13F HOLDINGS REPORT
Cowen Investment Management LLC
Quarter ended Q3 2023 · Filed August 15, 2023 · Accession 0001085146-23-003459
Total Value
$167.5M
Positions
46
Other Managers
0
Confidential Omitted
No
Holdings (46)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SUMITOMO MITSUI FINL GROUP I | 86562M209 | 4,451,875 | $38.3M | 22.85% |
| 2 | PROTERRA INC | 74374T109 | 10,574,685 | $12.7M | 7.57% |
| 3 | KENSINGTON CAPITAL ACQUISITI | G5251K103 | 950,000 | $10.0M | 5.99% |
| 4 | LLOYDS BANKING GROUP PLC | LLOBF | 4,421,183 | $9.7M | 5.81% |
| 5 | STAR HLDGS | STHO | 659,789 | $9.7M | 5.78% |
| 6 | L CATTERTON ASIA ACQUISITION | G5346G125 | 750,000 | $7.8M | 4.68% |
| 7 | LIBERTY MEDIA CORP DEL | FWONB | 191,195 | $6.3M | 3.74% |
| 8 | SLAM CORP | SLAMF | 570,000 | $6.1M | 3.62% |
| 9 | RENTOKIL INITIAL PLC | RKLIF | 143,233 | $5.6M | 3.34% |
| 10 | ARYA SCIENCES ACQUISITN CORP | G31658100 | 523,000 | $5.4M | 3.23% |
| 11 | CARTESIAN GROWTH CORP II | REEWF | 500,000 | $5.4M | 3.21% |
| 12 | SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | 502,000 | $5.2M | 3.10% |
| 13 | FORBION EUROPEAN ACQUSTN COR | G3619H102 | 442,750 | $4.8M | 2.84% |
| 14 | EVEREST CONSOLIDATOR ACQ COR | EVEX-WT | 440,000 | $4.7M | 2.80% |
| 15 | FTAC ZEUS ACQUISITION COR | 30320F106 | 405,000 | $4.2M | 2.52% |
| 16 | PORTAGE FINTECH ACQUISITN CO | G7185D106 | 400,000 | $4.2M | 2.48% |
| 17 | JAGUAR GLOBAL GROWTH CORP I | G5S11A106 | 350,500 | $3.7M | 2.21% |
| 18 | KAYNE ANDERSON NEXTGEN ENRGY | 48661E108 | 512,772 | $3.6M | 2.17% |
| 19 | SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | 272,000 | $2.8M | 1.68% |
| 20 | TORTOISEECOFIN ACQUISITION C | G8956E208 | 150,000 | $1.6M | 0.93% |
| 21 | XPAC ACQUISITION CORP | XP | 135,000 | $1.4M | 0.83% |
| 22 | GASLOG PARTNERS LP | GLOP-PA | 150,000 | $1.3M | 0.77% |
| 23 | KNIGHTSWAN ACQUISITION CORP | 499103109 | 110,000 | $1.2M | 0.69% |
| 24 | AP ACQUISITION CORP | G04058122 | 100,000 | $1.1M | 0.64% |
| 25 | AP ACQUISITION CORP | G04058106 | 100,000 | $1.1M | 0.64% |
| 26 | HEARTLAND MEDIA ACQUISITION | 42237V108 | 100,000 | $1.1M | 0.63% |
| 27 | COMPASS DIGITAL ACQUISITN CO | COMP | 100,000 | $1.0M | 0.62% |
| 28 | LIBERTY BROADBAND CORP | LBRDP | 12,682 | $1.0M | 0.60% |
| 29 | SIRIUS XM HOLDINGS INC | SIRI | 421,400 | $945,505 | 0.56% |
| 30 | STRATASYS LTD | SSYS | 49,800 | $884,448 | 0.53% |
| 31 | TORTOISEECOFIN ACQUISITION C | G8956E109 | 80,000 | $830,392 | 0.50% |
| 32 | SPRINGWATER SPL SITUATIONS C | 85205U107 | 68,850 | $711,909 | 0.42% |
| 33 | PROJECT ENERGY REIMAGINED AC | G72556106 | 60,000 | $621,600 | 0.37% |
| 34 | SK GROWTH OPPORTUNITIES CORP | G8192N103 | 50,000 | $529,500 | 0.32% |
| 35 | HEARTLAND MEDIA ACQUISITION | 42237V207 | 50,000 | $528,000 | 0.32% |
| 36 | NANO DIMENSION LTD | NNDM | 160,000 | $462,400 | 0.28% |
| 37 | FRANCHISE GROUP INC | 35180X105 | 10,000 | $286,400 | 0.17% |
| 38 | INNOVATE CORP | VATE | 125,000 | $218,750 | 0.13% |
| 39 | SPDR S&P 500 ETF TR | SPY | 152,100 | $215,049 | 0.13% |
| 40 | LIBERTY BROADBAND CORP | LBRDP | 2,550 | $204,281 | 0.12% |
| 41 | STEEL CONNECT INC | 858098205 | 20,730 | $173,717 | 0.10% |
| 42 | LIBERTY TRIPADVISOR HLDGS IN | 531465102 | 162,974 | $105,933 | 0.06% |
| 43 | AVEPOINT INC | AVPT | 25,000 | $22,650 | 0.01% |
| 44 | 3-D SYS CORP DEL | 88554D205 | 41,400 | $6,210 | 0.00% |
| 45 | BM TECHNOLOGIES INC | 05591L115 | 25,000 | $3,750 | 0.00% |
| 46 | FATHOM DIGITAL MFG CORP | FTHM | 25,000 | $325 | 0.00% |