13F HOLDINGS REPORT
SMH CAPITAL ADVISORS INC
Quarter ended Q2 2023 · Filed May 15, 2023 · Accession 0001085146-23-002406
Total Value
$16.8M
Positions
51
Other Managers
0
Confidential Omitted
No
Holdings (51)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | COMPASS DIVERSIFIED | CODI-PC | 77,223 | $1.5M | 8.74% |
| 2 | APOLLO GLOBAL MGMT INC | 03769M106 | 13,905 | $881,000 | 5.23% |
| 3 | EXXON MOBIL CORP | XOM | 6,539 | $774,000 | 4.60% |
| 4 | CHEVRON CORP NEW | CVX | 4,164 | $702,000 | 4.17% |
| 5 | PROSPECT CAP CORP | PSEC-PA | 100,718 | $686,000 | 4.08% |
| 6 | NEXPOINT DIVERSIFIED REL ET | 65340G205 | 61,201 | $652,000 | 3.87% |
| 7 | SCULPTOR CAP MGMT | 811246107 | 65,615 | $547,000 | 3.25% |
| 8 | AT&T INC | T-PC | 29,543 | $522,000 | 3.10% |
| 9 | INTERNATIONAL BUSINESS MACHS | INTR | 3,489 | $441,000 | 2.62% |
| 10 | HP INC | HPQ | 14,006 | $416,000 | 2.47% |
| 11 | KRAFT HEINZ CO | KHC | 9,682 | $380,000 | 2.26% |
| 12 | U S GLOBAL INVS INC | 902952100 | 130,241 | $357,000 | 2.12% |
| 13 | VERIZON COMMUNICATIONS INC | VZ | 8,865 | $344,000 | 2.04% |
| 14 | VIRTUS EQUITY & CONV INCM FD | 92841M101 | 17,208 | $342,000 | 2.03% |
| 15 | ALLIANCEBERNSTEIN GLOBAL HIG | AWF | 33,720 | $333,000 | 1.98% |
| 16 | BLACKROCK CORPOR HI YLD FD I | BLK | 37,295 | $327,000 | 1.94% |
| 17 | BLACKROCK CR ALLOCATION INCO | BLK | 30,551 | $318,000 | 1.89% |
| 18 | AFC GAMMA INC | AFCG | 26,000 | $315,000 | 1.87% |
| 19 | CAPITAL SOUTHWEST CORP | CSWC | 17,217 | $312,000 | 1.85% |
| 20 | ISHARES TR | 464287465 | 4,168 | $307,000 | 1.82% |
| 21 | INVESCO QQQ TR | IVZ | 931 | $300,000 | 1.78% |
| 22 | ADAMS DIVERSIFIED EQUITY FD | 006212104 | 18,979 | $299,000 | 1.78% |
| 23 | CALAMOS STRATEGIC TOTAL RETU | CSQ | 21,472 | $295,000 | 1.75% |
| 24 | SPDR S&P 500 ETF TR | SPY | 701 | $291,000 | 1.73% |
| 25 | EATON VANCE TAX ADVT DIV INC | ETN | 12,148 | $277,000 | 1.65% |
| 26 | GABELLI DIVID & INCOME TR | 36242H104 | 12,902 | $271,000 | 1.61% |
| 27 | VICTORY CAP HLDGS INC | 92645B103 | 8,586 | $262,000 | 1.56% |
| 28 | BLACKROCK MULTI SECTOR INC T | BLK | 17,718 | $261,000 | 1.55% |
| 29 | HANCOCK JOHN TAX-ADVANTAGED | 41013V100 | 11,904 | $256,000 | 1.52% |
| 30 | ISHARES TR | 464288513 | 3,380 | $255,000 | 1.51% |
| 31 | JEFFERIES FINL GROUP INC | 47233W109 | 7,840 | $251,000 | 1.49% |
| 32 | ORION OFFICE REIT INC | ONL | 39,412 | $242,000 | 1.44% |
| 33 | MERCK & CO INC | MRK | 2,088 | $241,000 | 1.43% |
| 34 | COHEN & STEERS QUALITY INCOM | 19247L106 | 20,468 | $240,000 | 1.43% |
| 35 | VANGUARD INTL EQUITY INDEX F | 922042858 | 5,841 | $235,000 | 1.40% |
| 36 | WALMART INC | WMT | 1,456 | $220,000 | 1.31% |
| 37 | COHEN & STEERS LTD DURATION | 19248C105 | 11,768 | $207,000 | 1.23% |
| 38 | QUEST DIAGNOSTICS INC | DGX | 1,462 | $203,000 | 1.21% |
| 39 | PERELLA WEINBERG PARTNERS | PWP | 25,318 | $200,000 | 1.19% |
| 40 | WISDOMTREE INC | WT | 27,887 | $174,000 | 1.03% |
| 41 | PITNEY BOWES INC | PBI-PB | 47,154 | $166,000 | 0.99% |
| 42 | TEMPLETON EMERGING MKTS INCO | 880192109 | 31,739 | $161,000 | 0.96% |
| 43 | SLR INVESTMENT CORP | SLRC | 10,834 | $157,000 | 0.93% |
| 44 | MEDICAL PPTYS TRUST INC | 58463J304 | 15,802 | $139,000 | 0.83% |
| 45 | NUVEEN PENNSYLVANIA QLT MUN | NU | 12,013 | $136,000 | 0.81% |
| 46 | EATON VANCE MUN BD FD | ETN | 13,051 | $134,000 | 0.80% |
| 47 | NUVEEN QUALITY MUNCP INCOME | NU | 11,584 | $133,000 | 0.79% |
| 48 | BLACKROCK MUNICIPAL INCOME | BLK | 11,432 | $131,000 | 0.78% |
| 49 | ALLIANCEBERNSTEIN NATL MUN I | 01864U106 | 12,100 | $130,000 | 0.77% |
| 50 | NUVEEN AMT FREE QLTY MUN INC | NU | 11,664 | $130,000 | 0.77% |
| 51 | POP CULTURE GROUP CO LTD | CPOP | 12,500 | $9,000 | 0.05% |