13F HOLDINGS REPORT
Cowen Investment Management LLC
Quarter ended Q1 2023 · Filed February 13, 2023 · Accession 0001085146-23-001144
Total Value
$492.2M
Positions
196
Other Managers
0
Confidential Omitted
No
Holdings (196)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SUMITOMO MITSUI FINL GROUP I | 86562M209 | 6,643,875 | $53.3M | 10.83% |
| 2 | PROTERRA INC | 74374T109 | 10,574,685 | $39.9M | 8.10% |
| 3 | MITSUBISHI UFJ FINL GROUP IN | 606822104 | 2,246,500 | $15.0M | 3.04% |
| 4 | DHC ACQUISITION CORP | G2758T109 | 1,190,000 | $12.0M | 2.43% |
| 5 | BURTECH ACQUISITION CORP | 123013104 | 1,119,000 | $11.4M | 2.31% |
| 6 | HERTZ GLOBAL HLDGS INC | HTZWW | 1,521,877 | $11.3M | 2.31% |
| 7 | LOGISTICS INNOVTN TECHNLGS C | 54141L100 | 1,070,000 | $10.6M | 2.16% |
| 8 | LEO HLDGS CORP II | G5463R102 | 1,025,000 | $10.3M | 2.10% |
| 9 | LLOYDS BANKING GROUP PLC | LLOBF | 4,421,183 | $9.7M | 1.98% |
| 10 | DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | 800,000 | $8.0M | 1.62% |
| 11 | JAWS MUSTANG ACQUISITION COR | JWSWF | 700,000 | $7.1M | 1.44% |
| 12 | CONCORD ACQUISITION CORP II | CNDAW | 700,000 | $7.0M | 1.41% |
| 13 | CHURCHILL CAPITAL CORP V | 17144T107 | 647,000 | $6.4M | 1.31% |
| 14 | TWELVE SEAS INVESTMENT CO II | TWLVU | 600,000 | $6.0M | 1.23% |
| 15 | PRIVETERRA ACQUISITION CORP | 74275N102 | 575,000 | $5.8M | 1.17% |
| 16 | AFRICAN GOLD ACQUISITION COR | G0112R108 | 550,000 | $5.5M | 1.12% |
| 17 | GRAF ACQUISITION CORP IV | 384272100 | 550,000 | $5.5M | 1.11% |
| 18 | CARTESIAN GROWTH CORP II | REEWF | 500,000 | $5.2M | 1.06% |
| 19 | RENTOKIL INITIAL PLC | RKLIF | 168,233 | $5.2M | 1.05% |
| 20 | JACK CREEK INVESTMENT CORP | G4989X115 | 500,000 | $5.1M | 1.03% |
| 21 | SVF INVESTMENT CORP | G8601L102 | 500,000 | $5.1M | 1.03% |
| 22 | ARES ACQUISITION CORPORATION | G33032106 | 500,000 | $5.0M | 1.02% |
| 23 | M3 BRIGADE ACQUISITION II CO | 553800103 | 500,000 | $5.0M | 1.02% |
| 24 | AIMFINITY INVESTMENT CORP I | AIMWF | 479,715 | $4.8M | 0.98% |
| 25 | INDEPENDENCE HOLDINGS CORP | G4761A119 | 475,000 | $4.8M | 0.97% |
| 26 | NORTHERN STAR INVEST CORP II | NTRSO | 449,900 | $4.5M | 0.92% |
| 27 | LAZARD GROWTH ACQUISITION CO | LAZ | 425,000 | $4.3M | 0.87% |
| 28 | BLACK MOUNTAIN ACQ CORP | 09216A108 | 400,000 | $4.1M | 0.83% |
| 29 | BLEUACACIA LTD | G11728121 | 400,000 | $4.1M | 0.83% |
| 30 | G SQUARED ASCEND II INC | G42041106 | 400,000 | $4.1M | 0.82% |
| 31 | CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | 372,041 | $3.8M | 0.76% |
| 32 | TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | 350,000 | $3.5M | 0.72% |
| 33 | SUSTAINABLE DEVELP ACQU I CO | 86934L103 | 350,000 | $3.5M | 0.72% |
| 34 | ANZU SPECIAL ACQUISITIN CORP | 03737A101 | 350,000 | $3.5M | 0.71% |
| 35 | CHURCHILL CAPITAL CORP VI | 17143W200 | 350,000 | $3.5M | 0.71% |
| 36 | ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | 325,000 | $3.3M | 0.67% |
| 37 | SCION TECH GROWTH II | G31070108 | 316,932 | $3.2M | 0.65% |
| 38 | WORLD QUANTUM GROWTH ACQUISI | G5596W101 | 300,000 | $3.1M | 0.62% |
| 39 | SLAM CORP | SLAMF | 300,000 | $3.0M | 0.62% |
| 40 | SUPERNOVA PARTN ACQ CO III L | G8T90F110 | 300,000 | $3.0M | 0.61% |
| 41 | FAR PEAK ACQUISITION CORP | G3312L103 | 300,000 | $3.0M | 0.61% |
| 42 | FUSION ACQUISITION CORP II | 36118N102 | 300,000 | $3.0M | 0.61% |
| 43 | MIZUHO FINANCIAL GROUP INC | MZHOF | 1,000,000 | $2.8M | 0.58% |
| 44 | JAWS HURRICANE ACQUISITN COR | 47201B103 | 275,000 | $2.7M | 0.56% |
| 45 | AGILE GROWTH CORP | AGBK | 270,000 | $2.7M | 0.55% |
| 46 | LIBERTY MEDIA CORP DEL | FWONB | 69,476 | $2.7M | 0.55% |
| 47 | DMY TECHNOLOGY GROUP INC VI | 233247105 | 255,000 | $2.6M | 0.52% |
| 48 | DECARBONIZATION PLUS ACQUISI | G2773W103 | 250,000 | $2.6M | 0.52% |
| 49 | SHOULDERUP TECHNOLOGY ACQUIS | 82537G203 | 250,000 | $2.5M | 0.51% |
| 50 | L CATTERTON ASIA ACQUISITION | G5346G125 | 250,000 | $2.5M | 0.51% |
| 51 | NOBLE ROCK ACQUISITION CORP | NE-WT | 250,000 | $2.5M | 0.51% |
| 52 | CATALYST PARTNRS ACQUISITN C | G19550105 | 250,000 | $2.5M | 0.51% |
| 53 | COLISEUM ACQUISITION CORP | G2263T115 | 250,000 | $2.5M | 0.51% |
| 54 | COLOMBIER ACQUISITION CORP | CLBR-WT | 250,000 | $2.5M | 0.51% |
| 55 | MELI KASZEK PIONEER CORP | G5S74L106 | 250,000 | $2.5M | 0.51% |
| 56 | PERIDOT ACQUISITION CORP II | G7008B105 | 235,000 | $2.4M | 0.48% |
| 57 | ABG ACQUISITION CORP I | G00496102 | 225,000 | $2.3M | 0.46% |
| 58 | VALUENCE MERGER CORP I | VMCWF | 200,000 | $2.2M | 0.44% |
| 59 | PROSPECTOR CAPITAL CORP | G7273A105 | 215,000 | $2.1M | 0.43% |
| 60 | ICONIC SPORTS ACQUISITION CO | ICLR | 200,000 | $2.1M | 0.42% |
| 61 | BANNIX ACQUISITION CORP | 066644105 | 200,000 | $2.0M | 0.41% |
| 62 | M3 BRIGADE ACQUISITION III | 55407R103 | 200,000 | $2.0M | 0.41% |
| 63 | ROSS ACQUISITION CORP II | G7641C106 | 200,000 | $2.0M | 0.41% |
| 64 | SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | 200,000 | $2.0M | 0.41% |
| 65 | FTAC HERA ACQUISITION CORP | G3728Y103 | 200,000 | $2.0M | 0.41% |
| 66 | FREEDOM ACQUISITION I CORP | FRHC | 200,000 | $2.0M | 0.41% |
| 67 | ELLIOTT OPPORTUNITY II CORP | G30092103 | 200,000 | $2.0M | 0.41% |
| 68 | FORUM MERGER IV CORP | 349875104 | 200,000 | $2.0M | 0.41% |
| 69 | TECH AND ENERGY TRANSITION | 87823R102 | 200,000 | $2.0M | 0.41% |
| 70 | ZIMMER ENERGY TRANSITION ACQ | 989570106 | 200,000 | $2.0M | 0.40% |
| 71 | BILANDER ACQUISITION CORP | 09001T205 | 200,000 | $2.0M | 0.40% |
| 72 | PANACEA ACQUISITION CORP II | G6882C106 | 195,000 | $2.0M | 0.40% |
| 73 | COLONNADE ACQUISITION CORP I | G2284B101 | 190,000 | $1.9M | 0.39% |
| 74 | ISTAR INC | 45031U101 | 237,872 | $1.8M | 0.37% |
| 75 | PINE TECHNOLOGY ACQUISITN CO | 722850104 | 167,000 | $1.7M | 0.34% |
| 76 | EVE MOBILITY ACQUISITION COR | EVEX-WT | 150,000 | $1.5M | 0.31% |
| 77 | DP CAP ACQUISITION CORP I | G2R05B100 | 150,000 | $1.5M | 0.31% |
| 78 | FUTURETECH II ACQUISITION CO | FUTU | 150,000 | $1.5M | 0.31% |
| 79 | ACHARI VENTURES HLDGS CORP I | 00444X101 | 150,000 | $1.5M | 0.31% |
| 80 | PIVOTAL INVESTMENT CORP III | 72582M106 | 150,000 | $1.5M | 0.31% |
| 81 | WARBURG PINCUS CAPTAL CORP I | G9460M108 | 150,000 | $1.5M | 0.31% |
| 82 | INDEPENDENCE HOLDINGS CORP | G4761A101 | 150,000 | $1.5M | 0.31% |
| 83 | FUSION ACQUISITION CORP II | 36118N201 | 150,000 | $1.5M | 0.31% |
| 84 | TORTOISEECOFIN ACQUISITION C | G8956E208 | 150,000 | $1.5M | 0.31% |
| 85 | AMCI ACQUISITION CORP II | 00166R209 | 150,000 | $1.5M | 0.30% |
| 86 | KHOSLA VENTURES ACQUISITION | 482504107 | 150,000 | $1.5M | 0.30% |
| 87 | DRAGONEER GROWTH OPT CORP II | G28315102 | 150,000 | $1.5M | 0.30% |
| 88 | CORAZON CAPITAL V838 MONOCER | G24237102 | 140,000 | $1.4M | 0.29% |
| 89 | SPDR S&P 500 ETF TR | SPY | 186,500 | $1.4M | 0.29% |
| 90 | BYTE ACQUISITION CORP | G1R25Q105 | 125,000 | $1.3M | 0.26% |
| 91 | VECTOR ACQUISITION CORP II | G9460A104 | 116,000 | $1.2M | 0.24% |
| 92 | IMPERIAL OIL LTD | IMO | 23,776 | $1.2M | 0.24% |
| 93 | MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | 112,500 | $1.1M | 0.23% |
| 94 | FINTECH ECOSYSTEM DEVE | 318136207 | 100,000 | $1.0M | 0.21% |
| 95 | AP ACQUISITION CORP | G04058122 | 100,000 | $1.0M | 0.21% |
| 96 | CARTICA ACQUISITION CORP | G1995D125 | 100,000 | $1.0M | 0.21% |
| 97 | ENTERPRISE 4.0 TEC ACQSTN CO | G3137C122 | 100,000 | $1.0M | 0.21% |
| 98 | GAMES & ESPORTS EXPRNC ACQ C | G3731J119 | 100,000 | $1.0M | 0.21% |
| 99 | INVESTCORP INDIA ACQUISTN CO | G49219119 | 100,000 | $1.0M | 0.21% |
| 100 | ALPHA STAR ACQUISITION CORP | ALSWF | 100,000 | $1.0M | 0.21% |
| 101 | BATTERY FUTURE ACQUISITION C | G0888J116 | 100,000 | $1.0M | 0.21% |
| 102 | LIV CAPITAL ACQUISITN CORP I | G5510R121 | 100,000 | $1.0M | 0.21% |
| 103 | LAVA MEDTECH ACQUISITION COR | 519345201 | 100,000 | $1.0M | 0.21% |
| 104 | JATT ACQUISITION CORP | ZURA | 100,000 | $1.0M | 0.21% |
| 105 | CIIG CAPITAL PARTNERS II INC | 12561U109 | 100,000 | $1.0M | 0.21% |
| 106 | CONCORD ACQUISITION CORP III | CNDAW | 100,000 | $1.0M | 0.21% |
| 107 | SPORTSMAP TECH ACQUISITIN CO | 84921J207 | 100,000 | $1.0M | 0.21% |
| 108 | PROOF ACQUISITION CORP I | 74349W203 | 100,000 | $1.0M | 0.21% |
| 109 | JUNIPER II CORP | 48203N103 | 100,000 | $1.0M | 0.21% |
| 110 | SPRINGWATER SPL SITUATIONS C | 85205U206 | 100,000 | $1.0M | 0.21% |
| 111 | PIONEER MERGER CORP | G7S24C103 | 100,000 | $1.0M | 0.21% |
| 112 | NORTHVIEW ACQUISITION CORP | 66718N103 | 100,000 | $1.0M | 0.21% |
| 113 | PEPPERLIME HEALTH ACQUSTN CO | G70021129 | 100,000 | $1.0M | 0.21% |
| 114 | TZP STRATEGIES ACQUISTN CORP | G91595127 | 100,000 | $1.0M | 0.21% |
| 115 | PONTEM CORPORATION | G71707114 | 100,000 | $1.0M | 0.21% |
| 116 | PROGRESS ACQUISITION CORP | PRG | 100,000 | $1.0M | 0.21% |
| 117 | PYROPHYTE ACQUISITION CORP | PAII-WT | 100,000 | $1.0M | 0.21% |
| 118 | REDWOODS ACQUISITION CORP | RWTQ | 100,000 | $1.0M | 0.21% |
| 119 | VPC IMPACT ACQUISITION HLDG | G9460L126 | 100,000 | $1.0M | 0.21% |
| 120 | WARBURG PINCUS CAPTAL CORP I | G9461D107 | 100,000 | $1.0M | 0.21% |
| 121 | GLOBAL PARTNER ACQISTN CORP | G3934P110 | 100,000 | $1.0M | 0.21% |
| 122 | POWERED BRANDS | G7209M124 | 100,000 | $1.0M | 0.21% |
| 123 | FRONTIER ACQUISITION CORP | G36826116 | 100,000 | $1.0M | 0.20% |
| 124 | BLUERIVER ACQUISITION CORP | G1261Q123 | 100,000 | $1.0M | 0.20% |
| 125 | LAZARD GROWTH ACQUISITION CO | LAZ | 100,000 | $1.0M | 0.20% |
| 126 | PLUM ACQUISITION CORP I | G7134L126 | 100,000 | $1.0M | 0.20% |
| 127 | LDH GROWTH CORP I | G54094100 | 100,000 | $1.0M | 0.20% |
| 128 | VALOR LATITUDE ACQUISITN COR | G9460N114 | 100,000 | $1.0M | 0.20% |
| 129 | SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | 100,000 | $1.0M | 0.20% |
| 130 | JAWS JUGGERNAUT ACQUISITN CO | G50735102 | 100,000 | $1.0M | 0.20% |
| 131 | FTAC PARNASSUS ACQUISITN COR | 30319B108 | 100,000 | $1.0M | 0.20% |
| 132 | BUILD ACQUISITION CORP | 12008J105 | 100,000 | $1.0M | 0.20% |
| 133 | GOLDEN ARROW MERGER CORP | NVGLF | 100,000 | $1.0M | 0.20% |
| 134 | STONEBRIDGE ACQUISITION CORP | APACU | 100,000 | $1.0M | 0.20% |
| 135 | MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | 100,000 | $1.0M | 0.20% |
| 136 | COMPASS DIGITAL ACQUISITN CO | COMP | 100,000 | $998,000 | 0.20% |
| 137 | CHURCHILL CAPITAL CORP VII | 17144M201 | 100,000 | $996,010 | 0.20% |
| 138 | WORLDWIDE WEBB ACQUISITION C | G97775129 | 100,000 | $995,000 | 0.20% |
| 139 | FORTRESS CAPITAL ACQUISITION | G36427113 | 100,000 | $990,000 | 0.20% |
| 140 | CORSAIR PARTNERING CORP | G2540H124 | 100,000 | $988,000 | 0.20% |
| 141 | LIBERTY BROADBAND CORP | LBRDP | 12,682 | $961,930 | 0.20% |
| 142 | G SQUARED ASCEND I INC | G4204R125 | 85,000 | $856,809 | 0.17% |
| 143 | SIRIUS XM HOLDINGS INC | SIRI | 400,000 | $805,000 | 0.16% |
| 144 | RUBICON TECHNOLOGIES INC | RUBI | 440,529 | $784,142 | 0.16% |
| 145 | ITIQUIRA ACQUISITION CORP | G49773107 | 77,500 | $781,975 | 0.16% |
| 146 | INVESTCORP EUROPE ACQUISITIO | G4923T121 | 75,000 | $779,250 | 0.16% |
| 147 | FTAC HERA ACQUISITION CORP | G3728Y129 | 75,000 | $756,000 | 0.15% |
| 148 | KAIROS ACQUISITION CORP | G52110122 | 75,000 | $754,748 | 0.15% |
| 149 | SOMALOGIC INC | 83444K105 | 247,226 | $620,537 | 0.13% |
| 150 | INFINT ACQUISITION CORP | CURR | 50,000 | $518,000 | 0.11% |
| 151 | AULT DISRUPTIVE TECHS CORP | 05150A104 | 50,000 | $512,500 | 0.10% |
| 152 | CONCORD ACQUISITION CORP III | CNDAW | 531,061 | $511,173 | 0.10% |
| 153 | PERCEPTION CAPITAL CORP II | G7007D128 | 50,000 | $510,500 | 0.10% |
| 154 | ARES ACQUISITION CORPORATION | G33032114 | 50,000 | $508,500 | 0.10% |
| 155 | ADARA ACQUISITION CORP | 00653H201 | 50,000 | $505,000 | 0.10% |
| 156 | AUTHENTIC EQUITY ACQUISTN CO | AHRO | 50,000 | $505,000 | 0.10% |
| 157 | ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | 50,000 | $504,505 | 0.10% |
| 158 | AURORA ACQUISITION CORP | G0698L103 | 50,000 | $504,500 | 0.10% |
| 159 | SVF INVESTMENT CORP 2 | G8601M100 | 50,000 | $504,500 | 0.10% |
| 160 | WARBURG PINCUS CAPTAL CORP I | G9461D123 | 50,000 | $504,000 | 0.10% |
| 161 | PATHFINDER ACQUISITION CORP | G04119106 | 50,000 | $503,500 | 0.10% |
| 162 | SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | 50,000 | $502,500 | 0.10% |
| 163 | TWELVE SEAS INVESTMENT CO II | TWLVU | 50,000 | $502,500 | 0.10% |
| 164 | APOLLO STRATEGIC GRWT CPTL I | G0412A110 | 50,000 | $501,500 | 0.10% |
| 165 | HEARTLAND MEDIA ACQUISITION | 42237V207 | 50,000 | $501,500 | 0.10% |
| 166 | ANZU SPECIAL ACQUISITIN CORP | 03737A200 | 50,000 | $500,500 | 0.10% |
| 167 | ANTHEMIS DIGITAL ACQUISITION | G03959122 | 40,000 | $408,000 | 0.08% |
| 168 | DIAMONDHEAD HOLDINGS CORP | 25278L204 | 40,000 | $402,000 | 0.08% |
| 169 | SIRIUSPOINT LTD | SPNT | 67,613 | $398,917 | 0.08% |
| 170 | LIBERTY TRIPADVISOR HLDGS IN | 531465102 | 572,265 | $383,189 | 0.08% |
| 171 | BANCO SANTANDER MEXICO SA | 05969B103 | 58,608 | $353,406 | 0.07% |
| 172 | TABOOLA.COM LTD | TBLAW | 697,500 | $342,054 | 0.07% |
| 173 | SPDR SER TR | 78464A870 | 67,700 | $277,570 | 0.06% |
| 174 | STEEL CONNECT INC | 858098106 | 193,482 | $276,679 | 0.06% |
| 175 | ENERGY VAULT HOLDINGS INC | NRGV | 66,911 | $208,762 | 0.04% |
| 176 | YAMANA GOLD INC | 98462Y100 | 35,000 | $194,250 | 0.04% |
| 177 | ATENTO S A | L0427L204 | 14,977 | $63,353 | 0.01% |
| 178 | INNOVATE CORP | VATE | 25,000 | $46,750 | 0.01% |
| 179 | SNDL INC | SNDL | 10,310 | $21,548 | 0.00% |
| 180 | APOLLO STRATEGIC GRWT CPTL I | G0412A128 | 100,000 | $14,000 | 0.00% |
| 181 | AVEPOINT INC | AVPT | 25,000 | $14,000 | 0.00% |
| 182 | BM TECHNOLOGIES INC | 05591L115 | 25,000 | $13,000 | 0.00% |
| 183 | ARDAGH METAL PACKAGING S A | AMPWF | 25,000 | $11,000 | 0.00% |
| 184 | GRAB HOLDINGS LIMITED | GRABW | 19,900 | $10,692 | 0.00% |
| 185 | JATT ACQUISITION CORP | G50752123 | 50,000 | $7,500 | 0.00% |
| 186 | LIGHTJUMP ACQUISITION CORP | 53228M114 | 50,000 | $7,400 | 0.00% |
| 187 | CRIXUS BH3 ACQUISITION CO | SAFX | 50,000 | $5,930 | 0.00% |
| 188 | P3 HEALTH PARTNERS INC | PIIIW | 25,000 | $3,500 | 0.00% |
| 189 | AEQUI ACQUISITION CORP | 00775W110 | 116,666 | $3,267 | 0.00% |
| 190 | ADIT EDTECH ACQUISITION CORP | 007024110 | 50,000 | $3,000 | 0.00% |
| 191 | FATHOM DIGITAL MFG CORP | FTHM | 25,000 | $2,075 | 0.00% |
| 192 | CARNEY TECHNOLOGY ACQU CORP | 143636116 | 28,333 | $1,904 | 0.00% |
| 193 | EUCRATES BIOMEDICAL ACQU COR | G3141W122 | 33,333 | $1,853 | 0.00% |
| 194 | UWM HOLDINGS CORPORATION | UWMC | 12,044 | $1,506 | 0.00% |
| 195 | PRIVETERRA ACQUISITION CORP | 74275N110 | 25,000 | $1,140 | 0.00% |
| 196 | GELESIS HLDGS INC | 36850R113 | 100,000 | $890 | 0.00% |