13F HOLDINGS REPORT

Breakwater Capital Group

Quarter ended Q3 2023 · Filed July 24, 2023 · Accession 0001085146-23-002869

Total Value

$273.7M

Positions

198

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (198)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	72,290	$14.0M	5.12%
2	INVESCO EXCHANGE TRADED FD T	IVZ	68,026	$10.2M	3.72%
3	INVESCO EXCHANGE TRADED FD T	IVZ	55,808	$9.1M	3.34%
4	ISHARES TR	464287598	52,667	$8.3M	3.04%
5	VANGUARD INDEX FDS	922908744	53,440	$7.6M	2.77%
6	ISHARES TR	464287200	15,094	$6.7M	2.46%
7	ISHARES TR	464287614	23,571	$6.5M	2.37%
8	MICROSOFT CORP	MSFT	16,513	$5.6M	2.05%
9	J P MORGAN EXCHANGE TRADED F	46641Q761	125,238	$5.5M	2.03%
10	SPDR SER TR	78464A474	164,138	$4.8M	1.77%
11	VANGUARD INDEX FDS	922908363	11,629	$4.7M	1.73%
12	CAMBRIA ETF TR	132061201	74,903	$4.6M	1.67%
13	SPDR SER TR	78464A409	73,289	$4.5M	1.63%
14	ISHARES TR	464287663	53,923	$4.2M	1.54%
15	VANGUARD SCOTTSDALE FDS	92206C870	53,221	$4.2M	1.54%
16	ISHARES TR	46434V100	86,580	$4.2M	1.52%
17	SPDR SER TR	78464A508	96,548	$4.2M	1.52%
18	ISHARES TR	464288414	33,977	$3.6M	1.32%
19	PROSHARES TR	74348A467	38,308	$3.6M	1.32%
20	ISHARES TR	46435U861	80,840	$3.1M	1.13%
21	ISHARES TR	464287507	11,533	$3.0M	1.10%
22	DIMENSIONAL ETF TRUST	25434V740	122,806	$3.0M	1.09%
23	WISDOMTREE TR	WT	56,497	$3.0M	1.09%
24	INVESCO EXCH TRADED FD TR II	IVZ	66,075	$3.0M	1.09%
25	SCHWAB STRATEGIC TR	808524748	88,882	$2.9M	1.08%
26	ISHARES TR	46432F339	20,870	$2.8M	1.03%
27	SPDR SER TR	78468R853	72,454	$2.8M	1.03%
28	ISHARES TR	46429B747	28,454	$2.8M	1.01%
29	COLUMBIA ETF TR II	19762B202	93,898	$2.7M	0.98%
30	AMAZON COM INC	AMZN	20,549	$2.7M	0.98%
31	TRANE TECHNOLOGIES PLC	TT	13,888	$2.7M	0.97%
32	VANGUARD MUN BD FDS	922907746	51,446	$2.6M	0.94%
33	ORACLE CORP	ORCL-PD	19,396	$2.3M	0.84%
34	ISHARES TR	464287804	22,385	$2.2M	0.81%
35	ISHARES TR	464287622	9,082	$2.2M	0.81%
36	INVESCO EXCHANGE TRADED FD T	IVZ	119,555	$2.2M	0.79%
37	VANGUARD WORLD FD	921910816	8,981	$2.1M	0.77%
38	INVESCO EXCHANGE TRADED FD T	IVZ	23,269	$2.1M	0.77%
39	ISHARES TR	464288885	20,899	$2.0M	0.73%
40	EXXON MOBIL CORP	XOM	18,562	$2.0M	0.73%
41	ISHARES TR	464287705	18,521	$2.0M	0.72%
42	PIMCO ETF TR	72201R866	37,524	$1.9M	0.71%
43	INVESCO EXCH TRADED FD TR II	IVZ	52,277	$1.9M	0.69%
44	BERKSHIRE HATHAWAY INC DEL	BRK-A	5,405	$1.8M	0.67%
45	DIMENSIONAL ETF TRUST	25434V302	78,482	$1.8M	0.67%
46	VANGUARD WHITEHALL FDS	921946810	23,796	$1.8M	0.65%
47	VANECK ETF TRUST	92189F387	78,477	$1.8M	0.64%
48	FIDELITY MERRIMACK STR TR	316188309	38,486	$1.7M	0.64%
49	VANGUARD INDEX FDS	922908611	10,317	$1.7M	0.62%
50	ISHARES TR	46435G474	66,089	$1.7M	0.61%
51	MERCK & CO INC	MRK	13,723	$1.6M	0.58%
52	WISDOMTREE TR	WT	41,309	$1.5M	0.56%
53	VANGUARD ADMIRAL FDS INC	921932828	16,566	$1.5M	0.56%
54	SPDR S&P MIDCAP 400 ETF TR	MDY	3,050	$1.5M	0.53%
55	SPDR S&P 500 ETF TR	SPY	3,093	$1.4M	0.50%
56	JANUS DETROIT STR TR	47103U209	21,823	$1.4M	0.50%
57	CAPITAL GRP FIXED INCM ETF T	14020Y102	60,898	$1.4M	0.50%
58	ISHARES TR	46429B689	19,812	$1.3M	0.49%
59	PFIZER INC	PFE	36,284	$1.3M	0.49%
60	NVIDIA CORPORATION	NVDA	3,135	$1.3M	0.48%
61	WISDOMTREE TR	WT	36,135	$1.3M	0.47%
62	LILLY ELI & CO	LLY	2,756	$1.3M	0.47%
63	SPDR SER TR	78468R739	27,038	$1.3M	0.46%
64	HOME DEPOT INC	HD	3,996	$1.2M	0.45%
65	ISHARES TR	464288638	24,259	$1.2M	0.45%
66	ALPHABET INC	GOOG	10,122	$1.2M	0.45%
67	INVESCO EXCHANGE TRADED FD T	IVZ	15,635	$1.2M	0.44%
68	VANGUARD SCOTTSDALE FDS	92206C409	15,254	$1.2M	0.42%
69	DIMENSIONAL ETF TRUST	25434V807	34,717	$1.1M	0.42%
70	ISHARES TR	464288273	19,275	$1.1M	0.42%
71	JPMORGAN CHASE & CO	VYLD	7,624	$1.1M	0.41%
72	VANGUARD TAX-MANAGED FDS	921943858	23,532	$1.1M	0.40%
73	INGERSOLL RAND INC	IR	16,219	$1.1M	0.39%
74	ISHARES TR	464287309	14,170	$998,725	0.36%
75	JOHNSON & JOHNSON	JNJ	5,834	$965,644	0.35%
76	VANECK ETF TRUST	92189H409	18,102	$929,357	0.34%
77	UNITEDHEALTH GROUP INC	UNH	1,765	$848,330	0.31%
78	DEERE & CO	DE	2,064	$836,312	0.31%
79	DIMENSIONAL ETF TRUST	25434V872	19,854	$828,507	0.30%
80	LOWES COS INC	548661107	3,600	$812,520	0.30%
81	PEPSICO INC	PEP	4,337	$803,309	0.29%
82	VANGUARD MALVERN FDS	922020805	16,505	$782,667	0.29%
83	ISHARES TR	464288323	14,583	$776,691	0.28%
84	ISHARES TR	46432F842	11,397	$769,298	0.28%
85	INVESCO QQQ TR	IVZ	2,079	$768,024	0.28%
86	BANK AMERICA CORP	060505104	25,713	$737,706	0.27%
87	META PLATFORMS INC	META	2,393	$686,743	0.25%
88	HONEYWELL INTL INC	438516106	3,305	$685,788	0.25%
89	BRISTOL-MYERS SQUIBB CO	CELG-RI	10,620	$679,149	0.25%
90	ISHARES TR	464287168	5,969	$676,288	0.25%
91	COMCAST CORP NEW	CCZ	16,224	$674,107	0.25%
92	NUVEEN MUN VALUE FD INC	NU	76,083	$661,922	0.24%
93	ISHARES TR	464288877	13,496	$660,494	0.24%
94	ISHARES TR	464288604	15,689	$649,681	0.24%
95	ISHARES TR	464287606	8,510	$638,250	0.23%
96	ALPHABET INC	GOOG	5,300	$634,410	0.23%
97	DISNEY WALT CO	254687106	7,077	$631,844	0.23%
98	ISHARES TR	46432F834	9,893	$619,500	0.23%
99	AMERICAN EXPRESS CO	AXP	3,450	$600,990	0.22%
100	NUVEEN N Y SELECT TAX FREE I	NU	49,461	$587,626	0.21%
101	INVESCO EXCHANGE TRADED FD T	IVZ	6,533	$584,377	0.21%
102	UNITED PARCEL SERVICE INC	UPS	3,235	$579,874	0.21%
103	ISHARES TR	464287879	6,088	$578,920	0.21%
104	QUALCOMM INC	QCOM	4,862	$578,772	0.21%
105	MORGAN STANLEY	MS-PQ	6,674	$569,960	0.21%
106	PROCTER AND GAMBLE CO	742718109	3,688	$559,617	0.20%
107	ISHARES TR	464287465	7,696	$557,960	0.20%
108	CISCO SYS INC	CSCO	10,742	$555,791	0.20%
109	VANGUARD INDEX FDS	922908736	1,950	$551,772	0.20%
110	ISHARES TR	464287242	5,088	$550,216	0.20%
111	VANGUARD INTL EQUITY INDEX F	922042718	4,962	$548,236	0.20%
112	STRYKER CORPORATION	SYK	1,792	$546,721	0.20%
113	GENERAL ELECTRIC CO	369604301	4,867	$534,640	0.20%
114	VISA INC	V	2,249	$534,093	0.20%
115	LOCKHEED MARTIN CORP	LMT	1,159	$533,580	0.19%
116	SELECT SECTOR SPDR TR	81369Y803	3,055	$531,142	0.19%
117	CONSOLIDATED EDISON INC	ED	5,723	$517,335	0.19%
118	SELECT SECTOR SPDR TR	81369Y605	14,826	$499,791	0.18%
119	WELLS FARGO CO NEW	949746101	11,626	$496,198	0.18%
120	BOEING CO	BA-PA	2,260	$477,222	0.17%
121	BHP GROUP LTD	BHPLF	7,911	$472,049	0.17%
122	NORFOLK SOUTHN CORP	655844108	2,049	$464,631	0.17%
123	DANAHER CORPORATION	235851102	1,927	$462,480	0.17%
124	CVS HEALTH CORP	CVS	6,664	$460,682	0.17%
125	VANGUARD INDEX FDS	922908629	2,063	$454,190	0.17%
126	ISHARES TR	464288646	9,009	$451,982	0.17%
127	FIRSTENERGY CORP	FE	11,305	$439,538	0.16%
128	INTUIT	INTU	949	$434,822	0.16%
129	INTEL CORP	INTC	12,942	$432,780	0.16%
130	ISHARES TR	46434V266	13,990	$431,592	0.16%
131	INTERNATIONAL BUSINESS MACHS	INTR	3,191	$426,988	0.16%
132	WALMART INC	WMT	2,683	$421,714	0.15%
133	BECTON DICKINSON & CO	BDX	1,597	$421,624	0.15%
134	PNC FINL SVCS GROUP INC	693475105	3,301	$415,761	0.15%
135	VANGUARD SPECIALIZED FUNDS	921908844	2,527	$410,391	0.15%
136	ISHARES INC	46434G764	7,812	$406,068	0.15%
137	ABBVIE INC	ABBV	2,979	$401,361	0.15%
138	J P MORGAN EXCHANGE TRADED F	46641Q332	7,038	$389,413	0.14%
139	NIKE INC	NKE	3,511	$387,519	0.14%
140	EATON CORP PLC	ETN	1,904	$382,894	0.14%
141	MASTERCARD INCORPORATED	MA	953	$374,815	0.14%
142	VANGUARD INDEX FDS	922908637	1,841	$373,208	0.14%
143	COCA COLA CO	KO	6,179	$372,099	0.14%
144	ISHARES TR	46429B655	7,283	$370,122	0.14%
145	SOUTHERN CO	SOMN	5,209	$365,899	0.13%
146	ISHARES TR	464287887	3,174	$364,788	0.13%
147	CATERPILLAR INC	CAT	1,476	$363,170	0.13%
148	RAYTHEON TECHNOLOGIES CORP	RTX	3,701	$362,550	0.13%
149	VANECK ETF TRUST	92189F486	14,144	$357,136	0.13%
150	VANGUARD WELLINGTON FD	921935870	3,550	$356,704	0.13%
151	AT&T INC	T-PC	22,144	$353,203	0.13%
152	ISHARES TR	464287655	1,865	$349,259	0.13%
153	VANGUARD INDEX FDS	922908512	2,495	$345,258	0.13%
154	TESLA INC	TSLA	1,290	$337,683	0.12%
155	SELECT SECTOR SPDR TR	81369Y704	3,144	$337,414	0.12%
156	ALLEGION PLC	ALLE	2,811	$337,376	0.12%
157	ISHARES TR	464288513	4,492	$337,214	0.12%
158	VERTEX PHARMACEUTICALS INC	VRTX	937	$329,740	0.12%
159	PROSHARES TR	74347B680	4,691	$329,637	0.12%
160	PIMCO ETF TR	72201R775	3,592	$329,099	0.12%
161	BOSTON SCIENTIFIC CORP	BSX	5,817	$314,642	0.11%
162	DIAGEO PLC	DGEAF	1,802	$312,611	0.11%
163	VANGUARD ADMIRAL FDS INC	921932794	3,128	$310,047	0.11%
164	MONDELEZ INTL INC	609207105	4,224	$308,099	0.11%
165	SPDR SER TR	78464A284	12,139	$303,596	0.11%
166	CITIGROUP INC	C-PR	6,541	$301,148	0.11%
167	ISHARES INC	46434G103	5,993	$295,395	0.11%
168	FREEPORT-MCMORAN INC	FCX	7,374	$294,960	0.11%
169	CONOCOPHILLIPS	COP	2,828	$293,009	0.11%
170	NUVEEN NEW JERSEY QULT MUN F	NU	25,519	$292,703	0.11%
171	SYSCO CORP	SYY	3,884	$288,193	0.11%
172	THE CIGNA GROUP	125523100	1,026	$287,896	0.11%
173	PUBLIC SVC ENTERPRISE GRP IN	744573106	4,568	$286,002	0.10%
174	GLOBAL X FDS	37954Y657	14,611	$283,307	0.10%
175	CHEVRON CORP NEW	CVX	1,747	$274,890	0.10%
176	CUMMINS INC	CMI	1,091	$267,470	0.10%
177	ABBOTT LABS	ABLZF	2,406	$262,302	0.10%
178	HENRY SCHEIN INC	HSIC	3,148	$255,303	0.09%
179	UNILEVER PLC	UNLYF	4,865	$253,612	0.09%
180	TJX COS INC NEW	872540109	2,968	$251,657	0.09%
181	ADOBE SYSTEMS INCORPORATED	ADBE	508	$248,407	0.09%
182	ISHARES TR	46434V621	4,741	$244,304	0.09%
183	EOG RES INC	EOG	2,103	$240,667	0.09%
184	NEXTERA ENERGY INC	NEE-PW	3,201	$237,514	0.09%
185	ASML HOLDING N V	ASMLF	324	$234,819	0.09%
186	INVESCO EXCH TRADED FD TR II	IVZ	8,614	$233,509	0.09%
187	ISHARES TR	464289446	2,065	$220,212	0.08%
188	ACADEMY SPORTS & OUTDOORS IN	ASO	4,065	$219,713	0.08%
189	SCHWAB STRATEGIC TR	808524797	2,922	$212,196	0.08%
190	SHOPIFY INC	SHOP	3,224	$208,270	0.08%
191	SELECT SECTOR SPDR TR	81369Y308	2,803	$207,899	0.08%
192	INVESCO EXCH TRADED FD TR II	IVZ	11,053	$206,028	0.08%
193	VANGUARD INDEX FDS	922908553	2,394	$200,043	0.07%
194	COHEN & STEERS QUALITY INCOM	19247L106	11,004	$127,646	0.05%
195	BLACKROCK MUNIYIELD N Y QUAL	BLK	10,327	$104,613	0.04%
196	VALLEY NATL BANCORP	919794107	11,295	$87,536	0.03%
197	TEMPLETON EMERGING MKTS INCO	880192109	11,000	$56,650	0.02%
198	LLOYDS BANKING GROUP PLC	LLOBF	25,460	$56,012	0.02%