13F HOLDINGS REPORT
Nantahala Capital Management, LLC
Quarter ended Q2 2023 · Filed May 15, 2023 · Accession 0001104659-23-060904
Total Value
$1.31B
Positions
124
Other Managers
0
Confidential Omitted
No
Holdings (124)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 464287655 | 1,010,000 | $180.2M | 13.81% |
| 2 | ESTABLISHMENT LABS HLDGS INC | ESTA | 1,872,160 | $126.8M | 9.72% |
| 3 | UNIQURE NV | QURE | 3,070,361 | $61.8M | 4.74% |
| 4 | IMAX CORP | IMAX | 3,053,695 | $58.6M | 4.49% |
| 5 | PATHWARD FINANCIAL INC | CASH | 1,339,935 | $55.6M | 4.26% |
| 6 | TRAVELCENTERS OF AMERICA INC | 89421B109 | 598,210 | $51.7M | 3.97% |
| 7 | APOLLO ENDOSURGERY INC | 03767D108 | 4,575,021 | $45.4M | 3.48% |
| 8 | LUXFER HLDGS PLC | LXFR | 2,464,288 | $41.6M | 3.19% |
| 9 | ISHARES TR | 464287655 | 191,040 | $34.1M | 2.61% |
| 10 | KEROS THERAPEUTICS INC | KROS | 742,819 | $31.7M | 2.43% |
| 11 | PELOTON INTERACTIVE INC | PTON | 2,457,243 | $27.9M | 2.14% |
| 12 | TRAVEL PLUS LEISURE CO | 894164102 | 628,479 | $24.6M | 1.89% |
| 13 | RED VIOLET INC | RDVT | 1,310,804 | $23.1M | 1.77% |
| 14 | RMR GROUP INC | RMR | 821,907 | $21.6M | 1.65% |
| 15 | CODEXIS INC | CDXS | 5,151,559 | $21.3M | 1.63% |
| 16 | SYNDAX PHARMACEUTICALS INC | SNDX | 975,705 | $20.6M | 1.58% |
| 17 | APOLLO ENDOSURGERY INC | 03767D108 | 2,000,000 | $19.8M | 1.52% |
| 18 | MILLERKNOLL INC | MLKN | 934,033 | $19.1M | 1.46% |
| 19 | IMMATICS N.V | IMTX | 2,748,527 | $19.0M | 1.45% |
| 20 | HILTON GRAND VACATIONS INC | HGV | 410,200 | $18.2M | 1.40% |
| 21 | MEDIAALPHA INC | MAX | 1,086,993 | $16.3M | 1.25% |
| 22 | CYMABAY THERAPEUTICS INC | 23257D103 | 1,790,103 | $15.6M | 1.20% |
| 23 | VIEMED HEALTHCARE INC | VMD | 1,592,794 | $15.4M | 1.18% |
| 24 | GOLDEN ENTMT INC | NVGLF | 353,409 | $15.4M | 1.18% |
| 25 | AUTOLUS THERAPEUTICS PLC | AUTL | 7,691,813 | $14.2M | 1.08% |
| 26 | DHI GROUP INC | DHX | 3,414,311 | $13.2M | 1.02% |
| 27 | AMRYT PHARMA PLC | 03217L106 | 820,825 | $12.0M | 0.92% |
| 28 | DARIOHEALTH CORP | DRIO | 2,418,507 | $10.0M | 0.76% |
| 29 | ALTA EQUIPMENT GROUP INC | ALTG-PA | 627,107 | $9.9M | 0.76% |
| 30 | RH | RH | 40,000 | $9.7M | 0.75% |
| 31 | HERBALIFE NUTRITION LTD | HLF | 600,000 | $9.7M | 0.74% |
| 32 | PAYONEER GLOBAL INC | PAYO | 1,510,615 | $9.5M | 0.73% |
| 33 | RUMBLEON INC | RUMBW | 1,564,994 | $9.5M | 0.73% |
| 34 | READING INTL INC | 755408101 | 2,895,695 | $9.4M | 0.72% |
| 35 | DXP ENTERPRISES INC | DXPE | 338,090 | $9.1M | 0.70% |
| 36 | PELOTON INTERACTIVE INC | PTON | 780,000 | $8.8M | 0.68% |
| 37 | RH | RH | 36,060 | $8.8M | 0.67% |
| 38 | AURA BIOSCIENCES INC | AURA | 843,446 | $7.8M | 0.60% |
| 39 | UNIQURE NV | QURE | 387,700 | $7.8M | 0.60% |
| 40 | ZOOM VIDEO COMMUNICATIONS IN | ZM | 100,000 | $7.4M | 0.57% |
| 41 | DIVERSIFIED HEALTHCARE TR | DHCNL | 5,388,637 | $7.3M | 0.56% |
| 42 | CVENT HOLDING CORP | 126677103 | 845,000 | $7.1M | 0.54% |
| 43 | ESTABLISHMENT LABS HLDGS INC | ESTA | 100,000 | $6.8M | 0.52% |
| 44 | VENTYX BIOSCIENCES INC | 92332V107 | 192,671 | $6.5M | 0.49% |
| 45 | CIDARA THERAPEUTICS INC | 171757107 | 4,729,633 | $6.0M | 0.46% |
| 46 | FORTRESS BIOTECH INC | FBIOP | 6,917,876 | $5.7M | 0.43% |
| 47 | BIOVENTUS INC | BVS | 5,173,469 | $5.5M | 0.42% |
| 48 | MIMEDX GROUP INC | MDXG | 1,529,100 | $5.2M | 0.40% |
| 49 | AMERICAS CAR-MART INC | 03062T105 | 64,070 | $5.1M | 0.39% |
| 50 | IMAX CORP | IMAX | 250,000 | $4.8M | 0.37% |
| 51 | STRATA SKIN SCIENCES INC | SSKN | 4,393,685 | $4.7M | 0.36% |
| 52 | PERELLA WEINBERG PARTNERS | PWP | 505,293 | $4.6M | 0.35% |
| 53 | LYRA THERAPEUTICS INC | LYRA | 2,220,830 | $4.5M | 0.34% |
| 54 | RINGCENTRAL INC | RNG | 137,622 | $4.2M | 0.32% |
| 55 | POINT BIOPHARMA GLOBAL INC | 730541109 | 572,191 | $4.2M | 0.32% |
| 56 | PAR TECHNOLOGY CORP | PAR | 3,785,000 | $4.0M | 0.31% |
| 57 | ABEONA THERAPEUTICS INC | ABEO | 1,428,675 | $4.0M | 0.31% |
| 58 | INDUSTRIAL LOGISTICS PPTYS T | 456237106 | 1,260,284 | $3.9M | 0.30% |
| 59 | EHEALTH INC | EHTH | 400,000 | $3.7M | 0.29% |
| 60 | PLAYAGS INC | 72814N104 | 496,513 | $3.6M | 0.27% |
| 61 | UNITED THERAPEUTICS CORP DEL | UTHR | 15,700 | $3.5M | 0.27% |
| 62 | IDEAYA BIOSCIENCES INC | IDYA | 253,480 | $3.5M | 0.27% |
| 63 | VIKING THERAPEUTICS INC | VKTX | 200,700 | $3.3M | 0.26% |
| 64 | APTOSE BIOSCIENCES INC | APTOF | 4,978,975 | $3.2M | 0.24% |
| 65 | MEDIFAST INC | MED | 30,000 | $3.1M | 0.24% |
| 66 | JASPER THERAPEUTICS INC | JSPRW | 1,688,454 | $3.1M | 0.23% |
| 67 | OPTINOSE INC | 68404V100 | 1,450,000 | $2.8M | 0.21% |
| 68 | THE AARONS COMPANY INC | 00258W108 | 288,572 | $2.8M | 0.21% |
| 69 | TELA BIO INC | TELA | 256,092 | $2.7M | 0.21% |
| 70 | ENOVA INTL INC | 29357K103 | 53,250 | $2.4M | 0.18% |
| 71 | MERRIMACK PHARMACEUTICALS IN | 590328209 | 191,266 | $2.4M | 0.18% |
| 72 | SPDR SER TR | 78464A698 | 50,000 | $2.2M | 0.17% |
| 73 | SCULLY ROYALTY LTD | SRL | 310,522 | $2.1M | 0.16% |
| 74 | DYNE THERAPEUTICS INC | DYN | 178,901 | $2.1M | 0.16% |
| 75 | NEUROPACE INC | NPCE | 425,925 | $2.0M | 0.15% |
| 76 | AEROVATE THERAPEUTICS INC | 008064107 | 95,000 | $1.9M | 0.15% |
| 77 | DISC MEDICINE INC | IRON | 89,538 | $1.9M | 0.15% |
| 78 | B. RILEY FINANCIAL INC | 05580M108 | 62,520 | $1.8M | 0.14% |
| 79 | DAKTRONICS INC | DAKT | 292,187 | $1.7M | 0.13% |
| 80 | ADC THERAPEUTICS SA | ADCT | 840,000 | $1.6M | 0.13% |
| 81 | SOLENO THERAPEUTICS INC | SLNO | 699,364 | $1.5M | 0.11% |
| 82 | ANEBULO PHARMACEUTICALS INC | ANEB | 511,073 | $1.5M | 0.11% |
| 83 | REZOLUTE INC | RZLT | 769,606 | $1.5M | 0.11% |
| 84 | CARVANA CO | CVNA | 150,000 | $1.5M | 0.11% |
| 85 | IMMATICS N.V | IMTX | 986,101 | $1.4M | 0.11% |
| 86 | AVALO THERAPEUTICS INC | AVTX | 808,844 | $1.4M | 0.11% |
| 87 | EHEALTH INC | EHTH | 148,600 | $1.4M | 0.11% |
| 88 | SELECTA BIOSCIENCES INC | 816212104 | 1,000,000 | $1.4M | 0.11% |
| 89 | UNICYCIVE THERAPEUTICS INC | UNCY | 647,416 | $1.4M | 0.10% |
| 90 | TAYSHA GENE THERAPIES INC | TSHA | 1,722,400 | $1.4M | 0.10% |
| 91 | AEGLEA BIOTHERAPEUTICS INC | 00773J103 | 4,558,012 | $1.3M | 0.10% |
| 92 | AKUMIN INC | 01021X100 | 1,886,856 | $1.3M | 0.10% |
| 93 | WABASH NATL CORP | 929566107 | 50,000 | $1.2M | 0.09% |
| 94 | STRUCTURE THERAPEUTICS INC | GPCR | 50,000 | $1.2M | 0.09% |
| 95 | CYTOKINETICS INC | CYTK | 30,000 | $1.1M | 0.08% |
| 96 | SENSUS HEALTHCARE INC | SRTS | 185,048 | $964,100 | 0.07% |
| 97 | ACER THERAPEUTICS INC | 00444P108 | 1,203,126 | $912,571 | 0.07% |
| 98 | SCYNEXIS INC | SCYX | 300,000 | $900,000 | 0.07% |
| 99 | SPAR GROUP INC | SGRP | 696,578 | $898,586 | 0.07% |
| 100 | LIFECORE BIOMEDICAL INC | LFCR | 194,700 | $734,992 | 0.06% |
| 101 | AMNEAL PHARMACEUTICALS INC | AMRX | 500,000 | $695,000 | 0.05% |
| 102 | AYTU BIOPHARMA INC | AYTU | 271,595 | $608,346 | 0.05% |
| 103 | IDW MEDIA HLDGS INC | 44951N106 | 822,537 | $592,226 | 0.05% |
| 104 | ANGION BIOMEDICA CORP | ANGI | 982,743 | $540,509 | 0.04% |
| 105 | HYPERFINE INC | HYPR | 368,417 | $530,520 | 0.04% |
| 106 | KEROS THERAPEUTICS INC | KROS | 12,300 | $525,210 | 0.04% |
| 107 | EBET INC | 278700109 | 1,065,432 | $438,319 | 0.03% |
| 108 | LUCID DIAGNOSTICS INC | LUCD | 261,664 | $376,796 | 0.03% |
| 109 | TRANSACT TECHNOLOGIES INC | TACT | 60,789 | $376,284 | 0.03% |
| 110 | JOURNEY MED CORP | DERM | 212,357 | $333,400 | 0.03% |
| 111 | CUE BIOPHARMA INC | CUE | 93,297 | $333,070 | 0.03% |
| 112 | EXAGEN INC | XGN | 132,613 | $322,250 | 0.02% |
| 113 | BM TECHNOLOGIES INC | 05591L107 | 79,212 | $278,826 | 0.02% |
| 114 | EARGO INC | 270087208 | 54,002 | $252,729 | 0.02% |
| 115 | IMAC HLDGS INC | BACK | 1,040,075 | $148,731 | 0.01% |
| 116 | CURIS INC | CRIS | 230,614 | $137,446 | 0.01% |
| 117 | RAFAEL HLDGS INC | RFL | 72,678 | $112,651 | 0.01% |
| 118 | LUCY SCIENTIFIC DISCOVERY IN | 54960E104 | 95,800 | $105,380 | 0.01% |
| 119 | GAIA INC NEW | GAIA | 23,144 | $64,340 | 0.00% |
| 120 | FULCRUM THERAPEUTICS INC | FULC | 21,370 | $60,904 | 0.00% |
| 121 | CATALYST BIOSCIENCES INC | 14888D208 | 160,430 | $33,209 | 0.00% |
| 122 | GUARDFORCE AI CO LTD | GFAIW | 154,205 | $30,856 | 0.00% |
| 123 | TC BIOPHARM HOLDINGS PLC | 87807D111 | 235,294 | $23,506 | 0.00% |
| 124 | QUALTEK SERVICES INC | 74760R113 | 96,244 | $2,921 | 0.00% |