13F HOLDINGS REPORT

Pensionmark Financial Group, LLC

Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001062993-23-020790

Total Value

$504.8M

Positions

265

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (265)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR	46434V100	752,903	$36.1M	7.16%
2	ISHARES TR	464287879	329,889	$29.6M	5.86%
3	VANGUARD INDEX FDS	922908611	125,146	$20.0M	3.95%
4	ISHARES TR	464287408	118,935	$18.4M	3.64%
5	ISHARES TR	464287705	180,464	$18.3M	3.63%
6	SCHWAB STRATEGIC TR	808524805	534,705	$18.2M	3.60%
7	ISHARES TR	46432F834	293,704	$17.6M	3.49%
8	ISHARES TR	464287200	30,480	$13.1M	2.60%
9	VANGUARD INDEX FDS	922908512	96,703	$12.7M	2.51%
10	SCHWAB STRATEGIC TR	808524409	190,992	$12.3M	2.44%
11	SCHWAB STRATEGIC TR	808524862	245,545	$11.8M	2.33%
12	VANGUARD SCOTTSDALE FDS	92206C599	54,867	$10.5M	2.07%
13	SPDR S&P 500 ETF TR	SPY	23,590	$10.1M	2.01%
14	INVESCO EXCHANGE TRADED FD T	IVZ	266,868	$8.5M	1.68%
15	SCHWAB STRATEGIC TR	808524797	104,295	$7.4M	1.46%
16	ISHARES TR	46434V282	162,622	$7.1M	1.40%
17	ISHARES TR	464287457	87,178	$7.1M	1.40%
18	INVESCO QQQ TR	IVZ	17,818	$6.4M	1.27%
19	ISHARES TR	46434V613	145,383	$6.4M	1.26%
20	ISHARES TR	464287309	84,397	$5.8M	1.15%
21	ABRDN SILVER ETF TRUST	SIVR	239,908	$5.1M	1.01%
22	DBX ETF TR	233051200	140,448	$4.9M	0.97%
23	ISHARES TR	464287804	51,413	$4.9M	0.97%
24	ISHARES INC	464286533	80,416	$4.3M	0.85%
25	INNOVATOR ETFS TR	INHD	166,032	$4.2M	0.84%
26	ISHARES TR	46429B697	56,200	$4.1M	0.81%
27	SCHWAB STRATEGIC TR	808524839	86,816	$3.8M	0.76%
28	ISHARES TR	464287606	52,459	$3.8M	0.75%
29	APPLE INC	AAPL	21,094	$3.6M	0.72%
30	SCHWAB STRATEGIC TR	808524300	48,079	$3.5M	0.69%
31	VANGUARD INDEX FDS	922908363	8,679	$3.4M	0.68%
32	ISHARES TR	46432F842	51,971	$3.3M	0.66%
33	WALMART INC	WMT	20,631	$3.3M	0.65%
34	VANGUARD INDEX FDS	922908744	21,614	$3.0M	0.59%
35	ISHARES TR	464287150	30,786	$2.9M	0.58%
36	INNOVATOR ETFS TR	INHD	94,766	$2.9M	0.57%
37	ISHARES TR	464288877	59,004	$2.9M	0.57%
38	INNOVATOR ETFS TR	INHD	84,981	$2.9M	0.57%
39	ISHARES TR	464288414	27,461	$2.8M	0.56%
40	VANGUARD SCOTTSDALE FDS	92206C409	34,574	$2.6M	0.51%
41	ISHARES TR	46432F339	18,631	$2.5M	0.49%
42	ISHARES TR	464289438	15,746	$2.4M	0.48%
43	EA SERIES TRUST	02072L581	91,250	$2.4M	0.48%
44	ISHARES TR	464287887	20,924	$2.3M	0.46%
45	PROSHARES TR	74347X831	64,569	$2.3M	0.46%
46	VANGUARD INDEX FDS	922908553	29,647	$2.3M	0.45%
47	AMAZON COM INC	AMZN	17,629	$2.2M	0.44%
48	ISHARES TR	464288588	24,823	$2.2M	0.44%
49	ISHARES TR	464287440	23,858	$2.2M	0.43%
50	INNOVATOR ETFS TR	INHD	77,650	$2.2M	0.43%
51	SELECT SECTOR SPDR TR	81369Y506	21,773	$2.0M	0.39%
52	ISHARES U S ETF TR	46431W507	38,764	$1.9M	0.38%
53	CHEVRON CORP NEW	CVX	11,295	$1.9M	0.38%
54	VANGUARD BD INDEX FDS	921937835	26,512	$1.9M	0.37%
55	ISHARES TR	464288885	20,941	$1.8M	0.36%
56	AT&T INC	T-PC	120,051	$1.8M	0.36%
57	ALPS ETF TR	00162Q452	42,687	$1.8M	0.36%
58	INVESCO EXCHANGE TRADED FD T	IVZ	22,282	$1.8M	0.36%
59	ISHARES TR	46434V860	34,532	$1.8M	0.35%
60	VANGUARD INDEX FDS	922908629	8,320	$1.7M	0.34%
61	TESLA INC	TSLA	6,890	$1.7M	0.34%
62	INNOVATOR ETFS TR	INHD	65,525	$1.7M	0.33%
63	VANGUARD INDEX FDS	922908736	6,060	$1.7M	0.33%
64	ISHARES TR	46434V621	32,661	$1.6M	0.32%
65	INVESCO ACTIVELY MANAGED ETF	IVZ	36,204	$1.6M	0.32%
66	ABRDN GOLD ETF TRUST	00326A104	88,004	$1.6M	0.31%
67	SPDR SER TR	78464A201	21,055	$1.5M	0.31%
68	FIDELITY MERRIMACK STR TR	316188309	34,886	$1.5M	0.30%
69	AMERICAN CENTY ETF TR	025072885	20,122	$1.5M	0.29%
70	VANGUARD INDEX FDS	922908769	6,867	$1.5M	0.29%
71	ISHARES TR	464288646	27,722	$1.4M	0.27%
72	SPDR SER TR	78464A821	19,966	$1.4M	0.27%
73	VANGUARD MUN BD FDS	922907746	28,328	$1.4M	0.27%
74	VANGUARD INDEX FDS	922908751	7,124	$1.3M	0.27%
75	VANGUARD INDEX FDS	922908538	6,694	$1.3M	0.26%
76	ISHARES TR	464287226	13,613	$1.3M	0.25%
77	INNOVATOR ETFS TR	INHD	50,159	$1.3M	0.25%
78	MICROSOFT CORP	MSFT	3,973	$1.3M	0.25%
79	ISHARES TR	464287432	14,043	$1.2M	0.25%
80	SELECT SECTOR SPDR TR	81369Y803	7,531	$1.2M	0.24%
81	FIRST TR EXCHNG TRADED FD VI	33740F615	37,500	$1.2M	0.24%
82	EXXON MOBIL CORP	XOM	10,162	$1.2M	0.24%
83	INVESCO EXCHANGE TRADED FD T	IVZ	8,391	$1.2M	0.24%
84	ISHARES TR	464288208	19,391	$1.2M	0.23%
85	VANGUARD CHARLOTTE FDS	92203J407	23,864	$1.1M	0.23%
86	ISHARES INC	46434G103	23,779	$1.1M	0.22%
87	SCHWAB STRATEGIC TR	808524201	20,723	$1.0M	0.21%
88	AMERICAN CENTY ETF TR	025072703	18,489	$1.0M	0.20%
89	VANGUARD INTL EQUITY INDEX F	922042858	26,035	$1.0M	0.20%
90	VANGUARD TAX-MANAGED FDS	921943858	23,284	$1.0M	0.20%
91	VANGUARD INDEX FDS	922908595	4,656	$997,300	0.20%
92	VANGUARD BD INDEX FDS	921937819	13,688	$989,780	0.20%
93	SPDR SER TR	78464A284	40,997	$976,547	0.19%
94	ISHARES TR	464287598	6,369	$973,219	0.19%
95	ENERGY TRANSFER L P	ET-PI	69,080	$969,192	0.19%
96	ISHARES TR	464287242	9,278	$946,542	0.19%
97	ISHARES TR	46436E718	8,995	$905,527	0.18%
98	INNOVATOR ETFS TR	INHD	33,797	$903,180	0.18%
99	BERKSHIRE HATHAWAY INC DEL	BRK-A	2,574	$901,672	0.18%
100	SPDR SER TR	78464A359	13,230	$897,026	0.18%
101	SPDR DOW JONES INDL AVERAGE	78467X109	2,664	$894,766	0.18%
102	ISHARES TR	464287721	8,353	$877,137	0.17%
103	SPDR GOLD TR	GLD	5,085	$871,823	0.17%
104	HOME DEPOT INC	HD	2,876	$869,012	0.17%
105	ISHARES TR	464287176	8,333	$864,295	0.17%
106	ISHARES TR	46435G425	8,892	$838,577	0.17%
107	ISHARES TR	46429B747	8,381	$812,271	0.16%
108	ISHARES TR	46435U549	17,756	$804,363	0.16%
109	BLACKROCK ETF TRUST	BLK	16,837	$796,167	0.16%
110	INNOVATOR ETFS TR	INHD	31,686	$792,016	0.16%
111	ISHARES TR	464287614	2,939	$783,255	0.16%
112	VANGUARD ADMIRAL FDS INC	921932703	5,184	$774,431	0.15%
113	SPDR SER TR	78464A292	23,805	$772,710	0.15%
114	INNOVATOR ETFS TR	INHD	30,204	$758,706	0.15%
115	VANGUARD WHITEHALL FDS	921946885	12,285	$726,793	0.14%
116	VANGUARD WORLD FD	921910873	4,715	$716,067	0.14%
117	ISHARES TR	464288570	8,591	$702,086	0.14%
118	ACCENTURE PLC IRELAND	ACN	2,218	$681,170	0.13%
119	ISHARES TR	464288638	13,766	$669,716	0.13%
120	VANECK ETF TRUST	92189F676	4,585	$664,733	0.13%
121	INNOVATOR ETFS TR	INHD	21,634	$662,217	0.13%
122	ISHARES TR	46436E767	18,202	$633,152	0.13%
123	ISHARES SILVER TR	SLV	31,114	$632,859	0.13%
124	JPMORGAN CHASE & CO	VYLD	4,325	$627,187	0.12%
125	VANGUARD SCOTTSDALE FDS	92206C771	13,849	$606,305	0.12%
126	ISHARES TR	46432F396	4,160	$582,877	0.12%
127	SOUTHWEST AIRLS CO	844741108	21,509	$582,258	0.12%
128	INNOVATOR ETFS TR	INHD	22,350	$573,498	0.11%
129	TYSON FOODS INC	TSN	11,273	$569,174	0.11%
130	DANAHER CORPORATION	235851102	2,286	$567,157	0.11%
131	ISHARES TR	464288612	5,587	$566,131	0.11%
132	INNOVATOR ETFS TR	INHD	17,652	$552,684	0.11%
133	FIRST TR EXCHANGE-TRADED FD	33738R605	12,455	$551,756	0.11%
134	INVESCO EXCHANGE TRADED FD T	IVZ	5,966	$544,338	0.11%
135	ISHARES TR	46435G193	24,963	$543,195	0.11%
136	VANGUARD STAR FDS	921909768	9,923	$531,070	0.11%
137	ISHARES TR	464287507	2,120	$531,035	0.11%
138	PROSHARES TR	74348A467	5,984	$529,883	0.10%
139	SHERWIN WILLIAMS CO	SHW	2,074	$528,974	0.10%
140	JANUS DETROIT STR TR	47103U886	10,958	$525,651	0.10%
141	VANGUARD SCOTTSDALE FDS	92206C730	2,689	$523,441	0.10%
142	INNOVATOR ETFS TR	INHD	20,800	$521,588	0.10%
143	NVIDIA CORPORATION	NVDA	1,183	$514,707	0.10%
144	INVESCO EXCHANGE TRADED FD T	IVZ	14,850	$504,306	0.10%
145	AMGEN INC	AMGN	1,868	$502,044	0.10%
146	ISHARES TR	464288844	20,382	$491,427	0.10%
147	ISHARES TR	464288158	4,681	$481,488	0.10%
148	ISHARES TR	464289875	12,218	$475,647	0.09%
149	FIRST TR EXCHANGE-TRADED FD	33738R407	24,500	$462,315	0.09%
150	3M CO	MMM	4,920	$460,619	0.09%
151	ISHARES GOLD TR	IAU	13,000	$454,870	0.09%
152	ISHARES TR	46435G516	6,561	$453,574	0.09%
153	PROCTER AND GAMBLE CO	742718109	3,062	$446,581	0.09%
154	VANGUARD WHITEHALL FDS	921946810	6,147	$438,446	0.09%
155	VISA INC	V	1,905	$438,132	0.09%
156	INNOVATOR ETFS TR	INHD	14,579	$435,513	0.09%
157	FIDELITY COVINGTON TRUST	316092204	6,119	$427,443	0.08%
158	COCA COLA CO	KO	7,479	$422,115	0.08%
159	ISHARES TR	464287499	6,040	$420,241	0.08%
160	PROSHARES TR	74347X864	10,015	$412,318	0.08%
161	BROADCOM INC	AVGO	494	$410,645	0.08%
162	UNITEDHEALTH GROUP INC	UNH	805	$405,767	0.08%
163	ISHARES INC	46434G848	10,104	$401,727	0.08%
164	ISHARES TR	46436E759	7,018	$400,645	0.08%
165	ARROWHEAD PHARMACEUTICALS IN	ARWR	14,757	$396,521	0.08%
166	INNOVATOR ETFS TR	INHD	15,567	$388,206	0.08%
167	META PLATFORMS INC	META	1,259	$377,964	0.07%
168	RIVIAN AUTOMOTIVE INC	RIVN	15,496	$376,243	0.07%
169	INTEL CORP	INTC	10,544	$374,844	0.07%
170	VANGUARD BD INDEX FDS	921937827	4,986	$374,816	0.07%
171	ISHARES TR	46436E619	9,148	$373,696	0.07%
172	ISHARES TR	46429B267	16,927	$373,071	0.07%
173	SUN CMNTYS INC	866674104	3,066	$365,682	0.07%
174	INNOVATOR ETFS TR	INHD	12,572	$363,454	0.07%
175	INNOVATOR ETFS TR	INHD	11,070	$361,782	0.07%
176	FIDELITY COVINGTON TRUST	316092303	8,477	$360,943	0.07%
177	FIRST TR EXCHANGE TRADED FD	33734X135	9,428	$356,664	0.07%
178	VANGUARD SCOTTSDALE FDS	92206C706	6,223	$355,644	0.07%
179	SCHWAB STRATEGIC TR	808524102	7,113	$354,594	0.07%
180	ISHARES TR	464287812	1,875	$352,991	0.07%
181	FIRST TR EXCHANGE TRADED FD	33734X119	5,752	$347,093	0.07%
182	VANECK ETF TRUST	92189F536	20,680	$345,563	0.07%
183	SELECT SECTOR SPDR TR	81369Y886	5,758	$339,334	0.07%
184	MERCK & CO INC	MRK	3,244	$336,366	0.07%
185	VANGUARD SPECIALIZED FUNDS	921908844	2,149	$335,642	0.07%
186	CISCO SYS INC	CSCO	6,132	$329,675	0.07%
187	CADENCE DESIGN SYSTEM INC	CDNS	1,400	$328,020	0.06%
188	MCDONALDS CORP	MCD	1,245	$327,983	0.06%
189	VANGUARD INDEX FDS	922908637	1,662	$325,328	0.06%
190	ISHARES TR	464288281	3,942	$325,317	0.06%
191	MERCADOLIBRE INC	MELI	256	$324,577	0.06%
192	ISHARES TR	464287168	2,974	$324,477	0.06%
193	LULULEMON ATHLETICA INC	LULU	835	$321,984	0.06%
194	JOHNSON & JOHNSON	JNJ	2,032	$316,500	0.06%
195	ELI LILLY & CO	LLY	584	$313,516	0.06%
196	ISHARES TR	464287630	2,274	$310,381	0.06%
197	VANECK ETF TRUST	92189F437	11,281	$305,264	0.06%
198	PLAINS ALL AMERN PIPELINE L	726503105	19,850	$304,102	0.06%
199	ALPHABET INC	GOOG	2,322	$303,857	0.06%
200	ISHARES TR	46432F859	6,547	$303,636	0.06%
201	VANGUARD INTL EQUITY INDEX F	922042742	3,253	$303,115	0.06%
202	GLOBAL X FDS	37954Y855	5,481	$302,387	0.06%
203	VERIZON COMMUNICATIONS INC	VZ	9,301	$301,445	0.06%
204	CHIPOTLE MEXICAN GRILL INC	CMG	162	$296,756	0.06%
205	SPDR SER TR	78464A763	2,543	$292,428	0.06%
206	ISHARES TR	46435U713	7,870	$289,716	0.06%
207	SCHWAB STRATEGIC TR	808524607	6,915	$286,423	0.06%
208	ORACLE CORP	ORCL-PD	2,696	$285,560	0.06%
209	ABRDN PLATINUM ETF TRUST	PPLT	3,397	$284,057	0.06%
210	SPDR SER TR	78464A581	3,606	$281,547	0.06%
211	INNOVATOR ETFS TR	INHD	10,509	$280,125	0.06%
212	INNOVATOR ETFS TR	INHD	6,253	$278,077	0.06%
213	VANGUARD WORLD FD	921910816	1,215	$275,684	0.05%
214	MPLX LP	MPLXP	7,700	$273,889	0.05%
215	ROYAL BK CDA	780087102	3,123	$273,075	0.05%
216	FIDELITY COVINGTON TRUST	316092865	7,079	$268,441	0.05%
217	VANGUARD WORLD FD	921910733	3,561	$267,854	0.05%
218	TEXAS INSTRS INC	882508104	1,620	$257,596	0.05%
219	LAMAR ADVERTISING CO NEW	LAMR	3,080	$257,088	0.05%
220	USA COMPRESSION PARTNERS LP	USAC	10,750	$256,495	0.05%
221	CVB FINL CORP	126600105	15,412	$255,381	0.05%
222	AIRBNB INC	ABNB	1,808	$248,076	0.05%
223	VANGUARD ADMIRAL FDS INC	921932505	996	$246,601	0.05%
224	ISHARES TR	464287796	5,152	$246,070	0.05%
225	ISHARES INC	46434G863	8,116	$245,763	0.05%
226	JANUS DETROIT STR TR	47103U845	4,866	$244,906	0.05%
227	BLACKROCK INC	BLK	377	$243,944	0.05%
228	PROSHARES TR	74347X823	4,410	$237,170	0.05%
229	ALPHABET INC	GOOG	1,798	$237,066	0.05%
230	ABBOTT LABS	ABLZF	2,437	$236,023	0.05%
231	VANECK ETF TRUST	92189F528	14,043	$234,378	0.05%
232	NEXTERA ENERGY INC	NEE-PW	4,054	$232,254	0.05%
233	INVESCO EXCH TRADED FD TR II	IVZ	9,346	$232,108	0.05%
234	DIMENSIONAL ETF TRUST	25434V401	4,942	$230,068	0.05%
235	FEDEX CORP	FDX	860	$228,915	0.05%
236	SPDR SER TR	78468R200	7,422	$228,004	0.05%
237	SELECT SECTOR SPDR TR	81369Y407	1,399	$225,147	0.04%
238	ISHARES TR	46435U663	6,655	$224,819	0.04%
239	MEDTRONIC PLC	MDT	2,840	$224,502	0.04%
240	ISHARES TR	464288760	2,061	$218,917	0.04%
241	ENBRIDGE INC	ENNPF	6,498	$217,909	0.04%
242	EA SERIES TRUST	02072L565	2,094	$217,106	0.04%
243	WASTE MGMT INC DEL	94106L109	1,406	$214,331	0.04%
244	FIDELITY COVINGTON TRUST	316092600	3,528	$213,711	0.04%
245	COSTCO WHSL CORP NEW	22160K105	374	$211,344	0.04%
246	PEPSICO INC	PEP	1,237	$209,597	0.04%
247	STRATEGY SHS	STRD	8,386	$208,692	0.04%
248	SPDR SER TR	78468R622	2,288	$206,835	0.04%
249	LOCKHEED MARTIN CORP	LMT	498	$203,662	0.04%
250	ADVANCED MICRO DEVICES INC	AMD	1,973	$202,864	0.04%
251	VANECK ETF TRUST	92189F411	12,547	$201,126	0.04%
252	ADOBE INC	ADBE	394	$200,901	0.04%
253	REGIONS FINANCIAL CORP NEW	RF-PF	11,101	$193,688	0.04%
254	SOFI TECHNOLOGIES INC	SOFI	19,909	$159,073	0.03%
255	RITHM CAPITAL CORP	RITM-PF	14,900	$142,146	0.03%
256	NUVEEN CALIFORNIA AMT QLT MU	NU	12,755	$131,396	0.03%
257	FORD MTR CO DEL	345370860	10,376	$128,866	0.03%
258	BLACKROCK MUNIHLDNGS CALI QL	BLK	12,497	$119,890	0.02%
259	NUVEEN CA QUALTY MUN INCOME	NU	11,961	$115,854	0.02%
260	SUNCOKE ENERGY INC	SXC	10,000	$102,946	0.02%
261	CHIMERA INVT CORP	16934Q208	12,000	$67,680	0.01%
262	GERON CORP	GERN	20,000	$42,400	0.01%
263	PITNEY BOWES INC	PBI-PB	10,000	$30,200	0.01%
264	LOOP MEDIA INC	54352F206	41,667	$20,708	0.00%
265	NUTEX HEALTH INC	NUTX	96,629	$19,567	0.00%