13F HOLDINGS REPORT

Breakwater Capital Group

Quarter ended Q1 2023 · Filed February 2, 2023 · Accession 0001085146-23-000585

Total Value

$191.1M

Positions

168

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (168)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	70,647	$9.2M	4.80%
2	ISHARES TR	464287598	58,523	$8.9M	4.64%
3	INVESCO EXCHANGE TRADED FD T	IVZ	58,741	$8.3M	4.34%
4	INVESCO EXCHANGE TRADED FD T	IVZ	39,329	$6.1M	3.19%
5	VANGUARD INDEX FDS	922908363	12,549	$4.4M	2.31%
6	ISHARES TR	464287200	11,448	$4.4M	2.30%
7	SPDR SER TR	78464A508	106,534	$4.1M	2.17%
8	SPDR SER TR	78464A409	80,926	$4.1M	2.15%
9	ISHARES TR	46434V100	82,809	$4.0M	2.07%
10	VANGUARD INDEX FDS	922908744	25,805	$3.6M	1.90%
11	J P MORGAN EXCHANGE TRADED F	46641Q761	89,115	$3.5M	1.81%
12	ISHARES TR	464288414	30,754	$3.2M	1.70%
13	CAPITAL GROUP FIXED INCOME E	14020Y102	140,159	$3.1M	1.63%
14	SPDR SER TR	78464A474	104,057	$3.1M	1.60%
15	ISHARES TR	46429B747	30,507	$3.0M	1.55%
16	ISHARES TR	464287507	11,989	$2.9M	1.52%
17	MICROSOFT CORP	MSFT	11,984	$2.9M	1.50%
18	PROSHARES TR	74348A467	29,329	$2.6M	1.38%
19	CAMBRIA ETF TR	132061201	44,127	$2.6M	1.37%
20	ISHARES TR	464287614	11,224	$2.4M	1.26%
21	TRANE TECHNOLOGIES PLC	TT	13,849	$2.3M	1.22%
22	VANGUARD SCOTTSDALE FDS	92206C870	28,748	$2.2M	1.17%
23	ISHARES TR	464287804	23,508	$2.2M	1.16%
24	COLUMBIA ETF TR II	19762B202	86,537	$2.2M	1.16%
25	ISHARES TR	46432F339	19,388	$2.2M	1.16%
26	ISHARES TR	46435U861	51,187	$1.9M	1.00%
27	VANECK ETF TRUST	92189F387	83,921	$1.9M	0.98%
28	ISHARES TR	46435G474	75,875	$1.9M	0.98%
29	VANGUARD INDEX FDS	922908611	11,648	$1.8M	0.97%
30	AMAZON COM INC	AMZN	21,703	$1.8M	0.95%
31	VANGUARD WORLD FD	921910816	10,554	$1.8M	0.95%
32	VANGUARD MUN BD FDS	922907746	36,105	$1.8M	0.93%
33	SPDR S&P MIDCAP 400 ETF TR	MDY	3,669	$1.6M	0.85%
34	VANGUARD WHITEHALL FDS	921946810	22,915	$1.6M	0.83%
35	PIMCO ETF TR	72201R775	17,348	$1.6M	0.82%
36	ISHARES TR	464287622	7,445	$1.6M	0.82%
37	BERKSHIRE HATHAWAY INC DEL	BRK-A	4,885	$1.5M	0.79%
38	VANGUARD SCOTTSDALE FDS	92206C409	19,964	$1.5M	0.79%
39	MERCK & CO INC	MRK	13,331	$1.5M	0.77%
40	EXXON MOBIL CORP	XOM	13,275	$1.5M	0.77%
41	WISDOMTREE TR	WT	39,168	$1.4M	0.74%
42	SPDR SER TR	78468R739	29,183	$1.4M	0.72%
43	WISDOMTREE TR	WT	26,266	$1.3M	0.67%
44	ISHARES TR	464288885	15,180	$1.3M	0.67%
45	INVESCO EXCH TRADED FD TR II	IVZ	30,142	$1.3M	0.66%
46	DIMENSIONAL ETF TRUST	25434V302	56,741	$1.2M	0.65%
47	ISHARES TR	464287663	17,181	$1.2M	0.63%
48	PFIZER INC	PFE	23,578	$1.2M	0.63%
49	HOME DEPOT INC	HD	3,818	$1.2M	0.63%
50	INVESCO EXCHANGE TRADED FD T	IVZ	68,984	$1.2M	0.60%
51	ISHARES TR	464287168	9,500	$1.1M	0.60%
52	SPDR S&P 500 ETF TR	SPY	2,967	$1.1M	0.59%
53	ISHARES TR	46429B689	17,655	$1.1M	0.59%
54	FIDELITY MERRIMACK STR TR	316188309	24,859	$1.1M	0.59%
55	ORACLE CORP	ORCL-PD	13,556	$1.1M	0.58%
56	SCHWAB STRATEGIC TR	808524748	31,644	$989,191	0.52%
57	ISHARES TR	464288273	17,090	$965,243	0.51%
58	DIMENSIONAL ETF TRUST	25434V807	30,370	$923,248	0.48%
59	LILLY ELI & CO	LLY	2,438	$891,918	0.47%
60	ISHARES TR	464288604	24,515	$883,521	0.46%
61	INVESCO EXCHANGE TRADED FD T	IVZ	12,701	$878,909	0.46%
62	VANGUARD TAX-MANAGED FDS	921943858	20,751	$870,919	0.46%
63	ALPHABET INC	GOOG	9,437	$837,345	0.44%
64	DEERE & CO	DE	1,927	$826,221	0.43%
65	SPDR SER TR	78468R853	22,214	$821,252	0.43%
66	ISHARES TR	464287705	8,129	$819,403	0.43%
67	BRISTOL-MYERS SQUIBB CO	CELG-RI	11,298	$812,891	0.43%
68	JOHNSON & JOHNSON	JNJ	4,584	$809,764	0.42%
69	BLACKROCK MUN TARGET TERM TR	BLK	36,125	$769,101	0.40%
70	ISHARES TR	464287309	12,706	$743,281	0.39%
71	ISHARES TR	464287242	6,956	$733,371	0.38%
72	BANK AMERICA CORP	060505104	22,045	$730,130	0.38%
73	INGERSOLL RAND INC	IR	13,748	$718,333	0.38%
74	JPMORGAN CHASE & CO	VYLD	5,263	$705,768	0.37%
75	DIMENSIONAL ETF TRUST	25434V872	16,664	$691,889	0.36%
76	HONEYWELL INTL INC	438516106	3,216	$689,189	0.36%
77	INVESCO EXCHANGE TRADED FD T	IVZ	8,190	$676,494	0.35%
78	LOWES COS INC	548661107	3,340	$665,462	0.35%
79	UNITEDHEALTH GROUP INC	UNH	1,209	$640,988	0.34%
80	VANGUARD INDEX FDS	922908769	3,207	$613,146	0.32%
81	ISHARES TR	464288513	8,255	$607,816	0.32%
82	PEPSICO INC	PEP	3,348	$604,850	0.32%
83	LOCKHEED MARTIN CORP	LMT	1,227	$596,923	0.31%
84	CVS HEALTH CORP	CVS	5,999	$559,047	0.29%
85	WISDOMTREE TR	WT	17,135	$552,175	0.29%
86	DISNEY WALT CO	254687106	6,336	$550,472	0.29%
87	UNITED PARCEL SERVICE INC	UPS	3,131	$544,293	0.28%
88	CONSOLIDATED EDISON INC	ED	5,670	$540,420	0.28%
89	INVESCO QQQ TR	IVZ	2,025	$539,217	0.28%
90	COMCAST CORP NEW	CCZ	14,831	$518,640	0.27%
91	STRYKER CORPORATION	SYK	2,066	$505,116	0.26%
92	NORFOLK SOUTHN CORP	655844108	2,044	$503,682	0.26%
93	AMERICAN EXPRESS CO	AXP	3,391	$501,020	0.26%
94	QUALCOMM INC	QCOM	4,555	$500,777	0.26%
95	PROCTER AND GAMBLE CO	742718109	3,233	$489,993	0.26%
96	VANGUARD ADMIRAL FDS INC	921932828	2,764	$479,029	0.25%
97	JANUS DETROIT STR TR	47103U209	9,188	$478,603	0.25%
98	WELLS FARGO CO NEW	949746101	11,007	$454,479	0.24%
99	VANECK ETF TRUST	92189H409	8,961	$452,979	0.24%
100	CISCO SYS INC	CSCO	9,453	$450,341	0.24%
101	ISHARES TR	46434V266	14,579	$437,370	0.23%
102	ISHARES TR	464288323	8,222	$430,833	0.23%
103	ISHARES TR	464288877	9,370	$429,896	0.22%
104	COCA COLA CO	KO	6,690	$425,551	0.22%
105	ABBVIE INC	ABBV	2,614	$422,449	0.22%
106	VANGUARD INDEX FDS	922908629	2,047	$417,199	0.22%
107	RAYTHEON TECHNOLOGIES CORP	RTX	4,004	$404,084	0.21%
108	DANAHER CORPORATION	235851102	1,522	$403,969	0.21%
109	VISA INC	V	1,925	$399,938	0.21%
110	ISHARES TR	46432F842	6,112	$376,744	0.20%
111	FIRSTENERGY CORP	FE	8,887	$372,721	0.20%
112	ALPHABET INC	GOOG	4,187	$369,419	0.19%
113	BOEING CO	BA-PA	1,937	$368,979	0.19%
114	DIAGEO PLC	DGEAF	1,945	$346,580	0.18%
115	SOUTHERN CO	SOMN	4,826	$344,632	0.18%
116	GENERAL ELECTRIC CO	369604301	4,111	$344,461	0.18%
117	MORGAN STANLEY	MS-PQ	4,030	$342,631	0.18%
118	NIKE INC	NKE	2,890	$338,159	0.18%
119	COLUMBIA ETF TR II	19762B509	17,047	$335,996	0.18%
120	DIMENSIONAL ETF TRUST	25434V740	14,722	$332,864	0.17%
121	VANGUARD SPECIALIZED FUNDS	921908844	2,180	$330,968	0.17%
122	PNC FINL SVCS GROUP INC	693475105	2,094	$330,726	0.17%
123	SELECT SECTOR SPDR TR	81369Y803	2,640	$328,522	0.17%
124	VANGUARD INDEX FDS	922908553	3,982	$328,435	0.17%
125	SELECT SECTOR SPDR TR	81369Y605	9,530	$325,939	0.17%
126	CIGNA CORP NEW	125523100	956	$316,761	0.17%
127	ISHARES TR	464287879	3,452	$315,172	0.16%
128	INVESCO EXCH TRADED FD TR II	IVZ	4,866	$310,937	0.16%
129	PUBLIC SVC ENTERPRISE GRP IN	744573106	5,004	$306,595	0.16%
130	SYSCO CORP	SYY	3,976	$303,965	0.16%
131	ISHARES TR	46432F834	5,231	$302,770	0.16%
132	NUVEEN N Y SELECT TAX FREE I	NU	26,053	$301,954	0.16%
133	ISHARES TR	464287465	4,545	$298,334	0.16%
134	INTEL CORP	INTC	11,211	$296,307	0.16%
135	ALLEGION PLC	ALLE	2,811	$295,886	0.15%
136	VANGUARD INDEX FDS	922908736	1,375	$293,026	0.15%
137	BHP GROUP LTD	BHPLF	4,644	$288,160	0.15%
138	VANECK ETF TRUST	92189F486	11,345	$282,264	0.15%
139	INVESCO EXCH TRADED FD TR II	IVZ	11,361	$281,014	0.15%
140	CATERPILLAR INC	CAT	1,165	$279,087	0.15%
141	CITIGROUP INC	C-PR	5,971	$270,068	0.14%
142	VANGUARD INDEX FDS	922908637	1,538	$267,920	0.14%
143	ISHARES INC	46434G103	5,650	$263,855	0.14%
144	EATON CORP PLC	ETN	1,667	$261,636	0.14%
145	WALMART INC	WMT	1,823	$258,483	0.14%
146	ABBOTT LABS	ABLZF	2,347	$257,677	0.13%
147	CUMMINS INC	CMI	1,054	$255,374	0.13%
148	HENRY SCHEIN INC	HSIC	3,148	$251,431	0.13%
149	CHEVRON CORP NEW	CVX	1,378	$247,337	0.13%
150	ISHARES INC	46434G764	5,083	$241,290	0.13%
151	CONOCOPHILLIPS	COP	2,026	$239,068	0.13%
152	ALTRIA GROUP INC	MO	5,080	$232,207	0.12%
153	ISHARES TR	464287655	1,318	$229,806	0.12%
154	NVIDIA CORPORATION	NVDA	1,562	$228,271	0.12%
155	TJX COS INC NEW	872540109	2,851	$226,940	0.12%
156	SELECT SECTOR SPDR TR	81369Y704	2,292	$225,097	0.12%
157	NUVEEN NEW JERSEY QULT MUN F	NU	19,814	$223,898	0.12%
158	3M CO	MMM	1,863	$223,411	0.12%
159	EOG RES INC	EOG	1,684	$218,112	0.11%
160	WISDOMTREE TR	WT	5,180	$213,105	0.11%
161	FREEPORT-MCMORAN INC	FCX	5,551	$210,938	0.11%
162	VERIZON COMMUNICATIONS INC	VZ	5,352	$210,869	0.11%
163	DUKE ENERGY CORP NEW	DUKB	2,039	$209,997	0.11%
164	ISHARES TR	46429B267	9,123	$207,275	0.11%
165	BOSTON SCIENTIFIC CORP	BSX	4,333	$200,488	0.10%
166	VALLEY NATL BANCORP	919794107	11,755	$132,949	0.07%
167	BLACKROCK CORE BD TR	BLK	11,628	$120,699	0.06%
168	LLOYDS BANKING GROUP PLC	LLOBF	23,651	$52,032	0.03%