13F HOLDINGS REPORT
SMH CAPITAL ADVISORS INC
Quarter ended Q4 2023 · Filed November 8, 2023 · Accession 0001085146-23-004178
Total Value
$42.8M
Positions
44
Other Managers
0
Confidential Omitted
No
Holdings (44)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | NIO INC | NIOIF | 12,911,000 | $11.3M | 26.29% |
| 2 | WISDOMTREE INC | WT | 9,449,000 | $9.2M | 21.42% |
| 3 | FUBOTV INC | FUBO | 12,662,000 | $8.4M | 19.57% |
| 4 | EZCORP INC | EZPW | 2,075,000 | $1.9M | 4.52% |
| 5 | COMPASS DIVERSIFIED | CODI-PC | 72,231 | $1.4M | 3.17% |
| 6 | APOLLO GLOBAL MGMT INC | 03769M106 | 12,206 | $1.1M | 2.56% |
| 7 | MAIN STR CAP CORP | 56035L104 | 18,166 | $738,000 | 1.72% |
| 8 | PROSPECT CAP CORP | PSEC-PA | 100,720 | $609,000 | 1.42% |
| 9 | NEXPOINT DIVERSIFIED REL ET | 65340G205 | 56,786 | $495,000 | 1.16% |
| 10 | VICI PPTYS INC | 925652109 | 15,232 | $443,000 | 1.03% |
| 11 | INTERNATIONAL BUSINESS MACHS | INTR | 3,065 | $430,000 | 1.00% |
| 12 | VERIZON COMMUNICATIONS INC | VZ | 12,730 | $413,000 | 0.96% |
| 13 | AT&T INC | T-PC | 26,321 | $395,000 | 0.92% |
| 14 | CAPITAL SOUTHWEST CORP | CSWC | 17,023 | $390,000 | 0.91% |
| 15 | U S GLOBAL INVS INC | 902952100 | 113,323 | $323,000 | 0.75% |
| 16 | AFC GAMMA INC | AFCG | 26,000 | $305,000 | 0.71% |
| 17 | INVESCO QQQ TR | IVZ | 798 | $286,000 | 0.67% |
| 18 | KRAFT HEINZ CO | KHC | 8,259 | $278,000 | 0.65% |
| 19 | VIRTUS EQUITY & CONV INCM FD | 92841M101 | 13,418 | $267,000 | 0.62% |
| 20 | JEFFERIES FINL GROUP INC | 47233W109 | 7,158 | $262,000 | 0.61% |
| 21 | SPDR S&P 500 ETF TR | SPY | 605 | $259,000 | 0.60% |
| 22 | ALLIANCEBERNSTEIN GLOBAL HIG | AWF | 26,121 | $253,000 | 0.59% |
| 23 | BLACKROCK CORPOR HI YLD FD I | BLK | 29,005 | $250,000 | 0.58% |
| 24 | ISHARES TR | 464288513 | 3,380 | $249,000 | 0.58% |
| 25 | ISHARES TR | 464287465 | 3,612 | $249,000 | 0.58% |
| 26 | PERELLA WEINBERG PARTNERS | PWP | 23,796 | $242,000 | 0.56% |
| 27 | ADAMS DIVERSIFIED EQUITY FD | 006212104 | 14,262 | $237,000 | 0.55% |
| 28 | CALAMOS STRATEGIC TOTAL RETU | CSQ | 16,686 | $235,000 | 0.55% |
| 29 | BLACKROCK CR ALLOCATION INCO | BLK | 23,744 | $230,000 | 0.54% |
| 30 | VICTORY CAP HLDGS INC | 92645B103 | 6,499 | $217,000 | 0.51% |
| 31 | BLACKROCK MULTI SECTOR INC T | BLK | 12,884 | $186,000 | 0.43% |
| 32 | ORION OFFICE REIT INC | ONL | 34,002 | $177,000 | 0.41% |
| 33 | COHEN & STEERS QUALITY INCOM | 19247L106 | 15,249 | $154,000 | 0.36% |
| 34 | PITNEY BOWES INC | PBI-PB | 47,154 | $142,000 | 0.33% |
| 35 | WISDOMTREE INC | WT | 18,554 | $130,000 | 0.30% |
| 36 | NUVEEN QUALITY MUNCP INCOME | NU | 11,719 | $119,000 | 0.28% |
| 37 | EATON VANCE MUN BD FD | ETN | 13,209 | $118,000 | 0.28% |
| 38 | BLACKROCK MUNICIPAL INCOME | BLK | 11,552 | $117,000 | 0.27% |
| 39 | ALLIANCEBERNSTEIN NATL MUN I | 01864U106 | 12,230 | $114,000 | 0.27% |
| 40 | NUVEEN AMT FREE QLTY MUN INC | NU | 11,795 | $114,000 | 0.27% |
| 41 | TEMPLETON EMERGING MKTS INCO | 880192109 | 22,432 | $103,000 | 0.24% |
| 42 | MEDICAL PPTYS TRUST INC | 58463J304 | 12,170 | $66,000 | 0.15% |
| 43 | STANDARD BIOTOOLS INC | LAB | 28,000 | $27,000 | 0.06% |
| 44 | HELLO GROUP INC | MOMO | 10,000 | $10,000 | 0.02% |