13F HOLDINGS REPORT
SMH CAPITAL ADVISORS INC
Quarter ended Q3 2023 · Filed August 8, 2023 · Accession 0001085146-23-003135
Total Value
$46.2M
Positions
54
Other Managers
0
Confidential Omitted
No
Holdings (54)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | NIO INC | NIOIF | 12,966,000 | $10.8M | 23.29% |
| 2 | WISDOMTREE INC | WT | 9,472,000 | $9.2M | 19.99% |
| 3 | FUBOTV INC | FUBO | 12,662,000 | $7.3M | 15.84% |
| 4 | EZCORP INC | EZPW | 2,160,000 | $2.0M | 4.30% |
| 5 | COMPASS DIVERSIFIED | CODI-PC | 76,184 | $1.7M | 3.57% |
| 6 | APOLLO GLOBAL MGMT INC | 03769M106 | 13,826 | $1.1M | 2.30% |
| 7 | NEXPOINT DIVERSIFIED REL ET | 65340G205 | 61,084 | $765,000 | 1.66% |
| 8 | CHEVRON CORP NEW | CVX | 4,099 | $645,000 | 1.40% |
| 9 | PROSPECT CAP CORP | PSEC-PA | 100,719 | $624,000 | 1.35% |
| 10 | SCULPTOR CAP MGMT | 811246107 | 65,432 | $578,000 | 1.25% |
| 11 | EXXON MOBIL CORP | XOM | 4,683 | $502,000 | 1.09% |
| 12 | VICI PPTYS INC | 925652109 | 15,599 | $490,000 | 1.06% |
| 13 | AT&T INC | T-PC | 29,400 | $469,000 | 1.01% |
| 14 | INTERNATIONAL BUSINESS MACHS | INTR | 3,473 | $465,000 | 1.01% |
| 15 | U S GLOBAL INVS INC | 902952100 | 128,266 | $392,000 | 0.85% |
| 16 | VIRTUS EQUITY & CONV INCM FD | 92841M101 | 17,107 | $362,000 | 0.78% |
| 17 | INVESCO QQQ TR | IVZ | 931 | $344,000 | 0.74% |
| 18 | KRAFT HEINZ CO | KHC | 9,628 | $342,000 | 0.74% |
| 19 | ALLIANCEBERNSTEIN GLOBAL HIG | AWF | 33,406 | $333,000 | 0.72% |
| 20 | BLACKROCK CORPOR HI YLD FD I | BLK | 37,002 | $330,000 | 0.71% |
| 21 | VERIZON COMMUNICATIONS INC | VZ | 8,729 | $325,000 | 0.70% |
| 22 | CAPITAL SOUTHWEST CORP | CSWC | 16,431 | $324,000 | 0.70% |
| 23 | AFC GAMMA INC | AFCG | 26,000 | $324,000 | 0.70% |
| 24 | ADAMS DIVERSIFIED EQUITY FD | 006212104 | 18,771 | $316,000 | 0.68% |
| 25 | CALAMOS STRATEGIC TOTAL RETU | CSQ | 21,273 | $314,000 | 0.68% |
| 26 | SPDR S&P 500 ETF TR | SPY | 701 | $311,000 | 0.67% |
| 27 | BLACKROCK CR ALLOCATION INCO | BLK | 30,291 | $307,000 | 0.66% |
| 28 | ISHARES TR | 464287465 | 4,185 | $303,000 | 0.66% |
| 29 | EATON VANCE TAX ADVT DIV INC | ETN | 12,023 | $274,000 | 0.59% |
| 30 | GABELLI DIVID & INCOME TR | 36242H104 | 12,755 | $270,000 | 0.58% |
| 31 | VICTORY CAP HLDGS INC | 92645B103 | 8,297 | $262,000 | 0.57% |
| 32 | ORION OFFICE REIT INC | ONL | 38,798 | $256,000 | 0.55% |
| 33 | JEFFERIES FINL GROUP INC | 47233W109 | 7,667 | $254,000 | 0.55% |
| 34 | ISHARES TR | 464288513 | 3,380 | $254,000 | 0.55% |
| 35 | BLACKROCK MULTI SECTOR INC T | BLK | 17,511 | $252,000 | 0.55% |
| 36 | HANCOCK JOHN TAX-ADVANTAGED | 41013V100 | 11,769 | $240,000 | 0.52% |
| 37 | MERCK & CO INC | MRK | 2,061 | $238,000 | 0.52% |
| 38 | VANGUARD INTL EQUITY INDEX F | 922042858 | 5,848 | $238,000 | 0.52% |
| 39 | COHEN & STEERS QUALITY INCOM | 19247L106 | 20,298 | $235,000 | 0.51% |
| 40 | WALMART INC | WMT | 1,441 | $227,000 | 0.49% |
| 41 | COHEN & STEERS LTD DURATION | 19248C105 | 11,612 | $211,000 | 0.46% |
| 42 | PERELLA WEINBERG PARTNERS | PWP | 24,841 | $207,000 | 0.45% |
| 43 | WISDOMTREE INC | WT | 27,496 | $189,000 | 0.41% |
| 44 | PITNEY BOWES INC | PBI-PB | 47,154 | $167,000 | 0.36% |
| 45 | TEMPLETON EMERGING MKTS INCO | 880192109 | 31,448 | $162,000 | 0.35% |
| 46 | SLR INVESTMENT CORP | SLRC | 10,878 | $155,000 | 0.34% |
| 47 | MEDICAL PPTYS TRUST INC | 58463J304 | 15,716 | $146,000 | 0.32% |
| 48 | NUVEEN PENNSYLVANIA QLT MUN | NU | 12,052 | $135,000 | 0.29% |
| 49 | BLACKROCK MUNICIPAL INCOME | BLK | 11,480 | $131,000 | 0.28% |
| 50 | NUVEEN QUALITY MUNCP INCOME | NU | 11,637 | $131,000 | 0.28% |
| 51 | EATON VANCE MUN BD FD | ETN | 13,114 | $130,000 | 0.28% |
| 52 | ALLIANCEBERNSTEIN NATL MUN I | 01864U106 | 12,151 | $130,000 | 0.28% |
| 53 | NUVEEN AMT FREE QLTY MUN INC | NU | 11,716 | $128,000 | 0.28% |
| 54 | POP CULTURE GROUP CO LTD | CPOP | 12,500 | $6,000 | 0.01% |