13F HOLDINGS REPORT

Transform Wealth, LLC

Quarter ended Q4 2023 · Filed October 11, 2023 · Accession 0001085146-23-003682

Total Value

$948.1M

Positions

237

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (237)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	268,834	$46.0M	4.85%
2	MICROSOFT CORP	MSFT	134,309	$42.4M	4.47%
3	SPDR S&P 500 ETF TR	SPY	70,082	$30.1M	3.17%
4	ISHARES TR	464287408	162,377	$25.1M	2.65%
5	INVESCO EXCH TRADED FD TR II	IVZ	1,090,805	$22.9M	2.41%
6	PGIM ETF TR	69344A107	461,109	$22.8M	2.41%
7	ISHARES TR	464287226	213,091	$20.0M	2.11%
8	ALPHABET INC	GOOG	152,313	$19.9M	2.10%
9	UNITEDHEALTH GROUP INC	UNH	35,150	$17.7M	1.87%
10	AMAZON COM INC	AMZN	132,862	$16.9M	1.78%
11	BROADCOM INC	AVGO	19,685	$16.3M	1.72%
12	SELECT SECTOR SPDR TR	81369Y704	155,418	$15.8M	1.66%
13	LAM RESEARCH CORP	LRCX	24,180	$15.2M	1.60%
14	JPMORGAN CHASE & CO	VYLD	102,994	$14.9M	1.58%
15	ABBVIE INC	ABBV	100,158	$14.9M	1.57%
16	EXXON MOBIL CORP	XOM	124,919	$14.7M	1.55%
17	ISHARES TR	464287309	210,082	$14.4M	1.52%
18	CHEVRON CORP NEW	CVX	84,299	$14.2M	1.50%
19	INNOVATOR ETFS TR	INHD	460,213	$14.1M	1.49%
20	CISCO SYS INC	CSCO	230,743	$12.4M	1.31%
21	COSTCO WHSL CORP NEW	22160K105	21,870	$12.4M	1.30%
22	ADOBE INC	ADBE	22,271	$11.4M	1.20%
23	FLEXSHARES TR	FLEX	185,741	$10.4M	1.09%
24	METLIFE INC	MET-PF	161,044	$10.1M	1.07%
25	JABIL INC	JBL	77,822	$9.9M	1.04%
26	GOLDMAN SACHS GROUP INC	GSCE	29,809	$9.6M	1.02%
27	FIRST TR EXCH TRADED FD III	33739E108	594,184	$9.5M	1.00%
28	DEERE & CO	DE	22,980	$8.7M	0.92%
29	HOME DEPOT INC	HD	28,698	$8.7M	0.91%
30	INNOVATOR ETFS TR	INHD	266,375	$8.3M	0.87%
31	MCKESSON CORP	MCK	18,848	$8.2M	0.87%
32	SCHWAB STRATEGIC TR	808524102	164,457	$8.2M	0.86%
33	KROGER CO	KR	181,904	$8.1M	0.86%
34	FORTINET INC	FTNT	136,207	$8.0M	0.84%
35	CUMMINS INC	CMI	33,895	$7.7M	0.82%
36	VERTEX PHARMACEUTICALS INC	VRTX	22,019	$7.7M	0.81%
37	ONEOK INC NEW	OKE	119,867	$7.6M	0.80%
38	OREILLY AUTOMOTIVE INC	67103H107	8,182	$7.4M	0.78%
39	NOVO-NORDISK A S	NONOF	81,618	$7.4M	0.78%
40	SPDR SER TR	78468R663	79,597	$7.3M	0.77%
41	PIMCO ETF TR	72201R627	143,587	$7.2M	0.76%
42	ACCENTURE PLC IRELAND	ACN	23,321	$7.2M	0.76%
43	MSCI INC	MSCI	13,186	$6.8M	0.71%
44	NXP SEMICONDUCTORS N V	NXPI	33,482	$6.7M	0.71%
45	REGENERON PHARMACEUTICALS	REGN	8,122	$6.7M	0.70%
46	TJX COS INC NEW	872540109	74,154	$6.6M	0.70%
47	LINDE PLC	LIN	17,560	$6.5M	0.69%
48	JANUS DETROIT STR TR	47103U845	127,901	$6.4M	0.68%
49	BROADRIDGE FINL SOLUTIONS IN	11133T103	35,691	$6.4M	0.68%
50	MASTERCARD INCORPORATED	MA	15,985	$6.3M	0.67%
51	ISHARES TR	464287200	13,916	$6.0M	0.63%
52	VANECK ETF TRUST	92189F700	75,986	$6.0M	0.63%
53	FLEETCOR TECHNOLOGIES INC	339041105	23,132	$5.9M	0.62%
54	ELI LILLY & CO	LLY	10,972	$5.9M	0.62%
55	CRH PLC	CRH	105,689	$5.8M	0.61%
56	ISHARES GOLD TR	IAU	164,742	$5.8M	0.61%
57	SCHLUMBERGER LTD	SLB	97,331	$5.7M	0.60%
58	THERMO FISHER SCIENTIFIC INC	TMO	10,971	$5.6M	0.59%
59	MOLSON COORS BEVERAGE CO	TAP-A	87,325	$5.6M	0.59%
60	ALPHABET INC	GOOG	42,114	$5.6M	0.59%
61	STARBUCKS CORP	SBUX	60,027	$5.5M	0.58%
62	KLA CORP	KLAC	11,818	$5.4M	0.57%
63	CHUBB LIMITED	CB	25,543	$5.3M	0.56%
64	ULTA BEAUTY INC	ULTA	13,329	$5.3M	0.56%
65	UNILEVER PLC	UNLYF	105,399	$5.2M	0.55%
66	HCA HEALTHCARE INC	HCA	20,309	$5.0M	0.53%
67	J P MORGAN EXCHANGE TRADED F	46641Q274	106,134	$4.8M	0.51%
68	VANGUARD INDEX FDS	922908769	21,348	$4.5M	0.48%
69	SPDR SER TR	78464A409	75,775	$4.5M	0.47%
70	BUILDERS FIRSTSOURCE INC	BLDR	35,818	$4.5M	0.47%
71	T-MOBILE US INC	TMUSZ	29,400	$4.1M	0.43%
72	MERCK & CO INC	MRK	39,441	$4.1M	0.43%
73	HYATT HOTELS CORP	H	38,200	$4.1M	0.43%
74	QUANTA SVCS INC	74762E102	21,612	$4.0M	0.43%
75	SPDR GOLD TR	GLD	23,392	$4.0M	0.42%
76	J P MORGAN EXCHANGE TRADED F	46641Q332	72,702	$3.9M	0.41%
77	CATERPILLAR INC	CAT	14,006	$3.8M	0.40%
78	BLACKSTONE INC	BX	35,643	$3.8M	0.40%
79	FIDELITY COVINGTON TRUST	316092402	151,375	$3.8M	0.40%
80	INVESCO ACTVELY MNGD ETC FD	IVZ	249,102	$3.7M	0.39%
81	INTUITIVE SURGICAL INC	ISRG	12,322	$3.6M	0.38%
82	LOWES COS INC	548661107	16,982	$3.5M	0.37%
83	WASTE MGMT INC DEL	94106L109	23,083	$3.5M	0.37%
84	ISHARES TR	464287549	9,071	$3.5M	0.37%
85	ARCHER DANIELS MIDLAND CO	ADM	43,645	$3.3M	0.35%
86	VISA INC	V	13,956	$3.2M	0.34%
87	SPDR SER TR	78464A508	76,936	$3.2M	0.33%
88	ELEVANCE HEALTH INC	ELV	6,886	$3.0M	0.32%
89	SELECT SECTOR SPDR TR	81369Y308	42,640	$2.9M	0.31%
90	DELL TECHNOLOGIES INC	DELL	38,182	$2.6M	0.28%
91	SCHWAB STRATEGIC TR	808524607	61,872	$2.6M	0.27%
92	COMCAST CORP NEW	CCZ	56,725	$2.5M	0.27%
93	NOVARTIS AG	NVSEF	24,301	$2.5M	0.26%
94	J P MORGAN EXCHANGE TRADED F	46641Q654	48,396	$2.4M	0.26%
95	SELECT SECTOR SPDR TR	81369Y209	18,804	$2.4M	0.26%
96	NVIDIA CORPORATION	NVDA	5,550	$2.4M	0.25%
97	NIKE INC	NKE	24,914	$2.4M	0.25%
98	ISHARES TR	46434V407	54,103	$2.2M	0.23%
99	CARDINAL HEALTH INC	CAH	25,507	$2.2M	0.23%
100	CANADIAN NATL RY CO	136375102	20,276	$2.2M	0.23%
101	SCHWAB STRATEGIC TR	808524300	30,006	$2.2M	0.23%
102	SCHWAB STRATEGIC TR	808524508	30,333	$2.1M	0.22%
103	ASML HOLDING N V	ASMLF	3,482	$2.0M	0.22%
104	WILLIAMS COS INC	969457100	60,239	$2.0M	0.21%
105	AMERICAN TOWER CORP NEW	03027X100	12,206	$2.0M	0.21%
106	EXELON CORP	EXC	52,947	$2.0M	0.21%
107	CONSTELLATION ENERGY CORP	CEG	18,303	$2.0M	0.21%
108	SCHWAB STRATEGIC TR	808524797	26,500	$1.9M	0.20%
109	INTERPUBLIC GROUP COS INC	INTR	55,077	$1.6M	0.17%
110	HEWLETT PACKARD ENTERPRISE C	HPE-PC	87,836	$1.5M	0.16%
111	GLOBAL X FDS	37954Y293	35,896	$1.5M	0.16%
112	SPDR SER TR	78464A763	12,763	$1.5M	0.15%
113	S&P GLOBAL INC	SPGI	3,902	$1.4M	0.15%
114	ISHARES TR	464287762	5,050	$1.4M	0.14%
115	DOUBLELINE ETF TRUST	25861R204	56,741	$1.3M	0.14%
116	SCHWAB STRATEGIC TR	808524839	30,313	$1.3M	0.14%
117	PACER FDS TR	69374H881	27,098	$1.3M	0.14%
118	ENTERPRISE PRODS PARTNERS L	293792107	48,792	$1.3M	0.14%
119	WESTROCK CO	WEST	36,760	$1.3M	0.14%
120	CAPITAL ONE FINL CORP	14040H105	12,948	$1.3M	0.13%
121	CLOROX CO DEL	CLX	9,350	$1.2M	0.13%
122	POWELL INDS INC	739128106	14,584	$1.2M	0.13%
123	FORD MTR CO DEL	345370860	95,176	$1.2M	0.12%
124	SCHWAB STRATEGIC TR	808524805	32,484	$1.1M	0.12%
125	ANTERO MIDSTREAM CORP	AM	90,823	$1.1M	0.11%
126	STRATEGIC TRUST	48817R870	42,762	$1.1M	0.11%
127	ALLSTATE CORP	ALL-PJ	9,647	$1.1M	0.11%
128	SCHWAB STRATEGIC TR	808524698	25,536	$1.1M	0.11%
129	JOHNSON & JOHNSON	JNJ	6,716	$1.0M	0.11%
130	TESLA INC	TSLA	4,026	$1.0M	0.11%
131	PROCTER AND GAMBLE CO	742718109	6,645	$969,243	0.10%
132	BLACKROCK CR ALLOCATION INCO	BLK	87,717	$849,096	0.09%
133	VANGUARD WHITEHALL FDS	921946406	7,931	$819,382	0.09%
134	ISHARES TR	464287465	11,808	$813,812	0.09%
135	ISHARES TR	464287150	8,527	$806,936	0.09%
136	J P MORGAN EXCHANGE TRADED F	46641Q837	16,041	$804,938	0.08%
137	ISHARES TR	464287721	7,509	$788,460	0.08%
138	RTX CORPORATION	RTX	10,807	$777,795	0.08%
139	ISHARES TR	464287168	6,840	$745,547	0.08%
140	BRISTOL-MYERS SQUIBB CO	CELG-RI	12,698	$736,974	0.08%
141	OLD DOMINION FREIGHT LINE IN	ODFL	1,749	$715,729	0.08%
142	INVESCO EXCHANGE TRADED FD T	IVZ	5,014	$710,434	0.07%
143	ABBOTT LABS	ABLZF	7,322	$709,140	0.07%
144	ISHARES TR	464287580	10,566	$708,169	0.07%
145	HONEYWELL INTL INC	438516106	3,822	$706,077	0.07%
146	ISHARES TR	464287515	2,057	$702,051	0.07%
147	VANGUARD WORLD FDS	92204A603	3,574	$698,253	0.07%
148	VANECK ETF TRUST	92189F676	4,616	$669,275	0.07%
149	GENERAL DYNAMICS CORP	GD	2,925	$646,349	0.07%
150	SCHWAB STRATEGIC TR	808524201	12,740	$644,648	0.07%
151	MFS INTER INCOME TR	55273C107	237,594	$636,752	0.07%
152	TRI CONTL CORP	895436103	23,440	$623,281	0.07%
153	ISHARES TR	46436E718	6,176	$621,688	0.07%
154	ISHARES TR	464288687	20,593	$620,884	0.07%
155	NUVEEN AMT FREE QLTY MUN INC	NU	63,584	$617,615	0.07%
156	VANGUARD INDEX FDS	922908363	1,509	$594,949	0.06%
157	PUTNAM MASTER INTER INCOME T	746909100	195,225	$593,875	0.06%
158	ISHARES TR	464287630	4,334	$591,515	0.06%
159	STRYKER CORPORATION	SYK	2,086	$571,628	0.06%
160	CARRIER GLOBAL CORPORATION	CARR	10,272	$567,011	0.06%
161	BLACKROCK TAX MUNICPAL BD TR	BLK	37,200	$563,952	0.06%
162	WISDOMTREE TR	WT	11,206	$563,886	0.06%
163	BOOKING HOLDINGS INC	BKNG	172	$531,738	0.06%
164	AMERICAN EXPRESS CO	AXP	3,542	$528,424	0.06%
165	ISHARES TR	464287648	2,317	$520,475	0.05%
166	TEXAS INSTRS INC	882508104	3,034	$482,437	0.05%
167	SELECT SECTOR SPDR TR	81369Y605	14,427	$478,544	0.05%
168	EATON CORP PLC	ETN	2,211	$471,563	0.05%
169	SELECT SECTOR SPDR TR	81369Y803	2,855	$468,021	0.05%
170	DIAMONDBACK ENERGY INC	FANG	2,898	$448,798	0.05%
171	ROPER TECHNOLOGIES INC	ROP	913	$442,210	0.05%
172	HP INC	HPQ	17,027	$442,088	0.05%
173	VERISK ANALYTICS INC	VRSK	1,856	$438,578	0.05%
174	PUTNAM PREMIER INCOME TR	PPT	128,800	$435,185	0.05%
175	NUCOR CORP	NUE	2,771	$434,585	0.05%
176	SHELL PLC	RYDAF	6,745	$434,272	0.05%
177	CHIPOTLE MEXICAN GRILL INC	CMG	236	$431,481	0.05%
178	INTUIT	INTU	834	$426,124	0.04%
179	NUVEEN AMT FREE MUN CR INC F	NU	41,132	$425,734	0.04%
180	ISHARES TR	464287804	4,427	$419,516	0.04%
181	ISHARES TR	464287655	2,332	$414,170	0.04%
182	VERISIGN INC	VRSN	2,039	$412,882	0.04%
183	BOEING CO	BA-PA	2,083	$399,196	0.04%
184	MARATHON OIL CORP	MARA	14,852	$397,304	0.04%
185	DUKE ENERGY CORP NEW	DUKB	4,452	$392,938	0.04%
186	PROLOGIS INC.	PLDGP	3,437	$385,666	0.04%
187	L3HARRIS TECHNOLOGIES INC	LHX	2,173	$378,412	0.04%
188	HELMERICH & PAYNE INC	HP	8,919	$376,016	0.04%
189	NUVEEN QUALITY MUNCP INCOME	NU	36,425	$370,734	0.04%
190	TARGET CORP	TGT	3,346	$369,939	0.04%
191	ADAMS DIVERSIFIED EQUITY FD	006212104	21,577	$359,038	0.04%
192	3M CO	MMM	3,788	$354,633	0.04%
193	VANGUARD INDEX FDS	922908629	1,670	$347,839	0.04%
194	AMGEN INC	AMGN	1,290	$346,750	0.04%
195	INVESCO EXCH TRADED FD TR II	IVZ	7,424	$345,374	0.04%
196	TCW STRATEGIC INCOME FD INC	872340104	72,848	$338,015	0.04%
197	ABRDN GOLD ETF TRUST	00326A104	18,840	$333,280	0.04%
198	FMC CORP	FMC	4,875	$329,288	0.03%
199	AMPHENOL CORP NEW	032095101	3,882	$326,865	0.03%
200	PHILLIPS 66	PSX	2,698	$324,194	0.03%
201	QUALCOMM INC	QCOM	2,887	$320,631	0.03%
202	WISDOMTREE TR	WT	3,998	$312,119	0.03%
203	SPDR INDEX SHS FDS	78463X541	5,384	$299,977	0.03%
204	NUVEEN TAXABLE MUNICPAL INM	NU	19,595	$286,048	0.03%
205	ISHARES TR	464287606	3,935	$285,005	0.03%
206	SELECT SECTOR SPDR TR	81369Y506	3,151	$284,798	0.03%
207	WOODWARD INC	WWD	2,260	$280,828	0.03%
208	VANGUARD INTL EQUITY INDEX F	922042775	5,375	$278,818	0.03%
209	ISHARES TR	464287705	2,747	$278,225	0.03%
210	BLACKROCK INCOME TR INC	BLK	23,755	$270,332	0.03%
211	DWS MUN INCOME TR	233368109	34,800	$267,960	0.03%
212	ISHARES TR	464287598	1,735	$264,827	0.03%
213	INNOVATOR ETFS TR	INHD	8,925	$263,466	0.03%
214	LOCKHEED MARTIN CORP	LMT	638	$260,972	0.03%
215	AMERIPRISE FINL INC	03076C106	787	$259,481	0.03%
216	EMPIRE ST RLTY OP L P	292102209	31,546	$252,368	0.03%
217	ALLIANT ENERGY CORP	LNT	5,200	$251,940	0.03%
218	WALMART INC	WMT	1,529	$244,499	0.03%
219	ISHARES TR	464287614	917	$244,431	0.03%
220	ISHARES TR	464287507	951	$237,927	0.03%
221	J P MORGAN EXCHANGE TRADED F	46641Q647	4,805	$232,418	0.02%
222	MCDONALDS CORP	MCD	881	$232,154	0.02%
223	MARATHON PETE CORP	MARA	1,509	$228,416	0.02%
224	BOK FINL CORP	05561Q201	2,822	$225,704	0.02%
225	AMEREN CORP	AEE	2,950	$220,749	0.02%
226	VANGUARD SPECIALIZED FUNDS	921908844	1,381	$215,622	0.02%
227	VANGUARD INDEX FDS	922908751	1,130	$213,570	0.02%
228	THE CIGNA GROUP	125523100	740	$211,692	0.02%
229	UNION PAC CORP	UNP	1,030	$209,739	0.02%
230	DOW INC	DOW	4,024	$207,480	0.02%
231	VANECK ETF TRUST	92189F643	2,682	$203,403	0.02%
232	NUVEEN MULTI-MKT INCOME FD	NU	26,244	$147,953	0.02%
233	FIRST TR MTG INCOME FD	33734E103	11,600	$129,511	0.01%
234	NUVEEN FLOATING RATE INCOME	67072T108	15,312	$127,014	0.01%
235	BLACKROCK ENHANCED GOVT FD I	BLK	12,475	$122,952	0.01%
236	EMPIRE ST RLTY OP L P	292102308	13,565	$108,485	0.01%
237	FS CREDIT OPPORTUNITIES CORP	FSCO	17,545	$95,094	0.01%