13F HOLDINGS REPORT
Nantahala Capital Management, LLC
Quarter ended Q1 2023 · Filed February 14, 2023 · Accession 0001104659-23-021908
Total Value
$1.54B
Positions
118
Other Managers
0
Confidential Omitted
No
Holdings (118)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 464287655 | 1,700,000 | $296.4M | 19.21% |
| 2 | ISHARES TR | 464287655 | 691,076 | $120.5M | 7.81% |
| 3 | ESTABLISHMENT LABS HLDGS INC | ESTA | 1,815,023 | $119.2M | 7.72% |
| 4 | UNIQURE NV | QURE | 2,700,239 | $61.2M | 3.97% |
| 5 | PATHWARD FINANCIAL INC | CASH | 1,301,198 | $56.0M | 3.63% |
| 6 | TRAVELCENTERS OF AMERICA INC | 89421B109 | 1,031,394 | $46.2M | 2.99% |
| 7 | IMAX CORP | IMAX | 2,796,889 | $41.0M | 2.66% |
| 8 | APOLLO ENDOSURGERY INC | 03767D108 | 4,056,627 | $40.4M | 2.62% |
| 9 | KEROS THERAPEUTICS INC | KROS | 792,093 | $38.0M | 2.47% |
| 10 | LUXFER HLDGS PLC | LXFR | 2,452,319 | $33.6M | 2.18% |
| 11 | IMAX CORP | IMAX | 2,191,300 | $32.1M | 2.08% |
| 12 | RED VIOLET INC | RDVT | 1,275,088 | $29.4M | 1.90% |
| 13 | UNIQURE NV | QURE | 1,187,700 | $26.9M | 1.75% |
| 14 | SYNDAX PHARMACEUTICALS INC | SNDX | 975,705 | $24.8M | 1.61% |
| 15 | IMMATICS N.V | IMTX | 2,748,527 | $23.9M | 1.55% |
| 16 | RMR GROUP INC | RMR | 846,167 | $23.9M | 1.55% |
| 17 | TRAVEL PLUS LEISURE CO | 894164102 | 628,479 | $22.9M | 1.48% |
| 18 | MILLERKNOLL INC | MLKN | 1,001,425 | $21.0M | 1.36% |
| 19 | CODEXIS INC | CDXS | 4,487,782 | $20.9M | 1.36% |
| 20 | APOLLO ENDOSURGERY INC | 03767D108 | 2,000,000 | $19.9M | 1.29% |
| 21 | PAYA HOLDINGS INC | 70434P103 | 2,472,352 | $19.4M | 1.26% |
| 22 | DHI GROUP INC | DHX | 3,661,976 | $19.4M | 1.26% |
| 23 | PELOTON INTERACTIVE INC | PTON | 2,395,184 | $19.0M | 1.23% |
| 24 | GOLDEN ENTMT INC | NVGLF | 456,109 | $17.1M | 1.11% |
| 25 | HILTON GRAND VACATIONS INC | HGV | 413,200 | $15.9M | 1.03% |
| 26 | ALTA EQUIPMENT GROUP INC | ALTG-PA | 1,188,985 | $15.7M | 1.02% |
| 27 | AUTOLUS THERAPEUTICS PLC | AUTL | 7,782,018 | $14.8M | 0.96% |
| 28 | CYMABAY THERAPEUTICS INC | 23257D103 | 2,250,559 | $14.1M | 0.91% |
| 29 | VIEMED HEALTHCARE INC | VMD | 1,770,000 | $13.4M | 0.87% |
| 30 | HERBALIFE NUTRITION LTD | HLF | 867,700 | $12.9M | 0.84% |
| 31 | MEDIAALPHA INC | MAX | 1,283,240 | $12.8M | 0.83% |
| 32 | PELOTON INTERACTIVE INC | PTON | 1,368,600 | $10.9M | 0.70% |
| 33 | RH | RH | 40,000 | $10.7M | 0.69% |
| 34 | DARIOHEALTH CORP | DRIO | 2,466,757 | $10.6M | 0.68% |
| 35 | AMRYT PHARMA PLC | 03217L106 | 1,437,458 | $10.5M | 0.68% |
| 36 | CONCERT PHARMACEUTICALS INC | 206022105 | 1,732,388 | $10.1M | 0.66% |
| 37 | RUMBLEON INC | RUMBW | 1,489,391 | $9.6M | 0.62% |
| 38 | DXP ENTERPRISES INC | DXPE | 338,090 | $9.3M | 0.60% |
| 39 | AURA BIOSCIENCES INC | AURA | 798,751 | $8.4M | 0.54% |
| 40 | BIOVENTUS INC | BVS | 3,168,574 | $8.3M | 0.54% |
| 41 | READING INTL INC | 755408101 | 2,907,774 | $8.1M | 0.52% |
| 42 | RH | RH | 28,797 | $7.7M | 0.50% |
| 43 | PAYONEER GLOBAL INC | PAYO | 1,084,831 | $7.7M | 0.50% |
| 44 | LYRA THERAPEUTICS INC | LYRA | 2,220,830 | $7.0M | 0.45% |
| 45 | PERDOCEO ED CORP | PRDO | 500,000 | $7.0M | 0.45% |
| 46 | TAYSHA GENE THERAPIES INC | TSHA | 2,999,765 | $6.8M | 0.44% |
| 47 | ZOOM VIDEO COMMUNICATIONS IN | ZM | 100,000 | $6.8M | 0.44% |
| 48 | ESTABLISHMENT LABS HLDGS INC | ESTA | 100,000 | $6.6M | 0.43% |
| 49 | FORTRESS BIOTECH INC | FBIOP | 7,968,056 | $5.2M | 0.34% |
| 50 | VENTYX BIOSCIENCES INC | 92332V107 | 158,033 | $5.2M | 0.34% |
| 51 | PERELLA WEINBERG PARTNERS | PWP | 239,819 | $4.9M | 0.32% |
| 52 | RINGCENTRAL INC | RNG | 137,622 | $4.9M | 0.32% |
| 53 | IDEAYA BIOSCIENCES INC | IDYA | 253,480 | $4.6M | 0.30% |
| 54 | ABEONA THERAPEUTICS INC | ABEO | 272,731 | $4.2M | 0.27% |
| 55 | POINT BIOPHARMA GLOBAL INC | 730541109 | 572,191 | $4.2M | 0.27% |
| 56 | WEBER INC | 94770D102 | 500,000 | $4.0M | 0.26% |
| 57 | TELA BIO INC | TELA | 349,002 | $4.0M | 0.26% |
| 58 | FULCRUM THERAPEUTICS INC | FULC | 500,000 | $3.6M | 0.24% |
| 59 | PAR TECHNOLOGY CORP | PAR | 3,785,000 | $3.6M | 0.23% |
| 60 | APTOSE BIOSCIENCES INC | APTOF | 6,052,867 | $3.5M | 0.23% |
| 61 | STRATA SKIN SCIENCES INC | SSKN | 4,393,685 | $3.5M | 0.22% |
| 62 | MEDIFAST INC | MED | 30,000 | $3.5M | 0.22% |
| 63 | THE AARONS COMPANY INC | 00258W108 | 288,572 | $3.4M | 0.22% |
| 64 | CIDARA THERAPEUTICS INC | 171757107 | 4,367,464 | $3.3M | 0.21% |
| 65 | MIMEDX GROUP INC | MDXG | 1,147,524 | $3.2M | 0.21% |
| 66 | ACER THERAPEUTICS INC | 00444P108 | 1,226,191 | $3.1M | 0.20% |
| 67 | DISC MEDICINE INC | IRON | 162,762 | $3.1M | 0.20% |
| 68 | DIVERSIFIED HEALTHCARE TR | DHCNL | 4,215,000 | $2.7M | 0.18% |
| 69 | AVALO THERAPEUTICS INC | AVTX | 540,667 | $2.7M | 0.18% |
| 70 | OPTINOSE INC | 68404V100 | 1,450,000 | $2.7M | 0.17% |
| 71 | IMMATICS N.V | IMTX | 986,101 | $2.5M | 0.16% |
| 72 | SCULLY ROYALTY LTD | SRL | 316,010 | $2.4M | 0.16% |
| 73 | MERRIMACK PHARMACEUTICALS IN | 590328209 | 210,000 | $2.4M | 0.16% |
| 74 | B. RILEY FINANCIAL INC | 05580M108 | 68,296 | $2.3M | 0.15% |
| 75 | AEGLEA BIOTHERAPEUTICS INC | 00773J103 | 4,611,302 | $2.1M | 0.13% |
| 76 | ENOVA INTL INC | 29357K103 | 53,250 | $2.0M | 0.13% |
| 77 | KEROS THERAPEUTICS INC | KROS | 41,900 | $2.0M | 0.13% |
| 78 | BM TECHNOLOGIES INC | 05591L107 | 307,776 | $1.6M | 0.10% |
| 79 | AKUMIN INC | 01021X100 | 2,206,960 | $1.6M | 0.10% |
| 80 | VROOM INC | VRMWW | 1,500,000 | $1.5M | 0.10% |
| 81 | WABASH NATL CORP | 929566107 | 66,700 | $1.5M | 0.10% |
| 82 | REZOLUTE INC | RZLT | 718,736 | $1.5M | 0.10% |
| 83 | ANEBULO PHARMACEUTICALS INC | ANEB | 511,073 | $1.2M | 0.08% |
| 84 | SOLENO THERAPEUTICS INC | SLNO | 604,179 | $1.2M | 0.08% |
| 85 | PLAYAGS INC | 72814N104 | 222,518 | $1.1M | 0.07% |
| 86 | AMERICAS CAR-MART INC | 03062T105 | 15,000 | $1.1M | 0.07% |
| 87 | DRIVE SHACK INC | 262077100 | 6,500,000 | $1.1M | 0.07% |
| 88 | LIQUIDIA CORPORATION | LQDA | 146,792 | $935,065 | 0.06% |
| 89 | ADC THERAPEUTICS SA | ADCT | 243,290 | $934,234 | 0.06% |
| 90 | ANGION BIOMEDICA CORP | ANGI | 1,033,145 | $838,500 | 0.05% |
| 91 | DAKTRONICS INC | DAKT | 292,187 | $823,967 | 0.05% |
| 92 | IDW MEDIA HLDGS INC | 44951N106 | 836,019 | $785,857 | 0.05% |
| 93 | CARVANA CO | CVNA | 150,000 | $711,000 | 0.05% |
| 94 | SPAR GROUP INC | SGRP | 538,427 | $699,955 | 0.05% |
| 95 | NEUROPACE INC | NPCE | 433,582 | $646,037 | 0.04% |
| 96 | NAUTILUS BIOTECHNOLOGY INC | NAUT | 289,845 | $521,721 | 0.03% |
| 97 | AEROVATE THERAPEUTICS INC | 008064107 | 15,700 | $460,010 | 0.03% |
| 98 | HYPERFINE INC | HYPR | 544,930 | $457,741 | 0.03% |
| 99 | CURIS INC | CRIS | 796,241 | $437,933 | 0.03% |
| 100 | JOURNEY MED CORP | DERM | 225,996 | $433,912 | 0.03% |
| 101 | TRANSACT TECHNOLOGIES INC | TACT | 65,738 | $415,464 | 0.03% |
| 102 | LUCID DIAGNOSTICS INC | LUCD | 279,537 | $380,170 | 0.02% |
| 103 | EXAGEN INC | XGN | 146,559 | $351,742 | 0.02% |
| 104 | UNICYCIVE THERAPEUTICS INC | UNCY | 647,416 | $349,605 | 0.02% |
| 105 | CUE BIOPHARMA INC | CUE | 93,297 | $265,896 | 0.02% |
| 106 | INTELLICHECK INC | IDN | 124,594 | $249,188 | 0.02% |
| 107 | IMAC HLDGS INC | BACK | 1,174,253 | $234,263 | 0.02% |
| 108 | CATALYST BIOSCIENCES INC | 14888D208 | 438,055 | $231,074 | 0.01% |
| 109 | CYTOKINETICS INC | CYTK | 4,802 | $220,028 | 0.01% |
| 110 | STAR GROUP L P | SGU | 12,681 | $152,806 | 0.01% |
| 111 | RAFAEL HLDGS INC | RFL | 72,678 | $135,908 | 0.01% |
| 112 | KINTARA THERAPEUTICS INC | 49720K200 | 11,901 | $81,998 | 0.01% |
| 113 | CYREN LTD | M26895132 | 116,214 | $71,983 | 0.00% |
| 114 | SHIFT TECHNOLOGIES INC | 82452T107 | 200,000 | $45,620 | 0.00% |
| 115 | TC BIOPHARM HOLDINGS PLC | 87807D111 | 235,294 | $21,047 | 0.00% |
| 116 | FTAC HERA ACQUISITION CORP | G3728Y111 | 222,949 | $6,131 | 0.00% |
| 117 | QUALTEK SERVICES INC | 74760R113 | 96,244 | $3,956 | 0.00% |
| 118 | GUARDFORCE AI CO LTD | GFAIW | 154,205 | $3,084 | 0.00% |