR SPDR | 81369Y506 | 3,001 | $243,620 | 0.07% |
| 160 | WISDOMTREE INTERNATIONAL QUALITY DIVIDEND GROWTH FUND | WT | 7,061 | $242,969 | 0.07% |
| 161 | ISHARES 20 YEAR TREASURY BOND ETF | 464287432 | 2,357 | $242,643 | 0.07% |
| 162 | DECKERS OUTDOOR | DECK | 457 | $241,141 | 0.07% |
| 163 | BUILDERS FIRSTSOURCE INC COM | BLDR | 1,772 | $240,992 | 0.07% |
| 164 | GENERAC HLDGS INC COM | GNRC | 1,609 | $239,950 | 0.07% |
| 165 | TYLER TECHNOLOGIES INC COM | TYL | 574 | $239,054 | 0.07% |
| 166 | ADVANCED MICRO DEVICES INC COM | AMD | 2,092 | $238,300 | 0.07% |
| 167 | QUANTA SERVICES INC | 74762E102 | 1,203 | $236,329 | 0.07% |
| 168 | ISHARES MSCI INDIA ETF | 46429B598 | 5,392 | $235,630 | 0.07% |
| 169 | RH COM | RH | 708 | $233,350 | 0.07% |
| 170 | GOLDMAN SACHS JUST U.S. LARGE CAP EQUITY ETF | NVGLF | 3,594 | $227,033 | 0.07% |
| 171 | EQT CORP COM | EQT | 5,489 | $225,763 | 0.07% |
| 172 | WASTE MANAGEMENT INC | 94106L109 | 1,294 | $224,485 | 0.07% |
| 173 | EATON CORP PLC SHS | ETN | 1,116 | $224,428 | 0.07% |
| 174 | INVESCO ULTRA SHORT DURATION ETF | IVZ | 4,483 | $222,536 | 0.07% |
| 175 | SPOTIFY TECHNOLOGY S A SHS | SPOT | 1,386 | $222,522 | 0.07% |
| 176 | WEST PHARMACEUTICAL SVSC INC COM | 955306105 | 572 | $218,791 | 0.06% |
| 177 | CHURCH & DWIGHT INC | CHD | 2,181 | $218,602 | 0.06% |
| 178 | INSPIRE MED SYS INC COM | 457730109 | 673 | $218,483 | 0.06% |
| 179 | DIAMONDBACK ENERGY INC COM | FANG | 1,662 | $218,256 | 0.06% |
| 180 | PENUMBRA INC COM | PEN | 633 | $217,790 | 0.06% |
| 181 | INVESCO TAXABLE MUNICIPAL BOND ETF | IVZ | 8,085 | $214,657 | 0.06% |
| 182 | SPDR BLOOMBERG 3-12 MONTH T-BILL ETF | 78468R523 | 2,138 | $212,645 | 0.06% |
| 183 | SCH US REIT ETF | 808524847 | 10,845 | $211,812 | 0.06% |
| 184 | STARBUCKS CORP | SBUX | 2,138 | $211,785 | 0.06% |
| 185 | SPDR PORTFOLIO AGGREGATE BOND ETF | 78464A649 | 8,343 | $211,665 | 0.06% |
| 186 | CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | 81369Y407 | 1,244 | $211,318 | 0.06% |
| 187 | DELTA AIR LINES INC DEL CMN | DAL | 4,441 | $211,125 | 0.06% |
| 188 | INVESCO PREFERRED ETF | IVZ | 18,474 | $210,053 | 0.06% |
| 189 | OLD DOMINION FREIGHT LINE INC COM | ODFL | 561 | $207,430 | 0.06% |
| 190 | LOCKHEED MARTIN CORP | LMT | 449 | $206,895 | 0.06% |
| 191 | ABBOTT LABS COM | ABLZF | 1,884 | $205,348 | 0.06% |
| 192 | TECNOGLASS INC ORD SHS | TGLS | 3,974 | $205,297 | 0.06% |
| 193 | MERCK & CO INC | MRK | 1,779 | $205,279 | 0.06% |
| 194 | ACCENTURE LTD BERMUDA CL A | ACN | 660 | $203,641 | 0.06% |
| 195 | REPUBLIC SERVICES INC | 760759100 | 1,329 | $203,563 | 0.06% |
| 196 | ISHARES CORE MODERATE ALLOCATION ETF | 464289875 | 5,012 | $202,535 | 0.06% |
| 197 | NEXTERA ENERGY INC COM | NEE-PW | 2,728 | $202,381 | 0.06% |
| 198 | INNOVATOR U.S. EQUITY BUFFER ETF - JANUARY | INHD | 5,350 | $201,801 | 0.06% |
| 199 | BROWN & BROWN INC | BRO | 2,915 | $200,669 | 0.06% |
| 200 | PERMIAN RESOURCES CORP CLASS A COM | PR | 18,066 | $198,003 | 0.06% |
| 201 | TECHNIPFMC PLC COM | FTI | 11,863 | $197,163 | 0.06% |
| 202 | ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | ET-PI | 13,560 | $172,217 | 0.05% |
| 203 | KAYNE ANDERSON MLP INVT CO | 486606106 | 16,351 | $133,095 | 0.04% |
| 204 | SOUTHWESTERN ENERGY CO COM | 845467109 | 19,889 | $119,533 | 0.04% |
| 205 | NEW FOUND GOLD CORP COM | NFGC | 20,000 | $99,000 | 0.03% |
| 206 | GOLDMINING INC COM | GLDG | 15,000 | $13,517 | 0.00% |